Veneziano v. Veneziano ( 2021 )


Menu:
  • ***********************************************
    The “officially released” date that appears near the be-
    ginning of each opinion is the date the opinion will be pub-
    lished in the Connecticut Law Journal or the date it was
    released as a slip opinion. The operative date for the be-
    ginning of all time periods for filing postopinion motions
    and petitions for certification is the “officially released”
    date appearing in the opinion.
    All opinions are subject to modification and technical
    correction prior to official publication in the Connecticut
    Reports and Connecticut Appellate Reports. In the event of
    discrepancies between the advance release version of an
    opinion and the latest version appearing in the Connecticut
    Law Journal and subsequently in the Connecticut Reports
    or Connecticut Appellate Reports, the latest version is to
    be considered authoritative.
    The syllabus and procedural history accompanying the
    opinion as it appears in the Connecticut Law Journal and
    bound volumes of official reports are copyrighted by the
    Secretary of the State, State of Connecticut, and may not
    be reproduced and distributed without the express written
    permission of the Commission on Official Legal Publica-
    tions, Judicial Branch, State of Connecticut.
    ***********************************************
    DONNA VENEZIANO v. JAMES VENEZIANO
    (AC 41296)
    Elgo, Cradle and Suarez, Js.
    Syllabus
    The defendant, whose marriage to the plaintiff had previously been dis-
    solved, appealed to this court from the decision of the trial court denying
    his motion to open the judgment of dissolution on the basis of, inter
    alia, fraud. The defendant claimed that the court erred by, sua sponte,
    quashing certain subpoenas he issued in connection with his motion to
    open the judgment and in finding that he failed to establish probable
    cause that the dissolution judgment was procured through fraud or
    mutual mistake. Held:
    1. The defendant could not prevail on his claim that the trial court abused
    its discretion in quashing the subpoenas at issue because the underlying
    civil action resulting in a final judgment of dissolution had been resolved
    and there was no active civil matter pending that would have permitted
    the defendant to subpoena witnesses and to conduct discovery in con-
    nection with his motion to open the judgment: the court properly inter-
    preted the applicable legal principle of Oneglia v. Oneglia (
    14 Conn. App. 267
    ), that once a court has rendered a final judgment, until and
    unless the court has opened that judgment, there can be no civil action
    within the meaning of the applicable statute (§ 52-197) or rule of practice
    (§ 13-2); moreover, because the fraud alleged by the defendant took
    place prior to the rendering of the judgment of dissolution, the motion
    to open did not implicate the trial court’s continuing jurisdiction over
    an outstanding order; furthermore, because the plaintiff filed certain
    motions for contempt to effectuate and enforce orders of the court
    issued after it had rendered its judgment of dissolution, and the plaintiff
    did not take issue with the underlying judgment but, rather, the defen-
    dant’s failure to comply with it, there was no active civil matter pending
    that gave the defendant the authority to issue subpoenas in connection
    with his unrelated motion to open the judgment, as a party may file a
    motion for contempt before or after judgment is rendered to effectuate
    prior judgments or otherwise enforceable orders.
    2. The record was inadequate to review the defendant’s claim that the trial
    court erred in finding that he failed to establish probable cause that the
    dissolution judgment was procured through fraud or mutual mistake;
    the defendant only submitted a nine page excerpt from a transcript of
    the relevant hearing, which related solely to the portion of the hearing
    in which the court addressed certain motions to quash, and did not
    provide additional portions of the transcript relating to the motion to
    open the judgment, such that it was not possible to make a determination
    regarding what the evidence presented at the hearing demonstrated
    about the issue of probable cause.
    Argued March 2—officially released July 13, 2021
    Procedural History
    Action for the dissolution of a marriage, and for other
    relief, brought to the Superior Court in the judicial dis-
    trict of Litchfield and tried to the court, Pickard, J.;
    judgment dissolving the marriage and granting certain
    other relief; thereafter, the court, Dooley, J., quashed
    certain subpoenas issued by the defendant and denied
    the defendant’s motion to open the judgment, and the
    defendant appealed to this court. Affirmed.
    Gregory Thomas Nolan, with whom, on the brief, was
    Patsy Michael Renzullo, for the appellant (defendant).
    Regina M. Wexler, with whom, on the brief, was
    Judith Dixon, for the appellee (plaintiff).
    Opinion
    SUAREZ, J. The defendant, James Veneziano, appeals
    from the judgment of the trial court denying his motion
    to open the judgment dissolving his marriage to the
    plaintiff, Donna Veneziano. The defendant claims that
    the court erred (1) by, sua sponte, quashing subpoenas
    issued in connection with his motion to open the judg-
    ment and (2) in finding that he failed to establish proba-
    ble cause that the dissolution judgment was procured
    through fraud or mutual mistake. We affirm the judg-
    ment of the trial court.
    The following facts and procedural history are rele-
    vant to this appeal. The parties were married in Febru-
    ary, 1969. In February, 2012, the plaintiff commenced
    a dissolution action against the defendant. On October
    29, 2013, the court, Pickard, J., rendered a judgment of
    dissolution, which incorporated by reference a marital
    settlement agreement of the parties. At the time of the
    dissolution, the parties jointly owned, among other
    things, a marital home in Winchester and 1835 shares of
    stock in Village Mortgage Company (Village Mortgage).
    Under § 6.1 of the marital settlement agreement, the
    plaintiff was required to quitclaim her interest in the
    parties’ marital home to the defendant, and the defen-
    dant was to hold her harmless and indemnify her from
    a home equity line of credit on the property and any
    and all expenses, costs, notes and liens associated with
    the property. The defendant was then required either
    to apply to refinance the equity line of credit on the
    home by October 29, 2015, or to list the property for
    sale with a licensed real estate agent at a price recom-
    mended by the agent by May 1, 2016. Section 6.6.1
    of the marital settlement agreement provided that the
    parties were to divide equally the 1835 jointly owned
    shares of Village Mortgage stock.
    On November 30, 2016, the plaintiff filed a motion
    for contempt in which she alleged that the defendant
    ‘‘ha[d] neither refinanced the home to remove [her]
    name therefrom, nor ha[d] he listed the property for
    sale with a licensed [real estate agent] by May 1, 2016.’’
    She further alleged that she had made payments on the
    home equity line of credit because the defendant had
    failed to do so. A hearing on the motion was scheduled
    for January 3, 2017.
    On January 17, 2017, the parties entered into an agree-
    ment, which became an order of the court, to resolve
    the November 30, 2016 motion for contempt, requiring
    the defendant to make monthly payments to Chase
    Bank for past due property taxes on the marital home,
    and to the town of Winchester for current property
    taxes on the marital home. The agreement also required
    the defendant to reduce the listing price in ninety days
    if the property was not under contract. The matter was
    continued to May 1, 2017, for review. On May 1, 2017,
    the parties entered into another agreement, which
    became an order of the court, requiring the defendant
    to continue making the payments to Chase Bank, and
    to again reduce the listing price of the marital home in
    ninety days if the home was not under contract. On
    July 26, 2017, the plaintiff filed a separate motion for
    contempt alleging that the defendant failed to abide by
    the May 1, 2017 order.
    On August 31, 2017, the defendant filed a motion to
    open the judgment of dissolution on the basis of fraud
    and intentional misrepresentation. The defendant sub-
    sequently amended the pleading to include a claim of
    mutual mistake. He alleged that all 1835 shares of Village
    Mortgage stock had been transferred to the plaintiff
    prior to February 1, 2012, without his knowledge. He
    further alleged that, during the dissolution proceeding,
    the plaintiff misrepresented to the court that both par-
    ties jointly owned the 1835 shares of stock. Accordingly,
    he argued, the divorce decree was ‘‘a product of actual
    fraud’’ and ‘‘must be opened.’’ To support this allegation,
    the defendant attached to his amended pleading a
    required regulatory filing by Village Mortgage with the
    Department of Banking that listed the direct owners and
    executive officers of Village Mortgage.1 This regulatory
    filing purportedly showed that the defendant was no
    longer a direct owner or an executive officer of Village
    Mortgage as of February 1, 2012. It does not, however,
    indicate the number of shares that each owner or execu-
    tive officer had in Village Mortgage as of February 1,
    2012.
    The defendant issued four subpoenas in connection
    with his motion to open. On September 12, 2017, the
    defendant issued a subpoena to the Department of
    Banking requesting that it authenticate a certified copy
    of the regulatory filing that it previously had provided to
    him. On September 22, 2017, the Department of Banking
    moved to quash this subpoena. On October 10, 2017,
    the court, Dooley, J., held a hearing on the motion to
    quash and granted it. The defendant also issued subpoe-
    nas to Justin Girolimon, a vice president of Village Mort-
    gage, and Laurel Caliendo, the president of Village Mort-
    gage. On October 3, 2017, Girolimon and Caliendo
    moved to quash the subpoenas. The defendant objected
    to the motions to quash and on October 30, 2017, the
    court, Danaher, J., sustained the defendant’s objec-
    tions. Lastly, the defendant issued a subpoena to Hailey
    Gallant Rice, another vice president of Village Mortgage.
    On November 2, 2017, Rice moved to quash the sub-
    poena. On November 14, 2017, the defendant objected
    to the motion.
    On November 15, 2017, the court, Dooley, J., held
    an evidentiary hearing on the plaintiff’s motions for
    contempt and a preliminary hearing on the defendant’s
    motion to open. As an initial matter, the court addressed
    the motions to quash the subpoenas and the objections
    thereto. The court effectively revisited prior rulings
    with respect to the subpoenas and resolved any pending
    motions to quash by concluding that there was no
    authority for counsel to have issued any subpoenas in
    this matter. The court stated that, pursuant to Oneglia
    v. Oneglia, 
    14 Conn. App. 267
    , 
    540 A.2d 713
     (1988), ‘‘on
    a motion to open, there is absolutely no authority to
    conduct any discovery unless and until a decision is
    made by the court on a preliminary basis to open the
    judgment for the purpose of allowing discovery.’’ The
    court further concluded that ‘‘there [was] no civil action
    pending from which our statutes and our Practice Book
    [gave] us authority to issue subpoenas and otherwise
    conduct discovery.’’2 The court excused the witnesses
    present in the court who had responded to the defen-
    dant’s subpoenas, and proceeded with the evidentiary
    hearing on the plaintiff’s motions for contempt and a
    preliminary hearing on the defendant’s motion to open.
    On December 4, 2017, the court, in a memorandum
    of decision, denied the defendant’s motion to open. The
    court, Dooley, J., concluded that ‘‘the defendant failed
    to establish probable cause that the judgment was pro-
    cured through fraud or mutual mistake.’’
    On December 6, 2017, in a separate memorandum of
    decision, the court found that the defendant wilfully
    violated its May 1, 2017 order and granted the plaintiff’s
    motions for contempt.
    On December 21, 2017, the defendant filed a motion
    to reargue his motion to open. On January, 5, 2018,
    the court, Dooley, J., denied the motion. This appeal
    followed.3 Additional facts and procedural history will
    be set forth as necessary.
    I
    The defendant first claims that the court erred by,
    sua sponte, quashing his subpoenas issued in connec-
    tion with his motion to open the judgment.4 Specifically,
    he asserts that the court erred in relying on Oneglia v.
    Oneglia, supra, 
    14 Conn. App. 267
    , when it quashed the
    subpoenas and that, instead, it should have relied on
    Brody v. Brody, 
    153 Conn. App. 625
    , 
    103 A.3d 981
    , cert.
    denied, 
    315 Conn. 910
    , 
    105 A.3d 901
     (2014). We disagree.
    ‘‘[A] trial court’s decision to quash a subpoena is
    . . . reviewed on appeal under the abuse of discretion
    standard. . . . Discretion means a legal discretion, to
    be exercised in conformity with the spirit of the law
    and in a manner to subserve and not to impede or defeat
    the ends of substantial justice. . . . The salient inquiry
    is whether the court could have reasonably concluded
    as it did. . . . It goes without saying that the term abuse
    of discretion does not imply a bad motive or wrong
    purpose but merely means that the ruling appears to
    have been made on untenable grounds. . . . In
    determining whether there has been an abuse of discre-
    tion, much depends upon the circumstances of each
    case.’’ (Citation omitted; internal quotation marks omit-
    ted.) DeRose v. Jason Robert’s, Inc., 
    191 Conn. App. 781
    , 799, 
    216 A.3d 699
    , cert. denied, 
    333 Conn. 934
    , 
    218 A.3d 593
     (2019). Although the ruling is discretionary in
    nature, we nonetheless must afford plenary review to
    the issue of whether the court applied the correct legal
    principle to the facts before it. See State v. Saucier,
    
    283 Conn. 207
    , 218–19, 
    926 A.2d 633
     (2007) (trial court’s
    interpretation of law is subject to plenary review and
    its application of correct view of law is subject to review
    for abuse of discretion).
    General Statutes § 52-197 (a) provides in relevant
    part: ‘‘In any civil action, the court, upon motion of
    either party, may order disclosure . . . .’’ Practice
    Book § 13-2 provides in relevant part: ‘‘In any civil action
    . . . a party may obtain . . . discovery of information
    or disclosure, production and inspection of papers,
    books, documents and electronically stored informa-
    tion material to the subject matter involved in the pend-
    ing action . . . .’’ Once a court has rendered a final
    judgment, ‘‘[u]ntil and unless the trial court [has]
    opened the previous judgment, there [can] be no ‘civil
    action’ within the meaning of . . . § 52-197 or Practice
    Book § [13-2].’’ Oneglia v. Oneglia, supra, 
    14 Conn. App. 270
     n.2.
    ‘‘[A]though a motion to open a judgment normally
    must be filed within four months of entry of the judg-
    ment . . . a motion to open on the basis of fraud is
    not subject to this limitation . . . . In Oneglia, this
    court rejected a claim that a party, following the entry
    of a judgment of dissolution, had a right to conduct
    discovery and to compel the defendant to testify, based
    only on [the] filing of a motion to open. . . . The court
    explained that [t]his is clearly an incorrect premise;
    until the court acts on a motion to open, the earlier
    judgment is still intact and neither our rules of practice
    nor our statutes provide for such a thing as postjudg-
    ment discovery. . . .
    ‘‘Oneglia and its progeny are grounded in the princi-
    ple of the finality of judgments. . . . [T]he finality of
    judgments principle recognizes the interest of the public
    as well as that of the parties [that] there be fixed a time
    after the expiration of which the controversy is to be
    regarded as settled and the parties freed of obligations
    to act further by virtue of having been summoned into
    or having appeared in the case. . . . Without such a
    rule, no judgment could be relied on. . . . Oneglia
    carefully balanced that interest in finality with the real-
    ity that in some situations, the principle of protection
    of the finality of judgments must give way to the princi-
    ple of fairness and equity. . . . The court in Oneglia
    thus ratified the gatekeeping mechanism employed by
    the trial court, whereby a court presented with a motion
    to open by a party alleging fraud in a postjudgment
    dissolution proceeding conducts a preliminary hearing
    to determine whether the allegations are substantiated.
    . . . The court held that [i]f the plaintiff was able to
    substantiate her allegations of fraud beyond mere suspi-
    cion, then the court [properly] would open the judgment
    for the limited purpose of discovery, and would later
    issue an ultimate decision on the motion to open after
    discovery had been completed and another hearing
    held.’’ (Citations omitted; emphasis omitted; internal
    quotation marks omitted.) Brody v. Brody, supra, 
    153 Conn. App. 631
    –32.
    This court also had occasion to address Oneglia in
    Bruno v. Bruno, 
    146 Conn. App. 214
    , 216, 
    76 A.3d 725
    (2013), a case in which a trial court permitted a plaintiff
    husband and his current wife ‘‘to obtain discovery upon
    their filing of motions to open certain postjudgment
    orders on the basis of alleged fraudulent conduct on the
    part of the defendant [wife] without first substantiating
    their allegations of [the defendant’s] fraud beyond mere
    suspicion in a court hearing.’’ On appeal, the defendant
    wife argued that ‘‘the court did not have the authority
    to permit discovery without first making a preliminary
    finding [of fraud].’’ 
    Id., 229
    . This court agreed, and held:
    ‘‘Until a motion to open has been granted, the earlier
    judgment is unaffected, which means that there is no
    active civil matter. . . . In this postjudgment posture,
    discovery is not available to the moving party for the
    simple reason that discovery is permitted only when a
    cause of action is pending.’’ (Citation omitted; emphasis
    added.) 
    Id., 230
    –31. This court remanded the case to
    the trial court with direction to make a preliminary
    finding, consistent with Oneglia, as to whether probable
    cause existed to open the judgment prior to ruling on
    the plaintiff husband’s request for discovery in connec-
    tion with his motion to open. 
    Id., 216
    .
    In the present case, the defendant argues that the
    court should have relied on Brody, which, he contends,
    permitted postjudgment discovery because it ‘‘held that
    Oneglia is inapplicable if a motion for contempt has
    been filed.’’ He further argues that because the plaintiff
    filed motions for contempt, there was an ‘‘active civil
    matter pending’’ that gave him the authority to issue
    subpoenas in connection with his motion to open the
    judgment. In support of this argument, he contends
    that Brody also held that ‘‘when a party has moved
    for contempt, a civil action is pending, and parties’
    attorneys have authority to issue subpoenas.’’ The
    defendant notes that, in the present case, the court held
    hearings on the motions for contempt and the motion
    to open on the same date. He also relies on his represen-
    tation to this court that the plaintiff issued a subpoena
    to a witness in connection with the motions for con-
    tempt, and that the court permitted the witness to pro-
    duce documents and testify in accordance with this
    subpoena at the November 15, 2017 hearing, even
    though it had, on the same date, quashed the subpoenas
    issued in connection with the motion to open.5 He states
    that ‘‘[i]t cannot be the case that one party has authority
    to issue a subpoena for a hearing, while the adverse
    party lacks that same authority.’’ We disagree.
    ‘‘Motions for contempt implicate the court’s inherent
    equitable authority to effectuate and vindicate its judg-
    ments. . . . Although ordinarily our trial courts lack
    jurisdiction to act in a case after the passage of four
    months from the date of judgment . . . there are
    exceptions. One exception arises when the exercise of
    jurisdiction is necessary to effectuate prior judgments
    or otherwise enforceable orders.’’ (Citations omitted;
    internal quotation marks omitted.) Brody v. Brody,
    supra, 
    153 Conn. App. 635
    .
    In Brody, the trial court rendered judgment dissolving
    a marriage and entered various financial orders. 
    Id., 627
    . Three years later, the defendant moved to open
    the judgment and filed a motion for contempt. 
    Id., 627
    –
    28. The plaintiff filed her own motion for contempt
    against the husband based on an allegation of fraud.6
    
    Id., 628
    . While her motion for contempt was pending, the
    plaintiff issued a subpoena to the sister of the defendant
    requiring her to produce certain documents and to
    appear at a deposition. 
    Id.
     The sister filed a motion to
    quash the subpoena and a motion for a protective order,
    and, after a hearing, the court denied both motions. 
    Id., 629
    . In a writ of error brought to this court, the sister
    argued, among other things, that there is no general
    right to postjudgment discovery in Connecticut, and
    that, ‘‘[b]ecause the court did not conduct a hearing
    pursuant to Oneglia prior to denying her motions . . .
    the court lacked the authority to allow the plaintiff to
    engage in postjudgment discovery.’’ 
    Id., 630
    .
    In dismissing the sister’s writ of error, this court
    stated that ‘‘Oneglia concerns the authority of a trial
    court to act on a request for postjudgment discovery
    pertaining to allegedly fraudulent conduct that tran-
    spired prior to the entry of the underlying judgment.’’
    (Emphasis in original.) 
    Id., 630
    –31. Further, this court
    explained, ‘‘Oneglia and its progeny do not implicate
    the trial court’s continuing jurisdiction to effectuate its
    outstanding orders, but rather deal with allegations that
    an underlying judgment has been procured by fraud.
    For that reason, this court has held that a party may
    only engage in what we termed ‘postjudgment discov-
    ery’ after the party first moves to open the judgment
    and establishes the allegations of fraud beyond mere
    suspicion. . . .
    ‘‘By contrast, [Brody] plainly involves the court’s con-
    tinuing jurisdiction to effectuate and vindicate out-
    standing orders. The plaintiff’s allegations of fraud arise
    from conduct subsequent to the entry of judgment and
    involve the defendant’s allegedly wilful noncompliance
    with the court’s outstanding orders. For that reason,
    no motion to open was needed to confer authority on
    the trial court to allow discovery, as the court’s continu-
    ing jurisdiction over the matter necessarily conveyed
    upon it the authority to do so.’’ (Citations omitted;
    emphasis in original.) 
    Id., 635
    –36.
    The defendant’s reliance on Brody is misplaced.
    Although Brody and the present case both involve alle-
    gations of fraud, the fraud alleged in Brody took place
    after the judgment of dissolution was rendered and the
    plaintiff in Brody sought to vindicate her rights under
    the dissolution judgment by filing a motion for con-
    tempt. See 
    id., 637
     (‘‘[p]ermitting discovery as part of a
    postjudgment motion for contempt vindicates a party’s
    interest in obtaining competent evidence of contempt,
    including contempt accomplished through fraudulent
    conduct’’).
    Brody is factually distinguishable from the present
    case. The fraud allegations in the present case, in con-
    trast to the allegations in Brody, took place prior to the
    rendering of the judgment of dissolution. Thus, unlike
    in Brody, the motion to open at issue in the present case
    did not implicate the trial court’s continuing jurisdiction
    over an outstanding order. When a party alleges fraud
    that took place before a judgment is rendered, it is well
    settled that a court must first determine whether there
    is probable cause to open the judgment for the limited
    purpose of proceeding with discovery related to the
    fraud claim. See, e.g., Bruno v. Bruno, supra, 
    146 Conn. App. 231
    . As this court observed in Brody, to permit
    discovery in such a situation without first finding proba-
    ble cause, a court would impermissibly disturb the final-
    ity of the underlying judgment. See Brody v. Brody,
    supra, 
    153 Conn. App. 632
    .
    Additionally, we reject the defendant’s argument that,
    because the plaintiff filed motions for contempt, there
    was an ‘‘active civil matter pending’’ that gave him the
    authority to issue subpoenas in connection with his
    unrelated motion to open the judgment. The defendant
    again misstates Brody’s holding in support of this argu-
    ment, and cites no other authority that supports this
    proposition.
    A party may file a motion for contempt before or
    after judgment is rendered to effectuate prior judgments
    or otherwise enforceable orders. In the present case,
    the plaintiff first filed a motion for contempt seeking
    to effectuate the judgment of dissolution requiring the
    defendant to list the marital home for sale and to make
    certain payments to protect her interest in the property.
    After the court issued an order in connection with this
    motion, the plaintiff filed a second motion alleging that
    the defendant was not complying with court orders.
    The purpose of both motions was to effectuate and to
    enforce orders of the court issued after the court had
    rendered its judgment of dissolution. Thus, the plaintiff
    did not take issue with the underlying judgment, but
    rather the defendant’s failure to comply with it. Our
    review of the record reflects that when the court permit-
    ted the plaintiff’s subpoenaed witness to testify in the
    present case, it did so for the limited purpose of permit-
    ting the plaintiff to present information about the defen-
    dant’s compliance, or lack thereof, with orders pre-
    viously entered related to the marital home and arising
    from the final judgment. Because the underlying civil
    action resulting in that final judgment had been
    resolved, there was no active civil matter pending that
    would have permitted the defendant to subpoena wit-
    nesses in connection with his motion to open the judg-
    ment. Thus, we conclude that the court properly inter-
    preted the applicable legal principle, as set forth in
    Oneglia, and that it correctly applied the law in quash-
    ing the subpoenas at issue in this claim and, thus, the
    defendant is unable to demonstrate that its ruling
    reflected an abuse of discretion.
    II
    The defendant next claims that the court erred in
    finding that he failed to establish probable cause that
    the dissolution judgment was procured through fraud
    or mutual mistake.7 We conclude that the defendant
    has not provided this court with an adequate record to
    review this claim.
    As the defendant correctly acknowledges in his brief,
    this court’s review of the trial court’s judgment with
    respect to the issue of probable cause is dependent
    upon the particular facts before the court at the time
    of its ruling. ‘‘We do not undertake a plenary review of
    the merits of a decision of the trial court to grant or to
    deny a motion to open a judgment. . . . In an appeal
    from a denial of a motion to open a judgment, our
    review is limited to the issue of whether the trial court
    has acted unreasonably and in clear abuse of its discre-
    tion. . . . In determining whether the trial court
    abused its discretion, this court must make every rea-
    sonable presumption in favor of its action. . . . The
    manner in which [this] discretion is exercised will not
    be disturbed so long as the court could reasonably
    conclude as it did.’’ (Citations omitted; internal quota-
    tion marks omitted.) Pospisil v. Pospisil, 
    59 Conn. App. 446
    , 449, 
    757 A.2d 655
    , cert. denied, 
    254 Conn. 940
    , 
    761 A.2d 762
     (2000).
    In the present case, the court held an evidentiary
    hearing on November 15, 2017, to address the subpoe-
    naed parties’ motions to quash, the defendant’s motion
    to open the judgment, and the plaintiff’s motions for
    contempt. The defendant has only provided this court
    with a nine page excerpt from a transcript of the Novem-
    ber 15, 2017 hearing. This excerpt relates solely to the
    portion of the hearing in which the court addressed
    the motions to quash. The defendant did not, however,
    provide us with additional portions of the transcript
    relating to the motion to open the judgment. The plain-
    tiff aptly argues that it is not possible for this court to
    ‘‘make any determination regarding what the evidence
    presented at the November 15 hearing demonstrated
    [about the issue of probable cause] when none of that
    evidence is before [it].’’ In his reply brief, the defendant
    argues that the remaining portion of the transcript is
    ‘‘irrelevant’’ because much of it ‘‘is almost entirely
    related to the [plaintiff’s] motions for contempt, which
    are not on appeal.’’ We agree with the plaintiff.
    It is the responsibility of the defendant, as the appel-
    lant, to provide this court with an adequate record for
    review. Practice Book § 61-10; see also Practice Book
    § 60-5. ‘‘[I]t is incumbent upon the [defendant] to take
    the necessary steps to sustain [his] burden of providing
    an adequate record for appellate review. . . . [A]n
    appellate tribunal cannot render a decision without first
    fully understanding the disposition being appealed.
    . . . Our role is not to guess at possibilities, but to
    review claims based on a complete factual record devel-
    oped by a trial court.’’ (Internal quotation marks omit-
    ted.) Stutz v. Shepard, 
    279 Conn. 115
    , 125–26, 
    901 A.2d 33
     (2006). If a claim requires appellate review of the
    evidence, and the evidence before the trial court con-
    sisted in whole or in part of testimony, the failure to
    provide the reviewing court with transcripts deprives
    this court of the ability to review the evidence. See,
    e.g., Desrosiers v. Henne, 
    283 Conn. 361
    , 366–67, 
    926 A.2d 1024
     (2007); O’Halpin v. O’Halpin, 
    144 Conn. App. 671
    , 675–76, 
    74 A.3d 465
    , cert. denied, 
    310 Conn. 952
    ,
    
    81 A.3d 1180
     (2013).
    We cannot evaluate the court’s decision with regard
    to the issue of probable cause without the portions of
    the hearing transcript that are related to this issue. On
    the basis of the court’s memorandum of decision, we
    can glean that the plaintiff testified about the alleged
    stock transfer and that stock certificates, which indi-
    cate that the plaintiff and the defendant jointly owned
    1835 shares of Village Mortgage stock until September,
    2014, were admitted into evidence. We do not know,
    however, the specific testimony that the court heard
    about the stock transfer. Most importantly, although the
    regulatory filing serves as the basis for the defendant’s
    fraud claim, without the ability to review testimony
    concerning the regulatory filing, we are deprived of the
    ability to review testimony concerning this document.
    The defendant’s representations about what transpired
    at the hearing are an inadequate substitute for our thor-
    ough and necessary examination of all of the evidence
    that was before the court at the time of its ruling.
    Accordingly, we conclude that the record is inadequate
    for this court to review this claim.
    The judgment is affirmed.
    In this opinion the other judges concurred.
    1
    The February 1, 2012 regulatory filing shows that both parties were
    owners or executive officers of Village Mortgage at some point during the
    course of their marriage.
    2
    In its subsequent memorandum of decision, the court reiterated that, in
    light of the procedural posture of the case, it had determined that the
    subpoenas that had been issued by the defendant’s counsel were not legally
    authorized and that it had ‘‘vacated prior orders sustaining the defendant’s
    objections to the motions to quash . . . .’’
    3
    As part of this appeal, the defendant also appealed the court’s decision
    granting the plaintiff’s motions for contempt. This court dismissed this
    portion of the appeal as untimely.
    4
    We note that in his statement of this claim, the defendant also states
    that the court ‘‘erred in denying [his] motion to reargue, because there was
    an active civil matter pending based upon the plaintiff’s two motions for
    contempt and service upon [him] of a summons and order to show cause
    . . . .’’ The defendant does not thereafter refer to or analyze the court’s
    ruling on his motion to reargue in this section of his brief, nor does he
    analyze this portion of the claim anywhere in his brief. Accordingly, we
    consider this portion of the claim to be abandoned. ‘‘We consistently have
    held that [a]nalysis, rather than mere abstract assertion, is required in order
    to avoid abandoning an issue by failure to brief the issue properly. . . .
    [A]ssignments of error which are merely mentioned but not briefed beyond
    a statement of the claim will be deemed abandoned and will not be reviewed
    by this court.’’ (Internal quotation marks omitted.) Keating v. Ferrandino,
    
    125 Conn. App. 601
    , 603–604, 
    10 A.3d 59
     (2010).
    5
    In connection with the motions for contempt, the plaintiff subpoenaed
    the real estate agent who listed the marital home for sale to provide informa-
    tion about the listing. In his brief to this court, the defendant represents
    that the agent ‘‘appeared, testified and produced the subpoenaed documents’’
    at the November 15, 2017 hearing on the motions for contempt. As we
    discuss in greater detail in part II of this opinion, the defendant has not
    provided this court with any portions of the hearing transcript related to
    the motions for contempt. Thus, we do not know if the agent appeared,
    testified or produced any documents requested in the subpoena issued by
    the plaintiff.
    6
    Specifically, the plaintiff alleged that the defendant had failed to make
    payments in accordance with certain financial orders, and that he had
    received other monetary distributions that he did not disclose to her in
    violation of the order. Brody v. Brody, supra, 
    153 Conn. App. 628
    .
    7
    In his brief to this court, the defendant states that, ‘‘on the date judgment
    entered, October 29, 2013, the parties’ financial affidavits were inaccurate,
    either through fraud, intentional misrepresentation or mutual mistake
    . . . .’’ (Emphasis added.) He makes no reference to mutual mistake else-
    where in his brief. We do not consider this aspect of his argument, as it is
    inadequately briefed.
    

Document Info

Docket Number: AC41296

Filed Date: 7/13/2021

Precedential Status: Precedential

Modified Date: 7/12/2021