Com. v. Barbon, J. ( 2018 )

J-S69016-18
NON-PRECEDENTIAL DECISION - SEE SUPERIOR COURT I.O.P. 65.37
COMMONWEALTH OF PENNSYLVANIA : IN THE SUPERIOR COURT OF
: PENNSYLVANIA
:
v. :
:
:
JUAN BARBON :
:
Appellant : No. 792 MDA 2018
Appeal from the PCRA Order April 24, 2018
In the Court of Common Pleas of Luzerne County Criminal Division at
No(s): CP-40-CR-0001530-2012
BEFORE: BENDER, P.J.E., LAZARUS, J., and MURRAY, J.
MEMORANDUM BY LAZARUS, J.: FILED NOVEMBER 16, 2018
Juan Barbon appeals pro se from the trial court’s order dismissing his
petition filed pursuant to the Post Conviction Relief Act (PCRA), 42 Pa.C.S.A.
§§ 9541-9546. After careful review, we remand with instructions.
On September 11, 2013, a jury convicted Barbon of two counts each of
aggravated assault and simple assault, and one count each of criminal
conspiracy and recklessly endangering another person. He was sentenced to
an aggregate term of 8-16 years’ imprisonment. The charges stemmed from
Barbon’s involvement in a high school gang-type fight, where he struck a
juvenile victim in the wrist with a machete, nearly severing it. Trial Court
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Opinion, 8/14/14, at 1. Barbon filed an unsuccessful counseled direct appeal1
and pro se “Motion to Modify and Reduce Sentence Nunc Pro Tunc.”
On February 24, 2017, Barbon filed a pro se PCRA petition. Attached to
his petition was a handwritten request to the court to appoint him a public
defender. On October 27, 2017, the trial court entered an order appointing
Jeffrey Yelen, Esquire, as PCRA counsel. On December 27, 2017, Attorney
Yelen filed a motion to withdraw as counsel. On January 24, 2018, the court
gave Barbon Pa.R.Crim.P. 907 notice of its intention to dismiss his petition.
Barbon did not respond to the Rule 907 notice. On April 24, 2018, the court
dismissed Barbon’s petition and granted counsel’s motion to withdraw. On
May 14, 2018, Barbon filed a timely pro se notice of appeal. He presents one
issue for our consideration: Whether the PCRA court erred in failing to review
Barbon[’s] pro se PCRA petition where he asserts the illegality and
discretionary aspects of his sentence? Appellant’s Pro Se Brief, at 2.
Before we review the merits of Barbon’s claim on appeal, we must first
address a procedural issue that is raised by both the Commonwealth and the
trial court. After receiving Barbon’s notice of appeal, the trial court issued an
order requiring Barbon to file, of record, a Pa.R.A.P 1925(b) concise statement
of errors complained of on appeal and to serve a copy of the statement upon
the District Attorney and trial court within 21 days of the date of the order.
____________________________________________
1Eric Winter, Esquire, was direct appeal counsel. Trial counsel was Paul
Galante, Esquire.
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See Pa.R.A.P. 1925(b) Order, 5/15/18. The Commonwealth and trial court
claim that because Barbon failed to comply with this order by not filing the
statement, his claim on appeal is waived. See Commonwealth v. Lord, 719
A.2d 306, 309 (Pa. 1998) (original case holding that if appellant is directed to
file concise statement pursuant to Rule 1925(b), any issues not raised in
statement are waived); see also Commonwealth v. Butler, 812 A.2d 631
(Pa. 2002) (Supreme Court further expanding on Lord, stating waiver
automatically applies when Rule 1925(b) statement not filed or if issue is not
included in statement, even when question of waiver has not been raised by
other party and even when trial court has chosen to overlook failure by
addressing issues it assumed would be raised).
It is axiomatic that in order for an appellant to be subject to waiver for
failing to file a timely Rule 1925(b) statement, a defendant must first receive
a copy of the trial court’s order mandating he file the statement. In fact, when
a trial court enters an order directing an appellant to file a Rule 1925(b)
statement, the clerk of courts has a mandatory duty to promptly time stamp
each order with the date of receipt, place the order in the criminal file per
Pa.R.Crim.P. 114(A)(1), and serve the order “on each party’s attorney, or the
party if unrepresented.” Pa.R.Crim.P. 114(B)(1) (emphasis added).
Moreover, pursuant to Rule 114(C), docket entries of the order shall be
promptly made and shall contain: (a) the date of receipt in the clerk's office
of the order or court notice; (b) the date appearing on the order or court
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notice; and (c) the date of service of the order or court notice. Pa.R.Crim.P.
114(C)(2).
Here, the record reveals that the Luzerne County Clerk of Courts time-
stamped the court’s Rule 1925(b) order with the date it was received. The
order also indicates that a copy (cc:) of the order was sent to the District
Attorney’s Office and Barbon at SCI Coal Township. The docket entries,
however, show that the order was only served, via e-service, to Paul Andrew
Galante, Esquire, William Jennings Watt, III, Esquire, Eric E. Winter, Esquire,
Joseph J. Yeager, Esquire, and Jeffrey A. Yelen, Esquire – all private and court-
appointed conflict counsel. While the criminal docket lists these attorneys as
in “active” representation status, the record contains an order, dated April 24,
2018, granting Attorney Yelen’s motion to withdraw as PCRA counsel. In fact,
this withdrawal explains why Borbon’s current appeal from the dismissal of his
PCRA petition was filed pro se. Despite this fact, nothing in the docket entries
indicates that Barbon, himself, was served with the court’s Rule 1925(b)
order. Thus, based on this record evidence, we cannot conclude that Barbon
has waived his issue on appeal for failure to file a court-ordered Rule 1925(b)
statement.
Accordingly, we remand this case to the trial court to determine whether
Barbon was properly served with the court’s Rule 1925(b) order pursuant to
Rule 114; the determination shall be made within 20 days of the date of this
memorandum. If the court concludes that Barbon was never served with the
order, then it shall prepare a comprehensive Rule 1925(a) opinion addressing
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the issue Barbon raises on appeal and remit the record to this Court. If,
however, the court concludes, based on record evidence, that Barbon was
properly served with its Rule 1925(b) order, the trial court shall immediately
remit the record to this Court for consideration of the appeal.
Case remanded with instructions. Panel jurisdiction retained.
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