People v. Gillespie , 89 N.E.3d 984 ( 2017 )

2017 IL App (1st) 152351
No. 1-15-2351
Opinion filed September 29, 2017
Second Division
IN THE
APPELLATE COURT OF ILLINOIS
FIRST DISTRICT
)
Appeal from the Circuit Court
)
THE PEOPLE OF THE STATE OF ILLINOIS, of Cook County.
)
)
Plaintiff-Appellee,
)
No. 15 DV 72265
)
v.
)
)
JEREMY GILLESPIE, The Honorable
)
Michael R. Clancy,
)
Defendant-Appellant. Judge, presiding.
)
)
JUSTICE HYMAN delivered the judgment of the court, with opinion.
Justices Pucinski and Mason concurred in the judgment and opinion.
OPINION
¶1 After pleading guilty to violating an order of protection, Jeremy Gillespie then moved to
withdraw his guilty plea. His counsel certified under Illinois Supreme Court Rule 604(d) (eff.
Dec. 11, 2014) that counsel had consulted with Gillespie on the guilty plea; however, nothing
was stated regarding whether counsel consulted with Gillespie on the sentence. Gillespie argues
that this certification was insufficient. We agree. We vacate the Cook County circuit court’s
order denying Gillespie’s motion and remand.
¶2 Background
1-15-2351
¶3 In April 2015, Gillespie was charged with violating an order of protection. In a negotiated
plea deal, Gillespie pled guilty in exchange for a sentence of 12 months of probation, GPS
monitoring, and community service.
¶4 But soon after, Gillespie filed a pro se document that the trial court interpreted as a
motion to withdraw his guilty plea. Gillespie’s counsel then filed an amended motion. Attached
to the motion was a certification under Illinois Supreme Court Rule 604(d), stating: “I have
consulted with the defendant in person to ascertain his contentions of error in the entry of the
plea of guilty in the above matter. I have examined the trial court file and the official transcript
of the proceedings of May 13, 2015. I have prepared a Motion to Withdraw Defendant’s Plea of
Guilty and Vacate the Judgment.” After a hearing, the trial court denied the motion, and
Gillespie filed this appeal.
¶5 Analysis
¶6 Gillespie argues that his trial counsel’s Rule 604(d) certification did not strictly comply
with the rule because it failed to state that counsel had consulted with Gillespie about his
contentions of error in both the guilty plea and his sentence.
¶7 Illinois Supreme Court Rule 604(d) governs a defendant’s ability to appeal after pleading
guilty; a defendant may not do so unless he or she first challenges the plea (or the sentence or
both the plea and the sentence) in a motion in the trial court. Ill. S. Ct. R. 604(d) (eff. Dec. 11,
2014). The defendant’s attorney must certify to the trial court that certain tasks were completed.
Until recently, Rule 604(d) stated that the attorney must consult with the defendant “to ascertain
defendant’s contentions of error in the sentence or the entry of the plea of guilty.” (Emphasis
added.) Id.
-2-
1-15-2351
¶8 Our supreme court was asked to interpret this clause in People v. Tousignant, 2014 IL
115329. The State argued that because the word “or” was disjunctive, an attorney did not need to
certify consultation about both the sentence and the plea. Id. ¶ 11. But the supreme court
disagreed, based on the purpose of the rule: “to enable the trial court to ensure that counsel has
reviewed the defendant’s claim and considered all relevant bases for the motion to withdraw the
guilty plea or to reconsider the sentence.” (Emphasis in original.) Id. ¶ 16. This would enable the
trial court to correct possible errors at the soonest opportunity. Id. ¶ 19. The court determined
that the word “or” should be read as “and,” requiring attorneys to certify consultation about both
the guilty plea and the sentence. Id. ¶ 20.
¶9 Following Tousignant and Gillespie’s case, the supreme court amended the rule to read
that defense counsel must consult with the defendant to ascertain the “contentions of error in the
sentence and the entry of the plea of guilty.” (Emphasis added.) Ill. S. Ct. R. 604(d) (eff. Dec. 3,
2015).
¶ 10 Gillespie relies on Tousignant to argue that his counsel did not strictly comply with the
rule. The State argues that Tousignant is distinguishable because Tousignant had an “open” plea
(he pled guilty without any promise from the State), while Gillespie had a “closed,” or fully
negotiated, plea deal. According to the State, because Gillespie negotiated for a specific
sentence, he could not challenge that sentence afterwards and therefore his attorney did not need
to certify consultation regarding the sentence. Gillespie argues that Tousignant’s holding was not
limited to open pleas.
¶ 11 In People v. Martell, the Second District agreed with Gillespie’s position, rejecting the
argument that Tousignant applied only to open pleas: “nothing in Tousignant’s reasoning relies
on the fact that the plea there was open, and nothing in the opinion states that its holding is
-3-
1-15-2351
limited to open pleas.” 2015 IL App (2d) 141202, ¶ 9. Indeed, the rule’s purpose was to ensure
adequate consultation between attorney and client, and “the sufficiency of the consultation does
not depend on the scope of the motion that counsel files afterwards.” Id. Martell also noted that
even in the context of a fully negotiated plea, the trial court’s role had “dwindled but not wholly
disappeared,” as the agreed-upon sentence might be improper in some way, requiring the trial
court to step in. Id. ¶ 13.
¶ 12 We agree with Martell. Tousignant and the rule’s language are not limited to open pleas,
and if our supreme court intends that it be so limited, it will say so explicitly. The State’s
argument has some superficial logical appeal: if the plea is closed, counsel will not be able to
challenge the sentence through a written motion. But the rule focuses on the attorney’s duty to
consult with his or her client, and that consultation has value even if it does not ultimately affect
the content of the motion. Further, Martell’s concern that a fully negotiated plea might include
an improper sentence is real. See, e.g., People v. White, 2011 IL 109616, ¶ 23 (trial court may
not impose illegal sentence even if intended by parties through plea agreement). Even when the
parties agree on a specific sentence, the trial court still has a role to play beyond blindly
imposing their wishes. The consultation and motion contemplated by Rule 604(d) will ultimately
be directed at the trial court’s acceptance of the plea and imposition of sentence, not the parties’
agreement.
¶ 13 Though strict enforcement of the rule under Tousignant might seem “hypertechnical”
(see Martell, 2015 IL App (2d) 141202, ¶ 19), we believe that the law properly requires it.
¶ 14 We vacate the trial court’s denial of Gillespie’s motion and remand for further
proceedings.
¶ 15 Reversed and remanded.
-4-