State v. Jeffrey H. , 176 Conn. App. 666 ( 2017 )


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    STATE OF CONNECTICUT v. JEFFREY H.*
    (AC 38113)
    Sheldon, Mullins and Harper, Js.
    Syllabus
    Convicted, following a jury trial, of three counts of the crime of sexual
    assault in the first degree in connection with his alleged sexual abuse
    of his daughter, N, the defendant appealed to this court. On the eve of
    the defendant’s scheduled trial date, the state discovered that the statute
    of limitations on the conduct supporting the charges in the original
    information had expired, and the court granted the state’s request for
    a continuance. During the continuance, the state requested that the state
    police detective assigned to the case, F, conduct an additional interview
    with N, and, in that interview, N made allegations against the defendant
    of assaults that occurred in a time period that fell within the statute of
    limitations. On appeal, the defendant claimed, inter alia, that the trial
    court violated his constitutional right to present a defense by preventing
    him from cross-examining F relating to whether N made the new allega-
    tions against the defendant only upon learning that the statute of limita-
    tions barred her original allegations, and by excluding testimony from
    S, a physician, and a letter S had written, which included a notation
    that N had a history of a previous sexual assault. Held:
    1. The trial court did not abuse its discretion or violate the defendant’s
    constitutional right to present a defense by excluding testimony concern-
    ing the statute of limitations issue that the defendant sought to introduce
    through the cross-examination of F; the defendant was permitted to
    conduct a sufficient inquiry into his defense theory that N had fabricated
    the new allegations, including eliciting testimony from F about the con-
    tinuance of the originally scheduled trial and F’s involvement in the
    case, and evidence that the state had asked F to obtain another statement
    from N after the continuance had been granted, and the defendant failed
    to cross-examine N regarding her motivations for detailing the abuse
    alleged in her latest statement to F or if she changed her allegations
    due to pressure from authority figures, and failed to ask F, who could
    not testify regarding N’s motivations, whether he had pressured N to
    make the new allegations because of a problem with the statute of limi-
    tations.
    2. The trial court did not abuse its discretion in excluding as irrelevant S’s
    testimony and letter, which the defendant sought to admit to rebut
    certain consciousness of guilt evidence presented by the state; the foun-
    dation for S’s letter was wholly speculative, as S was unable to provide
    any insight as to where or from whom he had obtained the information
    in the letter about N’s history of sexual abuse, or to which of certain
    separate instances of sexual assault involving N the notation referred,
    and the defendant failed to demonstrate any open and visible connection
    between S’s notation about N’s history of sexual abuse and the state’s
    consciousness of guilt evidence.
    3. The defendant could not prevail on his claim that the trial court abused
    its discretion and deprived him of his right to due process by admitting
    into evidence certain out of context interview statements that he made
    following a polygraph examination he had taken and failed; that court
    properly concluded that the defendant’s statements, which referred to
    the fact that he felt sexually aroused by N and that he locked himself
    in his bedroom because he was afraid N was going to kill him, qualified
    as an exception to the rule against hearsay for an admission by a party
    opponent under the applicable provision of the Code of Evidence (§ 8-
    3 [1]), as they were relevant and material to show the defendant’s
    consciousness of guilt and were not so prejudicial as to risk injustice
    as a result of their admission, and the court excluded any statements
    made in response to the fact that the defendant had failed the polygraph,
    including any statement related to his change of response from his
    earlier full denial of any inappropriate behavior.
    Argued March 13—officially released September 26, 2017
    Procedural History
    Substitute information charging the defendant with
    three counts of the crime of sexual assault in the first
    degree, brought to the Superior Court in the judicial
    district of Litchfield and tried to the jury before Marano,
    J.; verdict and judgment of guilty, from which the defen-
    dant appealed to this court. Affirmed.
    Matthew D. Dyer, with whom, on the brief, was Kris-
    ten Mostowy, for the appellant (defendant).
    Denise B. Smoker, senior assistant state’s attorney,
    with whom, on the brief, were David S. Shepak, state’s
    attorney, and Dawn Gallo, supervisory assistant state’s
    attorney, for the appellee (state).
    Opinion
    HARPER, J. The defendant, Jeffrey H., appeals from
    the judgment of conviction, rendered after a jury trial,
    of three counts of sexual assault in the first degree in
    violation of General Statutes § 53a-70 (a) (1). On appeal,
    the defendant claims that the trial court (1) abused
    its discretion by preventing him from pursuing certain
    inquiries on cross-examination, thereby violating his
    sixth amendment right to present a defense, and (2)
    abused its discretion by admitting into evidence out-of-
    context portions of his interview conducted following
    a polygraph examination, in violation of his right to due
    process. We affirm the judgment of the trial court.
    The jury reasonably could have found the following
    facts. The victim, N, is the defendant’s daughter. The
    defendant repeatedly sexually assaulted N from the
    time she was seven or eight years old until she was
    eleven years old. Most of the assaults during this period
    took place when N and the defendant went fishing
    together. The assaults recommenced when N was
    approximately twelve or thirteen years old and contin-
    ued until she was approximately seventeen years old.
    Many of the assaults included threats of violence against
    N, her mother, and her sister. On several occasions, the
    defendant warned N that if she told anyone about the
    assaults, he would kill her, her mother, and her sister.
    On occasion, the defendant brandished a weapon,
    including a double-barreled shotgun, while committing
    an assault.
    N did not report the defendant’s conduct until 2009.
    At that time, the defendant and N’s mother had
    divorced, and N was living with her mother and her
    sister in Massachusetts. N kept a journal as part of a
    course of psychiatric treatment that she received from
    Stefanie Lindahl, a psychiatrist. N documented her
    father’s conduct in the journal and shared it with Lin-
    dahl. N reported the assaults to the police on July 31,
    2009.
    Detective William Flynn, a major crimes detective
    with the Connecticut State Police and a member of the
    child abuse investigative team, was assigned to investi-
    gate N’s report. Throughout the investigation, Flynn
    interviewed N and took written statements from her.
    At the request of the state’s attorney, Flynn used his
    police vehicle to drive N as she directed him to various
    locations where the abuse had occurred. These trips
    prompted N to remember additional incidents of sexual
    assault perpetrated by the defendant.
    The defendant was arrested on September 29, 2010.
    The original information charged the defendant with
    offenses that were alleged to have occurred between
    March, 1997 and 2000. The state filed a substitute long
    form information on March 5, 2015,1 charging the defen-
    dant with three counts of sexual assault in the first
    degree in violation of § 53a-70 (a) (1) for offenses
    occurring in 2002, 2003, and 2004.
    On March 31, 2015, the jury found the defendant guilty
    of three counts of sexual assault in the first degree.
    The court sentenced the defendant to a term of twelve
    years of imprisonment and five years of special parole
    on each count, to run consecutively, resulting in a total
    effective sentence of thirty-six years of imprisonment
    and fifteen years of special parole. This appeal followed.
    Additional facts will be set forth as necessary.
    I
    The defendant first claims that the trial court made
    two erroneous evidentiary rulings in violation of his
    right, under the sixth and fourteenth amendments to
    the federal constitution, to present a defense. Specifi-
    cally, the defendant asserts that the trial court improp-
    erly prohibited him from cross-examining Flynn about
    a statute of limitations issue that the state had discov-
    ered on the eve of the original trial date. In addition,
    the defendant argues that the trial court erroneously
    barred testimony from Joseph C. Scirica, one of N’s
    former treating physicians, regarding a notation in a
    2006 letter in his file that N had a ‘‘remarkable history
    of a molestation/sexual assault.’’ The state responds
    that the trial court properly excluded both the evidence
    relating to the statute of limitations and Scirica’s letter.
    For the reasons that follow, we agree with the state.
    The defendant’s claims implicate both his constitu-
    tional right to present a complete defense, as well as
    the proper constraints that the rules of evidence impose
    on that right. Therefore, our analysis has two parts.
    First, we must determine whether the trial court abused
    its discretion in making certain evidentiary rulings
    regarding the statute of limitations and Scirica’s letter.
    Second, if we find that the trial court abused its discre-
    tion, we must determine whether that caused a violation
    of the defendant’s constitutional rights.
    Because our analysis of each of the defendant’s
    claims in this part of the opinion relies on the same
    legal principals, we first set forth our standard of review
    for each of those claims. ‘‘The sixth amendment to
    the United States constitution require[s] that criminal
    defendants be afforded a meaningful opportunity to
    present a complete defense. . . . The defendant’s sixth
    amendment right, however, does not require the trial
    court to forgo completely restraints on the admissibility
    of evidence. . . . Generally, [a defendant] must com-
    ply with established rules of procedure and evidence
    in exercising his right to present a defense. . . . A
    defendant, therefore, may introduce only relevant evi-
    dence, and, if the proffered evidence is not relevant,
    its exclusion is proper and the defendant’s right is not
    violated.’’ (Footnote omitted; internal quotation marks
    omitted.) State v. Wright, 
    273 Conn. 418
    , 424, 
    870 A.2d 1039
    (2005). ‘‘Evidence is irrelevant or too remote if
    there is such a want of open and visible connection
    between the evidentiary and principal facts that, all
    things considered, the former is not worthy or safe to be
    admitted in the proof of the latter.’’ (Internal quotation
    marks omitted.) State v. Davis, 
    298 Conn. 1
    , 23, 
    1 A.3d 76
    (2010).
    The defendant’s sixth amendment right to present a
    defense is satisfied ‘‘when defense counsel is permitted
    to expose to the jury the facts from which [the] jurors,
    as the sole triers of fact and credibility, could appropri-
    ately draw inferences relating to the reliability of the
    witness.’’ (Internal quotation marks omitted.) State v.
    Daniel B., 
    164 Conn. App. 318
    , 341, 
    137 A.3d 837
    , cert.
    granted on other grounds, 
    323 Conn. 910
    , 
    149 A.3d 495
    (2016). ‘‘[R]estrictions on the scope of cross-examina-
    tion are within the sound discretion of the trial judge
    . . . but this discretion comes into play only after the
    defendant has been permitted cross-examination suffi-
    cient to satisfy the sixth amendment. . . . To establish
    an abuse of discretion, [the defendant] must show that
    restrictions imposed [on the] cross-examination were
    clearly prejudicial.’’ (Citation omitted; internal quota-
    tion marks omitted.) 
    Id., 341–42. ‘‘Upon
    review of a trial court’s decision, we will set
    aside an evidentiary ruling only when there has been
    a clear abuse of discretion. . . . The trial court has
    wide discretion in determining the relevancy of evi-
    dence and the scope of cross-examination and [e]very
    reasonable presumption should be made in favor of the
    correctness of the court’s ruling in determining whether
    there has been an abuse of discretion.’’ (Internal quota-
    tion marks omitted.) State v. Santos, 
    318 Conn. 412
    ,
    423, 
    121 A.3d 697
    (2015).
    A
    The following additional facts and procedural history
    are relevant to the defendant’s statute of limitations
    claim. The defendant’s trial originally was scheduled to
    begin on January 13, 2014. On the eve of trial, however,
    the state discovered that the statute of limitations had
    expired on the conduct supporting the original charges.
    The state sought a continuance, which the trial court
    granted. During the continuance, the state’s attorney
    requested that Flynn conduct an additional interview
    with N. In this interview, N made additional allegations
    against the defendant pertaining to more recent sexual
    assaults that fell within the statute of limitations. These
    new allegations formed the basis for the substitute long
    form information that the state filed on March 5, 2015,
    and under which the defendant was tried and con-
    victed.
    At trial, the defendant attempted to establish, through
    cross-examination of Flynn, that the state’s discovery
    of the statute of limitations issue prompted N’s new
    allegations. The state objected on relevance grounds.
    In an offer of proof outside the presence of the jury,
    Flynn testified: ‘‘I knew there was an issue with the
    statute of limitations, I—that’s about all I knew, there
    was a—we didn’t have a large discussion on that.’’ The
    trial court declined to allow any questioning regarding
    Flynn’s ‘‘awareness of the statute of limitation[s] issue
    or that the—that issue demolished the [s]tate’s case
    or anything of that nature.’’ The trial court, however,
    allowed the defendant to inquire regarding Flynn’s
    knowledge of the January, 2014 trial date and continu-
    ance, his involvement in trial preparations, and his role
    in the taking of an additional statement from N at the
    request of the state’s attorney in January, 2014.
    On appeal, the defendant argues that the trial court
    abused its discretion in excluding testimony regarding
    the statute of limitations issue during cross-examina-
    tion of Flynn, thereby violating the defendant’s sixth
    amendment right to present a defense. The defendant
    asserts that until the state discovered the statute of
    limitations issue, N was ‘‘remarkably consistent on the
    ages of the alleged sexual abuse’’ as being between the
    ages of eight and eleven. Because the trial court did
    not allow Flynn to testify about the statute of limitations
    issue, the defendant argues that he was left unable to
    explain his defense that N fabricated the newer allega-
    tions. As previously noted, to the extent that the defen-
    dant challenges an evidentiary ruling of the trial court,
    we review the claim for abuse of discretion. We con-
    clude that the trial court did not abuse its discretion
    in excluding this evidence and also did not violate the
    defendant’s sixth amendment right.
    Our resolution of this claim is guided by State v.
    Andrews, 
    102 Conn. App. 819
    , 
    927 A.2d 358
    , cert. denied,
    
    284 Conn. 911
    , 
    931 A.2d 932
    (2007). In Andrews, the
    defendant argued, inter alia, that the trial court violated
    his sixth amendment right to present a defense by
    improperly limiting his cross-examination of certain
    witnesses. 
    Id., 824–25. The
    defendant was charged with
    sexual assault in the first degree, sexual assault in the
    second degree and risk of injury to a child. 
    Id., 821. At
    trial, the defendant was precluded from introducing
    certain evidence regarding details of the defendant’s
    sexual relationships with other members of the victim’s
    family. 
    Id., 825. The
    court in Andrews held that the defendant’s sixth
    amendment right to present a defense was not violated.
    
    Id., 827. The
    court explained that the evidence pre-
    sented made the jury aware of the defendant’s compli-
    cated relationship with the victim’s family and that
    members of the victim’s family may have had various
    motives for corroborating the victim’s testimony. 
    Id. The court
    concluded that the trial court did not abuse
    its discretion in precluding additional details of the
    defendant’s sexual relationships, as they were not rele-
    vant to the issue of whether the defendant had sexually
    assaulted the victim. 
    Id. Applying the
    analysis in Andrews to the present case,
    we conclude that the trial court did not abuse its discre-
    tion in excluding testimony of the statute of limitations
    issue. The defendant argued that he attempted to pre-
    sent evidence that N changed her story upon learning
    that the statute of limitations for the original charges
    had expired. Because N ‘‘was remarkably consistent on
    the ages of the alleged sexual abuse,’’ the defendant
    argued that evidence that the statute of limitations
    barred the original charges was necessary to show that
    the only reason for the new allegations was to save the
    state’s case.
    Similar to Andrews, the defendant in this case was
    able to conduct sufficient inquiry into his defense the-
    ory. Specifically, the defendant elicited testimony from
    Flynn about the continuance of the originally scheduled
    trial and Flynn’s involvement in the case. In addition,
    the defendant presented evidence that the state had
    asked Flynn to obtain another statement from N after
    the continuance of the original trial.
    The defendant attempted to introduce evidence of
    the statute of limitations issue through Flynn, not N.
    The defendant never cross-examined N regarding her
    motivations for detailing the abuse that occurred in
    2002, 2003, and 2004, only after she learned that the
    statute of limitations issue barred the original charges.
    The defendant could have asked N if she was changing
    her story due to pressure from authority figures such
    as her mother or the state’s attorney, but did not do
    so. Instead, the defendant attempted to address this
    topic in his cross-examination of Flynn; however, Flynn
    could not have testified about N’s motives and the
    defendant failed to ask Flynn whether he pressured N
    to make new allegations because of the problem with
    the statute of limitations. He could not testify, without
    speculating, about why N was detailing the later abuse
    at that particular time. Therefore, we conclude that the
    trial court did not abuse its discretion in refusing to
    allow the defendant to cross-examine Flynn on the stat-
    ute of limitations issue and that this was a reasonable
    constraint on the defendant’s sixth amendment right to
    present a defense. See State v. 
    Andrews, supra
    , 
    102 Conn. App. 826
    –27.
    B
    The defendant next claims that the trial court abused
    its discretion by excluding Scirica’s letter and testi-
    mony. He argues that exclusion of this evidence pre-
    vented him from rebutting the state’s consciousness of
    guilt argument. The state argues that the trial court did
    not abuse its discretion in excluding this evidence. We
    agree with the state.
    The following facts are relevant to the defendant’s
    claim regarding the exclusion of Scirica’s letter. On
    April 1, 2007, Lindahl received a letter from the defen-
    dant stating, ‘‘I am not a sexual predator, nor am I an
    abusive father.’’ The defendant sent this letter two years
    prior to N’s initial allegations of sexual assault against
    him. Prior to the time the defendant sent this letter, N’s
    primary care physician had referred N to Scirica for
    treatment in 2006. Following that referral, Scirica sent
    a letter to N’s primary care physician with a notation
    that N had a ‘‘remarkable history of a molestation/sex-
    ual assault.’’
    At trial, the defendant attempted to introduce Sciri-
    ca’s letter into evidence and to have Scirica testify about
    his recollection of this history of molestation or sexual
    assault. The state objected, arguing that the letter con-
    stituted inadmissible hearsay within hearsay. Scirica
    testified in an offer of proof regarding the 2006 letter.
    Scirica did not have any independent recollection of
    the letter, nor could he say whether it was N, her mother,
    or someone else who had provided him with N’s medical
    history. Scirica noted that, as a mandated reporter, he
    would have to report any fresh complaints of sexual
    assault, but did not do so in this case. Scirica could not
    state with any certainty the origin of the information
    about N’s history of sexual assault.
    Thereafter, the trial court excluded Scirica’s testi-
    mony and letter because the hearsay quality and uncer-
    tain source of the information rendered it unreliable
    and irrelevant. In its ruling, the trial court noted that
    ‘‘[t]here is no way to tell through the letter or [Scirica’s]
    testimony whether the phrase ‘[a] remarkable history
    of a molestation/sexual assault’ refers to the alleged
    conduct of the defendant or other allegations of sexual
    misconduct that have been presented to the jury,
    namely the alleged incidents in school and at Silver
    Hill [Hospital].’’2
    The defendant argues that the trial court’s refusal to
    allow Scirica to testify about the notation in his letter
    that N had a ‘‘remarkable history of a molestation/sex-
    ual assault’’ prevented him from presenting his defense.
    The defendant asserts that this evidence would have
    given context to the defendant’s April 1, 2007 letter to
    Lindahl, which stated: ‘‘I am not a sexual predator, nor
    am I an abusive father.’’ The state used the defendant’s
    letter as evidence of his consciousness of guilt, and the
    defendant sought to introduce Scirica’s letter as a way
    to rebut the state’s argument. The state argues that the
    trial court properly excluded the evidence. The state
    asserts that the admission of Scirica’s testimony and
    letter would have forced the jury to speculate as to
    which instance of abuse the notation specifically
    referred.
    The defendant challenges the trial court’s evidentiary
    ruling regarding Scirica’s testimony and letter. As pre-
    viously discussed, ‘‘we will set aside an evidentiary rul-
    ing only when there has been a clear abuse of
    discretion.’’ (Internal quotation marks omitted.) State
    v. 
    Santos, supra
    , 
    318 Conn. 423
    .
    The court’s analysis in State v. 
    Davis, supra
    , 
    298 Conn. 1
    , informs our resolution of this claim. In Davis,
    the victim of a shooting testified that he hesitated to
    cooperate with the police because he did not want
    to jeopardize the close relationship he had with his
    girlfriend. 
    Id., 20. During
    his cross-examination of the
    victim, the defendant sought to undermine the victim’s
    credibility with evidence that the victim had assaulted
    his girlfriend. 
    Id., 20–21. The
    defendant intended to use
    this evidence to show that the victim did not have a
    close relationship with his girlfriend, and therefore lied
    about why he hesitated to cooperate with the police. 
    Id., 21. The
    trial court precluded evidence that the victim
    assaulted his girlfriend, finding that it was irrelevant.
    
    Id., 21. In
    Davis, our Supreme Court held that it was not
    an abuse of the trial court’s discretion to exclude the
    evidence because the foundation for the evidence was
    ‘‘wholly speculative.’’ 
    Id., 24. The
    defendant in Davis
    provided no other evidence that the victim lied about
    his reason for not cooperating with the police. See 
    id. Additionally, the
    defendant presented no evidence
    about when the victim assaulted his girlfriend. 
    Id., 24. Our
    Supreme Court reasoned that, if the assault
    occurred after the shooting, it would not have had any
    bearing on the victim’s decision not to cooperate with
    the police on the day of the shooting. 
    Id. The Supreme
    Court determined that ‘‘defense counsel failed to dem-
    onstrate any open and visible connection between the
    alleged fight with [the victim’s girlfriend] and the vic-
    tim’s decision not to tell [the] police the identities of
    his assailants on [the day of the shooting].’’ 
    Id. In the
    present case, the defendant attempted to intro-
    duce Scirica’s testimony and letter to explain the timing
    of the defendant’s April 1, 2007 letter to Lindahl. The
    defendant sought to use this evidence from Scirica to
    counteract the state’s use of his letter to Lindahl to
    prove consciousness of guilt on the assumption that
    the defendant’s April 1, 2007 letter to Lindahl appeared
    to be spontaneous and not in response to some allega-
    tion against him. The defendant argued that the admis-
    sion of Scirica’s letter would show that, contrary to
    the state’s assertions, allegations of sexual assault had
    occurred prior to the defendant’s April 1, 2007 letter,
    and that the defendant’s letter was a reaction to the
    allegations contained in Scirica’s letter.
    As we have already discussed, there was no evidence
    in the record as to where or from whom Scirica had
    obtained the information of N’s ‘‘remarkable history of
    a molestation/sexual assault.’’ Furthermore, there is no
    evidence in the record indicating which instances of
    sexual assault the notation refers to—the incident at
    school, the incident at Silver Hill Hospital, or the con-
    duct alleged against the defendant. Because Scirica
    could not testify as to the origin of the information or
    to which allegations of abuse the notation referred, this
    testimony would have caused the jury to stray too far
    into the realm of speculation.
    Similar to Davis, the foundation for this evidence is
    ‘‘wholly speculative,’’ as Scirica could not provide any
    insight about the source of the notation in his letter or
    to what the notation was referring. See State v. 
    Davis, supra
    , 
    298 Conn. 24
    . If the notation in Scirica’s letter
    was not in reference to conduct N alleged against the
    defendant, it would have no impact on the defendant’s
    decision to write the April 1, 2007 letter to Lindahl. See
    
    id. We agree
    with the trial court that Scirica’s letter
    also could have been referring to the instances of abuse
    that N suffered at school or as a patient at Silver Hill
    Hospital. Therefore, the defendant ‘‘failed to demon-
    strate any open and visible connection between’’ Sciri-
    ca’s notation about N’s ‘‘history of a molestation/sexual
    assault’’ and the defendant’s April 1, 2007 letter to Lin-
    dahl. See 
    id. Accordingly, the
    trial court did not abuse
    its discretion in excluding Scirica’s testimony or letter
    as irrelevant, and the proper application of this eviden-
    tiary rule to the defendant’s case was a permissible
    restraint on his right to present a defense.
    II
    The defendant’s second claim on appeal is that the
    trial court’s admission of portions of an interview con-
    ducted with the defendant following a polygraph exami-
    nation was an abuse of discretion and violated his right
    to due process. Specifically, the defendant argues that
    the admitted portions of his interview do not constitute
    positive assertions of fact and, therefore, are not admis-
    sible under the statement by a party opponent exception
    to the hearsay rule. The defendant also argues that the
    only way for the jury to have received the proper con-
    text of the admitted statements would have been to
    admit information regarding the polygraph examination
    itself, which is not admissible in Connecticut trial
    courts. See State v. Porter, 
    241 Conn. 57
    , 94, 
    698 A.2d 739
    (1997). The defendant asserts that without the ability
    to present this necessary evidence, the trial court’s
    admission of the interview statements deprived him of
    his right to due process. We disagree.
    The following additional facts are relevant to this
    claim. The defendant agreed to submit to a polygraph
    examination on September 20, 2010. A three and one-
    half hour interview of the defendant followed the exam.
    The state’s attorney’s office prepared a transcript of
    the interview. The state, through a motion in limine,
    sought to admit portions of the interview at trial through
    the testimony of Flynn. Specifically, the state sought
    to introduce statements related to the following three
    areas: (1) that the defendant felt sexually aroused by
    N as she was developing; (2) that the defendant locked
    his bedroom door at night because he was worried that
    N was going to kill him; and (3) that the defendant
    changed his response ‘‘from his earlier full denial of
    any inappropriate behavior.’’
    The trial court ruled that no statements would be
    admitted that were made in response to the fact that
    the defendant had failed the polygraph. Accordingly,
    the trial court excluded the state’s third area of inquiry
    regarding the defendant’s change in response to the
    allegations. The trial court reasoned that the third area
    of inquiry was inadmissible because the likely ‘‘defense
    argument is that his response changed because there
    was an intervening polygraph . . . .’’
    The court allowed Flynn to testify regarding the other
    two areas of inquiry. In regard to the defendant feeling
    aroused by N, Flynn testified that ‘‘[the defendant] had
    stated words to the effect that while she was developing,
    uh, he began to feel things of—of becoming aroused
    looking at [N], but said ‘that’s my daughter, uh, it’s got
    to stop there, it’s my daughter’ or words to that effect.’’
    Flynn further testified concerning the defendant’s state-
    ments that he feared for his safety: ‘‘He had said words
    to the effect that he was locking his bedroom door at
    night, because he was afraid [N] was [going to] kill
    him.’’ The trial court allowed these statements into evi-
    dence as admissions by a party opponent.
    In his brief, the defendant argues that even though
    the trial court would not admit any statement that was
    in response to the failed polygraph examination, ‘‘all
    of the defendant’s statements were intertwined with the
    failed polygraph results; therefore, all of his statements
    would have been in response to the failed polygraph
    examination.’’ The state responds that the admitted
    statements were material and relevant to show the
    defendant’s consciousness of guilt. The defendant
    claims that the trial court improperly admitted the inter-
    view statements because (1) the statements were not
    positive assertions of fact and, therefore, did not fall
    under a hearsay exception, and (2) admission of the
    out-of-context statements violated the defendant’s right
    to due process. We disagree.
    We begin by setting forth the standard of review for
    determining whether the trial court properly interpreted
    § 8-3 of the Connecticut Code of Evidence, which sets
    forth certain hearsay exceptions. ‘‘To the extent a trial
    court’s [ruling regarding] admission of evidence is
    based on an interpretation of the [Connecticut] Code of
    Evidence, our standard of review is plenary.’’ (Internal
    quotation marks omitted.) State v. Miller, 121 Conn.
    App. 775, 780, 
    998 A.2d 170
    , cert. denied, 
    298 Conn. 902
    ,
    
    3 A.3d 72
    (2010). A trial court’s ruling on the applicabil-
    ity of the hearsay rule or its exceptions is a legal deter-
    mination requiring plenary review. 
    Id. ‘‘We review
    the
    trial court’s decision to admit evidence, if premised on
    a correct view of the law, however, for an abuse of
    discretion.’’ (Internal quotation marks omitted.) 
    Id. ‘‘To establish
    an abuse of discretion, [the defendant] must
    show that the restrictions imposed . . . were clearly
    prejudicial. . . . If, after reviewing the trial court’s evi-
    dentiary rulings, we conclude that the trial court prop-
    erly excluded the proffered evidence, then the
    defendant’s constitutional claims necessarily fail. . . .
    If, however, we conclude that the trial court improperly
    [admitted] certain evidence, we will proceed to analyze
    [w]hether [the limitations the court imposed] . . .
    [were] so severe as to violate [the defendant’s rights]
    . . . . Our standard of review for this constitutional
    inquiry is de novo.’’ (Citations omitted; internal quota-
    tion marks omitted.) State v. 
    Santos, supra
    , 
    318 Conn. 423
    .
    A
    We first address the defendant’s hearsay argument.
    Because the defendant challenges the trial court’s inter-
    pretation of § 8-3 of the Connecticut Code of Evidence,
    our review is plenary. Under § 8-3 (1) of the Connecticut
    Code of Evidence, the hearsay rule does not exclude
    ‘‘[a] statement [that is] being offered against a party
    and is (A) the party’s own statement . . . .’’ ‘‘It is an
    elementary rule of evidence that an admission of a party
    may be entered into evidence as an exception to the
    hearsay rule. . . . In the criminal context, an admis-
    sion is the avowal or acknowledgment of a fact or of
    circumstances from which guilt may be inferred, and
    only tending to prove the offenses charged, but not
    amounting to a confession of guilt . . . .’’ (Internal quo-
    tation marks omitted.) State v. Paul B., 
    143 Conn. App. 691
    , 711–12, 
    70 A.3d 1123
    (2013), aff’d, 
    315 Conn. 19
    ,
    
    105 A.3d 130
    (2014). ‘‘An admission of a party opponent
    need only traverse the low hurdles of relevancy and
    materiality to survive an objection to its admission into
    evidence. . . . Such an admission is admissible even
    if it is conclusory or not based on personal knowledge.
    . . . The admission need not even be wholly reliable
    or trustworthy.’’ (Citations omitted.) State v. Markev-
    eys, 
    56 Conn. App. 716
    , 720, 
    745 A.2d 212
    , cert. denied,
    
    252 Conn. 952
    , 
    749 A.2d 1203
    (2000).
    We conclude that the trial court correctly interpreted
    § 8-3 (1) of the Connecticut Code of Evidence in
    determining that the interview statements qualify as
    admissions by a party opponent. During the interview,
    the defendant stated that ‘‘the only thing is . . . when
    [N] was developing . . . you feel like something like
    she’s sexually aroused me at one point . . . .’’ The
    defendant also stated: ‘‘I was locking myself in the bed-
    room because I thought she was going to kill me.’’
    Those were oral assertions that were relevant and
    material to the case. See State v. Paul 
    B., supra
    , 
    143 Conn. App. 712
    (court held that defendant’s statement,
    ‘‘well if the boys said I did that, then maybe I did . . .
    I just don’t remember,’’ was admissible admission by
    party opponent in response to sexual assault allega-
    tions). Additionally, the defendant’s statements had a
    ‘‘tendency to make the existence of the fact that the
    defendant engaged in the alleged conduct more proba-
    ble than it would be without [their] admission.’’ 
    Id. It is
    true that these statements do not amount to a direct
    confession of guilt; however, guilt can be inferred from
    the statements. Accordingly, the trial court properly
    interpreted § 8-3 (1) of the Connecticut Code of Evi-
    dence in finding that the statements fall under the state-
    ment by a party opponent exception to the hearsay rule.
    B
    We now turn to the defendant’s claim that admitting
    the interview statements made subsequent to the poly-
    graph examination out of context violated the defen-
    dant’s right to due process. We review this claim for
    an abuse of discretion.
    ‘‘Due process is not to be regarded as a giant constitu-
    tional vacuum cleaner which sucks up any claims of
    error which may occur to a party upon microscopic
    examination of the trial record. . . . Indeed, it would
    trivialize the constitution to transmute a nonconstitu-
    tional claim into a constitutional claim simply because
    the label placed on it by a party . . . .’’ (Citation omit-
    ted; internal quotation marks omitted.) State v. Kelly,
    
    256 Conn. 23
    , 49, 
    770 A.2d 908
    (2001). ‘‘Rules for the
    admission and exclusion of evidence should be found
    offensive to notions of fundamental fairness embodied
    in the United States Constitution only when, (1) without
    a rational basis they disadvantage the defendant more
    severely than they do the [s]tate, or (2) [they] arbitrarily
    exclude reliable defensive evidence without achieving
    a superior social benefit.’’ (Internal quotation marks
    omitted.) State v. 
    Porter, supra
    , 
    241 Conn. 134
    .
    ‘‘Relevant evidence may be excluded if its probative
    value is outweighed by the danger of unfair prejudice
    or surprise . . . .’’ Conn. Code Evid. § 4-3. Although all
    adverse evidence is damaging to a defendant’s case, ‘‘it
    is inadmissible only if it creates undue prejudice so that
    it threatens injustice were it to be admitted.’’ (Internal
    quotation marks omitted.) State v. Warren, 100 Conn.
    App. 407, 419, 
    919 A.2d 465
    (2007). ‘‘Unfair prejudice
    occurs where the facts offered may unduly arouse the
    [jurors’] emotions, hostility, or sympathy . . . .’’ (Inter-
    nal quotation marks omitted.) State v. Bellamy, 
    149 Conn. App. 665
    , 677, 
    89 A.3d 927
    (2014), aff’d, 
    323 Conn. 400
    , 
    143 A.3d 655
    (2016). The prejudicial effect of poly-
    graph evidence greatly exceeds its probative value. See
    State v. 
    Porter, supra
    , 
    241 Conn. 93
    . Therefore, poly-
    graph evidence is ‘‘per se inadmissible in all trial court
    proceedings in which the rules of evidence apply, and
    for all trial purposes, in Connecticut courts.’’ (Footnotes
    omitted.) 
    Id., 94. Generally,
    evidence of consciousness of guilt must
    ‘‘have relevance, and the fact that ambiguities or expla-
    nations may exist which tend to rebut an inference of
    guilt does not render [such] evidence . . . inadmissi-
    ble but simply constitutes a factor for the jury’s consid-
    eration.’’ (Internal quotation marks omitted.) State v.
    Coccomo, 
    302 Conn. 664
    , 670, 
    31 A.3d 1012
    (2011). In
    other words, evidence of consciousness of guilt must
    ‘‘tend to support a relevant fact even to a slight degree,
    so long as not prejudicial or merely cumulative.’’ 
    Id., 669. ‘‘[I]t
    is the province of the jury to sort through any
    ambiguity in the evidence in order to determine whether
    [such evidence] warrants the inference that [the defen-
    dant] possessed a guilty conscience.’’ (Internal quota-
    tion marks omitted.) 
    Id., 672. After
    reviewing the record, we conclude that the trial
    court did not abuse its discretion in admitting the inter-
    view statements. The statements admitted were cer-
    tainly relevant, as they had ‘‘a logical tendency to aid
    the trier in the determination of an issue.’’ (Internal
    quotation marks omitted.) State v. Cerreta, 
    260 Conn. 251
    , 261, 
    796 A.2d 1196
    (2002). Although the statements
    were adverse to the defendant, they were not so prejudi-
    cial as to risk injustice as a result of their admission
    into evidence.
    Moreover, the trial court took care not to admit any
    statement by the defendant that could be explained by
    reference to the failed polygraph. For example, the trial
    court excluded any statements relating to the defen-
    dant’s change of response. Specifically, the trial court
    excluded any statements showing that the defendant
    did not completely deny the allegations after failing
    the polygraph, as the fact that the defendant failed the
    polygraph examination could be used to explain such
    statements.
    Rather the trial court admitted only the statements
    that the defendant felt aroused by N and that the defen-
    dant feared N was going to kill him as evidence of his
    consciousness of guilt. The statements admitted were
    relevant to show the defendant’s consciousness of guilt,
    and supported that inference at least to ‘‘ ‘a slight
    degree.’ ’’ See State v. 
    Coccomo, supra
    , 
    302 Conn. 669
    .
    Therefore, the trial court did not abuse its discretion
    in admitting the interview statements for the purpose
    of showing the defendant’s consciousness of guilt.
    Because we conclude that the trial court did not abuse
    its discretion in admitting the interview statements, we
    conclude that the defendant was not deprived of his
    right to due process.
    The judgment is affirmed.
    In this opinion the other judges concurred.
    * In accordance with our policy of protecting the privacy interests of the
    victims of sexual assault, we decline to identify the victim or others through
    whom the victim’s identity may be ascertained. See General Statutes § 54-86e.
    1
    In the original information, filed on September 29, 2010, the state charged
    the defendant with offenses alleged to have occurred between March, 1997
    and 2000. At the time trial was scheduled in January, 2014, the state discov-
    ered that the statute of limitations period for those offenses had expired,
    notwithstanding an amendment to the statute extending the limitations
    period for sexual assault. See General Statutes § 54-193a; see also State v.
    Brundage, 
    138 Conn. App. 22
    , 29, 
    50 A.3d 396
    (2012) (holding that amend-
    ment to statute extending limitations period for sexual assault did not apply
    retroactively and only applied to offenses occurring after May 22, 2002).
    2
    N testified at trial that, in addition to the sexual assaults perpetrated by
    the defendant, she suffered sexual assaults committed by others at a school
    in Sharon and while receiving treatment as a patient at Silver Hill Hospital
    in New Canaan.
    

Document Info

Docket Number: AC38113

Citation Numbers: 171 A.3d 64, 176 Conn. App. 666

Filed Date: 9/26/2017

Precedential Status: Precedential

Modified Date: 1/12/2023