Steven Davis v. United States , 110 A.3d 590 ( 2015 )

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DISTRICT OF COLUMBIA COURT OF APPEALS
No. 13-CM-817
STEVEN DAVIS, APPELLANT,
V.
UNITED STATES, APPELLEE.
Appeal from the Superior Court
of the District of Columbia
(CMD-542-13)
(Hon. John McCabe, Trial Judge)
(Submitted November 6, 2014 Decided February 26, 2015)
Thomas D. Engle and Sharon L. Burka were on the brief for appellant.
Ronald C. Machen Jr., United States Attorney, and Elizabeth Trosman,
Suzanne Grealy Curt, and Jay Apperson, Assistant United States Attorneys, were
on the brief for appellee.
Before GLICKMAN and THOMPSON, Associate Judges, and PRYOR, Senior
Judge.
THOMPSON, Associate Judge: After a bench trial, appellant Steven Davis
was convicted of possession of a controlled substance (cocaine). He argues on
appeal that the trial court erred in denying his motion to suppress the two ziplock
bags of cocaine found in his vehicle by a police officer who had entered the vehicle
2
in order to move it out of the way of traffic. Because we conclude that the officer
entered the vehicle as a reasonable exercise of his community caretaking function
(and, as the trial court found, not in connection with a criminal investigation), and
because the subsequent seizure was justified under the plain-view doctrine, we
affirm.
I. Background
The government presented evidence at the suppression hearing that on the
morning of January 9, 2013, Metropolitan Police Department (MPD) Officer
Marcus Smith was flagged down by the property manager of the Benning Woods
Apartments on 42nd Street, N.E. The property manager reported that there were
two unconscious people in a vehicle in the apartment parking lot. Upon
responding to the parking lot, Officer Smith observed a small SUV, with its engine
running, parked in the middle of the parking lot, blocking other vehicles. The
officer explained that, because of where the SUV was parked, “nobody could come
in or out of the parking spaces [on either side of the SUV] and nobody could come
on or off the property.” The windows of the vehicle were rolled down. The officer
saw a woman sleeping in the vehicle’s passenger seat and, in the driver’s seat, a
man — identified during the hearing as appellant — who was “unconscious” and
3
“slumped over” with his head on the steering wheel.1 Appellant’s eyes were “kind
of open but he didn’t appear to be breathing.”2 Officer Smith attempted to awaken
appellant by repeatedly calling out to him or yelling for “a minute or so.” When
that proved unsuccessful, the officer radioed for an ambulance.3 An ambulance
and fire truck responded in about ten minutes, and, apparently at the sound of the
sirens, the woman in the SUV woke up, disoriented. Emergency medical
technicians (EMTs) approached the SUV, opened the doors, shook appellant, and
assisted appellant and the passenger in getting out of the vehicle. The EMTs
“wanted to check [the] vital signs” of appellant and the passenger. Appellant was
“still in a state of unconsciousness” and was still slumped over the steering wheel
and “out of it” when the EMTs arrived, but “started to come to” when the EMTs
“went to move him.” Officer Smith testified that appellant “had to be assisted” to
get out of the SUV and required assistance to walk over to the ambulance, but
1
There were no other passengers in the vehicle.
2
Officer Smith acknowledged on cross-examination that he saw no blood or
vomit in the car, no signs that the car had been in an accident, and no physical
objects that suggested foul play. He testified, however, that he had been a
narcotics officer for years and that he told the dispatcher whom he radioed for
assistance that the individuals in the vehicle “appeared high off some narcotic,
probably heroin[.]” Appellant’s hand was “large” and looked like the hand of
someone who had “just finished using heroin.” Officer Smith “r[a]n the tag” of the
SUV and found no problem with it and no outstanding warrants.
3
Officer Smith also radioed for a backup unit. By the time of appellant’s
eventual arrest, there were four officers on the scene, including Officer Smith.
4
remained standing without assistance outside the ambulance while the EMTs
attended to him.
Officer Smith testified that he “needed to identify” the occupants of the
vehicle and “needed . . . some ID.” He further testified that, while the EMTs were
attending to appellant, he “was going to secure [the] vehicle because it was . . . in
the middle of the parking lot . . . literally blocking cars[.]” He testified at first that
it was “while [he] was turning the vehicle off” that he “immediately” noticed two
blue, ziplock bags containing a white rock-like substance on the driver’s side
floorboard, just in front of the pedals. At other points in his testimony, he stated
that he was “going to move the car out of the middle of the parkway,” and that “as
soon as [he] got in” the vehicle as if to drive it, or as he was “about to get in the
vehicle and move it . . . was maybe opening the door and about to get in,” the blue
color of the ziplock bags on the dark floorboard drew his attention to the bags.4 He
recovered the bags and field-tested the white substance, which tested positive for
cocaine. Thereafter — about 15 or 20 minutes after the EMTs helped appellant out
of his vehicle — Officer Smith placed appellant under arrest and walked him to the
police vehicle. Appellant did not require assistance to walk to the squad car. The
4
Officer Smith testified that he did eventually move the vehicle to a parking
space after recovering the narcotics.
5
woman passenger “didn’t leave the scene with the EMT’s [sic].” The SUV was
“left . . . on the scene,” and appellant’s wife “later on came to pick . . . up” the
SUV keys (which Officer Smith had “put . . . on the property book”) from Officer
Smith.
Appellant provided a different account during his suppression-hearing
testimony. He testified that he had fallen asleep while waiting for a young lady “to
come downstairs to get her groceries out of the car” and woke to find EMTs
knocking on his car window and the young lady asleep in the passenger seat.
When the EMTs questioned him, he told them that he was “okay” and did not need
hospitalization. He then tried to drive away, only to be stopped by a police officer,
who ordered him to step out of the vehicle. Appellant complied, at which point the
officer asked, “what’s this bag in your vehicle[?]” Appellant testified that he never
heard anyone make an attempt to awaken him and that at no point was he helped
out of his vehicle by EMTs. He testified that the “young lady” got her groceries
out of the vehicle after the police arrested him.
At the close of the suppression hearing, appellant’s counsel argued that the
officer violated the Fourth Amendment by entering an illegally parked vehicle in
order to move it. Counsel argued that, even if the court credited Officer Smith’s
6
account, there was “no indication that [appellant] would not have been able to
move his car given the opportunity” once he was released by the EMTs, and that
“nothing in the vehicle laws permits an officer to enter an illegally parked car and
move it” rather than tow it. The court credited Officer Smith’s testimony and
denied the motion to suppress, finding that appellant “had some difficulty in
standing up” when he got out of the SUV; that while the EMTs were trying to
determine whether appellant was okay, the officer opened the door of the SUV to
try to get in to move it, “not to search it”; that the officer was “simply doing his job
appropriately to move a car out of an area where it was blocking traffic”; and that
the officer found the ziplock bags “before he had fully sat down and certainly
before he had moved the car or turned off the engine[.]” Citing Jones v. United
States, 330 A.2d 248 (D.C. 1974),5 the court stated that it was “not a violation of
5
See id. at 249 (reasoning that, “in light of the exigent circumstances
presented by the hostile crowd [that had gathered at the scene of an arrest] and the
need to move the [arrestee’s] car which was blocking traffic,” the police officer
“rightfully entered the automobile” because “only [the officer] was authorized to
operate the vehicle [with] appellant being under valid arrest and his passenger not
in possession of a permit,” and holding that the officer’s seizure of a pistol found
in plain view upon entering the car was lawful). We note that while the prosecutor
argued to the trial court that exigent circumstances justified the officer’s entry into
the vehicle, the government does not appear to make that argument on appeal —
perhaps because there was no evidence that any blocked vehicles were attempting
to enter or exit the parking lot at the time Officer Smith took action, and because
there were a number of officers on the scene who could have guarded the running
vehicle.
7
[appellant’s] Fourth Amendment rights for the officer to simply get into the car to
move it out of the way.”
The suppression-hearing testimony was incorporated into the bench trial.
After the government presented a Drug Enforcement Administration (DEA) report
certifying that the material the officer recovered from the vehicle was cocaine,6 and
after the defense rested without presenting any evidence, the court found appellant
guilty. This appeal followed.
On appeal, appellant does not contest that the cocaine was in plain view
when Officer Smith entered appellant’s vehicle. He argues, however, that the
plain-view doctrine,7 which requires that an officer be lawfully in a viewing
position, does not apply because the officer “had no legal basis to enter
[appellant’s] car and thus the two packets of cocaine should have been
6
Appellant waived his opportunity to confront the DEA chemist.
7
See Cady v. Dombrowski, 413 U.S. 433, 445 (1973) (“[O]bjects falling in
the plain view of an officer who has a right to be in the position to have that view
are subject to seizure and may be introduced in evidence.”) (quoting Harris v.
United States, 390 U.S. 234, 236 (1968)); see also Texas v. Brown, 460 U.S. 730,
737 (1983) (explaining that for the plain view doctrine to permit the warrantless
seizure of private possessions, the “police officer must lawfully make an ‘initial
intrusion’ or otherwise properly be in a position from which he can view a
particular area”).
8
suppressed.” Appellant asserts that he had a “constitutionally protected privacy
right” in his vehicle, that there was no complaint that appellant was inappropriately
parked on private property, that no traffic or other “regulations or laws had been
violated,” that the officer “had no authority to enforce the apartment building’s
rules regarding parking” in a lot on private property, that appellant’s leaving his
vehicle unattended was a situation that Officer Smith had created, and that there
was no evidence that appellant could not have returned to his car to move it after
he was checked out by the EMTs.8
II. Applicable Law
Our review of a denial of a motion to suppress is “limited.” Gatlin v. United
States, 833 A.2d 995, 1005 (D.C. 2003). “We view the evidence in the light most
favorable to the prevailing party, and all reasonable inferences therefrom must be
viewed in favor of sustaining the trial court ruling.” Davis v. United States, 781
A.2d 729, 734 (D.C. 2001) (citation and internal quotation marks omitted). We
defer to the trial court’s findings of fact and “uphold them unless they
8
Appellant no longer argues, as he did in the trial court, that his Fourth
Amendment rights were violated when “government agents” (the EMTs
summoned by Officer Smith) removed him from his vehicle even though he had
not requested assistance.
9
are clearly erroneous.” Shelton v. United States, 929 A.2d 420, 423 (D.C. 2007)
(quoting Prince v. United States, 825 A.2d 928, 931 (D.C. 2003)). The trial court’s
legal conclusions, however, are reviewed de novo. Castellon v. United States, 864
A.2d 141, 148 (D.C. 2004).
Although an individual’s privacy interest in a vehicle is lesser than his
privacy interest in a dwelling, California v. Carney, 471 U.S. 386, 390 (1985), an
individual does have a protected privacy interest in his vehicle. See Arizona v.
Gant, 556 U.S. 332, 345 (2009) (“Although we have recognized that a motorist’s
privacy interest in his vehicle is less substantial than in his home, . . . the former
interest is nevertheless important and deserving of constitutional protection[.]”).
Nevertheless, the general rule that police may not enter a private vehicle without a
warrant is subject to a number of exceptions. One such exception recognizes that
police officers “frequently . . . engage in what, for want of a better term, may be
described as community caretaking functions, totally divorced from the detection,
investigation, or acquisition of evidence relating to the violation of a criminal
statute.” Cady v. Dombrowski, 413 U.S. at 441. What has come to be known as
the “community caretaking” justification for a warrantless entry into private
property is premised on the “ambulatory character” of vehicles, the reality that
“enforcement of the traffic laws and supervision of vehicle traffic may be a large
10
part of a police officer’s job[,]” and the fact that police officers have “extensive,
and often noncriminal contact with automobiles[.]” Id. at 442-43.9
In Cady, county police officers conducted a warrantless search of the trunk
of a vehicle they had ordered impounded after its driver (a Chicago police officer
who was “intoxicated . . . and could not make arrangements to have the vehicle
towed and stored”) crashed it and left it along the highway, where it constituted a
nuisance. Id. at 435, 437, 443. The Court held that the county police had engaged
in a “constitutionally reasonable” “caretaking ‘search’” given that the vehicle,
which they “reasonably believed to contain a gun, was vulnerable to intrusion by
vandals[.]” Id. at 447-48. Subsequently, in South Dakota v. Opperman, the
Supreme Court recognized that, as part of their community caretaking function,
police will often remove vehicles to “permit the uninterrupted flow of traffic” and
“will . . . frequently remove and impound automobiles which violate parking
ordinances and which thereby jeopardize both the public safety and the efficient
movement of vehicular traffic.” 428 U.S. 364, 368-69 (1976). The Court held that
9
Courts have been “divided on the question of whether the community
caretaker exception applies outside of the automobile context,” Sutterfield v. City
of Milwaukee, 751 F.3d 542, 556 (7th Cir. 2014), but this court has recognized that
the community caretaking function may apply outside that context, at least in
“exceptional circumstances.” United States v. Gaskin, 368 A.2d 1138, 1139 (D.C.
1977). This debate need not concern us here.
11
police, following standard police procedures, may lawfully conduct a warrantless
inventory search of vehicles impounded pursuant to their community caretaking
function. Id. at 376.
The Court explained in Cady that “[t]he Framers of the Fourth Amendment
have given us only the general standard of ‘unreasonableness’ as a guide” in
determining whether an intrusion for which a warrant is not required passes
constitutional muster. Cady, 413 U.S. at 448. Accordingly, in determining
whether a police officer’s entry into a vehicle violated a defendant’s Fourth
Amendment rights or instead was lawful under the community caretaking
exception, courts look to whether the police action was reasonable in the
circumstances. See, e.g., United States v. Sanchez, 612 F.3d 1, 4 n.2 (1st Cir.
2010) (“The community caretaking exception to the Fourth Amendment’s warrant
requirement allows the police to impound a vehicle . . . when it is reasonable to do
so (say, to remove an impediment to traffic or to protect a vehicle from theft or
vandalism).” (emphasis added)); Wilson v. State, 975 A.2d 877, 891 (Md. 2009)
(noting that the goal is “assuring that the exercise of the public welfare community
caretaking function is conducted reasonably”); State v. Kramer, 759 N.W.2d 598,
610 (Wis. 2009) (considering “whether the officer’s exercise of a bona fide
community caretaker function was reasonable”).
12
A number of courts have applied the community caretaking exception to
uphold warrantless entries by police into unattended, running vehicles. See, e.g.,
Smith v. Thornburg, 136 F.3d 1070, 1075 (6th Cir. 1998) (holding that under the
community caretaking function, officers were entitled to enter unlocked and
running car without a warrant “in order to protect themselves and the public from
the danger created by the manner in which [the] car was left unattended”); United
States v. Bell, No. 01-691, 2002 WL 171742, at *3 (E.D. Pa. Jan. 31, 2002) (ruling
that officer “was entitled to make a warrantless entry into defendant’s car for the
purposes of protecting law enforcement officials and the public from the danger
posed by defendant’s unattended running vehicle and preventing theft of
defendant’s car”); State v. Carroway, No. A-1966-11T3, 2013 WL 3329453, at *2
(N.J. Super. Ct. App. Div. July 3, 2013) (upholding trial court determination that
officer who found a handgun in plain view in arrestee’s minivan had lawfully
entered the vehicle to turn off the ignition pursuant to his community caretaking
function); People v. Lockhart, No. 4-09-0671, 2011 WL 10481431, at *2, *4 (Ill.
App. Ct. Mar. 10, 2011) (holding that police officer performed caretaking function
when he turned off the engine, retrieved the keys, and locked the doors of
defendant’s unattended truck after defendant had been arrested for driving on a
suspended license, and that seizure of drugs the officer found in plain view on the
13
driver’s seat when he reached into the truck did not violate the defendant’s
constitutional rights); State v. Jones, No. A-5614-07T4, 2010 WL 4119661, at *6
(N.J. Super. Ct. App. Div. May 6, 2010) (holding that where defendant whom
police arrested for trespassing had left the engine running in his car, officer’s entry
into the car to close the windows, move the car from a handicapped space, turn off
the engine, and lock the doors, was a proper exercise of the police’s community
caretaking function); Commonwealth v. Lyons, 390 A.2d 752, 753-54 (Pa. Super.
Ct. 1978) (holding that police officers “had the right, pursuant to their caretaking
functions” to open defendant’s car door to turn off the engine after arresting
defendant for driving while intoxicated); see also United States ex rel. LaBelle v.
LaVallee, 517 F.2d 750, 755 (2d Cir. 1975) (upholding as legitimate police
officer’s warrantless intrusion into an unattended car that had come to a stop on a
steep, icy road in a traffic lane, where the officer’s purpose was to see whether the
brake was on, “a simple and necessary safety precaution which was clearly
justifiable as part of the police ‘community caretaking function’”).
III. Analysis
Appellant is correct that he had a protected privacy interest in his vehicle
even though he left it unattended when the EMTs escorted him to the ambulance.
14
We are satisfied, however, that Officer Smith’s entry into the vehicle fell within
the community caretaking exception (which the trial court applied, though without
calling it by name), and thus that the trial court was not required to suppress the
drugs the officer found when he was getting into the vehicle in order to move it out
of the way of traffic. Although Officer Smith suspected that appellant had recently
used narcotics, the trial court credited his testimony that he did not enter the car to
search for drugs, a finding that we cannot say is clearly erroneous.10 Thus, Officer
Smith’s entry into the vehicle was “divorced from the detection, investigation, or
acquisition of evidence relating to the violation of a criminal statute.” Cady, 413
U.S. at 441. And although appellant asserts that no regulations were violated and
that there was no evidence that Officer Smith was requested to or had authority to
enforce any parking rules that applied to the private parking lot, the trial court
credited the officer’s testimony that, because of how the SUV was parked,
“nobody could come on or off the property” — i.e., that appellant’s vehicle was
obstructing entrance onto the parking lot from the street. As an MPD officer,
Officer Smith had authority to enforce the regulation providing that “[n]o person
shall park a motor vehicle . . . [i]n a manner to obstruct the entrance to any . . .
10
Further, although Officer Smith mentioned that he “needed
identification,” the trial court found that he entered the vehicle to move it, not to
search for anything.
15
parking lot[.]” 18 DCMR § 2405.3 (f).11 District of Columbia regulations also
authorized the officer to “remove[] or convey[],” “by towing or otherwise,” “[a]ny
unattended vehicle found parked in violation of any traffic regulation[.]” 18
DCMR § 2421.1 (emphasis added).12 That the officer had authority to remove a
vehicle impeding traffic or threatening public convenience is “beyond
challenge[,]” Opperman, 428 U.S. at 369, and we see no reason to entertain a
challenge to that authority here merely because there is no evidence that, at the
time Officer Smith acted, other vehicles were actually attempting to enter the
parking lot and were being impeded from doing so.
Additionally, the fact that the unattended vehicle was a situation that Officer
Smith had created by summoning the EMTs is of no moment. Cady, the case in
11
Cf. State v. Ravellette, No. 30865-7-II, 2004 Wash. App. LEXIS 1897, at
*9 (Wash. Ct. App. Aug. 17, 2004) (agreeing with trial court finding that blocking
a private, gated driveway “created significant potential for traffic and safety
problems and required the police to engage in community caretaking”).
12
Officer Smith might also have had an obligation to turn off the vehicle’s
ignition, even if he did not attempt to move the vehicle, in order to prevent a non-
moving violation. See 18 DCMR § 2418.1 (“No persons driving or in charge of a
motor vehicle shall permit it to stand unattended without first stopping the engine,
locking the ignition, removing the key, and effectively setting the brake.”). Under
other circumstances, he might also have done so to protect against unauthorized
use of the vehicle, though that does not seem to have been a concern in this case
since there were four officers on the scene. The record does not establish whether
Officer Smith could have seen the cocaine had he merely reached inside the
vehicle instead of opening its door and getting in.
16
which the Supreme Court first applied the community caretaking exception, was
one in which the police officers’ need to gain entry into a vehicle was necessitated
by their directive that the vehicle be towed to a private lot, where it was
“vulnerable to intrusion by vandals[.]” Cady, 413 U.S. at 448; see also id. at 447-
48 (“[T]he type of caretaking ‘search’ conducted here of a vehicle . . . that had
been placed where it was by virtue of lawful police action, was not unreasonable
solely because a warrant had not been obtained.”).
The real issue raised by the facts of this case is whether Officer Smith acted
reasonably in entering appellant’s vehicle in order to move it when, as appellant
puts it, there was no evidence that appellant could not have returned to his car to
move it himself after he was checked out by the EMTs. Officer Smith testified that
appellant had “come to” after the EMTs shook him, and, as appellant emphasizes,
although (according to the officer’s credited testimony) appellant required some
assistance to walk to the ambulance, he remained standing without assistance,
outside the ambulance, the entire time he was with the EMTs and was released by
the EMTs after 15 to 20 minutes. Appellant implies that the officer acted
unreasonably in not waiting longer to ascertain whether appellant would be able to
move his vehicle when, it appears, traffic was not being immediately impacted and
no vehicles were being inconvenienced by the placement of appellant’s SUV.
17
However, viewing the evidence in the light most favorable to the government, we
cannot say that it was unreasonable for Officer Smith to believe that appellant was
not and would not soon be in a condition to move the vehicle himself. Appellant’s
brief acknowledges his “initial unsteadiness or grogginess[.]” Officer Smith,
suspecting that appellant — who had fallen into an unconscious state at the
steering wheel of his running vehicle in the ingress/egress area of a parking lot —
was suffering the effects of recent heroin use, doubtlessly viewed appellant as too
impaired to promptly return to the controls of his vehicle. The officer also did not
know how long the EMTs would detain appellant. Requiring an officer to wait for
an unspecified (and unknowable) amount of time for the possibility that an
apparently impaired driver will be able to safely move his vehicle to a location
where it will not obstruct traffic puts an undue burden on law enforcement, one at
odds with the purpose of the community caretaking exception and one that we are
not willing to impose here.
Further, the “young lady” who was the only passenger in appellant’s vehicle,
was likewise being checked out by EMTs. Although she had not been taken away
by ambulance, she apparently was not appellant’s wife (appellant’s wife “later on
came to pick . . . up” the keys to the SUV from the police station), the evidence
does not suggest that she was otherwise a candidate to move the vehicle, and
18
Officer Smith suspected that she, too, was “high” from recent drug use. And, in
any event, the fact that the police might have exercised their community caretaking
“by ‘less intrusive’ means does not, by itself, render [their action] unreasonable.”
Cady, 413 U.S. at 447; see also United States v. Rodriguez-Morales, 929 F.2d 780,
787 (1st Cir. 1991) (“There is no requirement that the officers must select the least
intrusive way of fulfilling their community caretaking responsibilities.”).13
IV. Conclusion
We conclude that Officer Smith’s entry into appellant’s vehicle was
“constitutionally reasonable.” Cady, 413 U.S. at 447. Accordingly, the trial court
did not err in declining to suppress the cocaine the officer found in plain view upon
entering the vehicle. Wherefore, the decision of the trial court is
Affirmed.
13
Officer Smith’s actions were certainly less intrusive than impounding
appellant’s vehicle would have been, since impoundments are accompanied by
inventory searches, and such a search (one purpose of which includes protecting
the police against false claims, see Madison, 512 A.2d at 282) presumably would
have involved all areas of the vehicle.