MYRON O. GRAY v. UNITED STATES , 155 A.3d 377 ( 2017 )

District of Columbia
Court of Appeals
No. 14-CF-1051
MAR 16 2017
MYRON O. GRAY,
Appellant,
v. CF2-19898-13
UNITED STATES,
Appellee.
On Appeal from the Superior Court of the District of Columbia
Criminal Division
BEFORE: BECKWITH and MCLEESE, Associate Judges; and FARRELL, Senior
Judge.
JUDGMENT
This case was submitted to the court on the transcript of record and the briefs filed,
and without presentation of oral argument. On consideration whereof, and for the
reasons set forth in the opinion filed this date, it is now hereby
ORDERED and ADJUDGED that appellant’s robbery conviction is reversed. In
all other respects, the judgment of the trial court is affirmed.
For the Court:
Dated: March 16, 2017.
Opinion by Associate Judge Corinne Beckwith.
Concurring opinion by Senior Judge Michael W. Farrell.
Notice: This opinion is subject to formal revision before publication in the
Atlantic and Maryland Reporters. Users are requested to notify the Clerk of the
Court of any formal errors so that corrections may be made before the bound
volumes go to press.
DISTRICT OF COLUMBIA COURT OF APPEALS
No. 14-CF-1051
MYRON O. GRAY, APPELLANT,
V.
UNITED STATES, APPELLEE.
Appeal from the Superior Court
of the District of Columbia
(CF2-19898-13)
(Hon. William M. Jackson, Trial Judge)
(Submitted November 6, 2015 Decided March 16, 2017)
Sydney J. Hoffmann, for appellant.
Vincent H. Cohen, Acting United States Attorney, Elizabeth Trosman,
Suzanne Grealy Curt and John Cummings, Assistant United States Attorneys, for
appellee.
Before BECKWITH and MCLEESE, Associate Judges, and FARRELL, Senior
Judge.
Opinion for the court by Associate Judge BECKWITH.
Opinion by Senior Judge FARRELL, concurring, at page 29.
Opinion by Associate Judge MCLEESE, concurring in the judgment in part
and dissenting in part, at page 30.
2
BECKWITH, Associate Judge: Appellant Myron Gray was convicted at trial
of one count of robbery,1 one count of threats to do bodily harm,2 and three counts
of simple assault.3 He now appeals his convictions, arguing that the trial court
erred in refusing to instruct the jury on second-degree theft4 (a lesser included
offense of robbery), that his conviction for robbery was not supported by sufficient
evidence, and that the trial court improperly interfered with his constitutional right
to testify in his own defense. For the reasons explained below, we conclude that
the trial court should have given the lesser-included-offense instruction and that its
failure to do so requires reversal of Mr. Gray’s robbery conviction. We reject Mr.
Gray’s remaining claims of error.
I.
The evidence at trial showed that at about 9 p.m. on November 9, 2013,
Rosalba Hernandez and her two children, seven-year-old E.S. and one-year-old
M.M., were at the Ge-Ze Mini Market on Georgia Avenue, along with Martha
1
D.C. Code § 22-2801 (2012 Repl.). All subsequent D.C. Code citations
are to the 2012 Replacement volume.
2
D.C. Code § 22-407.
3
D.C. Code § 22-404 (a)(1).
4
D.C. Code §§ 22-3211, -3212 (b).
3
Hernandez and R.E., Martha’s5 four month-old child. The two youngest children
were in strollers. While Rosalba was checking out at the counter, Mr. Gray entered
the store. As security-camera footage played at trial showed, Mr. Gray proceeded
to engage in a series of bizarre acts6 before leaving the store about a minute later.
First, after standing by the door for about twenty seconds,7 apparently
observing the two women and their children, Mr. Gray took a couple of steps
towards them and reached into R.E.’s stroller. He then pulled his hand out of the
stroller and began gesturing and speaking.8 Next, Mr. Gray, who was wearing a
hooded sweatshirt, took off his hood and nodded several times. He held his hands
out in front of his body, forming a diamond shape with his thumbs and forefingers,
and walked toward E.S. Rosalba pulled E.S. toward her, away from Mr. Gray.
5
We will use first names for clarity as the women, who are sisters-in-law,
have the same last name.
6
Although Mr. Gray has a long history of psychiatric illness and there is
reason to suspect that he was unwell during the incident, he clearly asserted a
desire not to pursue a defense based on any psychological infirmity at trial.
7
Rosalba testified that Mr. Gray was “kind of keeping other people from
coming in.” The surveillance video does not show Mr. Gray actively blocking the
door or preventing anybody from entering or leaving.
8
The testimony is unclear as to what Mr. Gray was saying. Martha testified
that Mr. Gray at some point “was asking for [Rosalba’s] children, for [her] baby.”
4
Next, Mr. Gray touched E.S., Rosalba, and Martha, in quick succession, on
their foreheads with the palm of his hand,9 and he then pointed at the store’s
owner, Wondeson Bedane, who was behind the counter. In the surveillance video,
the touches appear forceful enough to cause Rosalba and Martha’s heads to move
back slightly. Martha, in her testimony about the touch, said that Mr. Gray “hit
[her] hard,” but that he “didn’t hit [Rosalba] very hard.”10
Mr. Gray next reached into M.M.’s stroller. Although the surveillance video
does not show the inside of the stroller, both Rosalba and Martha testified that Mr.
Gray removed a baby bottle from M.M.’s mouth. Martha testified that Mr. Gray
“said not to give the bottle back because if [Rosalba] did [M.M.] would die.”
Rosalba testified that when she tried to put the bottle back in M.M.’s mouth, Mr.
Gray gestured “with his fingers and . . . indicated towards the bottle as if to not put
it back in his mouth again.”
After Mr. Gray took the bottle out of M.M.’s mouth, he reached over to the
counter and picked up Rosalba’s wallet.11 Mr. Gray sat down on a cooler and
9
Rosalba testified that Mr. Gray also struck R.E., but the surveillance video
contradicts this testimony.
10
Mr. Bedane described the touches as “punch[es].”
11
Martha testified that Mr. Gray “grabbed” the wallet. Rosalba initially
(continued…)
5
proceeded to rifle through the wallet. After removing some cash—$7, according to
Rosalba’s testimony at trial—Mr. Gray tossed the wallet back onto the counter,
stood up, and walked towards the door. Before exiting the store, Mr. Gray turned
around, pointed at the owner, Mr. Bedane, and said something. Mr. Bedane, who
said he had seen Mr. Gray in the store before as a customer, testified that Mr. Gray
said he would kill Mr. Bedane.12
II.
We begin with Mr. Gray’s argument that the trial court erred in refusing to
instruct the jury on the lesser included offense of second-degree theft. A trial court
is required to grant a defendant’s request that the jury be instructed on a lesser
included offense of a charged offense “as long as (1) the lesser included offense
consists of some, but not every[,] element of the greater offense[] and (2) the
evidence is sufficient to support the lesser charge.” (Cedrick) Shuler v. United
(…continued)
testified that Mr. Gray grabbed the wallet from her hands, but this testimony was
contradicted by the surveillance video, as Rosalba later conceded.
12
Mr. Bedane testified that Mr. Gray said these words in a “[v]ery strong
voice.” Rosalba remembered Mr. Gray’s words this way: “[I]t was something
like, you’re going to die, you need to die, or something like that.” Martha
remembered Mr. Gray “ma[king] a gesture across his throat” and saying that “that
[the owner] was going to die.” The surveillance video does not show Mr. Gray
making a throat-cutting gesture.
6
States, 98 A.3d 200, 206 (D.C. 2014) (quoting Jennings v. United States, 993 A.2d
1077, 1079 (D.C. 2010)); see also Price v. United States, 602 A.2d 641, 644 (D.C.
1992); Wright v. United States, 505 A.2d 470, 472 (D.C. 1986) (“When counsel
ask for a lesser-included offense instruction, it should be freely given.”). Here, as
it is well-established that second-degree theft is a lesser included offense of
robbery, Leak v. United States, 757 A.2d 739, 741 (D.C. 2000) (citing Ulmer v.
United States, 649 A.2d 295, 297 (D.C. 1994)), we turn to the question whether the
second condition was satisfied—that is, whether the evidence was sufficient to
support the lesser included offense of theft.
Evidence is sufficient to support a lesser included offense when a reasonable
jury might, after weighing the evidence, conclude that the defendant is only guilty
of the lesser offense and not of the greater offense. See (Anthony) Shuler v. United
States, 677 A.2d 1014, 1017 (D.C. 1996). “[T]he weight of the evidence
supporting the instruction is immaterial; as long as a jury could rationally convict
on the lesser-included offense after crediting the evidence, the court must give the
instruction no matter how inclined it might be to discount that evidence.” Id. The
court is not, however, required to give a lesser-included-offense instruction where
only a “bizarre reconstruction” of the evidence would permit the jury to find the
defendant guilty of the lesser offense without finding him or her guilty of the
7
greater offense. Id. (quoting West v. United States, 499 A.2d 860, 865 (D.C.
1985)).
The parties agree that sufficient evidence was introduced at trial to support a
conviction of theft: There was evidence from which a reasonable jury could infer
that Mr. Gray took Rosalba’s $7 against her will, that “at the time he obtained [the
$7], he specifically intended ‘either to deprive [Rosalba] of a right to the [$7] or a
benefit of the [$7] or to take or make use of the’” $7 for himself “without authority
or right,” and that the $7 had value. Nowlin v. United States, 782 A.2d 288, 291
(D.C. 2001) (quoting Criminal Jury Instructions for the District of Columbia, No.
4.38 (4th ed. 1993)).
The parties disagree, however, over whether a reasonable jury could have
found Mr. Gray guilty of theft without also finding him guilty of robbery. Proof of
robbery requires proof of the elements of theft plus several aggravating
circumstances: (1) the property was taken “from the actual possession of the
complainant,” (2) the taking was accomplished “using force or violence,” and (3)
the property was “carried . . . away.” Johnson v. United States, 756 A.2d 458, 462
(D.C. 2000); see also Williams v. United States, 113 A.3d 554, 560–61 (D.C. 2015)
(“The elements of robbery are: ‘(1) a felonious taking, (2) accompanied by an
asportation [or carrying away], of (3) personal property of value, (4) from the
8
person of another or in his presence, (5) against his will, (6) by violence or by
putting him in fear, (7) animo furandi [the intention to steal].’” (quoting Lattimore
v. United States, 684 A.2d 357, 359 (D.C. 1996)) (alterations in original)). A
defendant takes property by force or violence when he or she does so “against
resistance or by sudden or stealthy seizure or snatching, or by putting in fear.”
D.C. Code § 22-2801. In the present case, the jury was not instructed on the
“sudden or stealthy seizure or snatching” form of force or violence.13
Mr. Gray argued at trial, and argues now on appeal, that a reasonable jury
could have found that Mr. Gray assaulted Rosalba, Martha, and E.S. by touching
them on the head and placing them in fear and that he committed a theft by taking
Rosalba’s money, but that the theft—the taking of the $7—was not accomplished
by means of Mr. Gray’s assaultive conduct. Mr. Gray argues that a reasonable jury
could have found that the assaults and the theft were independent acts and that Mr.
Gray did not form the specific intent to take Rosalba’s property until after
13
The court specifically declined to give this instruction after determining
that Mr. Gray’s conduct “was not a sudden and stealthy seizure or snatching.” The
court thus instructed the jury that to find Mr. Gray guilty of robbery, it was
required to find that “he used force or violence to take the property by using actual
physical force or violence by putting Rosalba Hernandez in fear.”
9
completing his assaults.14
We agree that, on the unusual facts revealed chiefly by the surveillance
video, the jury rationally could have doubted that Mr. Gray assaulted the women
intending to effectuate the theft or that, in taking Rosalba’s money, he was
conscious of any fear (and lowered resistance) she might have experienced from
the assaults. The record reflects several strange actions and omissions by Mr. Gray
from which a jury, relying on common sense and everyday experience, could have
inferred that the assaults and the theft were not connected but rather resulted from
a series of separate, erratic impulses. Mr. Gray signaled cryptically to E.S.,
removed a bottle from M.M.’s mouth, and used his open palm to strike the
complainants on their foreheads without great force. When he finally grabbed the
wallet, he did so not immediately after assaulting the complainants, but after
14
Mr. Gray also argues that he was entitled to an instruction on the lesser
included offense because a reasonable jury could have found that Rosalba’s fear of
Mr. Gray was not reasonable. See Williams, 113 A.3d at 561 (“[T]he assailant
[must have] acted in such a manner as would under the circumstances portend an
immediate threat of danger to a person of reasonable sensibility.” (quoting Parks v.
United States, 627 A.2d 1, 5 (D.C. 1993))). According to Mr. Gray, a reasonable
jury could have found that Rosalba’s fear stemmed not from Mr. Gray’s actions
but from her perception of Mr. Gray as a “disheveled black man with dreads,”
“processed through the personal lenses of racial, ethnic, linguistic, and gender
differences of the persons involved.” We need not address this issue because, as
explained below, there are other reasons a rational jury could have found Mr. Gray
guilty of theft without finding him guilty of robbery.
10
reaching into M.M.’s stroller.15 The jury could think that these actions were such a
strange means of effectuating a theft that they were not a means of effectuating the
theft, and that the subsequent theft of the $7 was instead a spontaneous and
unconnected crime of opportunity. This theory is bolstered by the fact that Mr.
Gray failed to take anything from the store besides the $7 and that he made no
effort to conceal his identity—indeed, he exposed his face by removing his hood—
before engaging in illegal conduct in a small store in which he had previously
shopped. This theory is not the “bizarre reconstruction” of events that our case law
warns us against. (Anthony) Shuler, 677 A.2d at 1017; West, 499 A.2d at 865.
Rather, this is one permissible construction of what were actual bizarre events.
Our dissenting colleague cites as favoring his contrary position cases that
hold that “the defendant’s violence-or-intimidation acts [need not] be done for the
very purpose of the taking of the victim’s property,” but rather “it is enough that
the defendant takes advantage of a situation which he created” by the use of force.
Allen v. State, 857 A.2d 101, 129 (Md. Ct. Spec. App. 2004) (brackets, internal
15
There was also evidence that Mr. Gray threatened Mr. Bedane as Mr.
Gray was walking out the door. Yet a reasonable jury could have found that Mr.
Gray uttered this threat after he had “complete and exclusive control” of the
property. Jacobs v. United States, 861 A.2d 15, 20 (D.C. 2004), recalled, vacated,
and reissued, 886 A.2d 510 (D.C. 2005).
11
quotation marks, and citation omitted); see also 3 Wayne R. LaFave, Substantive
Criminal Law § 20.3 (e), at 191–93 (2d ed. 2016). “Taking advantage of,” in this
context, naturally means exploiting or seizing the opportunity of a victim’s
vulnerability created by the violence or intimidation. But as a matter of ordinary
language, it is hard to see how that is done without some awareness of the
opportunity being exploited. These authorities, in recognizing the equivalency of
purposeful use of force and taking advantage of force applied for another (or no)
purpose, cannot mean the latter to entail no consciousness by the defendant of the
vulnerability he takes advantage of.
Although Judge McLeese sets forth some persuasive arguments for
interpreting the “by force or violence” element in D.C. Code § 22-2801 as not
including any mental component, post at 38–48, our interpretation is more
consistent with this court’s case law and with the ordinary meaning of the
language. Our earlier opinions glossed “by force or violence” as “using force or
violence” or “accomplished by force or by putting the victim in fear,” Johnson,
756 A.2d at 462; United States v. Bradford, 482 A.2d 430, 432 (D.C. 1984),
suggesting that we understood the statute to require proof of some sort of
purposeful employment or at least knowing exploitation of the force or violence,
see United States v. Castleman, 134 S. Ct. 1405, 1415 (2014) (“[T]he word ‘use’
12
‘conveys the idea that the thing used (here, “physical force”) has been made the
user’s instrument.’” (citation omitted)); Leocal v. Ashcroft, 543 U.S. 1, 9 (2004)
(“‘[U]se’ requires active employment. . . . ‘[U]se . . . of physical force against the
person or property of another’[ ]most naturally suggests a higher degree of intent
than negligent or merely accidental conduct.’” (citations omitted) (second ellipsis
in original)); People v. Anderson, 252 P.3d 968, 971–72 (Cal. 2011) (stating that
proof of a defendant’s “felonious taking of personal property [from another], . . .
accomplished by means of force or fear,” requires proof of a purposive connection
between the force or fear and the taking (quoting Cal. Penal Code § 211)). And it
seems unusual to say that a person took something “by force or violence” if that
person had no awareness that the force or violence facilitated the taking. See
Webster’s Third New International Dictionary 307 (2002) (defining “by” as
“through the means or instrumentality of”); but see id. (defining “by” as “in
consequence of” or “as a result of”). This point is apparently so uncontroversial
that the government has not argued otherwise in this appeal. Instead, the
government implicitly accepts this understanding of “by force or violence” and
simply argues that no reasonable jury could fail to find that Mr. Gray purposefully
took advantage of Rosalba’s fear to take her property: “[I]t would have required a
bizarre reconstruction of the evidence for the jury to find that [Mr. Gray’s]
13
decision to grab [Rosalba’s] wallet off of the counter, within seconds of hitting her
in the head and reaching for her infant, was a mere afterthought.”
We are not persuaded by the government’s argument that the court’s
holdings in Ulmer, 649 A.2d 295, and Leak, 757 A.2d 739, control the present
case. In Ulmer, the appellant was convicted of armed robbery and felony murder
based on evidence that he stabbed the deceased, killing him, and stole the
deceased’s jewelry. 649 A.2d at 296. The appellant testified at trial that he
stabbed the deceased in self-defense and only later decided to steal his property,
and he argued that this testimony entitled him to an instruction on the lesser
included offense of theft. Id. at 296–97. The court rejected the Ulmer appellant’s
argument, explaining that “[e]ven if we accept[ed] appellant’s version of the facts .
. . , his conduct following the stabbing would still be viewed as a robbery” because
the act of removing property from a person’s body after killing or incapacitating
him or her constitutes a “stealthy seizure.”16 Id. at 297–98. In Leak, the
16
The Ulmer appellant’s argument depended on the premise that he could not be
convicted of robbery unless the government proved that he had the intent to steal at
the time he attacked the deceased. The court in Ulmer did not resolve the question
whether the larcenous mental state and assaultive act must concur, as the court
instead relied on the stealthy snatching form of robbery. 649 A.2d at 297–98; cf.
Jacobs v. United States, 861 A.2d 15, 20 (D.C. 2004) (holding that the defendant’s
use of force to overcome the owner’s attempts to take his property back after he
willingly handed it to the defendant constituted a robbery), recalled, vacated, and
(continued…)
14
government presented evidence that the appellant took the complainant’s bicycle
while the complainant struggled with a third individual who had “attacked [the
complainant] from behind and pulled [him] off his bicycle.” 757 A.2d at 741. The
appellant, who was charged with robbery, argued that he was entitled to an
instruction on theft. Id. at 742. He claimed that a reasonable jury could have
found that he was not acting jointly with the third individual but instead
opportunistically took the bicycle when he saw that the complainant was caught up
in the fight. Id. The court rejected this argument, explaining that any theft of the
bicycle would have constituted a “stealthy snatching.” Id. at 742–43.
Both Ulmer and Leak are plainly distinguishable on the ground that they
involved the “sudden or stealthy seizure or snatching” form of robbery. The trial
court in the present case ruled that the evidence did not support the giving of an
instruction on sudden or stealthy seizure or snatching. Thus, even if it were true
that the jury could not have found Mr. Gray guilty of theft without also finding him
guilty of robbery by stealthy seizure or snatching, this would be immaterial. Cf.
Smith v. United States, 601 A.2d 1080, 1082 (D.C. 1992) (rejecting the
government’s argument that there was sufficient evidence of an intent-to-frighten
(…continued)
reissued, 886 A.2d 510 (D.C. 2005).
15
assault where the trial court only instructed the jury on attempted-battery assault).17
Also, both Ulmer and Leak are cases in which the defendant, if he committed a
theft, must necessarily have consciously chosen to at least take advantage of the
deceased or complainant’s incapacitation, which had been effected through force,
in order to take the property. In the present case, by contrast, a reasonable jury
could have found that Mr. Gray was not conscious of Rosalba and the others’ fear
as something that he could exploit to deprive Rosalba of her money.
17
Judge McLeese contends that we fail to adhere to this principle—“that
our focus must be on the instructions given to the jury rather than on legal
principles not communicated to the jury”—when earlier in our analysis we “rel[y]
on the idea that Mr. Gray could be found guilty of robbery only if he either
intended or was aware that his use of force or violence would aid in the taking of
the victim’s property.” Post at 32. But the jury was instructed that it needed to
find that Mr. Gray “used force or violence to take the property” (emphasis added).
Our analysis relies on what we take to be a reasonable understanding of this
instruction—namely, that use of force or violence to take property means the
conscious employment of (or conscious taking advantage of) force or violence to
take the property. See Webster’s Third New International Dictionary 2524 (“USE
is general and indicates any putting to service of a thing, usu. for an intended or fit
purpose . . . .”); see also Castleman, 134 S. Ct. at 1415; Leocal, 543 U.S. at 9. We
do not read the court’s instruction that “[p]utting . . . in fear without using actual
force or physical force can satisfy the requirement of force or violence if the
circumstances . . . would in common experience create a reasonable fear of danger”
as defining what it means to “use[] force or violence to take . . . property,” but
instead as explaining that fear-inducing conduct of a certain type can constitute
“force or violence” for the purpose of robbery. Thus, none of the trial court’s
instructions rules out our ordinary-meaning interpretation of the court’s instruction
that Mr. Gray must have “used force or violence to take the property.”
16
The same reasoning serves to distinguish Carey v. United States, 296 F.2d
422 (D.C. Cir. 1961), cited by our dissenting colleague. Post at 42. We are also
unpersuaded by the dissent’s argument that Leak stands for the proposition that
“‘any taking’ from the ‘immediate actual possession’ of the victim ‘is a robbery—
not simply larceny.’” Post at 42 (quoting Leak, 757 A.2d at 742–43). Such a
principle would completely nullify the “by force or violence” element of robbery.
And the Leak court never held anything to that effect. We must construe the
language quoted from Leak based on its context in that opinion. See Woods v.
District of Columbia, 63 A.3d 551, 555 (D.C. 2013) (“It is well to remember that
significance is given to broad and general statements of law only by comparing the
facts from which they arise with those facts to which they supposedly apply.”
(citation omitted)). In context, it is clear that the Leak court was merely explaining
that a defendant can commit a robbery by sudden or stealthy seizure or snatching
“even if the victim is not actually holding, or otherwise attached to[,] the object,”
and emphasizing the broad contours of this principle—not holding that any
larcenous taking from the immediate possession of another constitutes a robbery. 18
18
Judge McLeese contends that Richardson v. United States, 403 F.2d 574
(D.C. Cir. 1968)—which unlike Leak does not refer to the “sudden or stealthy
seizure or snatching” language in the robbery statute—provides support for his
position that any theft from the person or immediate possession of another is a
(continued…)
17
(…continued)
robbery. Post at 42–43. In Richardson, the complainant testified that the
defendant had robbed him at gunpoint. 403 F.2d at 575. The defendant denied
that he had used a weapon, but “admitted reaching into [the complainant’s] wallet
and removing $138 without his consent.” Id. On appeal, the court held that the
defendant was not entitled to an instruction on the lesser included offense of theft
because “‘[f]orce’ includes a physical taking of property from the person of
another whether or not there is resistance.” Id. at 576 (citing Jackson v. United
States, 359 F.2d 260, 262 (D.C. Cir. 1966)). Despite the opinion’s broad language,
Richardson does not support Judge McLeese’s position. First, although the court’s
pared-down statement of facts makes it difficult to understand precisely what the
evidence in that case was, it appears that the court was presented with two different
factual accounts of the robbery: a forceful taking at gunpoint and a surreptitious act
of “reaching into [the complainant’s] wallet.” Id. at 575. The former account, if
true, would unquestionably describe a violent taking and the latter would describe
a taking by stealthy seizure. Second, the case cited in Richardson for the
proposition that “‘[f]orce’ includes a physical taking of property from the person of
another” was Jackson, which involved the “sudden or stealthy seizure or
snatching” form of robbery. See Richardson, 403 F.2d at 576; Jackson, 359 F.2d
at 262. The Richardson court’s reliance on Jackson substantiates our
understanding that the defense theory in Richardson was that the defendant
stealthily seized the cash from the complainant’s wallet. Even if our interpretation
of Richardson is incorrect, there is no disputing that the taking in Richardson was
from the complainant’s person, not merely from the complainant’s possession. 403
F.2d at 576. Such a nonconsensual taking, if not done stealthily, will almost
always involve some conscious employment of force. In the present case, Mr.
Gray did not take the wallet from Rosalba’s person but rather took it from the
counter nearby.
We recognize that there are passages in opinions other than Leak and
Richardson that, divorced from context, could be read as supporting the broad
proposition advanced by the dissent that any theft from a person or his or her
immediate possession constitutes a robbery. See, e.g., Turner v. United States, 16
F.2d 535, 536 (D.C. Cir. 1926) (“[T]he requirement for force is satisfied within the
sense of the statute by an actual physical taking of the property from the person of
another, even though without his knowledge and consent, and though the property
be unattached to his person.”). But we are unaware of any opinion binding on us
(continued…)
18
See Leak, 757 A.2d at 742–43.
The government’s reliance on Dublin v. United States, 388 A.2d 461 (D.C.
1978), is similarly misplaced. In Dublin, the defendant, who was sitting at a bar,
“suddenly tried to reach over the counter and demanded that [the complainant, a
waitress,] give him the money which was in the cash register. He also commanded
her not to look at him.” Id. at 462. The court affirmed the trial court’s decision not
to instruct the jury on the lesser included offense of theft, explaining that “larceny
(rather than robbery) was not fairly inferable from the evidence.” Id. at 464.
Dublin is distinguishable from the present case in two respects. First, the Dublin
defendant’s acts in committing the theft were threatening in and of themselves:
The “demand” for money and the “command” not to look at him—the immediate
acts by which the taking was effectuated—were implied threats. Thus, no
reasonable jury could have found theft without also finding robbery. In contrast,
Mr. Gray’s aggressive and threatening conduct all occurred before or after the
theft—the act of theft itself did not contain the same implied threat as the Dublin
defendant’s did. Second, the Dublin defendant’s argument for a lesser-included-
(…continued)
that actually holds that this is the case—which, again, would in effect strike the
“by force or violence” element from the robbery statute—or that addresses a fact
pattern remotely like the one presently before us.
19
offense instruction was completely different from Mr. Gray’s. He “concede[d] . . .
that he never introduced any evidence to create a factual dispute as to” the force or
violence element, and instead contended that “because [the complainant] was
usually in a state of fear when only a few customers were” present in the
restaurant, as was the case when the defendant committed the offense, “the
government was required to prove that his actions at the time the offense was
committed put her more in fear.” Id. Mr. Gray’s argument—that on the unusual
facts of his case a reasonable jury could find he was not conscious of the
connection between his assaultive conduct and theft—was not raised in Dublin, nor
could it have been fairly raised in that case, and Dublin thus is not controlling.
We now turn to the question whether the trial court’s error in failing to
instruct the jury on the lesser included offense requires reversal. We will reverse
Mr. Gray’s conviction if we cannot say “with fair assurance . . . that the judgment
was not substantially swayed by the error.” Kotteakos v. United States, 328 U.S.
750, 765 (1946); see Spriggs v. United States, 52 A.3d 878, 886 n.6 (D.C. 2012).
The government argues that the court’s denial of Mr. Gray’s request for a
lesser-included-offense instruction was harmless because Mr. Gray’s counsel
argued the theory that the assaults and the theft were not connected—the very
theory underlying his request for the instruction—to the jury:
20
Can you eliminate in your mind the notion that what
we’re seeing here are two separate, closely related in
time events. The touching. The hand gestures. The
laying on of the hands followed by the taking of a purse.
Can you eliminate the possibility that the behavior you’re
seeing from Mr. Gray leading up to the point where he
takes the purse off the counter is designed [sic] to put
Rosalba Hernandez in such fear that a robbery has taken
place?
If you cannot eliminate in your mind that there is a
different way to look at these events, one that is not
driven by fear, one that is not driven by assumptions, one
that is just driven by what you can see with your own
eyes.
If you can see that there is another way of looking at this,
then you have reasonable doubt. And if you have
reasonable doubt, you cannot convict on the charge of
robbery.[19]
Because the jury rejected this theory by finding Mr. Gray guilty of robbery, the
government argues, a lesser-included-offense instruction would have made no
difference.
The government’s argument fails to account for the fact that Mr. Gray’s
19
At another point in the closing argument, the defense contended that
“[t]he Government’s theory of this case is that the whole encounter, all the
behavior of Mr. Gray leading up to the taking of that purse off the table, is a
predicate to a robbery.” The defense asked the jury, “[I]s that what really
happened here and can you be convinced beyond a reasonable doubt that all of the
behavior that you see on the video leading up to the taking of that purse is actually
designed to take the purse”?
21
theory would likely have seemed more plausible to the jury had the trial court
implicitly acknowledged its viability by instructing the jury on the lesser included
offense. It is possible, moreover, that the jury accepted Mr. Gray’s argument in
principle but was reluctant to acquit Mr. Gray of robbery, given that he engaged—
and concedes he engaged—in indisputably illegal behavior. If so, an instruction on
the lesser included offense of theft would have enabled the jury to convict Mr.
Gray of a crime it believed was more consistent with the evidence and
“eliminate[d] the distortion of the factfinding process that [was] created when the
jury [was] forced into an all-or-nothing choice” between guilt of robbery and
acquittal. Spaziano v. Florida, 468 U.S. 447, 455 (1984), overruled on unrelated
grounds by Hurst v. Florida, 136 S. Ct. 616 (2016); see also Schad v. Arizona, 501
U.S. 624, 646–47 (1991); State v. Loudermill, 206 N.E.2d 198, 200 (Ohio 1965)
(“[I]f evidence tending to prove a lesser included offense is present and a jury is
inhibited by the charge from finding defendant guilty thereof, the collective
conscience of that body may too easily be disposed to fabricate the elements of the
crime charged . . . . This is speculation at its worst and a natural and probable
consequence of a failure to charge on a lesser included offense when evidence of
its commission is present.”).
The government relies on Spriggs, 52 A.3d 878, and Mitchell v. United
22
States, 595 A.2d 1010 (D.C. 1991), for the proposition that a failure to give a
lesser-included-offense instruction is harmless when conviction for the greater
offense evinces a rejection of the defense’s theory underlying its request for the
instruction. But both Spriggs and Mitchell are distinguishable because in those
cases a jury actually chose a greater offense over a lesser included offense on at
least one related charge. This fact, with others, rendered it implausible in those
cases that the jury would have chosen a different lesser included offense had the
jury been so instructed. See Spriggs, 52 A.3d at 886 n.6 (holding that the trial
court’s failure to give a lesser-included-offense instruction on simple assault for
two assault-with-a-dangerous-weapon charges was harmless because the jury
rejected the lesser included offense on a related charge of assault with significant
bodily injury, showing that the jury credited the complainant’s account of the
events); Mitchell, 595 A.2d at 1011–13 (holding that the failure to give an
instruction on the lesser included offense of attempted simple possession was
harmless where the court instructed the jury on the lesser included offense of
simple possession and the jury found the defendant guilty of the greater offense of
possession with intent to distribute); see also Swann v. United States, 648 A.2d
928, 935 (D.C. 1994) (“[F]ailure to instruct on a lesser-included offense may be
harmless if the jury rejected other lesser-included offenses supported by the
23
evidence.”).
Because the trial court erred in failing to give an instruction on the lesser
included offense of theft, and because this error was not harmless, we reverse Mr.
Gray’s conviction for robbery.20
III.
We next turn to Mr. Gray’s argument that the evidence presented at trial was
insufficient to support a conviction for robbery.21 “In reviewing a challenge to
sufficiency of the evidence, this court views the evidence in the light most
favorable to the government, ‘giving full play to the responsibility of the trier of
fact fairly to resolve conflicts in the testimony, to weigh the evidence, and to draw
20
Mr. Gray also argues that his assault convictions should merge with his
robbery conviction. The government concedes that one of the assaults would
merge with the robbery. Because we reverse Mr. Gray’s robbery conviction, we
do not reach this issue.
21
Although we are reversing Mr. Gray’s conviction for robbery, we must
still “address his sufficiency argument because ‘[t]he Double Jeopardy Clause
forbids a second trial for the purpose of affording the prosecution another
opportunity to supply evidence which it failed to muster in the first proceeding.’”
(Alazajuan) Gray v. United States, 147 A.3d 791, 805 n.11 (D.C. 2016) (quoting
Burks v. United States, 437 U.S. 1, 11 (1978)) (alteration in original).
24
reasonable inferences from basic facts to ultimate facts.’” Pannell v. United States,
136 A.3d 54, 56 (D.C. 2016) (quoting Rivas v. United States, 783 A.2d 125, 134
(D.C. 2001) (en banc)). Evidence is sufficient if “any rational trier of fact could
have found the essential elements of the crime beyond a reasonable doubt.” Rivas,
783 A.2d at 134 (quoting Jackson v. Virginia, 443 U.S. 307, 319 (1979)) (emphasis
removed).
Mr. Gray’s only argument is that “[t]he record lacks evidence that Mr.
Gray’s erratic behaviors inside the Ge-Ze Mini Market were purposefully
calculated to separate Rosalba Hernandez from her purse.” As discussed above, a
reasonable jury could have found that Mr. Gray’s acts of assault and his theft of
Rosalba’s $7 were unconnected, random acts. But a reasonable jury could just as
well have rejected this theory: A reasonable jury could have inferred from the
security video and the complainants’ testimony that Mr. Gray intended to put
Rosalba in fear or that he consciously exploited this fear in order to grab Rosalba’s
wallet and take her money. The entire sequence of Mr. Gray’s unusual and
frightening behavior occurred in less than a minute, and he struck the complainants
on their foreheads mere seconds before taking Rosalba’s wallet. Further indication
that Mr. Gray intended to accomplish his theft of Rosalba’s $7 by putting her in
fear was provided by the testimony that Mr. Gray threatened to kill another of the
25
complainants, Mr. Bedane, mere seconds after the theft.
Mr. Gray argues that his case is similar to Williams, 113 A.3d 554, in which
the court reversed the defendants’ robbery convictions for insufficient evidence. In
Williams, the complainant, a Vietnamese immigrant who spoke little English, was
approached by the three defendants—whom the complainant described only as
“three black Americans”—outside a Metro station late at night. Id. at 556. The
defendants said, “What, what, what,” and the complainant immediately handed
over his wallet because he feared “that they [had] guns and knives.” Id. The court
held that this was insufficient evidence that the defendants accomplished the theft
by putting the complainant in fear. Id. at 564. The court explained that “there was
no showing of an objectively reasonable fear on the part of” the complainant, and
that there was no evidence of “‘menacing conduct’ that would ‘engender fear.’”
Id. at 561, 564 (quoting Parks v. United States, 627 A.2d 1, 5 (1993)). The present
case is different because there is undisputed evidence that Mr. Gray engaged in a
number of potentially frightening acts involving Rosalba, Martha, and their
children and that he used actual physical force against Rosalba, Martha, and E.S.
A reasonable jury could infer that these acts constituted menacing conduct that
would engender fear in a reasonable person.
26
IV.
Mr. Gray next claims that the trial court denied him his constitutional right
to testify in his own defense by suggesting that evidence that he tested positive for
the drug phencyclidine (PCP) after his arrest could be used to cast doubt on his
reliability as a witness. The trial court made the purportedly coercive comment
during an exchange following the court’s denial of Mr. Gray’s motion for a lesser-
included-offense instruction. Earlier, at the close of the government’s case, Mr.
Gray had stated that he did not intend to testify, and the court had conducted an on-
the-record colloquy22 with Mr. Gray to confirm that his waiver was knowing and
voluntary. After the court ruled on the lesser-included-offense instruction, Mr.
Gray’s counsel stated that he “need[ed] to revisit Mr. Gray’s decision [not to
testify] now, in light of the Court’s ruling.” There was a brief pause in the
proceedings, after which the following exchange occurred:
[COUNSEL]: Your Honor, I think that Mr. Gray
anticipated, but my issue was, that we
need to put conflicting testimony into
the record. He has changed his mind
and now wishes to take the stand in
his defense.
THE COURT: That’s his right. Before we go down
22
See Boyd v. United States, 586 A.2d 670 (D.C. 1991).
27
that road, he needs to—
[COUNSEL]: I’m glad we have an overnight, Judge.
THE COURT: Okay. I’m just saying are there other
issues that may come up concerning
his perception and his ability to
accurately perceive the events that
occurred that day. I’m talking about
his lock-up test, which was positive
for PCP.
The next day, Mr. Gray’s counsel informed the court that Mr. Gray had decided
against testifying, and Mr. Gray confirmed that this was his personal choice in
another on-the-record colloquy.
Mr. Gray argues that the trial court’s comment about his positive PCP test
undermined the validity of his subsequent waiver of his right to testify. Because
Mr. Gray did not object to the trial court’s comment, we review for plain error.23
“Under the test for plain error, appellant first must show (1) ‘error,’ (2) that is
‘plain,’ and (3) that affected appellant’s ‘substantial rights.’ Even if all three of
these conditions are met, this court will not reverse unless (4) ‘the error seriously
affects the fairness, integrity, or public reputation of judicial proceedings.’”
23
The court in Arthur v. United States noted that the test for plain error is in
some ways a strange fit for a case involving allegedly coercive comments by a trial
court, 986 A.2d 398, 404 n.11 (D.C. 2009), and it is unclear what remedy a trial
court could offer after making such comments. But because, as explained infra,
we find no error, the application of the test in this instance is not dispositive.
28
Lowery v. United States, 3 A.3d 1169, 1173 (D.C. 2010) (quoting In re D.B., 947
A.2d 443, 450 (D.C. 2008)).
We find no error. “Because the right to testify is a fundamental and personal
right, it can be waived only by a defendant’s voluntary, knowing, and intentional
action.” Arthur v. United States, 986 A.2d 398, 406 (D.C. 2009). Thus, “a trial
judge has a responsibility to ensure that the weight of judicial authority does not
unduly influence a defendant’s exercise of” his or her right to testify. Id. at 407.
But even if it is true, as Mr. Gray argues, that the trial court’s comment was
inappropriate because it “essentially suggest[ed] a line of cross-examination to the
prosecutor while questioning the wisdom of the defendant’s exercise of his right to
testify,” it is unlikely that the court’s stray comment unduly influenced Mr. Gray
decision not to testify. The court did not give a “lengthy and intimidating
warning.” Webb v. Texas, 409 U.S. 95, 97 (1972). The court’s comment was
brief, it was phrased as a question, and after the court made the purportedly
improper comment, Mr. Gray had an opportunity to confer with counsel overnight
before making the decision to waive his right to testify.
V.
For the foregoing reasons, we reverse Mr. Gray’s conviction for robbery. In
29
all other respects, the judgment of the trial court is affirmed.
So ordered.
FARRELL, Senior Judge, concurring: The surveillance tape at the heart of
this prosecution could have exhibited to reasonable jurors a strange, brief spectacle
of disjointed actions by appellant supporting the conclusion, in which I concur, that
the requested lesser included offense instruction on theft should have been given.
In most robbery cases, I dare say in the vast majority of them, there will be no
room for reasonable doubt by jurors that, if assaultive acts and theft have been
proved, the two are linked by the purposeful nature of the assaults or equivalently
the defendant’s awareness of the victim’s vulnerability to theft created by the
assaults. And that will be true also where, instead of using force or threats, the
defendant took the property by sudden or stealthy seizure: he will be assumed, as a
matter of law, to have been aware of the vulnerability of a victim given no
opportunity to resist the sudden or stealthy taking. But this case, marked by the
idiosyncratic behavior Judge Beckwith describes, is exceptional, and on its facts I
agree that the jury should have been allowed to reject robbery in favor of theft.
30
MCLEESE, Associate Judge, concurring in the judgment in part and
dissenting in part: Although I otherwise concur in the judgment, I respectfully
dissent from the court’s holding that the trial court committed reversible error by
declining to instruct the jury on theft as a lesser-included offense of robbery. I
agree with the court’s framing of the issue: Mr. Gray was entitled to a lesser-
included-offense instruction if the jury could reasonably have found him guilty of
theft but not robbery. Ante at 6-7. I disagree, however, with the court’s conclusion
that the jury could reasonably have found Mr. Gray guilty only of theft based on
doubt that Mr. Gray took the victim’s property “by force or violence.” Ante at 9-
19. In my view, the jury in this case could not reasonably have found Mr. Gray
guilty of theft without also finding him guilty of robbery. I therefore would affirm
Mr. Gray’s robbery conviction.
I.
At one point, the court holds that we must address the lesser-included-
offense issue in light of the instructions actually given to the jury, rather than in
light of legal principles as to which the jury was not instructed. Ante at 14-15.
Specifically, the court acknowledges that robbery can be committed “by sudden or
stealthy seizure or snatching.” Ante at 14; accord D.C. Code § 22-2801 (2016
Supp.). Because the trial court declined to instruct the jury on that type of robbery,
31
however, the court treats as “immaterial” the question whether a jury that found
Mr. Gray guilty of theft would also reasonably have to find Mr. Gray guilty of
robbery by sudden or stealthy seizure or snatching. Ante at 8 n.13, 14-15.
In my view, the trial court erred by declining to instruct the jury on the
theory of sudden or stealthy seizure or snatching. The trial court’s stated reason
was that this case did not involve “a sudden and stealthy seizure or snatching”
(emphasis added). Although I agree that Mr. Gray’s actions were not stealthy, the
robbery statute applies to “sudden or stealthy” seizures or snatchings. D.C. Code
§ 22-2801 (emphasis added). Thus, if a reasonable jury could have viewed Mr.
Gray’s seizure of the victim’s wallet as sudden, then the trial court ought to have
instructed the jury on the theory of sudden or stealthy seizure or snatching. It
seems to me that Mr. Gray’s seizure of the victim’s wallet, as depicted in the
videotape of the incident, could quite plausibly be viewed as sudden. In fact, I
think it very implausible that a reasonable jury would take any other view. For that
reason alone, I would conclude that no reasonable jury, properly instructed, could
have found Mr. Gray guilty of theft but not guilty of robbery by sudden seizure.
See generally Turner v. United States, 57 App. D.C. 39, 40, 16 F.2d 535, 536
(1926) (in discussing robbery by sudden or stealthy seizure or snatching, court
states that “the requirement for force is satisfied within the sense of the statute by
32
an actual physical taking of the property from the person of another, even though
without his knowledge and consent, and though the property be unattached to his
person”).
The court does not address this question, instead holding that our focus must
be limited to the instructions given to the jury. Ante at 14-15. Although the court
cites no direct support, that holding seems to me to be correct, at least where (as
here) the defendant did not object to the pertinent instructions. We have said that
whether a defendant charged with robbery is entitled to a lesser-included-offense
instruction turns on “whether the evidence presented limited the rational
conclusion of the fact-finder to either acquittal or conviction on robbery.” Leak v.
United States, 757 A.2d 739, 741 (D.C. 2000). Because a jury could not rationally
come to a conclusion on the basis of principles about which the jury was not
informed, I agree with the court that we should resolve this case based solely on
the instructions given to the jury.
The court, however, does not consistently apply its holding that our focus
must be on the instructions given to the jury rather than on legal principles not
communicated to the jury. Specifically, the court relies on the idea that Mr. Gray
could be found guilty of robbery only if he either intended or was aware that his
use of force or violence would aid in the taking of the victim’s property. Ante at 9-
33
19. Setting aside for the moment whether the robbery statute actually requires
proof of this additional mens rea, the instructions to the jury in this case did not
communicate any such principle. By the court’s own reasoning, that principle
therefore is “immaterial” to whether Mr. Gray was entitled to a lesser-included-
offense instruction.
In pertinent part, the robbery instruction in this case was as follows:
The elements of the offense of robbery, each of which the
Government must prove beyond a reasonable doubt, are
that: Number one, that the defendant took property from
Rosalba Hernandez. Number two, he took the property
from the immediate actual possession of Rosalba
Hernandez or from Rosalba Hernandez’s person.
[Number three, he] did so against the will of Rosalba
Hernandez. Number four, that he used force or violence
to take the property by using actual physical force or
violence by putting Rosalba Hernandez in fear. Number
five, that he carried the property away. Number six, he
took the property without right to it and intending to steal
it. And, number seven, the property had some value.
....
Putting Rosalba Hernandez in fear without using actual
force or physical force can satisfy the requirement of
force or violence if the circumstances, such as threats, by
words or gestures, would in common experience create a
reasonable fear of danger and cause a person to give up
his or her money in order to avoid physical harm.
....
The Government must establish that the defendant had no
34
right to take the property and that he intended to steal
it. . . . It is necessary that the defendant intended to
deprive Rosalba Hernandez of her property and to take it
for his own use.
Under these instructions, the jury could not find Mr. Gray guilty of robbery unless
it found that Mr. Gray “used force or violence to take the property.” The
instructions also indicate, however, that “putting [the victim] in fear” could meet
the “force or violence” requirement if the defendant’s conduct would be
sufficiently frightening to a reasonable person. The instructions mention only an
intent to steal, and they certainly do not communicate the asserted additional mens
rea requirement relied upon by the court: that Mr. Gray must have intended or
been aware that his use of force or violence would aid in the taking of the victim’s
property.
In a footnote, the court takes the view that the robbery instruction in this
case can reasonably be understood to require proof not only that Mr. Gray
intentionally used force or violence but also that he intended or was aware that his
use of force or violence would aid in the taking of the victim’s property. Ante at
15 n.17. I disagree. In isolation, the phrase “used force or violence” does not
indicate whether some form of intent is required beyond the intent to commit the
acts that constitute the force and violence at issue. Cf., e.g., United States v. Pena,
161 F. Supp. 3d 268, 283 (S.D.N.Y. 2016) (robbery by “intentionally perform[ing]
35
objectively intimidating actions in the course of unlawfully taking the property of
another” would qualify as crime of violence under 18 U.S.C. § 924(c)(3)(A)
(requiring that offense “has as an element the use, attempted use, or threatened use
of physical force against the person or property of another”)). For example,
consider a case in which the defendant intentionally punches the victim in the face,
the victim falls to the ground, the defendant reaches into the victim’s pocket and
takes the victim’s wallet, and the defendant runs away with the victim’s wallet. As
a matter of ordinary language, it would be natural to say that the defendant used
force to take the victim’s wallet. That seems to me true even if the defendant
truthfully claimed that the punch in the face was not intended to aid in the taking of
the victim’s property and that the defendant did not realize that the punch in the
face in fact aided in the taking of the victim’s property.
The court cites authority for the principle that “use” of physical force “most
naturally suggests a higher degree of intent than negligent or merely accidental
conduct.” Ante at 12; see Leocal v. Ashcroft, 543 U.S. 1, 9 (2004). I do not
disagree, but that is not the point of dispute in this case. In finding Mr. Gray guilty
of assault, the jury found that Mr. Gray “voluntarily and on purpose” deployed
force or violence against the victims. In the court’s view, the robbery instructions
in this case are reasonably read to require more: that Mr. Gray’s intentionally
36
assaultive acts were taken with the intent or awareness that they would aid in the
taking of the victim’s property. Leocal does not support a conclusion that the word
“used” in the robbery instruction in this case would have communicated to a
reasonable juror that Mr. Gray should be acquitted unless he not only intentionally
used force that helped him to take the victim’s property but also intended or was
aware that the force he intentionally used had that effect.
Similarly unpersuasive is the court’s reliance on Webster’s Third New
International Dictionary. Ante at 15 n.17. That dictionary has numerous
definitions of the verb “use.” Webster’s Third New International Dictionary 2523-
24 (2002). The court, however, cites none of those definitions. Rather, the court
cites a postscript discussing “use” and its synonyms. Id. at 2524. The first non-
archaic definition of “use” is “to put into action or service,” id. at 2523, which does
not indicate that “use” means not only conscious action but also an awareness of
the effects of that action. Nor is such an interpretation of “use” clearly supported
by the subsequent discussion of “use” and its synonyms upon which the court
relies. In the present case, for example, whether he did so consciously or not, Mr.
Gray in fact took advantage of his intentionally assaultive acts to take the victim’s
property, thereby “putting [his force or violence] to service.” Id. at 2524.
The Supreme Court has described the term “use” as “elastic,” and has
37
emphasized that the term must be understood in context. Leocal, 543 U.S. at 9.
Whatever ambiguity the phrase “used force or violence” might have in isolation is
resolved in this case by the instruction that “putting the victim in fear” can “satisfy
the requirement of force or violence” if Mr. Gray’s actions were objectively
threatening enough. In light of that instruction, the jury in this case would have
had no reason to think that Mr. Gray should be acquitted of robbery unless the jury
found not only that Mr. Gray engaged in intentionally assaultive and threatening
conduct that aided in the taking of the victim’s property, but also that he did so
intending or with an awareness that his assaultive and threatening conduct had that
effect.
As I read the instructions in this case, the “force or violence” requirement
was satisfied if Mr. Gray used force or violence during the robbery and that use of
force in fact aided in the taking of the victim’s property. Given the instructions
and the factual circumstances of this case, a jury that found Mr. Gray guilty of theft
and assault could not reasonably have acquitted Mr. Gray of robbery. The
videotape of the incident shows that Mr. Gray used force and violence against the
victim, and the jury’s assault verdict confirms that conclusion. Moreover, I see no
reasonable basis upon which a jury might doubt that Mr. Gray’s use of force or
violence aided in the taking of the victim’s property. I therefore would affirm Mr.
38
Gray’s robbery conviction.
II.
I return now to the issue previously set aside: whether the robbery statute
requires that the defendant have intended or been aware that the defendant’s force
or violence would aid in the taking of the victim’s property. For the reasons I have
explained, I do not think that we need to resolve that issue in order to decide this
case. The court does decide the issue, however, and I therefore address it. I would
hold that the robbery statute does not require proof that the defendant have
intended or been aware that the use of force or violence would aid in the taking of
the victim’s property.
First, the language of the robbery statute points against the court’s holding.
That statute provides that “[w]hoever, by force or violence, whether against
resistance or by sudden or stealthy seizure or snatching, or by putting in fear, shall
take from the person or immediate actual possession of another anything of value,
is guilty of robbery.” D.C. Code § 22-2801. We have appropriately read into the
statute a requirement that the defendant have acted with the specific intent to take
the property of another. United States v. Owens, 332 A.2d 752, 753 (D.C. 1975)
(“[A]lthough the local robbery statute does not mention specific intent, it must be
39
read as referring to the common law crime of robbery, a necessary element of
which is specific intent to take the property of another.”) (citations and internal
quotation marks omitted). With respect to the requirement of force or violence, the
statute by its terms requires that the taking be “by force or violence.” D.C. Code
§ 22-2801. The statute thus does not explicitly impose a requirement that the force
or violence have been intentionally deployed, much less that the defendant have
intended or been aware that the force or violence would aid the taking. And the
term “by” does not suggest an additional mens rea requirement. See United States
v. Pickar, 616 F.3d 821, 825 (8th Cir. 2010) (in interpreting federal bank-robbery
statute, which requires that defendant took money “by force and violence, or by
intimidation,” court holds that “The intimidation element of bank robbery is
satisfied if an ordinary person in the bank teller’s position could reasonably infer a
threat of bodily harm from the bank robber’s words and actions. Intimidation is
measured under an objective standard, and, therefore, whether the bank robber
intended to intimidate the bank teller is irrelevant.”) (citation omitted);
Montgomery v. State, 47 A.3d 1140, 1157 (Md. Ct. Spec. App. 2012) (in
discussing elements of robbery, court holds that, “The determination of whether
there has been an intimidation should be guided by an objective test focusing on
the accused’s actions. ‘By intimidation’ means in such a way that would put an
40
ordinary, reasonable person in fear of bodily harm.”) (brackets, ellipses, and
internal quotation marks omitted).
According to the court, it would be “unusual to say that a person took
something ‘by force or violence’ if that person had no awareness that the force or
violence facilitated the taking.” Ante at 12. I do not agree. Consider again the
hypothetical defendant who punches the victim in the face, knocking the victim to
the ground, and then takes the victim’s wallet. It seems quite natural to describe
that defendant as having taken the victim’s wallet by force, whether or not the
defendant intended or was aware that the punch in the face would aid in the taking
of the victim’s property. More generally, we often use the word “by” without
implying a mental state. For example, we would say that an unconscious patient
traveled by helicopter to the hospital, even though the patient was not aware of
what was happening. In support of its view that “by” ordinarily implies a mental
state, the court cites two dictionary definitions of “by,” but neither definition
implies any mental state. Ante at 12-13. The court itself appears to acknowledge
that one of the definitions it cites -- defining “by” as “in consequence of” or “as a
result of” -- contradicts the court’s suggestion that “by” in ordinary language
implies a mental state. Id. Moreover, the court cites no decision from this or any
other court interpreting “by” to imply a mental state. The court also does not
41
address the contrary decisions cited in the preceding paragraph, which take the
opposite view in the context of federal and state robbery statutes. In sum, the
pertinent materials undermine rather than support the court’s statement that its
holding “is more consistent . . . with the ordinary meaning of the [statutory]
language.” Ante at 11.
Second, binding authority points against the court’s holding in this case. As
the court’s opinion reflects, our prior decisions variously describe the elements of
robbery. Ante at 7-8. Focusing on the “force and violence” requirement, we have
sometimes used the term “by,” which is the term that appears in the statute,
Williams v. United States, 113 A.3d 554, 560-61 (D.C. 2015), and we have
sometimes indicated that the defendant must have “us[ed] force or violence,”
Johnson v. United States, 756 A.2d 458, 462 (D.C. 2000). We have also said that
if the defendant’s force or violence consists of putting the victim in fear, then “the
government must establish some menacing conduct of the accused and his
purposeful design to engender fear in the victim.” Williams, 113 A.3d at 561
(ellipses, brackets, and internal quotation marks omitted). Our cases leave me
uncertain as to whether a defendant must always have intentionally deployed force
or violence in order to be guilty of robbery. But none of our cases support
imposition of a requirement that the defendant have intended or been aware that
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intentionally deployed force or violence would aid in the taking of the victim’s
property.
Rather, our cases are to the contrary. For example, it was long ago settled in
this jurisdiction that a defendant can be convicted of robbery even if the
defendant’s intent to steal arose after the assault on the victim was completed.
Carey v. United States, 111 U.S. App. D.C. 300, 304-05, 296 F.2d 422, 426-27
(1961). The Carey court cited with approval a line of cases holding that “If, as the
result of a quarrel, a fight occurs, in which one of the parties is overcome, and the
other then, without having formed the intention before the fight began, takes the
money of the vanquished one, the offense committed is robbery.” Id. at 304, 296
F.2d at 426 (internal quotation marks omitted). Thus, the court explained, “larceny
from the person” is classified as robbery under the law of the District of Columbia.
Id. at 406, 296 F.2d at 427. Carey’s reasoning is inconsistent with a conclusion
that robbery requires the defendant to have intended or been aware that the use of
force or violence would aid in the taking of the victim’s property. More recently,
we have said that “any taking” from the “immediate actual possession” of the
victim “is a robbery--not simply larceny.” Leak, 757 A.2d at 742-43. See also
Richardson v. United States, 131 U.S. App. D.C. 168, 170, 403 F.2d 574, 576
(1968) (holding that defendant was not entitled to have jury instructed on larceny
43
as lesser-included offense of robbery, because he forcefully took property from
person of victim).
The court suggests that the decisions just cited are limited to sudden or
stealthy seizures or snatchings. Ante at 13-18. I do not agree with the court’s
reading of those cases, particularly Richardson, which makes no reference at all to
sudden or stealthy seizures or snatchings. The court speculates that Richardson in
fact may have involved a stealthy seizure, ante at 17 n.18, but I see no basis in
Richardson for that speculation. To the contrary, it appears to have been
undisputed in Richardson that the defendant took money from the victim’s person
openly, and the factual dispute was whether the defendant used a gun to do so.
Richardson, 131 U.S. App. D.C. at 169, 403 F.2d at 575. The court also points out
that the defendant in Richardson took the victim’s property from the victim’s
person, whereas Mr. Gray took the victim’s property from a nearby counter. Ante
at 17 n.18. The court does not explain, however, why it would make sense to
impose different mens rea requirements based on that distinction.
Notwithstanding the foregoing authority, the court states that its
“interpretation is more consistent with this court’s case law.” Ante at 11. In
support of that statement, the court makes a single point: in articulating the “force
or violence” element, some of our cases replace the statutory term “by” with
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“using” or “accomplished by.” Id. at 11-12. According to the court, that
“suggest[s] that we understood the statute to require proof of some sort of
purposeful employment or at least knowing exploitation of the force or violence.”
Id. at 11. I see no basis for the court’s speculation. To the contrary, it appears that
our shifting terminology, which we have never explained, instead reflects an
unexamined assumption that the minor differences in wording have no substantive
significance. In that regard, I note that our most recent statement of the elements
of robbery uses the statutory term. See Williams, 113 A.3d at 560 (“The elements
of robbery are: . . . a felonious taking, . . . from the person of another or in his
presence, . . . against his will, . . . by violence or by putting him in fear . . . .”)
(emphasis added; internal quotation marks omitted). In my view, the court errs by
giving greater weight to speculation about unexplained variations in the wording of
our opinions than to clear and considered statements in several of our opinions
directly contradicting the approach the court adopts.
Third, in light of the prior decisions in this jurisdiction, it should not be
surprising that -- like the instructions given to the jury in this case -- the Standard
Jury Instructions for robbery do not reflect the additional mens rea requirement
imposed by the court today. Rather, the only mens rea mentioned in the standard
robbery instruction is the intent to steal. Criminal Jury Instructions for the District
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of Columbia, No. 4.300 (5th ed. 2016). As to “force or violence,” the standard
instruction requires only that the defendant “used force or violence to take the
property,” and the standard instruction further explains that “[u]sing actual force or
physical violence . . . so as to . . . prevent resistance satisfies the requirement of
force or violence.” Id.
Fourth, the court does not dispute that a defendant is guilty of robbery,
without any further mens rea requirement beyond the intent to steal, if the
defendant suddenly or stealthily seizes or snatches property from the victim’s
actual possession. (As I have explained, in my view that is what the evidence and
the jury’s verdict establish Mr. Gray did in this case.) It seems to me that the same
should be true where the defendant commits the robbery through non-sudden
seizure. In other words, I do not see why it should matter whether Mr. Gray
intended or even realized that his assaultive conduct would aid in the taking of the
victim’s property. The evidence and the jury’s verdict establish that Mr. Gray
assaulted the victim, that he almost immediately thereafter seized her wallet from
her actual possession, that he walked away with her money, and that he intended to
steal her money. In my view, that conduct constitutes robbery under the law of the
District of Columbia.
Finally, the substantial weight of authority in other jurisdictions appears to
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contradict the additional mens rea requirement that the court imposes upon our
robbery statute. See, e.g., Allen v. State, 857 A.2d 101, 129 (Md. Ct. Spec. App.
2004) (“[R]obbery does not require that the defendant’s violence-or-intimidation
acts be done for the very purpose of the taking of the victim’s property. Rather, it
is enough that the defendant takes advantage of a situation which he created for
some other purpose. . . . [S]o long as the force precedes the taking, the intent to
steal need not coincide with the force. . . . [I]t is sufficient if there be force
followed by a taking with intent to steal as part of the same general occurrence or
episode.”) (brackets, citations, and internal quotation marks omitted); State v.
Mason, 403 So. 2d 701, 704 (La. 1981) (“In addition, most jurisdictions have not
required that the defendant’s acts of violence or intimidation be done for the very
purpose of taking the victim’s property; rather, it is enough that he takes advantage
of a situation which resulted from the prior use of force or intimidation.”); see
generally 3 WAYNE R. LAFAVE, SUBSTANTIVE CRIMINAL LAW § 20.3(e), at 191-93
(2d ed. 2016) (“[D]oes robbery require that the defendant’s violence-or-
intimidation acts be done for the very purpose of taking the victim’s property, or is
it enough that he takes advantage of a situation which he created for some other
purpose? The great weight of authority in the earlier cases favors the latter view,
holding that under the circumstances it is robbery . . .”; although some modern
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statutes contain language supporting contrary conclusion, statutes “which say that
the taking must be by force . . . certainly lend themselves to interpretation in
accordance with the traditional view that these facts constitute robbery.”).
The court states that these illustrative out-of-jurisdiction authorities “cannot
mean” to impose robbery liability on all defendants whose intentional use of force
or violence in fact aids in the taking of the victim’s property. Ante at 11. Rather,
according to the court, these authorities must be understood to require that the
defendant is at least consciously taking advantage of the force or violence used
against the victim. Id. None of the cited authorities explicitly state that whether
the defendant “took advantage” of a prior use of force turns on a subjective inquiry
into whether the defendant intended or was aware that the use of force operated to
aid in the taking of the victim’s property, as opposed to an objective inquiry into
whether the defendant’s use of force in fact aided in the taking of the victim’s
property. To the contrary, each of the cited decisions analyzes the relevant issue in
objective terms. See, e.g., Pickar, 616 F.3d at 825 (objective standard applies in
determining whether defendant took property “by intimidation” within meaning of
federal bank-robbery statute); Montgomery, 47 A.3d at 1157 (objective standard
applies in determining whether defendant took property “by intimidation” within
meaning of Maryland robbery statute); Allen, 857 A.2d at 129 (“[S]o long as the
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force precedes the taking, the intent to steal need not coincide with the force.
. . . [I]t is sufficient if there be force followed by a taking with intent to steal as
part of the same general occurrence or episode.”) (brackets, citation, and internal
quotation marks omitted); Mason, 403 So. 2d at 704 (framing question as whether
“the theft [was] accomplished as a result of the defendant’s prior acts of
aggression”).
At bottom, this case strikes me as comparable to Dublin v. United States,
388 A.2d 461 (D.C. 1978), in which we upheld a trial court’s refusal to instruct the
jury on larceny as a lesser-included offense of robbery. In Dublin, the defendant
was a customer who was seated at the counter in a restaurant. Id. at 462. He kept
reaching over the counter in an attempt to touch the victim, who was working as a
waitress. Id. After most of the other customers left, he suddenly tried to reach
over the counter, demanded that the victim give him the money in the cash register,
and instructed the victim not to look at him. Id. The victim was frightened and
backed away from the cash register. Id. The defendant then removed money from
the cash register and left. Id. In upholding the trial court’s refusal to give a lesser-
included offense instruction on larceny, we stated that the defendant “concede[d],
as he must,” that he had failed to create a factual dispute as to whether his conduct
put the victim in fear, so as to meet the “force or violence” requirement of robbery.
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Id. at 464. If the record in Dublin precluded a factual dispute about whether the
victim had been put in fear, the same is true in the current case. In Dublin, the
defendant’s frightening conduct consisted of attempts to touch the victim, a
demand for money, and a command that the victim refrain from looking at him. In
the present case, the defendant’s frightening conduct went much further, involving
actual assaults upon the victim and others in the store.
The court tries to distinguish Dublin in two ways, ante at 18-19, but in my
view neither proposed distinction is persuasive. First, it is true that the court in
Dublin rejected the argument that the government was required to prove that the
defendant’s conduct increased the victim’s fear beyond the level of fear that the
victim otherwise would have felt. 388 A.2d at 464. But that discussion does not
detract from the court’s earlier conclusion that the defendant properly conceded
that the circumstances did not raise a factual dispute as to whether the victim had
been put in fear at the time of the robbery. Second, the court in this case states that
the acts in Dublin were “threatening in and of themselves,” whereas “Mr. Gray’s
aggressive and threatening conduct all occurred before or after the theft.” Ante at
16. The court does not explain, however, how the attempted touchings and
statements in Dublin were more “threatening in and of themselves” than the actual
assaults in the present case. It seems to me that the opposite is true. Moreover,
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this case and Dublin are quite comparable in the temporal relationship between the
threatening conduct and the actual taking of money. In both cases, the defendant
engaged in threatening conduct just before seizing money from the actual
immediate possession of the victim. I thus see no meaningful distinction between
this case and Dublin.
For the foregoing reasons, I would affirm Mr. Gray’s robbery conviction. I
respectfully dissent from the court’s contrary holding.