State v. Logan ( 2015 )


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    STATE OF CONNECTICUT v. CHARLES LOGAN
    (AC 36605)
    Beach, Sheldon and Bear, Js.
    Argued March 17—officially released October 6, 2015
    (Appeal from Superior Court, judicial district of
    Hartford, Alexander, J.)
    Charles Logan, self-represented, the appellant
    (defendant).
    Lisa A. Riggione, senior assistant state’s attorney,
    with whom, on the brief, were Gail P. Hardy, state’s
    attorney, and John F. Fahey, senior assistant state’s
    attorney, for the appellee (state).
    Opinion
    BEAR, J. The defendant, Charles Logan, appeals from
    the judgment of the trial court denying his motion to
    correct an illegal sentence filed pursuant to Practice
    Book § 43-22. The defendant claims on appeal that his
    sentence was imposed in an illegal manner because the
    trial court failed to consider his youth as a mitigating
    factor at his sentencing, in violation of his right against
    cruel and unusual punishment under the eighth amend-
    ment1 to the federal constitution.2 We affirm the judg-
    ment of the trial court.
    The following facts and procedural history are rele-
    vant to this appeal. On November 6, 1997, the defendant
    pleaded guilty under the Alford doctrine3 to murder in
    violation of General Statutes §§ 53a-54a (a) and 53a-8,
    and conspiracy to commit murder in violation of Gen-
    eral Statutes §§ 53a-54a (a) and 53a-48. The defendant
    also admitted that he violated his youthful offender
    probation in violation of General Statutes § 53a-32.4 The
    defendant waived his right to a presentence investiga-
    tion report5 and the matter was continued to November
    21, 1997, for sentencing.
    At the defendant’s sentencing, after hearing from
    both sides and being presented with letters from the
    victim’s family, the court, Clifford, J., stated: ‘‘There is
    nothing I can say, obviously, to ease the family’s pain.
    . . . An example of a young angry kid out there with
    a gun on the streets, and this is a result of it. The only
    thing you have going for you in my opinion was that
    you were [seventeen] years of age when you committed
    this. You didn’t have much of a record. You didn’t have
    much time really to accumulate a record. Really, you
    are not an adult until you are [sixteen]. . . . [T]here
    is going to be some light at the end of the tunnel. You
    are [nineteen] years of age. If you are doing what they
    are saying on murder cases day for day, you will be
    [forty-eight] when you get out. That is certainly a long
    time in my book, but you will be getting up every day,
    and the victim, obviously, is never going to. . . . I think
    it is a reasonable sentence. You’ve got a lot of time to
    think about what you did . . . . As I say, some day
    you will get out.’’ In accordance with the defendant’s
    plea agreement, the court imposed a total effective sen-
    tence of thirty-one years imprisonment.6
    On July 10, 2013, the defendant filed a motion to
    correct an illegal sentence pursuant to Practice Book
    § 43-22. In essence, the defendant claimed that he was
    seventeen years old at the time of the offenses, and,
    thus, he was a minor. He further claimed that the court
    viewed him as an adult, and that he was prejudiced by
    that viewpoint throughout the entire criminal process.
    The defendant sought to be resentenced with his youth
    considered as a mitigating factor.7 On October 4, 2013,
    the court, Alexander, J., conducted a hearing on the
    defendant’s motion to correct an illegal sentence, and it
    was at that hearing that the defendant filed an amended
    motion, in which he further alleged that his due process
    rights were violated because of the court’s reliance on
    false information.8
    On January 2, 2014, the court rendered its decision on
    the defendant’s motion. In its memorandum of decision,
    the court reviewed the recent United States Supreme
    Court decisions in Roper v. Simmons, 
    543 U.S. 551
    , 
    125 S. Ct. 1183
    , 
    161 L. Ed. 2d 1
    (2005), Graham v. Florida,
    
    560 U.S. 48
    , 
    130 S. Ct. 2011
    , 
    176 L. Ed. 2d 825
    (2010),
    and Miller v. Alabama,      U.S. , 
    132 S. Ct. 2455
    , 
    183 L. Ed. 2d 407
    (2012), in which it established standards
    to be applied in the sentencing of juvenile offenders.
    The trial court also considered this court’s opinion in
    State v. Riley, 
    140 Conn. App. 1
    , 
    58 A.3d 304
    (2013),
    which the trial court knew to be certified to but not
    yet decided by our Supreme Court at the time of its
    decision.9 The court determined that the defendant had
    not satisfied his burden of demonstrating that his sen-
    tence of thirty-one years had been imposed in an illegal
    manner and, thus, denied his motion to correct. This
    appeal followed.
    We begin with the relevant standard of review and
    legal principles. ‘‘We review the [trial] court’s denial of
    [a] defendant’s motion to correct [an illegal] sentence
    under the abuse of discretion standard of review. . . .
    In reviewing claims that the trial court abused its discre-
    tion, great weight is given to the trial court’s decision
    and every reasonable presumption is given in favor of
    its correctness. . . . We will reverse the trial court’s
    ruling only if it could not reasonably conclude as it did.’’
    (Citation omitted; internal quotation marks omitted.)
    State v. Martin M., 
    143 Conn. App. 140
    , 144, 
    70 A.3d 135
    , cert. denied, 
    309 Conn. 919
    , 
    70 A.3d 41
    (2013).
    Practice Book § 43-22 provides: ‘‘The judicial author-
    ity may at any time correct an illegal sentence or other
    illegal disposition, or it may correct a sentence imposed
    in an illegal manner or any other disposition made in
    an illegal manner.’’ ‘‘An illegal sentence is essentially
    one which either exceeds the relevant statutory maxi-
    mum limits, violates a defendant’s right against double
    jeopardy, is ambiguous, or is inherently contradictory.
    . . . Sentences imposed in an illegal manner have been
    defined as being within the relevant statutory limits but
    . . . imposed in a way which violates the defendant’s
    right . . . to be addressed personally at sentencing and
    to speak in mitigation of punishment . . . or his right
    to be sentenced by a judge relying on accurate informa-
    tion or considerations solely in the record, or his right
    that the government keep its plea agreement promises
    . . . .’’ (Internal quotation marks omitted.) State v.
    Starks, 
    121 Conn. App. 581
    , 586, 
    997 A.2d 546
    (2010).
    The defendant claims that his sentence was imposed
    in an illegal manner because the trial court incorrectly
    referred to him as an adult, and failed to consider his
    youth as a mitigating factor at sentencing in violation
    of his rights under the eighth amendment to the United
    States constitution.10 He argues that the court incor-
    rectly believed that a sixteen year old is considered an
    adult and, thus, considered the defendant, who was
    seventeen years old when he committed the crime, as
    an adult, despite the fact that the law views both sixteen
    and seventeen year olds as youth. He argues that the
    court should have applied Miller, and considered his
    youth and its attendant hallmark features, such as
    ‘‘immaturity, impetuosity, susceptibility to peer pres-
    sure, home environment, ability to handle the criminal
    justice system, and possibility for rehabilitation,’’ at
    his sentencing.
    After the defendant’s sentencing, the United States
    Supreme Court decided a trilogy of cases that funda-
    mentally altered the legal landscape for the sentencing
    of juvenile offenders.11 The defendant’s claim requires
    a review of those cases and three cases subsequently
    decided by the Connecticut Supreme Court, which
    broadly interpreted the scope of those cases. In Roper
    v. 
    Simmons, supra
    , 
    543 U.S. 578
    , the court held that
    the eighth and fourteenth amendments prohibit the
    imposition of the death penalty on juvenile offenders.
    In Graham v. 
    Florida, supra
    , 
    560 U.S. 82
    , the court held
    that the eighth amendment prohibits the sentence of
    life without the possibility of parole for juvenile nonho-
    micide offenders. Most recently, in Miller v. 
    Alabama, supra
    , 
    132 S. Ct. 2463
    –64, the court held that the eighth
    amendment prohibits mandatory sentencing schemes
    that mandate life in prison without the possibility of
    parole for juvenile homicide offenders, although a sen-
    tence of life imprisonment without the possibility of
    parole may be deemed appropriate following consider-
    ation of the child’s age related characteristics and the
    circumstances of the crime. These federal cases recog-
    nized that ‘‘[t]he concept of proportionality is central to
    the Eighth Amendment. Embodied in the Constitution’s
    ban on cruel and unusual punishments is the precept
    of justice that punishment for crime should be gradua-
    ted and proportioned to [the] offense.’’ (Internal quota-
    tion marks omitted.) Graham v. 
    Florida, supra
    , 59; see
    also Roper v. 
    Simmons, supra
    , 560; Miller v. 
    Alabama, supra
    , 2463.
    In State v. Riley, 
    315 Conn. 637
    , 640, 
    110 A.3d 1205
    (2015), the defendant was seventeen years old when
    he committed murder and several nonhomicide
    offenses for which the trial court imposed a total effec-
    tive sentence of 100 years imprisonment. Our Supreme
    Court found that the reasoning in Miller extended
    beyond mandatory sentencing schemes to discretionary
    sentencing schemes where the trial court imposed a
    sentence for a term of years that was the functional
    equivalent of a life sentence. The court held that ‘‘if a
    sentencing scheme permits the imposition of [a life
    sentence without any possibility of parole] on a juvenile
    homicide offender, the trial court must consider the
    offender’s chronological age and its hallmark features
    as mitigating against such a severe sentence.’’12 (Empha-
    sis in original; internal quotation marks omitted.) 
    Id., 658. Thus,
    for Miller to apply, the sentence must be a
    literal life sentence without the possibility of parole or
    the functional equivalent of a life sentence without the
    possibility of parole.
    In the present case, the defendant claims that his
    sentence was imposed in an illegal manner because the
    trial court did not apply Miller and consider his age
    and its hallmark features as mitigating factors at his
    sentencing. To determine whether the trial court abused
    its discretion in denying the defendant’s motion to cor-
    rect, we must, therefore, determine whether a thirty-
    one year sentence is the functional equivalent of a life
    sentence without the possibility of parole and, thus,
    subject to the sentencing procedures set forth in
    Miller.13
    General Statutes § 53a-35b provides in relevant part:
    ‘‘A sentence of life imprisonment means a definite sen-
    tence of sixty years, unless the sentence is life imprison-
    ment without the possibility of release . . . in which
    case the sentence shall be imprisonment for the remain-
    der of the defendant’s natural life.’’ (Emphasis added.)
    In Riley, it was undisputed that the defendant’s sen-
    tence of 100 years imprisonment was the functional
    equivalent to a sentence of life imprisonment without
    the possibility of parole. State v. 
    Riley, supra
    , 
    315 Conn. 642
    .
    In State v. Taylor G., 
    315 Conn. 734
    , 738, 741, 
    110 A.3d 338
    (2015), the defendant was fourteen and fifteen
    years old when he committed nonhomicide offenses
    for which the trial court imposed a total effective sen-
    tence of ten years imprisonment followed by three years
    of special parole.14 Our Supreme Court concluded that
    ‘‘the ten and five year mandatory minimum sentences
    [that the defendant would serve concurrently], under
    which the defendant is likely to be released before he
    reaches the age of thirty, do not approach what the
    [United States Supreme Court] described in Roper, Gra-
    ham and Miller as the two harshest penalties.’’ 
    Id., 745–46. The
    court reasoned that ‘‘[a]lthough the depri-
    vation of liberty for any amount of time, including a
    single year, is not insignificant, Roper, Graham and
    Miller cannot be read to mean that all mandatory depri-
    vations of liberty are of potentially constitutional magni-
    tude,’’ and that the defendant ‘‘will be able to work
    toward his rehabilitation and look forward to release
    at a relatively young age.’’ 
    Id. Our Supreme
    Court explained: ‘‘[In Roper, Graham
    and Miller] the court concluded there was a constitu-
    tional violation because the sentences consisted of
    death or life imprisonment without the possibility of
    parole, the two most severe punishments courts are
    able to impose. . . . The difference between these and
    other sentences is not merely quantitative. There is also
    a qualitative difference. Death is final and irrevocable,
    unlike any other sentence. Life in prison without the
    possibility of parole is also final and irrevocable in the
    sense that it deprives the offender of all hope of future
    release and of living a normal life, even if he or she is
    successfully rehabilitated and capable of returning and
    making a positive contribution to society. These differ-
    ences were recognized by the courts in all three cases,
    each of which described the punishment in question as
    unique in its severity.’’ (Citations omitted.) 
    Id., 745. The
    court concluded that ‘‘[t]he defendant’s sentences [in
    Taylor G.] not only were far less severe than the senten-
    ces at issue in Roper, Graham and Miller, but were
    consistent with the principle of proportionality at the
    heart of the eighth amendment protection . . . .’’ 
    Id., 744. Finally,
    most recently in Casiano v. Commissioner
    of Correction, 
    317 Conn. 52
    , 55,       A.3d     (2015), the
    petitioner was sixteen years old when he committed
    homicide and nonhomicide offenses for which the trial
    court imposed a total effective sentence of fifty years
    imprisonment without the possibility of parole pursuant
    to a plea agreement. Our Supreme Court determined
    that Miller applies retroactively to cases arising on col-
    lateral review, and that a fifty year sentence without
    the possibility of parole was the functional equivalent
    of life imprisonment without the possibility of parole
    and, therefore, subject to the sentencing procedures
    set forth in Miller.15 
    Id., 79. The
    court observed that
    because the petitioner would be released from prison
    at the age of sixty-six and the average life expectancy
    of a male in the United States is seventy-six years, he
    would only have approximately ten more years to live
    outside of prison after his release. Id, 76. The court
    explained that ‘‘[a] juvenile is typically put behind bars
    before he has had the chance to exercise the rights
    and responsibilities of adulthood, such as establishing
    a career, marrying, raising a family, or voting. Even
    assuming the juvenile offender does live to be released,
    after a half century of incarceration, he will have irrepa-
    rably lost the opportunity to engage meaningfully in
    many of these activities and will be left with seriously
    diminished prospects of his quality of life for the few
    years he has left.’’ 
    Id., 77. The
    court concluded that ‘‘a
    fifty year term and its grim prospects for any future
    outside of prison effectively provide a juvenile offender
    with no chance for fulfillment outside prison walls,
    no chance for reconciliation with society, no hope.’’
    (Internal quotation marks omitted.) 
    Id., 79. Turning
    to the present case, we conclude that the
    trial court did not abuse its discretion in denying the
    defendant’s motion to correct an illegal sentence,
    because in the circumstances of the defendant at the
    time of sentencing, a thirty-one year sentence was not
    the functional equivalent of life imprisonment without
    the possibility of parole, and thus, the court did not
    have to apply Miller prior to accepting his plea and
    sentencing him. The present case is analogous to Taylor
    G., in that the defendant’s thirty-one year sentence,
    under which he will be released before he reaches the
    age of fifty, does not approach what the United States
    Supreme Court described in Roper, Graham, and Miller
    as the two harshest penalties. Like the defendant in
    Taylor G., the defendant in the present case, even if
    he is not paroled,16 will be able to work toward rehabili-
    tation, and can look forward to release at an age when
    he will still have the opportunity to live a meaningful
    life outside of prison and to become a productive mem-
    ber of society. ‘‘Although the deprivation of liberty for
    any amount of time, including a single year, is not insig-
    nificant, Roper, Graham and Miller cannot be read to
    mean that all mandatory deprivations of liberty are of
    potentially constitutional magnitude.’’ State v. Taylor
    
    G., supra
    , 
    315 Conn. 745
    –46. Thus, the trial court prop-
    erly determined that the defendant’s sentence was not
    imposed in an illegal manner and did not abuse its
    discretion in denying the defendant’s motion to correct
    an illegal sentence.
    The judgment is affirmed.
    In this opinion the other judges concurred.
    1
    Although the defendant did not state that his claim was raised under
    the fourteenth amendment, we recognize that ‘‘[t]he cruel and unusual pun-
    ishments clause of the eighth amendment is made applicable to the states
    through the due process clause of the fourteenth amendment.’’ State v.
    Taylor G., 
    315 Conn. 734
    , 737 n.4, 741, 
    110 A.3d 338
    (2015). For the purpose of
    this opinion, we refer to the defendant’s claim as an eighth amendment claim.
    2
    The defendant attempts to raise two additional claims in this appeal.
    The first claim, found in his appellate brief, is that the police violated his
    fourth amendment rights against unlawful search and seizure by entering
    his grandfather’s house without consent and arresting him without an arrest
    warrant. This claim cannot properly be raised in a motion to correct an
    illegal sentence filed pursuant to Practice Book § 43-22. ‘‘It is well settled
    that [t]he purpose of [Practice Book] § 43-22 is not to attack the validity of
    a conviction by setting it aside but, rather to correct an illegal sentence or
    disposition . . . . Thus, [i]n order for the [trial] court to have jurisdiction
    over a motion to correct an illegal sentence after the sentence has been
    executed, the sentencing proceeding, and not the [proceedings] leading to
    the conviction, must be the subject of the attack.’’ (Citation omitted; internal
    quotation marks omitted.) State v. Cruz, 
    155 Conn. App. 644
    , 651, 
    110 A.3d 527
    (2015). We do not review this claim as it raises issues concerning the
    defendant’s underlying conviction, and it does not raise any issues concern-
    ing the legality of his sentence or the sentencing proceeding.
    The second additional claim that the defendant attempts to raise is that
    the court improperly denied his request for the appointment of counsel. We
    do not consider this claim as it was raised for the first time in the defendant’s
    reply brief. See State v. Houghtaling, 
    155 Conn. App. 794
    , 797 n.2, 
    111 A.3d 931
    (2015) (‘‘[i]t is well established . . . that [an appellate] court will not
    review claims that are raised for the first time in a reply brief’’ [internal
    quotation marks omitted]).
    3
    ‘‘A criminal defendant who enters a guilty plea under the Alford doctrine
    does not admit guilt but acknowledges that the state has sufficient evidence
    to convict.’’ State v. Fairchild, 
    155 Conn. App. 196
    , 199 n.2, 
    108 A.3d 1162
    ,
    cert. denied, 
    316 Conn. 902
    , 
    111 A.3d 470
    (2015); see North Carolina v.
    Alford, 
    400 U.S. 25
    , 37, 
    91 S. Ct. 160
    , 
    27 L. Ed. 2d 162
    (1970) (‘‘[a]n individual
    accused of crime may voluntarily, knowingly, and understandingly consent
    to the imposition of a prison sentence even if he is unwilling or unable to
    admit his participation in the acts constituting the crime’’).
    4
    The defendant waived his right to confidentiality as to the youthful
    offender matter.
    5
    We note that to the extent that the defendant attempts to argue that the
    court somehow violated his due process rights by failing to consider the
    contents of a presentence investigation report (report), a criminal defendant
    does not have a constitutional right to a report. See State v. Patterson, 
    236 Conn. 561
    , 568, 
    674 A.2d 416
    (1996). The report is a statutory right, which
    may be waived. See General Statutes § 54-91a (b). In the present case, the
    defendant waived his right to a report.
    6
    The court sentenced the defendant to concurrent terms of thirty-one
    years imprisonment on the murder charge, twenty years imprisonment on
    the conspiracy to commit murder charge, and six years imprisonment on
    the violation of probation charge. The defendant received a total effective
    sentence of thirty-one years imprisonment. The defendant’s total potential
    maximum exposure on the three charges, however, was eighty-six years
    imprisonment. Additionally, as part of the disposition, the state entered
    nolles in docket number CR95-0475835, in which the defendant was charged
    with two counts of possession of less than four ounces of marijuana and
    failure to appear in the second degree.
    7
    In his motion to correct an illegal sentence, the defendant admitted that
    he had agreed to the sentence: ‘‘The defendant expected to receive an offer
    of 29 years but it was taken off of the table once defendant hesitated in
    taking the offer. [The defendant] had selected seven jury members before
    finally taking the 31 years.’’
    8
    At the hearing, the court noted that a representative from the Office of
    the Public Defender had interviewed the defendant previously pursuant to
    State v. Casiano, 
    282 Conn. 614
    , 
    922 A.2d 1065
    (2007), and determined that
    there was no basis for the appointment of counsel. The court, however,
    appointed a standby attorney ‘‘not pursuant to Casiano appointment’’ to
    provide the defendant with any information he may have needed at the
    hearing.
    9
    On March 10, 2015, our Supreme Court rendered its decision in State v.
    Riley, 
    315 Conn. 637
    , 
    110 A.3d 1205
    (2015), reversing the decision of this
    court affirming the trial court’s 100 year sentence, and setting out specific
    standards to be applied in the sentencing of a juvenile. The court concluded:
    ‘‘Miller does not stand solely for the proposition that the eighth amendment
    demands that the sentencer have discretion to impose a lesser punishment
    than life without parole on a juvenile homicide offender. Rather, Miller
    logically indicates that, if a sentencing scheme permits the imposition of
    that punishment on a juvenile homicide offender, the trial court must con-
    sider the offender’s chronological age and its hallmark features as mitigating
    against such a severe sentence. . . . As the court in Miller explained, those
    features include: immaturity, impetuosity, and failure to appreciate risks
    and consequences; the offender’s family and home environment and the
    offender’s inability to extricate himself from that environment; the circum-
    stances of the homicide offense, including the extent of [the offender’s]
    participation in the conduct and the way familial and peer pressures may
    have affected him; the offender’s inability to deal with police officers or
    prosecutors (including on a plea agreement) or his incapacity to assist his
    own attorneys; and the possibility of rehabilitation . . . .’’ (Citation omitted;
    emphasis in original; internal quotation marks omitted.) 
    Id., 658. 10
          The eighth amendment to the United States constitution, made applica-
    ble to the states by the fourteenth amendment, provides: ‘‘Excessive bail
    shall not be required, nor excessive fines imposed, nor cruel and unusual
    punishments inflicted.’’
    11
    The term juvenile offender is used in this opinion to refer to a person
    who committed one or more crimes when he or she was younger than
    eighteen years of age. See State v. 
    Riley, supra
    , 
    315 Conn. 640
    n.1.
    12
    Those features include: ‘‘immaturity, impetuosity, and failure to appreci-
    ate risks and consequences; the offender’s family and home environment
    and the offender’s inability to extricate himself from that environment;
    the circumstances of the homicide offense, including the extent of [the
    offender’s] participation in the conduct and the way familial and peer pres-
    sures may have affected him; the offender’s inability to deal with police
    officers or prosecutors (including on a plea agreement) or his incapacity
    to assist his own attorneys; and the possibility of rehabilitation . . . .’’
    (Internal quotation marks omitted.) State v. 
    Riley, supra
    , 
    315 Conn. 658
    .
    13
    Our Supreme Court did not answer this question in Casiano v. Commis-
    sioner of Correction, 
    317 Conn. 52
    , 79,        A.3d     (2015) (‘‘[w]e need not
    decide in the present case whether the imposition of a term of less than
    fifty years imprisonment without parole on a juvenile offender would require
    the procedures set forth in Miller, or whether other characteristics might
    bear on a juvenile offender’s life expectancy’’ [footnote omitted]).
    14
    ‘‘The court . . . sentenced the defendant to the mandatory minimum
    of ten years incarceration on the first degree sexual assault count followed
    by three years of special parole, one year incarceration on the fourth degree
    sexual assault count, and ten years incarceration, five of which were manda-
    tory, on the risk of injury count. The court ordered that the latter two
    sentences be served concurrently with the first, for a total effective sentence
    of ten years incarceration followed by three years of special parole.’’ State
    v. Taylor 
    G., supra
    , 
    315 Conn. 741
    .
    15
    Although Miller can apply to a sentence imposed pursuant to a plea
    agreement, the sentence must still be a literal life sentence without the
    possibility of parole or the functional equivalent of a life sentence without
    the possibility of parole. See Casiano v. Commissioner of 
    Correction, supra
    ,
    
    317 Conn. 73
    n.14; State v. 
    Riley, supra
    , 
    315 Conn. 658
    .
    16
    Recent legislation will afford the opportunity of parole to individuals,
    including the defendant, who committed crimes as juveniles, providing fur-
    ther encouragement for their efforts at rehabilitation. Number 15-84, § 1 (f)
    of the 2015 Public Acts, effective October 1, 2015, provides in relevant part:
    ‘‘Notwithstanding the provisions of subsections (a) to (e), inclusive, of this
    section, a person convicted of one or more crimes committed while such
    person was under eighteen years of age, who is incarcerated on or after
    October 1, 2015, and who received a definite sentence or total effective
    sentence of more than ten years for such crime or crimes prior to, on or
    after October 1, 2015, may be allowed to go at large on parole in the discretion
    of the panel of the Board of Pardons and Paroles for the institution in which
    such person is confined, provided (A) if such person is serving a sentence
    of fifty years or less, such person shall be eligible for parole after serving
    sixty per cent of the sentence or twelve years, whichever is greater . . . .’’