People v. Hodge , 2018 COA 155 ( 2018 )


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  •      The summaries of the Colorado Court of Appeals published opinions
    constitute no part of the opinion of the division but have been prepared by
    the division for the convenience of the reader. The summaries may not be
    cited or relied upon as they are not the official language of the division.
    Any discrepancy between the language in the summary and in the opinion
    should be resolved in favor of the language in the opinion.
    SUMMARY
    November 1, 2018
    2018COA155
    No. 18CA0710 People v. Hodge — Crimes — Unlawful Sexual
    Behavior — Sexual Assault on a Child
    In this interlocutory appeal, a division of the court of appeals
    interprets section 18-3-405(1) and (2)(a), C.R.S. 2018, to hold that a
    child sexual assault victim cannot legally consent to the use of force
    during an unlawful sexual act. The division reverses the district
    court’s order dismissing the use of force aggravator after a
    preliminary hearing and remands the case for reinstatement of the
    original charges as class 3 felony sexual assault on a child.
    COLORADO COURT OF APPEALS                                      2018COA155
    Court of Appeals No. 18CA0710
    El Paso County District Court No. 18CR287
    Honorable Theresa M. Cisneros, Judge
    The People of the State of Colorado,
    Plaintiff-Appellant,
    v.
    Travis Hodge,
    Defendant-Appellee.
    ORDER REVERSED AND CASE
    REMANDED WITH DIRECTIONS
    Division VI
    Opinion by JUDGE FREYRE
    Furman and Dunn, JJ., concur
    Announced November 1, 2018
    Daniel H. May, District Attorney, Doyle J. Baker, Senior Deputy District
    Attorney, Oliver A. Robinson, Deputy District Attorney, Stephanie J. Redfield,
    Deputy District Attorney, Colorado Springs, Colorado, for Plaintiff-Appellant
    Megan A. Ring, Colorado State Public Defender, Megan M. Morris, Deputy State
    Public Defender, Denver, Colorado, for Defendant-Appellee
    ¶1    The prosecution charged Travis Hodge with three counts of
    sexual assault on a child and alleged that he “applied force against
    the victim to accomplish or facilitate the sexual contact,” rendering
    each a class 3 felony under section 18-3-405(1) and (2)(a).
    ¶2    The People appeal the district court’s order dismissing three
    force aggravators for three sexual assault on a child charges against
    defendant, Hodge, based on its finding that because the victim had
    consented to the force used (restraints), the prosecution did not
    establish probable cause for the use of force at the preliminary
    hearing. We resolve a novel question in Colorado by concluding
    that a child victim cannot consent to the use of force. Therefore, we
    reverse the order and remand the case for reinstatement of three
    sexual assault on a child charges as class 3 felonies.
    I.    Background
    ¶3    At the preliminary hearing, the prosecution presented
    testimony from a police officer and a forensic interviewer. The
    officer testified that Hodge, who lived out of state, met the fourteen-
    year-old victim in an online chat room. Hodge and the victim
    discussed, among other things, sexual fantasies, which included
    1
    bondage and dominant and submissive sexual acts (BDSM).1 The
    victim told the officer that they had arranged to meet in person and
    had devised a plan whereby Hodge would pose as the father of one
    of the victim’s friends and then pick him up for a purported
    overnight at the friend’s house.
    ¶4    Hodge flew to Colorado and retrieved the victim from his home
    in Boulder. He drove the victim to a vacation rental home in
    Colorado Springs. When they arrived, Hodge asked the victim to
    undress to his level of comfort — the victim removed all of his
    clothing except his underwear. Hodge then placed a padlocked
    collar around the victim’s neck, handcuffed the victim’s hands
    behind his back, and placed a ball gag in the victim’s mouth.
    According to the forensic interviewer, Hodge then sodomized the
    victim with his fingers, a dildo, and his penis. Hodge and the victim
    also performed fellatio on one other. The victim remained
    handcuffed throughout these acts.
    1 “BDSM” is a common initialism for “sexual activity involving such
    practices as the use of physical restraints, the granting and
    relinquishing of control, and the infliction of pain.” Merriam-
    Webster Dictionary, https://perma.cc/UVM9-FSVN.
    2
    ¶5    Eventually, the victim realized the events had become “real”
    and wanted to end the encounter. He told Hodge he felt sick and
    needed to throw up. Hodge removed the restraints, and the victim
    suggested that they take a nap. When Hodge fell asleep, the victim
    left the house and contacted the police.
    ¶6    At the end of the hearing, the court concluded that the
    evidence supported probable cause for the sexual assault on a child
    charges as class 4 felonies. However, the court requested
    additional briefing on whether it could bind over the same charges
    as class 3 felonies when the undisputed evidence showed that the
    victim had consented to the use of the restraints.
    ¶7    After considering the parties’ arguments and briefs, the court
    issued a written order in which it found that the handcuffs and ball
    gag were “part of the sexual activity that the [victim] and the
    defendant agreed to, and they were not used as force in order to
    accomplish or facilitate the sexual contact.” The court concluded
    there was “insufficient evidence to establish that force was used to
    accomplish or facilitate the sexual contact,” and it bound over the
    relevant sexual assault charges as class 4 felonies. Thus, it was the
    3
    consensual use of the restraints rather than the restraints
    themselves, that rendered the evidence of force insufficient.
    ¶8         The People contend that the preliminary hearing evidence was
    sufficient for the court to infer that Hodge facilitated sexual contact
    with the victim by the use of the restraints, and that the court
    legally erred in finding that a fourteen-year-old victim could consent
    to the use of restraints as part of a sexual act. We agree.
    II.    Sufficient Evidence Established Probable Cause for the Force
    Aggravator
    A.   Standard of Review and Law
    ¶9         A district court’s dismissal of one or more counts of a charging
    document before trial is a final order reviewable on appeal.
    § 16-12-102(1), C.R.S. 2018; see also People v. Severin, 
    122 P.3d 1073
    , 1074 (Colo. App. 2005) (explaining that reducing a charge “in
    effect dismisses the greater charge and substitutes a lesser one”
    under C.A.R. 4(b)(3), and is properly appealed under C.A.R. 4.1).
    ¶ 10       A preliminary hearing is not a mini trial. People v. Jensen,
    
    765 P.2d 1028
    , 1030 (Colo. 1988). Rather,
    [a] preliminary hearing serves the limited
    purpose of determining whether there is
    probable cause to believe that an offense has
    been committed and that the person charged
    4
    committed the offense. The prosecution is not
    required to produce evidence sufficient to
    support a conviction; rather, it need only
    present evidence sufficient to induce a person
    of ordinary prudence and caution to entertain
    a reasonable belief that the defendant
    committed the crime.
    People v. Collins, 
    32 P.3d 636
    , 639-40 (Colo. App. 2001); see People
    v. Simpson, 
    2012 COA 156
    , ¶ 11. “The court must view all evidence
    and draw all inferences in favor of the prosecution . . . .” People v.
    Hall, 
    999 P.2d 207
    , 221 (Colo. 2000).
    ¶ 11   We will uphold the district court’s decision that probable
    cause has not been established absent a showing that the court
    abused its discretion. 
    Id.
     Only when we determine that the district
    court has “applied an erroneous construction of law at a
    preliminary hearing” will we review the record to determine whether
    the evidence, “when viewed in the light most favorable to the
    prosecution, would induce a reasonably prudent and cautious
    person to entertain the belief that the defendant committed the
    crime charged.” 
    Id.
     We review the court’s legal conclusions de
    novo. 
    Id.
    ¶ 12   In addition, we review questions of statutory interpretation de
    novo. Bostelman v. People, 
    162 P.3d 686
    , 689 (Colo. 2007). “In
    5
    interpreting a statute, our primary goals are to discern and give
    effect to the General Assembly’s intent.” Krol v. CF & I Steel, 
    2013 COA 32
    , ¶ 2. “We look first to the statutory language, giving the
    words and phrases used therein their plain and ordinary
    meanings.” 
    Id.
     “When the statutory language is clear and
    unambiguous, there is no need to resort to interpretive rules and
    statutory construction.” People v. Rice, 
    198 P.3d 1241
    , 1244 (Colo.
    App. 2008).
    B.    Analysis
    ¶ 13   Hodge contends that the use of restraints does not satisfy the
    definition of “force” when a child victim consents to their use. “Any
    actor who knowingly subjects another not his or her spouse to any
    sexual contact commits sexual assault on a child if the victim is
    less than fifteen years of age and the actor is at least four years
    older than the victim.” § 18-3-405(1). “Sexual assault on a child is
    a class 4 felony, but it is a class 3 felony if . . . [t]he actor applies
    force against the victim in order to accomplish or facilitate sexual
    contact . . . .” § 18-3-405(2)(a). These statutes contain no language
    requiring the prosecution to prove that the defendant’s conduct was
    against the victim’s will.
    6
    ¶ 14   The General Assembly has not defined “force,” and the People
    contend that the plain and ordinary meaning of force is “violence,
    compulsion or constraint exerted upon or against a person or
    thing.” They argue that the restraints Hodge used were constraints
    exerted upon the victim. Consistent with this argument, several
    divisions of this court have defined “physical force” in the adult
    sexual assault statute, § 18-3-402, C.R.S. 2018, as “force applied to
    the body,” and they have defined “physical violence” as “unjust or
    unwarranted exercise of physical force.” People v. Keene, 
    226 P.3d 1140
    , 1143 (Colo. App. 2009) (citation omitted); see also People v.
    Bryant, 
    2013 COA 28
    , ¶ 17; People v. Holwuttle, 
    155 P.3d 447
    , 450
    (Colo. App. 2006). “Physical force,” therefore, only requires that
    some exertion of energy (force) be applied to the body and does not
    require an “extra application” of force. Bryant, ¶ 17 (quoting Keene,
    
    226 P.3d at 1143
    ). Such force includes a defendant’s use of his
    body weight to hold a victim down. See Keene, 
    226 P.3d at 1143
    .
    And it includes evidence that a defendant grabbed a woman’s
    breasts and held them tightly. People ex rel. VanMeveren v. Dist.
    Court, 
    195 Colo. 1
    , 4-5, 
    575 P.2d 405
    , 407 (1978).
    7
    ¶ 15   Hodge contends that these readings are incorrect and involve a
    “strained” definition. He relies on Black’s Law Dictionary, which
    defines force as “[p]ower, violence, or pressure directed against a
    person or thing,” Black’s Law Dictionary 760 (10th ed. 2014), and
    on the definition cited by the People ― “violence, compulsion, or
    constraint exerted upon or against a person or thing,” ― from
    Webster’s Collegiate Dictionary 489 (11th ed. 2004). He argues that
    these definitions necessarily connote coercion or compulsion, which
    include a lack of consent, and that they foreclose any consensual
    actions.
    ¶ 16   We acknowledge that it is “not error to turn to Black’s Law
    Dictionary to glean the most widely accepted legal meaning of” a
    term. Holwuttle, 
    155 P.3d at 450
    . However, we disagree with
    Hodge’s interpretation and find persuasive the authorities noted
    above that require only the application of force to the body.
    Moreover, our reading of “force” is consistent with the adult sexual
    assault statute, which requires proof of nonconsent by defining
    sexual assault as the knowing infliction of sexual intrusion or
    sexual penetration, and stating that “[t]he actor causes submission
    of the victim by means of sufficient consequence reasonably
    8
    calculated to cause submission against the victim’s will.” § 18-3-
    402(1)(a) (emphasis added). Unlike sexual crimes committed
    against adults, in which the prosecution must prove nonconsent as
    an element of the offense (or stated differently, where consent is a
    defense to the crime), child sexual assault contains no such
    element and recognizes that a child cannot legally consent to sexual
    contact or to any conduct that facilitates that sexual contact. See
    People v. Sparks, 
    2018 COA 1
    , ¶ 13 (explaining that the law does
    not recognize the child as the initiator of unlawful sexual contact or
    activity with an adult); see also § 18-1-505(1), C.R.S. 2018
    (permitting consent as an affirmative defense only when it
    “negatives an element of the offense”); United States v. De La
    Cruz-Garcia, 
    590 F.3d 1157
    , 1160 (10th Cir. 2010) (construing
    section 18-3-405(1) as recognizing that sexual activity between an
    adult and a minor “inherently involves taking unfair or undue
    advantage of the victim”). Hodge directs us to no authority, nor
    have we found any, that would permit a defendant to assert the
    defense of consent to the force aggravator in section 18-3-405(2)(a)
    when it is not authorized as a defense to the crime itself under 18-
    3-405(1). And we may not read a nonconsent element into the child
    9
    sexual assault statute or the force aggravator that is not there. See
    People v. Diaz, 
    2015 CO 28
    , ¶ 12 (“We do not add words to the
    statute or subtract words from it.” (quoting Turbyne v. People, 
    151 P.3d 563
    , 567 (Colo. 2007))).
    ¶ 17     For the same reasons, we are not persuaded that the language
    “against the victim,” § 18-3-405(2)(a), implies that the force must be
    nonconsensual or that the child may consent to the force used. If
    the General Assembly had intended the force to be against the
    victim’s will, it would have said so, as it did in the adult sexual
    assault statute, section 18-3-402(1)(a) (“The actor causes
    submission of the victim by means of sufficient consequence
    reasonably calculated to cause submission against the victim’s
    will . . . .”).
    ¶ 18     Because we conclude that the court legally erred in finding
    that the victim’s agreement to use the restraints did not constitute
    the use of force, we review the record to determine whether the
    evidence, “when viewed in the light most favorable to the
    prosecution, would induce a reasonably prudent and cautious
    person to entertain the belief that the defendant committed the
    crime charged.” Hall, 999 P.2d at 221.
    10
    ¶ 19   The People presented evidence that Hodge and the victim
    discussed BDSM and sexual fantasies at length before they met,
    that Hodge applied the restraints in preparation for the sexual
    contact, and that the restraints remained on the victim throughout
    the sexual activities.2 Given the limited nature of a preliminary
    hearing and the low standard for establishing probable cause, we
    conclude that it is reasonable to infer from the evidence presented
    that Hodge used force to facilitate the sexual contact under section
    18-3-405(2)(a), and, therefore, we necessarily reject his contention
    to the contrary. Accordingly, we agree with the People that a person
    of ordinary prudence and caution could reasonably believe that the
    restraints used here constituted force that facilitated the sexual
    contact, and thereby established probable cause for sexual assault
    on a child as a class 3 felony. Of course, whether the use of these
    restraints constitutes force beyond a reasonable doubt is for a jury
    to determine.
    2 Because Hodge only contests the force aggravator and does not
    contest the sufficiency of probable cause as to the remaining
    elements of sexual assault on a child, we do not further discuss
    those other elements.
    11
    ¶ 20   Finally, we decline to address Hodge’s constitutional
    challenges to the sexual assault on a child statute on vagueness
    and equal protection grounds. Hodge did not make these
    challenges in his briefing to the district court, and, thus, they are
    not properly before us in this interlocutory appeal. See People v.
    Canton, 
    951 P.2d 907
    , 909 n.4 (Colo. 1998) (“We do not address
    issues raised by the defendant and not resolved by the trial court in
    an interlocutory appeal.”); People v. Bland, 
    884 P.2d 312
    , 322 (Colo.
    1994) (declining review of the defendant’s strip search argument
    “because it was not addressed by the trial court and in any event is
    not appropriate for review under C.A.R. 4.1” because a defendant is
    not entitled to interlocutory relief).
    III.   Conclusion
    ¶ 21   The order is reversed, and the case is remanded for
    reinstatement of counts one through three as class 3 felony sexual
    assault on a child.
    JUDGE FURMAN and JUDGE DUNN concur.
    12