Casablanca v. Casablanca , 190 Conn. App. 606 ( 2019 )


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    HECTOR L. CASABLANCA v.
    ANOLAN CASABLANCA
    (AC 40332)
    Alvord, Keller and Beach, Js.
    Syllabus
    The defendant, whose marriage to the plaintiff previously had been dis-
    solved, appealed to this court from the judgment of the trial court
    resolving certain postjudgment motions. The trial court had incorporated
    into the dissolution judgment the terms of an agreement between the
    parties, which included a retirement asset provision that required the
    plaintiff to transfer to the defendant via a qualified domestic relations
    order, 50 percent of the value of the marital portion of his benefit in a
    certain retirement fund, minus the amount of the defendant’s social
    security benefit. After the plaintiff submitted a proposed qualified
    domestic relations order to the defendant, the defendant refused to sign
    it, and the plaintiff filed a motion to compel, which sought a court order
    requiring the defendant to execute the proposed qualified domestic
    relations order. Thereafter, the defendant filed a motion to open the
    dissolution judgment on the grounds of mutual mistake and unilateral
    mistake, and on the basis of equitable principles. She claimed that the
    relevant part of the retirement asset provision that required the amount
    of her anticipated future social security benefit to be subtracted from
    the amount of her share of the plaintiff’s pension benefit was entered
    upon mutual mistake, and provided an inequitable and unconscionable
    windfall to the plaintiff. At a hearing on the parties’ motions, the trial
    court granted a motion in limine filed by the plaintiff, which sought to
    preclude the defendant from presenting parol evidence in support of
    her motion to open the judgment. The court subsequently denied the
    defendant’s motion to open, granted the plaintiff’s motion to compel
    and ordered the defendant to sign the qualified domestic relations order.
    On the defendant’s appeal to this court, held that the trial court errone-
    ously determined that the retirement asset provision of the parties’
    agreement was unambiguous, as the language of the provision was
    susceptible to more than one reasonable interpretation: in light of the
    language in the provision, there was more than one possible approach
    to calculating the amount of the defendant’s social security benefit
    and, therefore, the provision was ambiguous, and because the court’s
    underlying determination that the provision was unambiguous was erro-
    neous, its subsequent conclusion that the evidence regarding the intent
    of the parties was irrelevant necessarily also was erroneous; accordingly,
    a remand to the trial court was necessary for the court to hold a new
    hearing on the parties’ motions and to determine the intent of the parties
    after consideration of all the available extrinsic evidence and the circum-
    stances surrounding the entering of the agreement.
    Argued March 19—officially released June 18, 2019
    Procedural History
    Action for the dissolution of a marriage, and for other
    relief, brought to the Superior Court in the judicial dis-
    trict of Hartford and tried to the court, Suarez, J.; judg-
    ment dissolving the marriage and granting certain other
    relief; thereafter, the court, Nastri, J., granted the plain-
    tiff’s motion in limine, denied the defendant’s motion
    to open the judgment, and granted the plaintiff’s motion
    to compel; subsequently, the court, Nastri, J., denied
    the defendant’s motion to reargue, and the defendant
    appealed to this court; thereafter, the court, Nastri, J.,
    granted in part the defendant’s motion for articulation;
    subsequently, this court granted the defendant’s motion
    for review but denied the relief requested therein.
    Reversed; further proceedings.
    Brandon B. Fontaine, with whom, on the brief, was
    C. Michael Budlong, for the appellant (defendant).
    Steven R. Dembo, with whom were Caitlin E. Koz-
    loski and, on the brief, P. Jo Anne Burgh, for the appel-
    lee (plaintiff).
    Opinion
    ALVORD, J. In this marital dissolution action brought
    by the plaintiff, Hector L. Casablanca, the defendant,
    Anolan Casablanca, appeals from the judgment of the
    trial court resolving certain postjudgment motions. On
    appeal, the defendant claims that the court erred by
    (1) granting the plaintiff’s motion to compel the defen-
    dant to execute the plaintiff’s proposed qualified domes-
    tic relations order (QDRO)1 and (2) granting the
    plaintiff’s motion in limine to preclude the defendant
    from offering parol evidence in support of her motion
    to open the dissolution judgment. We conclude, con-
    trary to the decision of the trial court, that the provision
    of the dissolution settlement agreement at issue in this
    case is ambiguous. Thus, we determine that the court
    should have considered extrinsic evidence of, and made
    additional factual findings regarding, the parties’ intent
    in agreeing to this provision before it denied the defen-
    dant’s motion to open the judgment and adjudicated
    the plaintiff’s motion to compel the defendant to sign
    the proposed QDRO. Accordingly, we reverse the judg-
    ment of the court and remand this case for further pro-
    ceedings.
    The record reveals the following relevant facts and
    procedural history. The parties were married on July
    23, 2005. The parties’ marriage was dissolved on January
    21, 2016. On that date, the parties entered into a separa-
    tion agreement (agreement). Article 11 of the agreement
    (retirement asset provision), titled ‘‘Retirement/Stock
    Accounts,’’ provided: ‘‘The husband shall transfer to the
    wife, via QDRO, fifty (50%) percent of the value of the
    marital portion of his benefit under the City of Hartford
    Municipal Retirement fund, valued as of date of dissolu-
    tion, minus the amount of the wife’s Social Security
    Benefit. The assigned benefit shall be paid as a separate
    interest payment over the life of the wife. The husband
    shall retain his Mass Mutual 457 Plan and wife shall
    make no claim to same. Attorney Jeffrey Winnick shall
    prepare said QDRO(s) and the parties shall be equally
    responsible for the cost of same.’’ The court, Suarez,
    J., found the agreement fair and equitable and incorpo-
    rated its terms into the dissolution judgment. Attorney
    Winnick subsequently prepared a proposed QDRO and
    transmitted it to the parties. The defendant refused to
    sign it.
    On May 23, 2016, the defendant filed the first of a
    series of motions to open the dissolution judgment.2 On
    October 25, 2016, the plaintiff filed a motion captioned
    ‘‘motion to compel,’’ which sought a court order requir-
    ing the defendant to execute the proposed QDRO.3 On
    February 14, 2017, the defendant filed the operative
    motion to open the dissolution judgment on grounds
    of mutual mistake and unilateral mistake, and on the
    basis of equitable principles. Specifically, she con-
    tended that the relevant part of the retirement asset
    provision, the phrase ‘‘ ‘minus the amount of the wife’s
    Social Security Benefit,’ was entered upon mutual mis-
    take of the parties.’’ In her memorandum of law in
    support of the motion, the defendant maintained that
    the intent of the parties was to equalize the plaintiff’s
    retirement pension benefits and the defendant’s social
    security benefits. According to the defendant, she was
    to receive 50 percent of the marital portion of the plain-
    tiff’s monthly pension benefit until she became eligible
    to receive social security benefits some thirty years
    in the future, whereupon her assigned portion of the
    monthly pension benefit would be reduced by the
    amount of her monthly social security benefit she was
    then receiving.
    Under the proposed QDRO, however, the defendant’s
    share of the pension benefit was reduced by immedi-
    ately subtracting her anticipated future social security
    benefit amount of $1479 a month at her full retirement
    age (sixty-seven years old), which resulted in a current
    monthly retirement asset payment to the defendant of
    $242.75. She argued that because she was not entitled
    to receive her social security benefit until age sixty-five,
    approximately thirty years in the future, the proposed
    QDRO provided the plaintiff with ‘‘an inequitable and
    unconscionable windfall of $1479 per month . . . .’’
    On February 22, 2017, the parties appeared for a
    hearing on the defendant’s motion to open the judgment
    and the plaintiff’s motion to compel. On the day of the
    hearing, the plaintiff filed a motion in limine seeking to
    preclude the defendant from presenting parol evidence,
    including testimony of the defendant herself, in support
    of her motion to open the judgment.4 According to the
    plaintiff, the agreement was fully integrated and there-
    fore no evidence could be introduced to vary or contra-
    dict its terms. The plaintiff also argued that even if
    the defendant was permitted to testify that she was
    mistaken as to the language of the retirement asset
    provision, her claim of mutual mistake would necessar-
    ily fail on the basis that the plaintiff would testify in
    opposition that the provision accurately reflected the
    parties’ intent. After hearing oral argument on the
    motion in limine, the court, Nastri, J., granted the
    motion in part, stating: ‘‘The parol evidence rule prohib-
    its the use of extrinsic evidence to vary [or] to contradict
    the terms . . . of a fully integrated written contract.
    The parties’ separation agreement is a fully integrated
    written contract, therefore the motion in limine is
    granted, the court will not hear parol evidence.’’ As to
    the second ground challenging the merits of the defen-
    dant’s mutual mistake claim, the court stated: ‘‘I’m not
    going to grant the motion in limine on that basis.’’ The
    court then asked whether the defendant’s counsel was
    prepared to proceed, to which counsel replied: ‘‘I’m not
    quite sure then, the court will not accept testimony
    from my client?’’ The court responded: ‘‘Well the court
    will not accept testimony that is contrary to the written
    contract. I don’t know what your client is prepared to
    testify to or what the substantive evidence is, but the
    court will not hear parol evidence.’’
    The court then held an evidentiary hearing, during
    which the defendant presented the testimony of the
    defendant, Attorney Winnick, Attorney Kim Duell (who
    represented the plaintiff during the dissolution proceed-
    ings), and the plaintiff. The attorney who represented
    the defendant during the dissolution proceedings did
    not testify. See footnote 4 of this opinion. At the conclu-
    sion of the hearing, the court issued an oral ruling deny-
    ing the motion to open. It stated: ‘‘The court finds that
    there was no mutuality of mistake, there’s no mutual
    mistake or any unilateral mistake and [it] is not uncon-
    scionable or inequitable to enforce the contract. The
    parties entered the agreement knowingly, voluntarily
    and intelligently with the assistance of competent coun-
    sel. Judge Suarez canvassed the parties and made a
    finding that the agreement was fair and equitable.’’ With-
    out hearing further evidence, the court thereafter
    granted the plaintiff’s motion to compel and, affording
    the defendant sufficient time to take an appeal from
    the decision, ordered the defendant to sign the QDRO
    on or before March 24, 2017. The court subsequently
    issued a written order to the same effect.
    On March 14, 2017, the defendant filed a motion to
    reargue the court’s February 22, 2017 rulings. In her
    motion, she argued that the court’s granting of the
    motion in limine improperly precluded her from elic-
    iting testimony as to the intent of the parties, which
    would have been offered in support of her claims of
    mutual and unilateral mistake.5 She further argued that
    the testimony she sought to introduce in support of
    her motion to open did not constitute parol evidence
    because, as evidence of the parties’ intent, it was not
    introduced to vary or contradict the terms of the
    agreement. The plaintiff filed an objection on March
    21, 2017. The court denied the motion to reargue on
    the papers without comment, and this appeal followed.
    The defendant sought articulation of the court’s deci-
    sion denying the motion to reargue and its February
    22, 2017 orders. The defendant’s fifth request asked the
    court to articulate ‘‘whether, when granting the plain-
    tiff’s motion in limine . . . to exclude parol evidence
    and when enforcing that ruling during the February 22,
    2017 hearing, the court: (a) considered whether article
    11 of the parties’ separation agreement contained any
    relevant ambiguities, particularly regarding its proper
    application, and (b) determined that article 11 of the
    separation agreement is clear and unambiguous.’’ The
    plaintiff objected on the basis that the defendant had
    not raised the issue of ambiguity during the hearing.
    Over the plaintiff’s objection, the court granted the
    request for articulation in part. Answering question five
    in the affirmative, the court stated: ‘‘After carefully con-
    sidering the arguments advanced in the defendant’s
    motion to open, the testimony of the witnesses,6 the
    well-articulated arguments of counsel and applicable
    case law, the court found no ambiguities in Article 11.
    In the absence of any ambiguity or uncertainty, the
    evidence the defendant [sought] to introduce regarding
    the intent of the parties or their object was irrelevant.’’7
    (Footnote added.) The defendant filed a motion for
    review of the court’s partial denial of articulation. This
    court granted review but denied the relief requested.
    On appeal, the defendant claims that the court erred
    by granting both the plaintiff’s motion to compel the
    defendant to execute the proposed QDRO and the plain-
    tiff’s motion in limine to preclude parol evidence. We
    begin by addressing the defendant’s claim of error as
    to the court’s ruling on the motion to compel because
    our resolution of whether the court properly found the
    retirement asset provision unambiguous will inform our
    consideration of the defendant’s claim that the trial
    court improperly excluded extrinsic evidence in sup-
    port of her motion to open the judgment.
    In his motion to compel, the plaintiff requested an
    order requiring the defendant to execute the QDRO.
    As support, the plaintiff cited to the retirement asset
    provision and a separate provision of the agreement
    requiring the parties to ‘‘execute such additional docu-
    ments as may be necessary to carry out the provisions
    of this agreement.’’ (Internal quotation marks omitted.)
    Captioned ‘‘motion to compel,’’ the motion in substance
    sought enforcement of the agreement’s retirement asset
    provision, which had been incorporated into the disso-
    lution judgment. In order to grant the motion and order
    compliance with the judgment in the manner requested
    by the plaintiff, however, the court necessarily had to
    determine that the judgment was clear. See Rozbicki
    v. Gisselbrecht, 
    152 Conn. App. 840
    , 847, 
    100 A.3d 909
    (2014) (‘‘[t]he trial court’s continuing jurisdiction to
    effectuate its prior judgments, either by summarily
    ordering compliance with a clear judgment or by inter-
    preting an ambiguous judgment and entering orders to
    effectuate the judgment as interpreted, is grounded in
    its inherent powers, and is not limited to cases wherein
    the noncompliant party is in contempt, family cases,
    cases involving injunctions, or cases wherein the parties
    have agreed to continuing jurisdiction’’ [internal quota-
    tion marks omitted]), cert. denied, 
    315 Conn. 922
    , 
    108 A.3d 1123
    (2015).8 Likewise, ‘‘[a] trial court has the
    inherent power to enforce summarily a settlement
    agreement as a matter of law when the terms of the
    agreement are clear and unambiguous.’’ Audubon Park-
    ing Associates Ltd. Partnership v. Barclay & Stubbs,
    Inc., 
    225 Conn. 804
    , 811, 
    626 A.2d 729
    (1993); see also
    Matos v. Ortiz, 
    166 Conn. App. 775
    , 777, 
    144 A.3d 425
    (2016) (‘‘[i]t is well established that a court may sum-
    marily enforce—within the framework of existing litiga-
    tion—a clear and unambiguous settlement agreement
    reached during that litigation’’).
    It is evident from the trial court’s articulation that it
    did consider whether the retirement asset provision
    was ambiguous and expressly concluded that it was
    unambiguous. The court articulated as follows: ‘‘After
    carefully considering the arguments advanced in the
    defendant’s motion to open, the testimony of the wit-
    nesses, the well-articulated arguments of counsel and
    applicable case law, the court found no ambiguities in
    article 11.’’ We disagree with this legal determination.
    At the outset, we address the plaintiff’s argument
    that this court should decline to review the defendant’s
    claim of error as to the granting of the motion to compel.
    He argues that the defendant, in failing to file a written
    objection or to raise objection at the hearing, induced
    or invited the granting of the motion to compel. We
    first note that the plaintiff does not direct this court’s
    attention to any authority requiring that the defendant
    file a written objection to his motion. Furthermore, the
    defendant’s counsel opposed the motion through his
    attempt to elicit the defendant’s testimony as to why
    she did not sign the QDRO when it was presented to
    her. However, counsel was unable to pursue this line
    of questioning, as the plaintiff’s counsel objected to the
    questioning of the defendant regarding her defense to
    the motion. The plaintiff’s counsel stated, ‘‘I’m going to
    object in so far as it seeks to vary, contradict, and it
    would be law of the case in terms of your ruling,’’ and
    the court sustained the objection.9 Moreover, the record
    reflects that the court viewed the motion to compel as
    contested. In responding to a question from the plain-
    tiff’s counsel regarding whether the parties would need
    to return, the court stated: ‘‘[W]ell it depends on what
    they take an appeal from, they may also appeal . . .
    from the order granting the motion to compel.’’ We
    conclude that the defendant’s claim of error as to the
    granting of the motion to compel is reviewable.10
    We begin by setting forth relevant law and our stan-
    dard of review. ‘‘It is well established that a separation
    agreement that has been incorporated into a dissolution
    decree and its resulting judgment must be regarded as
    a contract and construed in accordance with the general
    principles governing contracts. . . . When construing
    a contract, we seek to determine the intent of the parties
    from the language used interpreted in the light of the
    situation of the parties and the circumstances con-
    nected with the transaction. . . . [T]he intent of the
    parties is to be ascertained by a fair and reasonable
    construction of the written words and . . . the lan-
    guage used must be accorded its common, natural, and
    ordinary meaning and usage where it can be sensibly
    applied to the subject matter of the contract. . . .
    When only one interpretation of a contract is possible,
    the court need not look outside the four corners of the
    contract. . . . Extrinsic evidence is always admissible,
    however, to explain an ambiguity appearing in the
    instrument. . . . When the language of a contract is
    ambiguous, the determination of the parties’ intent is
    a question of fact. . . . When the language is clear and
    unambiguous, however, the contract must be given
    effect according to its terms, and the determination of
    the parties’ intent is a question of law. . . .
    ‘‘A contract is unambiguous when its language is clear
    and conveys a definite and precise intent. . . . The
    court will not torture words to impart ambiguity where
    ordinary meaning leaves no room for ambiguity. . . .
    Moreover, the mere fact that the parties advance differ-
    ent interpretations of the language in question does not
    necessitate a conclusion that the language is ambigu-
    ous. . . .
    ‘‘In contrast, a contract is ambiguous if the intent of
    the parties is not clear and certain from the language
    of the contract itself. . . . [A]ny ambiguity in a contract
    must emanate from the language used by the parties.
    . . . The contract must be viewed in its entirety, with
    each provision read in light of the other provisions . . .
    and every provision must be given effect if it is possible
    to do so. . . . If the language of the contract is suscepti-
    ble to more than one reasonable interpretation, the
    contract is ambiguous.’’ (Internal quotation marks omit-
    ted.) Gabriel v. Gabriel, 
    324 Conn. 324
    , 341–42, 
    152 A.3d 1230
    (2016). ‘‘[T]he construction of a written contract
    is a question of law for the court. . . . The scope of
    review in such cases is plenary.’’ (Citations omitted;
    internal quotation marks omitted.) Sachs v. Sachs, 
    60 Conn. App. 337
    , 342, 
    759 A.2d 510
    (2000).11
    With these principles in mind, we turn to the retire-
    ment asset provision of the agreement in the present
    case, which states: ‘‘The husband shall transfer to the
    wife, via QDRO, fifty (50%) percent of the value of the
    marital portion of his benefit under the City of Hartford
    Municipal Retirement fund, valued as of date of dissolu-
    tion, minus the amount of the wife’s Social Security
    Benefit. The assigned benefit shall be paid as a separate
    interest payment over the life of the wife. The husband
    shall retain his Mass Mutual 457 Plan and wife shall
    make no claim to same. Attorney Jeffrey Winnick shall
    prepare said QDRO(s) and the parties shall be equally
    responsible for the cost of same.’’ On the basis of the
    language in this provision, we conclude that there is
    more than one possible approach to calculating the
    amount of the defendant’s social security benefit and,
    therefore, that the provision is ambiguous. The ambigu-
    ity of the retirement asset provision is framed by the
    plaintiff’s Exhibit 4, the defendant’s social security
    statement, which states, ‘‘Your payment would be about
    $1479 a month at full retirement age,’’ and also states,
    on the first line: ‘‘You have earned enough credits to
    qualify for benefits. At your current earnings rate, if
    you continue working until . . . your full retirement
    age (67 years), your payment would be about . . .
    $1479 a month; age 70, your payment would be about
    . . . $1834 a month; age 62, your payment would be
    about . . . $1030 a month.’’
    There are at least three possible interpretations of the
    retirement asset provision. First, that provision could
    be interpreted as captured in the proposed QDRO, i.e.,
    the defendant’s estimated full retirement (age sixty-
    seven) payment of ‘‘about . . . $1479 a month’’ must be
    subtracted, as though it were commencing immediately,
    from the defendant’s 50 percent assigned monthly bene-
    fit. Second, the provision could be read to require that
    the defendant receives her 50 percent assigned benefit
    until such time as she elects to receive her social secu-
    rity benefit,12 at which future time her 50 percent
    assigned benefit would be reduced by the monthly
    social security benefit she actually elects to receive.
    A third interpretation of the provision would require
    calculating the present lump sum equivalent of the
    defendant’s future estimated full retirement (age sixty-
    seven) payment of ‘‘about . . . $1479 a month,’’ which
    lump sum would then be converted to an immediate
    stream of payments, each of which would be subtracted
    from the 50 percent monthly assigned benefit.13
    Because the language of the provision is susceptible
    to more than one reasonable interpretation, the court
    erroneously determined that the provision is unambigu-
    ous. See Thomasi v. Thomasi, 
    181 Conn. App. 822
    , 831,
    
    188 A.3d 743
    (2018) (‘‘A word is ambiguous when it is
    capable of being interpreted by reasonably well
    informed persons in either of two or more senses. . . .
    Ambiguous can be defined as unclear or uncertain, or
    that which is susceptible of more than one interpreta-
    tion, or understood in more ways than one.’’ [Internal
    quotation marks omitted.]); Schimenti v. Schimenti,
    
    181 Conn. App. 385
    , 398, 
    186 A.3d 739
    (2018) (‘‘[b]ecause
    the phrase ‘initiation fee’ in the modified judgment
    could have referred to any one of three available levels
    of membership in the Innis Arden Country Club, each
    with its distinct initiation fee, that phrase, as used in
    the modified judgment, was ambiguous’’).
    On the basis of our conclusion that the court errone-
    ously determined that the provision was unambiguous,
    we conclude that a remand to the trial court is necessary
    for the court to hold a new hearing on the parties’
    motions14 and to determine the intent of the parties after
    consideration of all the available extrinsic evidence and
    the circumstances surrounding the entering of the
    agreement. See Hirschfeld v. Machinist, 
    181 Conn. App. 309
    , 328, 
    186 A.3d 771
    (court was required to resolve
    ambiguity by considering extrinsic evidence and mak-
    ing factual findings as to parties’ intent), cert. denied,
    
    329 Conn. 913
    , 
    186 A.3d 1170
    (2018); see also Parisi v.
    Parisi, 
    315 Conn. 370
    , 386, 
    107 A.3d 920
    (2015)
    (remanding case to trial court to resolve ambiguity in
    parties’ separation agreement ‘‘through a determination
    of their intent after consideration of all available extrin-
    sic evidence and the circumstances surrounding the
    entering of the agreement’’); Fazio v. Fazio, 162 Conn.
    App. 236, 251, 
    131 A.3d 1162
    (same), cert. denied, 
    320 Conn. 922
    , 
    132 A.3d 1095
    (2016).
    After stating in its articulation that it found no ambi-
    guities in the retirement asset provision, the court con-
    tinued: ‘‘In the absence of any ambiguity or uncertainty,
    the evidence the defendant [sought] to introduce
    regarding the intent of the parties or their object was
    irrelevant.’’ Because the court’s underlying determina-
    tion that the provision was unambiguous was errone-
    ous, its subsequent conclusion that the evidence
    regarding the intent of the parties was irrelevant neces-
    sarily also is erroneous. Because the issue may arise on
    remand, we note the general legal principles concerning
    the parol evidence rule and its exceptions.15
    ‘‘Parol evidence offered solely to vary or contradict
    the written terms of an integrated contract is . . .
    legally irrelevant. When offered for that purpose, it is
    inadmissible not because it is parol evidence, but
    because it is irrelevant. By implication, such evidence
    may still be admissible if relevant (1) to explain an
    ambiguity appearing in the instrument; (2) to prove a
    collateral oral agreement which does not vary the terms
    of the writing; (3) to add a missing term in a writing
    which indicates on its face that it does not set forth
    the complete agreement; or (4) to show mistake or
    fraud. . . . These recognized exceptions are, of
    course, only examples of situations where the evidence
    (1) does not vary or contradict the contract’s terms, or
    (2) may be considered because the contract has been
    shown not to be integrated, or (3) tends to show that the
    contract should be defeated or altered on the equitable
    ground that relief can be had against any deed or con-
    tract in writing founded in mistake or fraud.’’ (Internal
    quotation marks omitted.) Sullo Investments, LLC v.
    Moreau, 
    151 Conn. App. 372
    , 378–79, 
    95 A.3d 1144
    (2014); see Hirschfeld v. 
    Machinist, supra
    , 181 Conn.
    App. 328 (‘‘parol evidence, including conversations of
    those involved in drafting the contract, may be used as
    an aid in the determination of the intent of the parties
    which was expressed by the written words’’ [internal
    quotation marks omitted]).
    This court cannot find facts in the first instance. See
    Fazio v. 
    Fazio, supra
    , 
    162 Conn. App. 251
    . Thus, a
    remand is necessary for the trial court to hold a new
    hearing on the parties’ motions16 and to ‘‘determine
    the intent of the parties after consideration of all the
    available extrinsic evidence and the circumstances sur-
    rounding the entering of the agreement.’’ Id.; see also
    Parisi v. 
    Parisi, supra
    , 
    315 Conn. 386
    .
    The judgment is reversed and the case is remanded
    for further proceedings consistent with this opinion.
    In this opinion the other judges concurred.
    1
    ‘‘A QDRO is the exclusive means by which to assign to a nonemployee
    spouse all or any portion of pension benefits provided by a plan that is
    governed by the Employee Retirement Income Security Act, 29 U.S.C. § 1001
    et seq.’’ (Internal quotation marks omitted.) Richman v. Wallman, 172 Conn.
    App. 616, 617 n.1, 
    161 A.3d 666
    (2017).
    2
    The May 23, 2016 motion to open was dismissed for lack of personal
    jurisdiction due to insufficiency of process and insufficiency of service of
    process. The motion to open the judgment that was adjudicated on its merits
    and is at issue in this appeal was filed February 14, 2017.
    3
    On November 2, 2016, the plaintiff also filed a disclosure of expert
    witness, stating that Attorney Winnick was expected to testify concerning
    the QDRO ‘‘required by the judgment in this matter, the plaintiff’s City of
    Hartford Municipal Retirement fund, the defendant’s social security benefit
    and the calculation required to comply with the terms of the judgment.’’
    The disclosure further stated that Winnick would testify that he drafted the
    QDRO ‘‘in compliance with the terms of the judgment.’’
    4
    Following a motion filed by the plaintiff to disqualify Attorney Frank
    Romeo from representing the defendant on the basis that he would be a
    necessary witness in connection with the motion to open the judgment,
    the court approved the parties’ stipulation that Attorney Romeo ‘‘shall not
    provide any testimony or act as a witness of any type.’’ The parties’ stipula-
    tion, regardless of whether it should have been accepted by the court under
    the circumstances of this matter, as Attorney Romeo was the defendant’s
    counsel at the time the separation agreement was executed, is no longer
    in effect on remand.
    5
    Although she did not argue expressly that the evidence she sought to
    introduce as to intent was admissible to explain an ambiguity in the retire-
    ment asset provision, she argued relatedly as follows: ‘‘The intent of both
    parties upon entering into article 11 of the separation agreement was to
    equalize the value of [the plaintiff’s] Hartford retirement pension with [the
    defendant], by assigning her 50 [percent] of his $5554/month pension, or
    $2777.02/month, from the date of dissolution, until she was eligible for Social
    Security benefits. This language fails to include precise language as to exactly
    when [the defendant] is eligible for social security benefits, [and] the defini-
    tion of the exact benefit, although it is logically presumed [the defendant]
    would not be entitled to social security benefits until she reached the age
    of [sixty-five]. The vague language also does not account for if the [defendant]
    failed to reach the age of [sixty-five]. Thus, the vague language and omission
    of exact dates and explanation of the term ‘benefit’ makes it impossible to
    decipher the true intent of either party, making [the] plaintiff’s assertion
    that mutual mistake does not exist . . . unfounded.’’ (Emphasis omitted.)
    6
    As noted previously, the attorney who represented the defendant during
    the dissolution proceedings did not testify. See footnote 4 of this opinion.
    7
    As to a separate request for articulation regarding whether the QDRO
    properly conformed to the judgment, the court stated that the motion to
    open had not sought the court’s determination of this issue, nor was it raised
    during the hearing.
    8
    A threshold determination as to ambiguity likewise would have been
    required had the plaintiff sought relief by way of a motion for contempt
    and for order. See Hansen v. Hansen, 
    80 Conn. App. 609
    , 609, 612, 
    836 A.2d 1228
    (2003) (affirming finding of contempt on basis that defendant refused
    to accede to proposed QDRO and holding that court did not abuse its
    discretion in refusing to hear evidence of parties’ intent in formulating
    portion of marital dissolution agreement, where language was susceptible
    to only one meaning).
    9
    In responding to the argument of the plaintiff’s counsel on the motion
    to compel, the defendant’s counsel stated: ‘‘I have to talk to my client to
    see if she’s going to appeal this, but certainly the court can order whatever
    the court wants.’’ He further stated: ‘‘I don’t know if you want to withhold
    ruling on [the motion to compel] or if you want to order it and we can file
    [our] appeal.’’
    We conclude that the comments of the defendant’s counsel do not rise
    to the level of implicating the doctrine of induced error, as that doctrine
    has been applied. See Healey v. Haymond Law Firm, P.C., 
    174 Conn. App. 230
    , 241, 
    166 A.3d 10
    (2017) (‘‘[t]he term induced error, or invited error, has
    been defined as [a]n error that a party cannot complain of on appeal because
    the party, through conduct, encouraged or prompted the trial court to make
    the erroneous ruling’’ [internal quotation marks omitted]). The cases cited
    by the plaintiff demonstrate the types of factual scenarios this court has
    previously found to constitute encouraging or prompting the court to make
    an erroneous ruling. See 
    id., 242 (defendant
    induced alleged instructional
    impropriety by affirmatively requesting language it sought to challenge on
    appeal); Gorelick v. Montanaro, 
    119 Conn. App. 785
    , 796–97, 
    990 A.2d 371
    (2010) (party could not claim error on appeal that court should not have
    decided matter without live testimony where party had signed stipulation,
    orally requested court to decide cases on basis of trial transcripts, exhibits,
    briefs, and oral argument, and counsel assured trial court that parties wanted
    to proceed in that fashion); Moran v. Media News Group, Inc., 100 Conn.
    App. 485, 502, 
    918 A.2d 921
    (2007) (‘‘[a] party may not attend an informal
    hearing, fail to object to an issue being addressed, voluntarily enter into
    an agreement and later claim that the commissioner should never have
    entertained the issue that led to an agreement’’); State v. Maskiell, 100 Conn.
    App. 507, 517, 
    918 A.2d 293
    (under unique circumstances of case, party’s
    failure to object was conduct that implicated the doctrine of induced error,
    where defense counsel’s silence in the face of representation by prosecutor
    that there was agreement as to admissibility of state’s evidence prompted
    or encouraged court to rely upon report), cert. denied, 
    282 Conn. 922
    , 
    925 A.2d 1104
    (2007).
    10
    The plaintiff also argues that the defendant did not argue during the
    hearing that the QDRO was not drafted in conformance with the agreement.
    The court stated as much in its articulation. Because we disagree with the
    court’s conclusion that the agreement was unambiguous, and we remand
    the matter for a new hearing during which the court is directed to hear
    extrinsic evidence and make factual findings as to the parties’ intent regard-
    ing the provision at issue, we do not reach the issue of whether the QDRO
    conformed to the agreement. See Hirschfeld v. Machinist, 
    181 Conn. App. 309
    , 328, 
    186 A.3d 771
    (court was required to resolve ambiguity by consider-
    ing extrinsic evidence and making factual findings as to parties’ intent),
    cert. denied, 
    329 Conn. 913
    , 
    186 A.3d 1170
    (2018).
    It is the plaintiff’s position that the defendant’s argument that the retire-
    ment asset provision is ambiguous should not be reviewed because it was
    not raised until her motion for articulation. We note that the trial court, in
    its articulation, answered that it had considered whether the provision was
    ambiguous, and, therefore, the circumstances do not amount to a trial by
    ambuscade of the trial judge. Cf. Musolino v. Musolino, 
    121 Conn. App. 469
    , 477, 
    997 A.2d 599
    (2010). Moreover, as discussed further infra, the issue
    of whether the provision was ambiguous was necessarily subsumed within
    the plaintiff’s motion to compel.
    11
    The plaintiff contends that the proper standard of review is one of abuse
    of discretion and summarily provides in his brief the general standard of
    review applicable to factual decisions in family matters. See Harlow v.
    Stickels, 
    151 Conn. App. 204
    , 208, 
    94 A.3d 706
    (2014) (‘‘[a]n appellate court
    will not disturb a trial court’s orders in domestic relations cases unless the
    court has abused its discretion or it is found that it could not reasonably
    conclude as it did, based on the facts presented’’ [internal quotation marks
    omitted]). Because the motion presented issues of law, including the con-
    struction of the separation agreement’s retirement asset provision, we agree
    with the defendant that the applicable scope of review is plenary.
    12
    As noted previously, the plaintiff’s exhibit 4 identified three different
    approximate social security benefit amounts corresponding with the age of
    the defendant upon retirement.
    13
    We express no opinion as to the feasibility or the validity of any of the
    three illustrated interpretations of the retirement asset provision.
    14
    The plaintiff argues that the defendant has not claimed error in the denial
    of her motion to open the dissolution judgment. The defendant responds
    that she ‘‘indirectly challenges the motion to open ruling, by arguing that
    the court erred by granting the motion in limine and misapplying the parol
    evidence rule, which prevented the defendant from presenting the evidence
    necessary to support her motion to open.’’ We agree with the defendant
    that her claim is adequately raised as a challenge to the denial of her motion
    to open the judgment.
    15
    The plaintiff argues in the alternative that any error in granting the
    motion in limine was harmless. Because we reverse the decision of the trial
    court on the basis that it improperly concluded that the provision was
    unambiguous and we remand for a new hearing during which the court
    should consider all available extrinsic evidence, we need not address the
    claim of harmless error.
    16
    Because the court erroneously concluded as a matter of law that the
    retirement asset provision was unambiguous, and thus did not make the
    necessary factual determination of the intent of the parties in agreeing to
    the provision, the court could not reasonably have reached a conclusion as
    to whether the arguments raised by the defendant in her motion to open
    the judgment had merit.
    

Document Info

Docket Number: AC40332

Citation Numbers: 212 A.3d 1278, 190 Conn. App. 606

Filed Date: 6/18/2019

Precedential Status: Precedential

Modified Date: 1/12/2023