In re Skylar B. ( 2021 )


Menu:
  • ****************************************************************
    The ‘‘officially released’’ date that appears near the
    beginning of this opinion is the date the opinion was
    released as a slip opinion. The operative date for the
    beginning of all time periods for filing postopinion
    motions and petitions for certification is the ‘‘officially
    released’’ date appearing in the opinion.
    This opinion is subject to revisions and editorial
    changes, not of a substantive nature, and corrections
    of a technical nature prior to publication in the
    Connecticut Law Journal.
    ****************************************************************
    IN RE SKYLAR B.*
    (AC 43916)
    Lavine, Elgo and Palmer, Js.**
    Syllabus
    The respondent father appealed to this court from the judgment of the trial
    court terminating his parental rights as to his minor child, S. On appeal,
    the father claimed that the court deprived him of his right to substantive
    due process because transfer of guardianship to S’s relative foster par-
    ents would have been a less restrictive means than termination of his
    parental rights to achieve permanency. Held that this court declined to
    review the respondent father’s unpreserved constitutional claim because
    the record was inadequate for review under the first prong of State v.
    Golding (
    213 Conn. 233
    ): the father failed to file a motion to modify
    disposition and/or transfer guardianship to the relative foster parents,
    and neither the trial court, the petitioner, the Commissioner of Children
    and Families, nor S and the proposed guardians, whose lives would
    have been most affected by whether the father’s parental rights remained
    intact, were on notice at the outset of the trial on the termination of
    parental rights petition that the father would be arguing for an alternative
    disposition; only a proper motion filed by a respondent serves to provide
    the requisite notice to all interested parties and the court of such an
    alternative disposition and the evidence that is particularly relevant to
    a disposition of a transfer of guardianship, as opposed to a termination
    of parental rights and adoption.
    Argued October 6, 2020—officially released May 17, 2021***
    Procedural History
    Petition by the Commissioner of Children and Fami-
    lies to terminate the respondents’ parental rights with
    respect to their minor child, brought to the Superior
    Court in the judicial district of New Haven, Juvenile
    Matters, and tried to the court, Marcus, J.; judgment
    terminating the respondents’ parental rights, from
    which the respondent father appealed to this court.
    Affirmed.
    Albert J. Oneto IV, assigned counsel, for the appellant
    (respondent father).
    Rosemarie T. Weber, assistant attorney general, with
    whom, on the brief, were William Tong, attorney gen-
    eral, and Benjamin Zivyon and Evan O’Roark, assistant
    attorneys general, for the appellee (petitioner).
    David B. Rozwaski, counsel for the minor child.
    Opinion
    ELGO, J. The respondent father, Jeffrey B., appeals
    from the judgment of the trial court rendered in favor
    of the petitioner, the Commissioner of Children and
    Families, terminating his parental rights with respect
    to his minor child, Skylar B.,1 on the ground that the
    respondent failed to rehabilitate in accordance with
    General Statutes § 17a-112 (j) (3) (B) (i).2 On appeal,
    the respondent claims that the court deprived him of
    his right to substantive due process as guaranteed by the
    fourteenth amendment to the United States constitution
    because transfer of guardianship is a less restrictive
    means than termination of his parental rights to achieve
    permanency. We conclude that the record is inadequate
    to review the respondent’s claim and, accordingly,
    affirm the judgment of the trial court.
    The following facts and procedural history are rele-
    vant to this appeal. Skylar was born in November, 2017,
    and is the child of Easter M. (mother) and the respon-
    dent. The Department of Children and Families (depart-
    ment) had a long history of involvement with both par-
    ents due to the mother’s mental health issues and
    extensive use of illicit substances, as well as the respon-
    dent’s extensive involvement in the criminal justice sys-
    tem and history of intimate partner violence with the
    mother.3 At the time of Skylar’s birth, a referral was
    made by a hospital social worker to the department
    because both Skylar and her mother tested positive for
    opiates.4 In the referral, the social worker also reported
    that the mother had been hospitalized in June, 2017,
    after being assaulted by the respondent while she was
    pregnant with Skylar.
    On November 20, 2017, the department executed a
    ninety-six hour hold on Skylar and eventually placed
    her with the relative foster home of her maternal aunt
    and uncle. In the course of their investigation, the
    department eventually located the respondent, who at
    that time was incarcerated at the New Haven Correc-
    tional Center (facility). On November 22, 2017, the
    department filed an ex parte motion for an order of
    temporary custody, which the court granted. The order
    was sustained by agreement on December 1, 2017. On
    January 16, 2018, the court adjudicated Skylar neglected
    and committed her to the care and custody of the peti-
    tioner. The respondent was present and represented by
    counsel at the above hearings and was provided specific
    steps to facilitate reunification, which were duly
    approved and ordered by the court.
    The respondent was released from the facility in June,
    2018, but he failed to keep in contact with the depart-
    ment. In July, 2018, the respondent informed the depart-
    ment that he was serving parole in New York and he
    indicated his intention to have his parole transferred
    to Connecticut to be closer to Skylar and her mother.
    Although the department found service providers for
    the respondent in New York, the respondent declined
    to use them. The respondent also refused monthly visi-
    tation with Skylar, claiming that he did not want his
    daughter to see him while he was living in a hotel. In
    September, 2018, the respondent successfully trans-
    ferred his parole from New York to Connecticut. The
    department referred the respondent to services for visi-
    tation, as well as substance abuse, intimate partner
    violence treatment, and parenting services.
    Unbeknownst to the department, a no contact order
    was in place in connection with the respondent’s parole,
    which prohibited him from contacting the mother.
    Despite that order, the respondent asked the depart-
    ment to arrange a joint visit with himself, the mother,
    and Skylar. A visit occurred in September, 2018, which
    led to the respondent’s arrest for violating the condi-
    tions of his parole. The petitioner subsequently
    remained incarcerated until November, 2018. As a
    result, the services that the respondent was required
    to complete were placed on hold until his release.
    On November 19, 2018, the petitioner filed a petition
    for termination of the respondent’s parental rights,
    alleging that the respondent failed to achieve a suffi-
    cient degree of rehabilitation in accordance with § 17a-
    112 (j) (3) (B) (i)5 and that he had no ongoing parent-
    child relationship with Skylar. See General Statutes
    § 17a-112 (j) (3) (D).6 While that termination proceeding
    was pending, the respondent was arrested on federal
    charges stemming from gang related activities in
    New Haven.
    A two day trial was held on the petition for termina-
    tion of the respondent’s parental rights, at which the
    respondent, who remained in federal custody, partici-
    pated via video conference. On December 30, 2019, the
    court issued a memorandum of decision, in which it
    terminated the parental rights of the respondent.7 In its
    findings of fact, the court relied heavily on an evaluation
    of the respondent conducted on March 28, 2019, by a
    court-appointed psychologist, Jessica Biren Caverly.8
    In her report, Caverly noted: ‘‘There are a number of
    concerns about the negative aspects of [the respon-
    dent’s] history, including his significant legal history,
    arrests for substances that he denied using, and his
    minimization of intimate partner violence. These fac-
    tors can be indicative of a personality disorder such
    as [a]ntisocial [p]ersonality [d]isorder or [n]arcissistic
    [p]ersonality [d]isorder. . . . In regard to substances,
    [the respondent’s] recent urine tests [were] clean of all
    substances, but it is highly likely he is abstaining from
    substances solely so he can complete his parole.’’ (Inter-
    nal quotation marks omitted.) Caverly was particularly
    troubled by his blatant violation of parole orders requir-
    ing no contact with the mother, reporting that the
    respondent telephoned the mother during her own eval-
    uation with Caverly. The court noted in its memoran-
    dum of decision that ‘‘[t]his is indicative of [the respon-
    dent’s] failure to change his behavior even on a minimal
    basis.’’ The court also found that ‘‘[i]t is apparent from
    the description . . . of the father-child [interaction]
    that the [respondent] presently is unable to meet Sky-
    lar’s needs.’’ In light of the foregoing, the court found
    by clear and convincing evidence that the respondent
    failed to rehabilitate pursuant to § 17a-112 (j) (3) (B) (i).9
    Having found an adjudicatory ground for termination,
    the court turned to the dispositional phase of its ruling.
    The court determined by clear and convincing evidence
    that termination of the respondent’s parental rights was
    in Skylar’s best interest, and expressly considered the
    factors outlined in § 17a-112 (k).10 In so doing, the court
    emphasized the respondent’s failure to benefit from
    services that were timely offered to him and the fact
    that there was insufficient time for Skylar to develop
    a relationship with the respondent due to his incarcera-
    tion following parole. The court, pursuant to § 17a-112
    (k), also considered Skylar’s emotional ties with her
    maternal aunt and uncle, in whose physical care and
    custody she has remained since birth. To that end, the
    court credited Caverly’s testimony that Skylar was ‘‘well
    bonded to her foster parents . . . and . . . looked to
    them for support,’’ observing that they were her psycho-
    logical parents and that their home was the only home
    she has ever known. Finally, the court found that the
    foster family had committed to being an adoptive
    resource for Skylar. The court thus found, by clear and
    convincing evidence, that it was in Skylar’s best interest
    to have the respondent’s parental rights terminated, and
    appointed the petitioner as Skylar’s statutory parent.
    This appeal followed.
    On appeal, the respondent generally does not chal-
    lenge the trial court’s factual findings and conclusions
    of law with respect to its determination that he failed
    to achieve a sufficient degree of personal rehabilitation
    pursuant to § 17a-112 (j) (3) (B) (i).11 Rather, he claims
    that the court deprived him of his right to substantive
    due process, as guaranteed by the fourteenth amend-
    ment to the United States constitution, because the
    petitioner ‘‘was without a compelling reason to termi-
    nate his parental rights’’ given that Skylar was placed
    with relative foster parents ‘‘within the meaning of [Gen-
    eral Statutes] § 17a-111a (b) (1).’’12 The respondent con-
    tends that, in light of Skylar’s placement with relative
    foster parents, the petitioner ‘‘improperly allowed the
    relatives to select a permanency plan for the child call-
    ing for a termination of the respondent’s parental rights,
    instead of using [her] authority under the statute to
    effectuate a transfer of guardianship to the relatives as
    a less restrictive means of permanency . . . .’’
    The respondent’s counsel conceded at oral argument
    before this court that §§ 17a-111a and 17a-112 do not
    contain such ‘‘least restrictive means’’ language.
    Instead, the respondent relies primarily on footnote 11
    of In re Unique R., 170 Conn. App, 833, 845 n.11, 
    156 A.3d 1
     (2017), and on In re Azareon Y., 
    309 Conn. 626
    ,
    634–37, 
    72 A.3d 1074
     (2013), to support his claim that
    § 17a-111a ‘‘must be interpreted to preclude the peti-
    tioner from filing [petitions] to terminate parental rights
    under § 17a-112 if the child’s health and safety can be
    protected by transferring guardianship of the child to
    a relative as a less restrictive means of permanency.’’
    This, the respondent claims, is the only way ‘‘to save
    [§§ 17a-111a and 17a-112] from constitutional infirmity
    . . . .’’13 The respondent acknowledges that he did not
    raise this issue before the trial court and, thus, seeks
    review of this unpreserved constitutional claim under
    State v. Golding, 
    213 Conn. 233
    , 239–40, 
    567 A.2d 823
    (1989), as modified by In re Yasiel R., 
    317 Conn. 773
    ,
    781, 
    120 A.3d 1188
     (2015).
    In Golding, our Supreme Court held that ‘‘a [respon-
    dent] can prevail on a claim of constitutional error not
    preserved at trial only if all of the following conditions
    are met: (1) the record is adequate to review the alleged
    claim of error; (2) the claim is of constitutional magni-
    tude alleging the violation of a fundamental right; (3)
    the alleged constitutional violation . . . exists and
    . . . deprived the [respondent] of a fair trial; and (4)
    if subject to harmless error analysis, the state has failed
    to demonstrate harmlessness beyond a reasonable
    doubt.’’ (Emphasis in original; footnote omitted.) State
    v. Golding, supra, 
    213 Conn. 239
    –40; see also In re
    Yasiel R., supra, 
    317 Conn. 781
    . ‘‘[T]he inability to meet
    any one prong requires a determination that the [respon-
    dent’s] claim must fail. . . . The appellate tribunal is
    free, therefore, to respond to the [respondent’s] claim
    by focusing on whichever condition is most relevant in
    the particular circumstances.’’ (Citation omitted; inter-
    nal quotation marks omitted.) State v. Soto, 
    175 Conn. App. 739
    , 755, 
    168 A.3d 605
    , cert. denied, 
    327 Conn. 970
    ,
    
    173 A.3d 953
     (2017).
    ‘‘In assessing whether the first prong of Golding has
    been satisfied, it is well recognized that [t]he [respon-
    dent] bears the responsibility for providing a record
    that is adequate for review of [his] claim of constitu-
    tional error. If the facts revealed by the record are
    insufficient, unclear or ambiguous as to whether a con-
    stitutional violation has occurred, we will not attempt
    to supplement or reconstruct the record, or to make
    factual determinations, in order to decide the [respon-
    dent’s] claim. . . . The reason for this requirement
    demands no great elaboration: in the absence of a suffi-
    cient record, there is no way to know whether a viola-
    tion of constitutional magnitude in fact has occurred.’’
    (Citations omitted; internal quotation marks omitted.)
    In re Anthony L., 
    194 Conn. App. 111
    , 114–15, 
    219 A.3d 979
     (2019), cert. denied, 
    334 Conn. 914
    , 
    221 A.3d 447
    (2020).
    In In re Azareon Y., supra, 
    309 Conn. 632
    , the respon-
    dent sought Golding review of her unpreserved claim
    that substantive due process required the court to deter-
    mine that the permanency plan of termination of the
    respondent’s parental rights was the least restrictive
    means to ensure the state’s compelling interest in pro-
    tecting the child’s best interests. In determining that
    the record was inadequate for review under Golding’s
    first prong, our Supreme Court observed that the
    respondent did not request that the trial court consider
    any alternatives to the petitioner’s permanency plan,
    the court’s memorandum of decision did not indicate
    whether it had considered a permanency plan other
    than the one advocated by the petitioner, and the
    respondent did not ask the court to articulate whether
    it had considered other options. 
    Id.,
     632–33. Because
    ‘‘the petitioner was never put on notice of the respon-
    dent’s proposed constitutional gloss to § 17a-112,’’ the
    court concluded that ‘‘it [would have been] manifestly
    unfair to the petitioner . . . to reach the merits of the
    respondent’s claim . . . .’’ (Internal quotation marks
    omitted.) Id., 638; see also In re Madison C., 
    201 Conn. App. 184
    , 193, 
    241 A.3d 756
    , cert. denied, 
    335 Conn. 985
    ,
    
    242 A.3d 480
     (2020); In re Anthony L., supra, 
    194 Conn. App. 112
    –13.
    In the present case, the respondent claims that his
    right to substantive due process was violated by the
    termination of his parental rights because transfer of
    guardianship to the relative foster parents would have
    been a less restrictive means of achieving permanency
    for Skylar.14 The respondent does not dispute the fact
    that he did not file a motion before the court seeking
    a transfer of guardianship to the relative foster parents.
    He nevertheless contends that the record is adequate
    for review under the first prong of Golding because, at
    trial, his counsel argued during closing arguments that
    the court should transfer guardianship to the relative
    foster parents instead of terminating his parental rights.
    The respondent further asserts that ‘‘[i]t is certain from
    the record . . . that Skylar’s relatives would have kept
    her in their care under any arrangement that did not
    result in Skylar being given back [to her parents] and
    taken away again’’ and suggests that the mere fact that
    they told the petitioner that they ‘‘preferred’’ an adoption
    does not mean that they opposed a transfer of guardian-
    ship. (Internal quotation marks omitted.) Because the
    respondent failed to file a motion to modify disposition
    and/or to transfer guardianship to the relative foster
    parents pursuant to General Statutes § 46b-129 (j) and
    Practice Book § 35a-16 or § 35a-12A, we do not agree
    that there is an adequate record for review.
    Our Supreme Court’s decisions in In re Azareon Y.,
    supra, 
    309 Conn. 626
    , and In re Brayden E.-H., 
    309 Conn. 642
    , 
    72 A.3d 1083
     (2013), which were both
    released on July 30, 2013, are instructive. In In re Azar-
    eon Y., the court concluded there was an inadequate
    record to review the respondent’s substantive due pro-
    cess claim and specifically noted the absence of critical
    factual findings in the record to support the claim that
    viable alternatives to termination and adoption existed.
    In re Azareon Y., supra, 637. By contrast, the court in
    In re Brayden E.-H. reached the merits of a similar
    substantive due process claim because the trial court
    had made specific findings regarding the dispositional
    alternatives to termination sought by the respondent
    parents. In re Brayden E.-H., supra, 651, 655–56. In
    that case, the trial court, in determining whether to
    terminate the parental rights of both parents, was pre-
    sented with the respondent father’s motion to transfer
    permanent guardianship to the paternal great-aunt and
    her husband, as well as the respondent mother’s motion
    to transfer guardianship. Id., 650. The trial court ulti-
    mately terminated the respondent mother’s parental
    rights, but it denied the petition to terminate the respon-
    dent father’s parental rights and granted the father’s
    motion to transfer permanent guardianship to the pater-
    nal relatives. Id., 644, 653. On appeal, the respondent
    mother argued that the trial court violated her right to
    substantive due process because termination was not
    required given that the court had granted permanent
    guardianship to the paternal relatives. Id., 644–45. Our
    Supreme Court concluded that it was unnecessary to
    decide whether substantive due process requires that
    a court determine whether termination is the least
    restrictive means to protect a child’s best interest and,
    instead, held that, even if substantive due process
    required such a determination, the trial court’s decision
    in that case satisfied that standard. Id., 645.
    In so concluding, the court relied heavily on the find-
    ings of fact made by the trial court pursuant to the
    relevant statutory scheme, including the termination of
    parental rights provisions and the relevant transfer of
    guardianship provisions of § 46b-129 (j) (6) and Practice
    Book § 35a-20, as asserted by the father and the respon-
    dent mother relevant to their respective motions. Id.,
    648–51. Our Supreme Court emphasized the court’s
    findings with respect to the respondent’s relationship
    with the proposed guardian, including its conclusion
    that the it would be impossible for the proposed guard-
    ian to accommodate the respondent, that the respon-
    dent was ‘‘confrontational, unpredictable and aggres-
    sive,’’ and that the respondent ‘‘would . . . [take] every
    possible opportunity to undermine and destabilize [the
    proposed guardian’s] position as principal caretaker
    by filing motions for reinstatement of guardianship.’’
    (Internal quotation marks omitted.) Id., 659. The court
    also underscored the trial court’s finding that ‘‘[t]he
    children could never confidently attach and would be
    tormented by divided loyalties.’’ (Internal quotation
    marks omitted.) Id. It further emphasized the trial
    court’s observation that ‘‘giving [the respondent
    mother] any opportunity to further litigate would be
    disastrous to the children and to the guardians. As it is
    now, the statute does not address specifically visitation
    and thus could provide her with an opportunity to liti-
    gate. That possibility does not exist if her parental
    rights are terminated. The intention of the court was
    to prevent her from having any further control or influ-
    ence over the children, including visitation, during
    which time she could undermine the authority of the
    guardians.’’ (Emphasis in original.) Id., 661. Our
    Supreme Court noted the trial court’s conclusion that
    ‘‘any avenue that would permit the respondent to exert
    any further control or influence over the children would
    undermine the guardians’ relationship with the children
    and would be contrary to the children’s best interests.’’
    (Emphasis in original.) Id., 661–62. ‘‘Finally, the fact that
    the court declined to terminate [the father’s parental]
    rights but determined that termination of the respon-
    dent’s rights was necessary reflects the court’s conclu-
    sion that nothing short of terminating the respondent’s
    rights would adequately protect the children’s best
    interests.’’15 Id., 662.
    Although the findings made by the trial court in In
    re Brayden E.-H. are specific to that case, the trial
    court’s application of the established best interest stan-
    dard to the relevant motions in that case resulted in a
    record that the Supreme Court could review for pur-
    poses of the respondent’s substantive due process
    claim. That record, to the extent that permanent guard-
    ianship was sought, required factual findings and a
    determination that ‘‘[a]doption of the child or youth is
    not possible or appropriate’’ pursuant to what is now
    § 46b-129 (j) (6) (B). See id., 652. Moreover, because
    of the juxtaposition of both termination of parental
    rights petitions and the motions to transfer guardian-
    ship, the trial court in that case was required to evaluate
    a variety of considerations which, while not exclusive
    to motions for transfer of guardianship—such as the
    ability to attach, divided loyalties, undermining the
    authority of proposed guardian or caretaker, and the
    ability to use the legal system to exert control or influ-
    ence over a child—have heightened importance when
    evaluating whether guardianship affords the child suffi-
    cient security and permanency when a parent, for whom
    adjudicatory grounds have been found, nevertheless,
    seeks to retain his parental rights.
    In the present case, by contrast, neither the trial
    court, the petitioner, nor the minor child and the pro-
    posed guardians, whose lives would be most affected by
    whether the respondent’s parental rights remain intact,
    were on notice at the outset of the trial that the respon-
    dent would be arguing for an alternative disposition.
    Only a proper motion filed by a respondent serves to
    provide the requisite notice to all interested parties and
    the court of such an alternative disposition and the
    evidence that is particularly relevant to a disposition
    of a transfer of guardianship, as opposed to a termina-
    tion of parental rights and adoption. See, e.g., In re
    Azareon Y., supra, 
    309 Conn. 641
     (lack of evidence as
    to whether maternal aunt would have agreed to long-
    term foster care or conventional guardianship).
    As this court repeatedly has observed, ‘‘[o]ur role is
    not to guess at possibilities, but to review claims based
    on a complete factual record developed by the trial
    court. . . . Without the necessary factual and legal
    conclusions furnished by the trial court . . . any deci-
    sion made by us respecting [the respondent’s claims]
    would be entirely speculative.’’ (Internal quotation
    marks omitted.) In re Madison C., supra, 
    201 Conn. App. 196
    . Because the respondent has failed to provide
    this court with an adequate record for review, his claim
    fails Golding’s first prong. We, therefore, decline to
    review the merits of the respondent’s claim.
    The judgment is affirmed.
    In this opinion the other judges concurred.
    * In accordance with the spirit and intent of General Statutes § 46b-142
    (b) and Practice Book § 79a-12, the names of the parties involved in this
    appeal are not disclosed. The records and papers of this case shall be open
    for inspection only to persons having a proper interest therein and upon
    order of the Appellate Court.
    ** The listing of judges reflects their seniority status on this court as of
    the date of oral argument.
    *** May 17, 2021, the date that this decision was released as a slip opinion,
    is the operative date for all substantive and procedural purposes.
    1
    The attorney for the minor child has filed a statement, pursuant to
    Practice Book §§ 67-13 and 79a-6 (c), adopting the brief of the Commissioner
    of Children and Families.
    2
    The court also terminated the parental rights of Skylar’s mother, Easter
    M., in the same proceeding on the same grounds. Skylar’s mother did not
    appeal from this judgment, and, therefore, we refer to Jeffrey B. as the
    respondent in this opinion.
    3
    As the court noted in its memorandum of decision, in 2011, the Probate
    Court transferred guardianship of another child of the mother and the respon-
    dent to a maternal great-aunt.
    4
    Skylar’s mother tested positive for opiates on November 7, 2017, and
    later in November, 2017, on the date of Skylar’s birth.
    5
    General Statutes § 17a-112 (j) provides in relevant part: ‘‘The Superior
    Court, upon notice and hearing . . . may grant a petition filed pursuant to
    this section if it finds by clear and convincing evidence that . . . (3) . . .
    (B) the child (i) has been found by the Superior Court or the Probate Court
    to have been neglected, abused, or uncared for in a prior proceeding . . .
    and has failed to achieve such degree of personal rehabilitation as would
    encourage the belief that within a reasonable time, considering the age and
    needs of the child, such parent could assume a responsible position in the
    life of the child . . . .’’
    6
    General Statutes § 17a-112 (j) provides in relevant part: ‘‘The Superior
    Court, upon notice and hearing . . . may grant a petition filed pursuant to
    this section if it finds by clear and convincing evidence that . . . (3) . . .
    (D) there is no ongoing parent-child relationship, which means the relation-
    ship that ordinarily develops as a result of a parent having met on a day-
    to-day basis the physical, emotional, moral and educational needs of the
    child and to allow further time for the establishment or reestablishment of
    such parent-child relationship would be detrimental to the best interest of
    the child . . . .’’
    7
    The court also terminated the parental rights of Skylar’s mother.
    8
    Caverly’s parenting/psychological evaluation report was admitted into
    evidence as state’s exhibit D.
    9
    In light of that determination, the court declined to address the depart-
    ment’s alternative statutory ground for termination pursuant to § 17a-112
    (j) (3) (D).
    10
    General Statutes § 17a-112 (k) provides: ‘‘Except in the case where
    termination of parental rights is based on consent, in determining whether
    to terminate parental rights under this section, the court shall consider and
    shall make written findings regarding: (1) The timeliness, nature and extent
    of services offered, provided and made available to the parent and the child
    by an agency to facilitate the reunion of the child with the parent; (2)
    whether the Department of Children and Families has made reasonable
    efforts to reunite the family pursuant to the federal Adoption and Safe
    Families Act of 1997, as amended from time to time; (3) the terms of any
    applicable court order entered into and agreed upon by any individual or
    agency and the parent, and the extent to which all parties have fulfilled
    their obligations under such order; (4) the feelings and emotional ties of
    the child with respect to the child’s parents, any guardian of such child’s
    person and any person who has exercised physical care, custody or control
    of the child for at least one year and with whom the child has developed
    significant emotional ties; (5) the age of the child; (6) the efforts the parent
    has made to adjust such parent’s circumstances, conduct, or conditions to
    make it in the best interest of the child to return such child home in the
    foreseeable future, including, but not limited to, (A) the extent to which
    the parent has maintained contact with the child as part of an effort to
    reunite the child with the parent, provided the court may give weight to
    incidental visitations, communications or contributions, and (B) the mainte-
    nance of regular contact or communication with the guardian or other
    custodian of the child; and (7) the extent to which a parent has been
    prevented from maintaining a meaningful relationship with the child by
    the unreasonable act or conduct of the other parent of the child, or the
    unreasonable act of any other person or by the economic circumstances of
    the parent.’’
    11
    The respondent does allege, in a footnote in his principal appellate brief,
    that one of the trial court’s factual findings in the dispositional phase was
    clearly erroneous—namely, that there was insufficient time for Skylar to
    develop a relationship with him under § 17a-112 (k) (4). That claim is without
    merit. ‘‘A finding is clearly erroneous when either there is no evidence in
    the record to support it, or the reviewing court is left with the definite and
    firm conviction that a mistake has been made. . . . [G]reat weight is given
    to the judgment of the trial court because of [the trial court’s] opportunity
    to observe the parties and the evidence. . . . [An appellate court does] not
    examine the record to determine whether the trier of fact could have reached
    a conclusion other than the one reached. . . . [Rather] every reasonable
    presumption is made in favor of the trial court’s ruling.’’ (Internal quotation
    marks omitted.) In re Keyashia C., 
    120 Conn. App. 452
    , 455, 
    991 A.2d 1113
    ,
    cert. denied, 
    297 Conn. 909
    , 
    995 A.2d 637
     (2010).
    In the present case, the court concluded that the time that the respondent
    spent with Skylar was insufficient because the respondent ‘‘only began
    visitation with Skylar in November, 2018, and was incarcerated in July, 2019,
    on his federal charges.’’ The respondent argues that this conclusion was
    clearly erroneous because, between his return from parole in New York in
    September, 2018, and his subsequent incarceration on federal charges in
    July, 2019, he consistently visited with Skylar for weekly one hour visits
    for more than ten months. However, during this visitation period, the respon-
    dent was arrested in September, 2018, and incarcerated until November,
    2018, for violating a no contact order with Skylar’s mother. Although the
    court acknowledged that there were visits subsequent to his November,
    2018 incarceration, it found at the time of trial that ‘‘he is now incarcerated
    again for a lengthy period of time and is no longer available to her.’’ Moreover,
    the court’s finding that there was insufficient time for Skylar to bond with
    the respondent is supported by the expert testimony of Caverly. According
    to Caverly, at the time of her evaluation, the respondent ‘‘ha[d] only recently
    begun visitation and therefore their relationship [was] new and likely [did]
    not have any positive memories.’’ In light of that evidence, the court’s finding
    was not clearly erroneous.
    12
    General Statutes § 17a-111a provides: ‘‘(a) The Commissioner of Chil-
    dren and Families shall file a petition to terminate parental rights pursuant
    to section 17a-112 if (1) the child has been in the custody of the commissioner
    for at least fifteen consecutive months, or at least fifteen months during
    the twenty-two months, immediately preceding the filing of such petition;
    (2) the child has been abandoned as defined in subsection (j) of section
    17a-112; or (3) a court of competent jurisdiction has found that (A) the
    parent has killed, through deliberate, nonaccidental act, a sibling of the
    child or has requested, commanded, importuned, attempted, conspired or
    solicited to commit the killing of the child or a sibling of the child; or (B)
    the parent has assaulted the child or a sibling of a child, through deliberate,
    nonaccidental act, and such assault resulted in serious bodily injury to
    such child.
    ‘‘(b) Notwithstanding the provisions of subsection (a) of this section, the
    commissioner is not required to file a petition to terminate parental rights
    in such cases if the commissioner determines that: (1) The child has been
    placed under the care of a relative of such child; (2) there is a compelling
    reason to believe that filing such petition is not in the best interests of the
    child; or (3) the parent has not been offered the services contained in the
    permanency plan to reunify the parent with the child or such services were
    not available, unless a court has determined that efforts to reunify the parent
    with the child are not required.’’
    13
    Neither In re Unique R., 
    supra,
     
    170 Conn. App. 833
    , nor In re Azareon
    Y., supra, 
    309 Conn. 626
    , supports the respondent’s claim that § 17a-111a
    precludes the filing of a termination petition if there is a less restrictive means
    of permanency. Indeed, far from supporting the respondent’s contentions,
    a careful review of In re Unique R. suggests a contrary conclusion. In that
    case, this court concluded that the trial court did not improperly terminate
    the respondent’s parental rights due to the petitioner’s alleged failure to
    conduct an adequate investigation of his relatives as placement resources.
    See In re Unique R., 
    supra,
     835–36. Specifically, we held that reasonable
    efforts to reunify the respondent with his child pursuant to § 17a-112 (j) (1)
    did not require investigation and placement with relative resources. Id.,
    844–45. Notably, in footnote 14 of that opinion, we compared § 17a-111a
    (a), which requires the petitioner to file a termination of parental rights
    petition when a child has been in the custody of the petitioner for a substan-
    tial period of time, with § 17a-111a (b), which, when a child is placed with
    relatives, does not require the filing of a termination petition. Id., 853–54
    n.14. Observing that ‘‘[t]he use of the word shall in conjunction with the
    word may confirms that the legislature acted with complete awareness of
    their different meanings,’’ we concluded that the phrase ‘‘not required’’ is
    discretionary language and, therefore, even when a child has been placed
    with relatives, § 17a-111a (b) does not prevent the petitioner from filing a
    termination petition. (Internal quotation marks omitted). Id. In contrast,
    footnote 11 references the respondent’s substantive due process claim rela-
    tive to the reasonable efforts requirement of § 17a-112 (j) (1), which is not
    the provision implicated in the present case. Id., 845 n.11.
    Although the respondent does not direct us to authority for his specific
    claim that the petitioner must have ‘‘a compelling reason to terminate his
    parental rights’’ when a child is placed with relatives, we note that the plain
    language of § 17a-111a (b) (2) requires the petitioner to provide a compelling
    reason when she does not file a termination of parental rights petition within
    the statutory guidelines.
    14
    The genesis and application of the ‘‘less or least restrictive means of
    permanency’’ concept is unclear in our jurisprudence, such that our courts
    have noted confusion in how these claims have been presented on appeal.
    See, e.g., In re Azareon Y., supra, 
    309 Conn. 637
     (noting various ways in
    which claim was framed on appeal); In re Adelina A., 
    169 Conn. App. 111
    ,
    120, 
    148 A.3d 621
     (court compelled to clarify various usages of term), cert.
    denied, 
    323 Conn. 949
    , 
    169 A.3d 792
     (2016). Nevertheless, the consistent
    and express purpose of the various iterations of the concept has been to
    challenge what we have previously acknowledged is the legislative prefer-
    ence for termination and adoption.
    In In re Adelina A., we observed that ‘‘[t]he Adoption and Safe Families
    Act (ASFA), Pub. L. No. 105-89, 
    111 Stat. 2115
     (1997), and parallel state law,
    has established a clear preference for termination followed by adoption
    when reunification with a parent is not a viable permanency plan. . . .
    ASFA also requires the petitioner to file a petition for termination of parental
    rights if the child has been under the responsibility of the state for fifteen
    of the last twenty-two months, subject to limited exceptions. 
    42 U.S.C. § 675
    (5) (E) (2012); see 
    45 C.F.R. § 1356.21
     (i); see also General Statutes § 17a-
    111a (a). Finally, state law requires a court to find by clear and convincing
    evidence that adoption is not possible or appropriate prior to issuing an
    order for permanent legal guardianship. General Statutes § 46b-129 (j) (6)
    (B).’’ (Citations omitted.) In re Adelina A., supra, 121 n.14. Such efforts are
    consistent with federal law which, pursuant to 
    42 U.S.C. § 675
     (1) (F) (v)
    (2018), requires that child protection agencies document that they have
    advised prospective guardians that adoption is the more permanent alterna-
    tive to legal guardianship.
    We further note that the concept of ‘‘least or less restrictive alternative
    to permanency’’ espoused by the respondent should be distinguished from
    the phrase ‘‘least restrictive placement,’’ which is an established term of art
    governing placement of a child while in foster care, and which specifically
    emanates from the federal Adoption Assistance and Child Welfare Act of
    1980, Pub. L. 96–272, 
    94 Stat. 500
    , as amended by the Adoption and Safe
    Families Act of 1997, Pub. L. No. 105–89, 
    111 Stat. 2115
    . See 
    42 U.S.C. § 671
    et seq. (2018). Pursuant to federal funding requirements, state and local
    child protection agencies are required to develop a ‘‘case review system’’
    for each child placed in foster care; 
    42 U.S.C. § 671
     (A) (16) (2018); to assure,
    inter alia, that ‘‘each child has a case plan designed to achieve placement
    in a safe setting that is the least restrictive (most family like) and most
    appropriate setting available and in close proximity to the parents’ home,
    consistent with the best interest and special needs of the child . . . .’’
    (Emphasis added.) 
    42 U.S.C. § 675
     (5) (A) (2018).
    15
    Our Supreme Court also emphasized the trial court’s finding, made
    pursuant to what is now § 46b-129 (j) (6) (B), that, because the proposed
    guardians were in their sixties and had chronic health issues, they were not
    an appropriate adoptive placement, notwithstanding their willingness to
    adopt the child. Id., 652.
    

Document Info

Docket Number: AC43916

Filed Date: 5/25/2021

Precedential Status: Precedential

Modified Date: 5/18/2021