Dougherty v. McKee , 156 F. Supp. 3d 222 ( 2016 )

UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF COLUMBIA
)
KEITH DOUGHERTY, )
)
Plaintiff, )
)
v. ) Case No. 15-cv-0582
)
UNITED STATES OF AMERICA, et al., )
)
Defendants. )
)
MEMORANDUM OPINION
Pro se plaintiff Keith Dougherty (“Plaintiff”), who is a resident of Pennsylvania,
has filed a lengthy complaint that recites block quotes from various court opinions in
seriatim and appears to challenge the rulings of numerous judges assigned to various
lawsuits that Plaintiff previously filed in federal and state courts in Pennsylvania and
Maryland. (See, e.g., Compl., ECF No. 1, ¶¶ VII.I.A–VII.I.D.32.) As far as this Court
can discern, the gravamen of Plaintiff’s complaint is his disagreement with the judges’
determination that, as a non-lawyer, Plaintiff is prohibited from representing in court
various entities that he has incorporated. (See, e.g., id. ¶ III.1.) Plaintiff has named as
defendants the United States; the Clerk of the United States Court of Appeals for the
Third Circuit and the judges of that Court; the Chief Deputy of the United States
District Court for the Middle District of Pennsylvania and three judges of that court;
two judges of the United States District Court for the District of Maryland; various
Pennsylvania state judicial officers; a Maryland state judicial officer; and a variety of
other individuals and companies. (See id. at 1–3.) 1 Moreover, Plaintiff purports to sue
the judicial officer defendants (i.e., the judges, court clerks, and other court staff) and
certain non-judicial defendants both in their official and personal capacities.
Before this Court at present are seven separate motions to dismiss the complaint
that various Defendant groups have filed. 2 The Defendants’ motions assert myriad and
overlapping bases for dismissal of Plaintiff’s complaint, including lack of personal
jurisdiction, failure to state a plausible claim, sovereign immunity, Eleventh
Amendment immunity, improper venue, res judicata, statute of limitations, standing,
and failure to exhaust administrative remedies. Having considered Plaintiff’s
complaint, as well as Defendants’ motions and Plaintiff’s responses thereto, this Court
1
Page numbers herein refer to those that the Court’s electronic case filing system automatically
assigns.
2
These motions are as follows:
• Federal Defendants’ Motion to Dismiss (“Fed. Defs.’ Mot.”), ECF No. 43 (filed by the United
States, Chief Judge Theodore McKee, Judges Anthony Scirica, D. Brooks Smith, Michael
Chagares, Kent Jordan, Thomas Vanaskie, Robert Cowen, Maryanne Trump Barry, D. Michael
Fisher, Joseph A. Greenaway, Jr., William Caldwell, John E. Jones, III, J. Frederick Motz, and
Deborah Chasanow, Chief Magistrate Judge Martin Carlson, Marsha Waldron, and Peter
Welsh);
• State Judiciary Defendants’ Motion to Dismiss Plaintiff’s Complaint (“PA State Judiciary
Defs.’ Mot.”), ECF No. 10 (filed by Defendants Judge Bruce Bratton, Judge Stephen
Linebaugh, Judge Kevin Hess, Judge Thomas Placey, Jennifer Traxler, Pamela Lee, and
Superior Court Unnamed Staff Attorneys);
• Motion to Dismiss of Defendants Stevens & Lee, P.C., Matthew W. Rappleye, & Tricia S.
Lontz (“S&L Mot.”), ECF No. 6 (collectively as the “S&L Defendants”);
• Motion of Defendant Jonathan Snyder to Dismiss Complaint (“Snyder Mot.”), ECF No. 17;
• Motion to Dismiss the Complaint of Plaintiff Keith Dougherty by Defendants Richard C.
Daniels, Esquire and Daniels & Daniels LLC (“Daniels Mot.”), ECF No. 20 (collectively, the
“Daniels Defendants”);
• Motion to Dismiss Complaint by Defendants JP Haddad and Cluck-U, Corp. (“Cluck-U Mot.”),
ECF No. 23 (collectively, the “Cluck-U Defendants”); and
• Motion to Dismiss Complaint or, in the Alternative, for Summary Judgment (“Geter Mot.”),
ECF No. 26 (filed by the Honorable Melanie M. Shaw Geter, a judge of the Circuit Court for
Prince George’s County, Maryland).
2
concludes that it must dismiss the instant complaint in its entirety for several reasons,
which are explained further below. In short, this Court finds that it lacks jurisdiction to
entertain the claims for monetary damages that Plaintiff makes against the United States
and the judicial officer defendants in their official capacity—due to sovereign immunity
with respect to the federal defendants and the Eleventh Amendment with respect to the
state defendants—and the Court further finds that it does not have personal jurisdiction
over the S&L Defendants, Snyder, or any of the judicial officer defendants in their
individual capacities. The Court also concludes that Plaintiff has failed to state any
plausible claim for monetary relief against any of the other defendants named in the
complaint, and to the extent that Plaintiff is seeking injunctive relief with respect to the
claims he has made against any of the defendants, the Court finds that Plaintiff has
failed to state any claim that would entitle him to such relief. Consequently, the seven
pending motions to dismiss will be GRANTED to varying degrees and Plaintiff’s entire
complaint will be DISMISSED. Moreover, although the Court will refrain from issuing
a pre-filing injunction at this time, it will caution Plaintiff against seeking to continue
his litigation crusade by filing additional actions in this Court arising from these same
matters.
A separate order consistent with this opinion will follow.
I. BACKGROUND
The story underlying the instant lawsuit appears to begin in 2007, when,
according to Plaintiff, defendant Snyder issued a “retaliatory Stop Work Order” related
to construction work that Plaintiff was performing on a building in Pennsylvania.
(Compl. ¶ VII.D.2.) Plaintiff responded to this stop work order by filing a lawsuit in
3
Pennsylvania state court—a lawsuit that was ultimately dismissed, and the dismissal of
the action was eventually affirmed on appeal. See Dougherty v. Snyder, No. 1200 C.D.
2009, 2009 WL 9108133, at *1–3 (Pa. Commw. Ct. Jan. 29, 2009) (summarizing
Plaintiff’s litigation history in Pennsylvania state courts). In the years that followed,
Plaintiff filed several lawsuits in state and federal courts relating to the dismissal of his
first complaint and Snyder’s issuance of the stop work order (collectively, the “Snyder
Litigation”), each of which was unsuccessful. See id.; In re Dougherty, 563 F. App’x
96, 97 (3d Cir. 2014) (per curiam) (recounting history of Plaintiff’s federal court
litigation); see also In re Dougherty, 563 F. App’x at 97, 98 n.3 (describing Plaintiff as
“a frequent and frequently vexatious litigator [who] has filed petitions for writs of
mandamus relying largely on arguments we already have rejected in other cases[,]” and
describing the various complaints as “largely unintelligible”); see, e.g., Best v. U.S.
Foods, Inc., No. 14-00922 (M.D. Pa. 2014) (tort action that Plaintiff brought against
Judges Bratton and Hess arising from decisions those judges made in another matter
Plaintiff had filed).
Apparently, in the course of the Snyder Litigation, Plaintiff unsuccessfully
sought “to assert claims pro se on behalf of his single-member Pennsylvania limited
liability company, Docson Consulting LLC” (“Docson Consulting”). Dougherty v.
Snyder, 469 F. App’x 71, 72 (3d Cir. 2012) (per curiam). Contemporaneously with
pursing the Snyder Litigation, Plaintiff also sought, and was denied, the ability to
represent Docson Consulting in other lawsuits. See, e.g., Cluck-U, Corp. v. C.U.C. of
Md., Inc., No. 10cv2105, 2010 WL 3516937, at *2 (D. Md. Sept. 7, 2010) (remanding to
state court a case that Plaintiff had removed on behalf of Docson Consulting, where
4
notice of removal was defective because Plaintiff could not represent Docson
Consulting); see also In re Dougherty, 408 F. App’x 692, 692 (4th Cir. 2011) (per
curiam) (declining to grant mandamus relief to allow Plaintiff to represent the interests
of his company in the Cluck-U matter).
Plaintiff filed the instant complaint on April 15, 2015. Although it is difficult to
ascertain the legal bases for Plaintiff’s allegations, the complaint makes a series of
references to various of legal standards. For example, Plaintiff asserts that the actions
of the judicial defendants that he names in the instant complaint evince “a pattern of
RICO corruption by local custom in violation of ‘due process due[.]’” (Compl.
¶ I.A.2.) Plaintiff also maintains that “[t]he 3 rd and 4 th Cir have/has become a RICO
enterprise ‘whereby the Chief of the Circuit’ uses ‘mob tactics’ to enforce ‘Simbraw [or
LR 101(a)] as the Prime Directive’ denying ‘due process due’ [as a retaliation] for all
‘closely held for profit entities and owners’ [who attempt to appear ‘personally’][.]”
(Id. ¶ IV.A (second through fourth brackets in original).) 3 And Plaintiff generally
purports to bring certain claims against different subclasses of defendants—i.e., Bivens
claims against “Chief McKee and the Clerks, Judges and Lawyers” of the Third Circuit
(id. ¶ I.A.2 (referring to Bivens v. Six Unknown Named Agents of the Federal Bureau of
Narcotics, 403 U.S. 388 (1971)); a Federal Tort Claims Act (“FTCA”) claim against the
United States, see 28 U.S.C. §§ 2671–820 (id.); a Monell claim against the “Superior
Court Staff Attorneys” and the State Court Judges, staff, and attorneys (id. (appearing
to reference Monell v. Dep’t of Soc. Servs. of the City of N.Y., 436 U.S. 658 (1978)));
3
Plaintiff appears to be referencing Simbraw, Inc. v. United States, 367 F.2d 373 (3d Cir. 1966), in
which the Third Circuit held that a corporation cannot proceed pro se in litigation, and instead must
retain an attorney. Id. at 374.
5
and a “defamation suit” against unspecified defendants (id. ¶ I.B). With respect to the
remedy sought, Plaintiff asks this Court to “‘invalidat[e] . . . Simbraw’ 367 F.2d 373(3 rd Cir. 1966) on constitutional and statutory grounds” (id. ¶ I.A), and to issue a
preliminary injunction that, in effect, would void all judgments of the Third Circuit that
rely on the Simbraw decision and “‘compel the 3 rd Cir[cuit] to produce a Rule in
compliance with both 28 USC § 46(b) and 28 USC § 2077’” (id. at 31).
Seven groups of defendants have moved to dismiss Plaintiff’s complaint, each
asserting a number of arguments in support of dismissal, many of which overlap. (See,
e.g., Fed. Defs.’ Mot. at 6 (sovereign immunity, personal jurisdiction, failure to state a
plausible claim, judicial immunity, venue, statute of limitations, and failure to exhaust
FTCA remedies); PA State Judiciary Defs.’ Mot. at 1–2 (Eleventh Amendment
immunity, personal jurisdiction, failure to plead a plausible claim, judicial immunity,
res judicata, and statute of limitations); Geter Mot. at 1–2 (Eleventh Amendment
immunity, personal jurisdiction, failure to state a plausible claim, judicial immunity,
statute of limitations, and Rooker-Feldman doctrine 4); S&L Mot. at 1 (personal
jurisdiction and failure to plead a plausible claim); Mem. in Supp. of Snyder Mot., ECF
No. 17-1, at 1, 2–6 (personal jurisdiction, failure to plead a plausible claim, res
judicata, and statute of limitations); Daniels Mot. at 1–2 (failure to state a plausible
claim, res judicata, lack of standing, and Rooker-Feldman doctrine); Mem. in Supp. of
Cluck-U Mot., ECF No. 23-1, at 2–3 (failure to state a plausible claim and res
4
Under the Rooker-Feldman doctrine, a federal court does not have subject matter jurisdiction over
cases “brought by state-court losers complaining of injuries caused by state-court judgments rendered
before the [federal] district court proceedings commenced and inviting [federal] district court review
and rejection of those judgments.” Exxon Mobil Corp. v. Saudi Basic Indus. Corp., 544 U.S. 280, 284
(2005); see also Rooker v. Fidelity Trust Co., 263 U.S. 413 (1923); D.C. Court of Appeals v. Feldman,
460 U.S. 462 (1983).
6
judicata).) In addition, some of the defendants have asked the Court to impose a pre-
filing injunction against Plaintiff, barring him from initiating future actions in this
Court without first obtaining leave to file. (See Fed. Defs.’ Mot. at 31; PA State
Judiciary Defs.’ Mot. at 2.) In addition to filing oppositions to the motions to dismiss,
Plaintiff has also filed a follow-on motion for a preliminary injunction that seeks the
same injunctive relief that he requests in his complaint, and two motions for leave to
amend his complaint. (See Pl.’s Mot. for Prelim. Inj., ECF No. 4; Mots. to Amend
Caption and or File an Am. Compl., ECF Nos. 11, 32.) Each of these motions is now
ripe for consideration.
II. LEGAL STANDARDS
A. Motions To Dismiss For Lack Of Subject Matter Jurisdiction
Under Rule 12(b)(1)
A motion to dismiss based on sovereign immunity or Eleventh Amendment
immunity is evaluated under Federal Rule of Civil Procedure 12(b)(1) as a motion to
dismiss for lack of subject matter jurisdiction. It is clear beyond cavil that the plaintiff
bears the burden of establishing jurisdiction by a preponderance of the evidence. See
Lujan v. Defenders of Wildlife, 504 U.S. 555, 561 (1992); Halcomb v. Office of the
Senate Sergeant-at-Arms of the U.S. Senate, 209 F. Supp. 2d 175, 176 (D.D.C. 2002).
Indeed, when it comes to Rule 12(b)(1), it is “‘presumed that a cause lies outside [the
federal courts’] limited jurisdiction,’ unless the plaintiff establishes by a preponderance
of the evidence that the Court possesses jurisdiction[.]” Muhammad v. FDIC, 751 F.
Supp. 2d 114, 118 (D.D.C. 2010) (first alteration in original) (quoting Kokkonen v.
Guardian Life Ins. Co. of Am., 511 U.S. 375, 377 (1994)).
7
“When a defendant files a motion to dismiss under Rule 12(b)(1) and Rule
12(b)(6), this Circuit has held that the court must first examine the Rule 12(b)(1)
challenges . . . because if it must dismiss the complaint for lack of subject[-]matter
jurisdiction, the accompanying defenses and objections become moot and do not need to
be determined[.]” Schmidt v. U.S. Capitol Police Bd., 826 F. Supp. 2d 59, 64 (D.D.C.
2011) (first alteration in original) (citations omitted); see also Gen. Motors Corp. v.
EPA, 363 F.3d 442, 448 (D.C. Cir. 2004) (“As a court of limited jurisdiction, we begin,
and end, with an examination of our jurisdiction.” (citation omitted)). Moreover, “the
court must scrutinize the plaintiff’s allegations more closely when considering a motion
to dismiss pursuant to Rule 12(b)(1) than it would under . . . Rule 12(b)(6).” Schmidt,
826 F. Supp. 2d at 65 (citing Macharia v. United States, 334 F.3d 61, 64, 69 (D.C. Cir.
2003)). Still, the court must accept as true all of the factual allegations in the complaint
and draw all reasonable inferences in favor of the plaintiff, Brown v. District of
Columbia, 514 F.3d 1279, 1283 (D.C. Cir. 2008), but it need not “accept inferences
unsupported by the facts alleged or legal conclusions that are cast as factual
allegations[,]” Rann v. Chao, 154 F. Supp. 2d 61, 64 (D.D.C. 2001).
B. Motions To Dismiss For Lack Of Personal Jurisdiction And
Insufficient Service Of Process Under Rules 12(b)(2) Or (b)(5)
“Until the court has established personal jurisdiction [over a party], any assertion
of judicial power over the party violates due process.” Ins. Corp. of Ireland v.
Compagnie des Bauxites de Guinee, 456 U.S. 694, 706 (1982). However, unlike
subject-matter jurisdiction, the defense of lack of personal jurisdiction is waived if not
raised, see Jankovic v. Int’l Crisis Grp., 494 F.3d 1080, 1086 (D.C. Cir. 2007), and a
8
court is authorized to dismiss a complaint for lack of personal jurisdiction (when raised)
without first assessing whether subject-matter jurisdiction exists, id. at 1086.
To evaluate a contention that this Court lacks personal jurisdiction over a
defendant in a case before it, the Court must analyze whether District of Columbia law
permits the exercise of either general jurisdiction or specific jurisdiction over the
defendant, see United States v. Ferrara, 54 F.3d 825, 828 (D.C. Cir. 1995)—an
evaluation that is based primarily on an assessment of the individual defendant’s degree
of contact with the District, see D.C. Code §§ 13-422, 13-423; see, e.g., Turner v.
Abbott, 53 F. Supp. 3d 61, 66–67 (D.D.C. 2014) (finding no personal jurisdiction where
defendant was not domiciled in the District, and where the complaint alleged no facts
connecting defendant to the District). Notably, federal employees are not subject to suit
in the District of Columbia based merely on the fact that their employing agency is
headquartered in this jurisdiction or maintains offices here. Akers v. Watts, 740
F.Supp.2d 83, 92 (D.D.C. 2010). Rather, “[p]ersonal jurisdiction over the employees or
officers of a corporation in their individual capacities must be based on their personal
contacts with the forum and not their acts and contacts carried out solely in a corporate
capacity.” Wiggins v. Equifax, 853 F. Supp. 500, 503 (D.D.C. 1994); see also Stafford
v. Briggs, 444 U.S. 527, 543–45 (1980) (a court may not exercise personal jurisdiction
over a federal officer in his individual capacity without minimum contacts other than
those arising from federal employment). Additionally, with respect to an individual
capacity suit against a federal employee, the plaintiff must serve the defendant
personally in accordance with the service requirements of the Federal Rule of Civil
9
Procedure 4; service on the government does not suffice. See, e.g., Lawrence v. Acree,
79 F.R.D. 669, 670 (D.D.C. 1978).
When a defendant seeks dismissal of a complaint on the grounds that the Court
lacks personal jurisdiction, the plaintiff ultimately bears the burden of establishing that
the Court’s exercise of jurisdiction is proper. See GTE New Media Servs., Inc. v.
Ameritech Corp., 21 F. Supp. 2d 27, 36 (D.D.C. 1998). The plaintiff “must demonstrate
that each defendant is subject to personal jurisdiction in the forum[,]” Alkanani v. Aegis
Def. Servs., LLC, 976 F. Supp. 2d 13, 22 (D.D.C. 2014) (citation omitted), and the court
need not accept all of the plaintiff’s factual allegations as true in making the personal
jurisdiction assessment, see id. Furthermore, the court is fully authorized to consider
“materials outside of the pleadings, including declarations and evidence produced
during the course of jurisdictional discovery,” id.; however, the court can also dismiss a
complaint for lack of personal jurisdiction without permitting the plaintiff to take
discovery or holding an evidentiary hearing, on the grounds that the plaintiff failed to
allege specific facts that connect the defendant with the forum state, see FC Inv. Grp.
LC v. IFX Markets, Ltd., 529 F.3d 1087, 1094 (D.C. Cir. 2008).
C. Motions To Dismiss For Failure To State A Plausible Claim
Under Rule 12(b)(6)
Even if a plaintiff successfully mounts a jurisdictional bar to the advancement of
his complaint, Federal Rule of Civil Procedure 12(b)(6) provides that the defendant may
move to dismiss the complaint on the grounds that it “fail[s] to state a claim upon which
relief can be granted.” Fed. R. Civ. P. 12(b)(6). To survive a Rule 12(b)(6) motion, a
complaint must comply with Rule 8, which requires that the complaint contain “a short
and plain statement of the claim showing that the pleader is entitled to relief.” Fed. R.
10
Civ. P. 8(a)(2); see also Bell Atl. Corp. v. Twombly, 550 U.S. 544, 555 (2007)
(explaining that this requirement is meant to “give the defendant fair notice of what
the . . . claim is and the grounds upon which it rests[.]”) (citation omitted). “Although
‘detailed factual allegations’ are not necessary to withstand a Rule 12(b)(6) motion to
dismiss for failure to state a claim, a plaintiff must furnish ‘more than labels and
conclusions’ or ‘a formulaic recitation of the elements of a cause of action.’” Busby v.
Capital One, N.A., 932 F. Supp. 2d 114, 133 (D.D.C. 2013) (quoting Twombly, 550 U.S.
at 555). In other words, the plaintiff must provide “more than an unadorned, the-
defendant-unlawfully-harmed-me accusation.” Ashcroft v. Iqbal, 556 U.S. 662, 678
(2009). This means that “mere conclusory statements” of misconduct are not enough to
make out a cause of action against a defendant. Id. Rather, a complaint must contain
sufficient factual allegations that, if true, “state a claim to relief that is plausible on its
face.” Twombly, 550 U.S. at 570.
When deciding a Rule 12(b)(6) motion to dismiss, “[t]he court must view the
complaint in a light most favorable to the plaintiff and must accept as true all
reasonable factual inferences drawn from well-pleaded factual allegations.” Busby, 932
F. Supp. 2d at 134 (citation omitted). Although the court must accept as true the facts
in the complaint, it need not accept the inferences that the plaintiff draws if the facts set
out in the complaint do not support such inferences. See Kowal v. MCI Commc’ns
Corp., 16 F.3d 1271, 1276 (D.C. Cir. 1994). Nor is the court “bound to accept as true a
legal conclusion couched as a factual allegation.” Twombly, 550 U.S. at 555 (citation
omitted).
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D. Application Of The Pleading Rules To Pro Se Parties
Finally, when applying the legal framework discussed above to evaluate the
pending motions to dismiss, this Court must be mindful of the fact that Plaintiff is
proceeding in this matter pro se. It is well established that the pleadings of pro se
parties are to be “liberally construed” and that a pro se complaint, “however inartfully
pleaded, must be held to less stringent standards than formal pleadings drafted by
lawyers.” Erickson v. Pardus, 551 U.S. 89, 94 (2007) (per curiam) (emphasis in
original) (citations omitted); see also Haines v. Kerner, 404 U.S. 519, 520–21 (1972).
However, it is also quite clear “[t]his benefit is not . . . a license to ignore the Federal
Rules of Civil Procedure.” Sturdza v. United Arab Emirates, 658 F. Supp. 2d 135, 137
(D.D.C. 2009) (citation omitted); see also McNeil v. United States, 508 U.S. 106, 113
(1993).
Thus, even a pro se plaintiff must meet his burden of proving subject matter
jurisdiction if his complaint is to survive a Rule 12(b)(1) motion to dismiss. See, e.g.,
Green v. Stuyvesant, 505 F. Supp. 2d 176, 177 (D.D.C. 2007) (dismissing complaint
where pro se plaintiff failed to prove subject matter jurisdiction). Likewise, although a
pro se complaint “must be construed liberally, the complaint must still present a claim
on which the Court can grant relief[.]” Budik v. Dartmouth-Hitchcock Med. Ctr., 937 F.
Supp. 2d 5, 11 (D.D.C. 2013) (citation omitted); see also Moore v. Motz, 437 F. Supp.
2d 88, 90 (D.D.C. 2006) (noting that “[e]ven a pro se plaintiff’s inferences . . . need not
be accepted” if they “are unsupported by the facts set out in the complaint” (citation
omitted)); see also Crisafi v. Holland, 655 F.2d 1305, 1308 (D.C. Cir. 1981) (noting
that a pro se complaint must state a claim upon which relief can be granted).
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III. ANALYSIS
The seven motions to dismiss the complaint that are pending in this matter make
a variety of arguments in support of dismissal, to wit: immunity, lack of personal
jurisdiction, failure to state a plausible claim, improper venue, res judicata, the statute
of limitations, lack of standing, and failure to exhaust. Plaintiff’s opposition to these
motions is largely incoherent, because it primarily consists of unexplained quotes from
various inapposite cases and disjointed statements regarding legal theories that Plaintiff
apparently believes are related to an alleged overarching judicial conspiracy against
him. Although Plaintiff’s complaint might well be subject to dismissal simply and
solely because the claims asserted therein appear to be “so patently insubstantial that no
federal question suitable for decision can be discerned[,]” Hu v. Dep’t of Def., No.
12cv1640, 2013 WL 1968497, at *1 (D.D.C. May 13, 2013), aff’d sub nom., Hu v. U.S.
Dep’t of Def., No. 13-5157, 2013 WL 6801189 (D.C. Cir. Dec. 11, 2013), each of the
defendants in this matter—save one—has briefed several other issues related to this
Court’s jurisdiction and the merits of Plaintiff’s claims, and, as a result, this Court has
proceeded to evaluate the myriad legal contentions that Defendants have put forward in
support of their motions to dismiss. 5
As explained further below, this Court concludes that Plaintiff’s entire complaint
must be dismissed because (1) sovereign immunity and the Eleventh Amendment bar
Plaintiff’s claims for monetary damages brought against the United States and the
5
The one defendant who has not submitted any motion to dismiss appears in the caption of Plaintiff’s
complaint by the name “NHT” and is never mentioned again. In light of this silence, this Court will
dismiss the complaint against NHT sua sponte, for failure to state a claim. See Perry v. Discover Bank,
514 F. Supp. 2d 94, 95 (D.D.C. 2007) (courts may dismiss a complaint sua sponte where there is simply
“no factual or legal basis for alleged wrongdoing by defendant[]”).
13
judicial officer defendants in their official capacities; (2) the Court lacks personal
jurisdiction over the S&L Defendants, Snyder, and all of the judicial officer defendants
in their individual capacities; (3) Plaintiff has failed to state a plausible claim against
the Daniels and Cluck-U Defendants; and (4) there is no cause of action for the
injunctive relief that Plaintiff seeks.
A. This Court Does Not Have Jurisdiction To Consider Plaintiff’s
Claims For Monetary Damages Against The United States And
The Judicial Officer Defendants In Their Official Capacities
1. Sovereign Immunity Bars Plaintiff’s Claims For Monetary
Damages Against The United States And Its Officers
Plaintiff has brought suit seeking monetary damages against the United States
and several judges and employees of federal courts in the Third and Fourth Circuits in
their official capacities, alleging that these defendants are part of a conspiracy to deny
him “equal access and equal protection” and “due process due” in connection with cases
that Plaintiff has litigated in those courts. (Compl. ¶¶ III.1, IV.C.) In the memorandum
that accompanies their motion to dismiss, the federal defendants argue that the doctrine
of sovereign immunity—which bars any suit for damages against the United States or
its employees sued in their official capacities in the absence of express Congressional
authorization—compels dismissal of these constitutional claims for lack of jurisdiction.
(Fed. Defs.’ Mot. at 13 (arguing that “the United States has not waived its sovereign
immunity for damages for alleged constitutional violations”).)
This Court agrees. For starters, “[i]t is axiomatic that the United States may not
be sued without its consent and that the existence of consent is a prerequisite for
jurisdiction.” United States v. Mitchell, 463 U.S. 206, 212 (1983); see also FDIC v.
Meyer, 510 U.S. 471, 475 (1994) (“Sovereign immunity is jurisdictional in nature.”).
14
Moreover, it is clear beyond cavil that a suit against a government employee in his
official capacity qualifies as a suit against the government. See Kentucky v. Graham,
473 U.S. 159, 165–66 (1985); Brandon v. Holt, 469 U.S. 464, 472–73 (1985); Cornish
v. United States, 885 F. Supp. 2d 198, 205 (D.D.C. 2012). Thus, Plaintiff’s claims for
monetary damages against the United States and the federal judicial officers acting in
their official capacity can only survive upon a showing that there has been an applicable
waiver of the sovereign immunity bar. See Meyer, 510 U.S. at 475 (1994) (“Absent a
waiver, sovereign immunity shields the Federal Government and its agencies from
suit.”); Cornish, 885 F. Supp. 2d at 205 (same).
Plaintiff has not pointed to any such waiver of sovereign immunity, and this
means that he has failed to carry his burden with respect to establishing that this Court
has subject-matter jurisdiction. In other words, even construing the complaint’s claims
liberally, the Court agrees with these defendants that Plaintiff’s claims for monetary
damages fall within the broad ambit of the sovereign immunity doctrine and that
Plaintiff has failed to demonstrate that there has been an express Congressional waiver
of sovereign immunity for such claims. See Tri-State Hosp. Supply Corp. v. United
States, 341 F.3d 571, 575 (D.C. Cir. 2003). Accordingly, Plaintiff’s claims against the
United States, as well as the official capacity claims that he has brought against
individual federal judicial officers, must be dismissed for lack of subject-matter
jurisdiction.
2. The Eleventh Amendment Bars Plaintiff’s Claims For Monetary
Damages Against State Judicial Officers Acting In Their Official
Capacity
Plaintiff has also brought claims for monetary damages against various Maryland
and Pennsylvania judicial officer defendants in their official capacity—Plaintiff
15
maintains that these defendants are part of the same overarching conspiracy to deprive
him of his constitutional rights. (See, e.g., Compl. ¶ III.1.) As with the claims for
monetary damages against the federal judicial officers discussed above, Plaintiff’s
official capacity claims against the state judicial officers qualify as claims against the
states of Maryland and Pennsylvania themselves, see Hafer v. Melo, 502 U.S. 21, 26
(1991); Will v. Michigan Dep’t of State Police, 491 U.S. 58, 71 (1989) (a suit brought
against a state official “is no different from a suit against the State itself[]”), and the
state judicial defendants have moved to dismiss these claims arguing that the Eleventh
Amendment bars any such claims against the states (see PA State Judicial Defs.’ Mot.
at 9–11; Mem. in Supp. of Geter Mot., ECF No. 26-1, at 7–9).
Once again, it is clear that these damages claims are barred on immunity
grounds. The Eleventh Amendment “grants a [S]tate immunity from suit in federal
court by its own citizens.” Kent v. N.C. Dep’t of Revenue, 716 F. Supp. 2d 3, 5 (D.D.C.
2010) (citations omitted); see also U.S. Const. amend. XI (“The Judicial power of the
United States shall not be construed to extend to any suit in law or equity, commenced
or prosecuted against one of the United States by Citizens of another State[.]”); Bd. of
Trs. of Univ. of Ala. v. Garrett, 531 U.S. 356, 363 (2001) (Eleventh Amendment bars
private citizens suing nonconsenting states in federal court). Where a plaintiff seeks
monetary damages from a State, there are only two exceptions to the Eleventh
Amendment immunity bar—(1) abrogation of immunity by Congress through the
enactment of a federal statute, and (2) waiver of immunity by the State, Kent, 716 F.
Supp. 2d at 5–6—and the state judicial officer defendants are correct to contend that
neither exception applies in the instant case. That is, Congress has not abrogated
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Eleventh Amendment immunity for Plaintiff’s claims for monetary damages, see
Edelman v. Jordan, 415 U.S. 651, 676–77 (1974), and Plaintiff further fails to establish
that either Maryland or Pennsylvania has waived its immunity for his claims for
monetary damages, see Md. Code Ann., State Gov’t § 12-104 (waiving sovereign
immunity only for certain tort actions brought in Maryland state court); 42 Pa. Const.
Stat. § 8521 (“Nothing contained in this subchapter shall be construed to waive the
immunity of the Commonwealth from suit in Federal courts guaranteed by the Eleventh
Amendment to the Constitution of the United States.”). Therefore, the official capacity
claims for monetary damages that Plaintiff asserts against the state judicial defendants
must be dismissed.
B. Plaintiff Cannot Bring Individual Capacity Lawsuits Against
The Judicial Officer Defendants, Nor Can He Sue The S&L
Defendants and Snyder, Because The Court Lacks Personal
Jurisdiction Over These Defendants
Having dismissed Plaintiff’s claims for monetary damages brought against the
United States and the various federal and state judicial officers acting in their official
capacity, this Court turns to address the claims for monetary damages that Plaintiff
brings against the judicial officer defendants in their individual capacity, as well as his
damages claims brought against private entities. Certain defendants—i.e., all of the
federal and state judicial officer defendants (including Geter), the S&L Defendants, and
Snyder—have argued that Plaintiff’s claims against them should be dismissed pursuant
to Fed. R. Civ. P. 12(b)(2) for lack of either general or specific personal jurisdiction.
(See Fed. Defs.’ Mot. at 16–17 (arguing that this Court cannot exercise personal
jurisdiction over the federal judicial officers because Plaintiff has not alleged any facts
individually connecting them to the District of Columbia); PA State Judicial Defs.’
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Mot. at 12–13 (arguing that Plaintiff has failed to meet his burden to establish personal
jurisdiction because his complaint states no facts connecting the Pennsylvania judicial
officers with the District of Columbia); Mem in Supp. of Geter Mot. at 5–7 (arguing
that this Court does not have personal jurisdiction over Judge Geter because Plaintiff’s
complaint does not establish any connection between her and this jurisdiction); S&L
Mot. at 4–6 (arguing that Plaintiff’s complaint fails to establish either specific or
general jurisdiction over the S&L Defendants); Mem in Supp. of Snyder Mot. at 2–4
(arguing that Plaintiff has failed to state any facts in his complaint that would permit
this Court to exercise personal jurisdiction over Snyder).)
This Court finds that the pending motions to dismiss for lack of personal
jurisdiction are well-founded. “The plaintiff has the burden of establishing a factual
basis for the exercise of personal jurisdiction over the defendant.” Crane v. New York
Zoological Soc’y, 894 F.2d 454, 456 (D.C. Cir. 1990). The Court may exercise general
jurisdiction over a defendant under the District’s long arm statute if that defendant that
is “domiciled in, organized under the laws of, or maintain[s] his or its principal place of
business in, the District of Columbia[.]” D.C. Code § 13-422 (2015); see also
Segelstrom v. Citibank, N.A., 76 F. Supp. 3d 1, 11 (D.D.C. 2014) (for a court to
exercise general jurisdiction, the defendant must have “continuous and systematic”
contact with the forum state). In the absence of such contacts, this Court may exercise
specific jurisdiction over a defendant if (1) a provision of the District’s long arm statute
authorizes jurisdiction, and (2) the exercise of jurisdiction “accords with the demands
of due process.” Ferrara, 54 F.3d at 828; see also D.C. Code § 13-423 (2015).
Furthermore, in order for a court to exercise either general or specific personal
18
jurisdiction over a defendant, the plaintiff must either serve the defendant with process
or secure a waiver of service. See Omni Capital Int’l, Ltd. v. Rudolf Wolff & Co., 484
U.S. 97, 104 (1987); Fed. R. Civ. P. 4(c)–(d).
Here, Plaintiff has failed to articulate—either in his complaint or his response to
their motions—a single fact that establishes any connection between these defendants
and the District of Columbia. As such, this Court can assert neither general nor specific
jurisdiction over these defendants. See D.C. CODE §§ 13-422, 13-423; see also
Ferrara, 54 F.3d at 828–31 (district court correctly found that it could not assert
personal jurisdiction over defendant who lacked sufficient contacts with District of
Columbia to satisfy due process requirements). In addition, this Court finds that it
cannot assert personal jurisdiction over any of the federal judicial officer defendants
with respect to the individual capacity claims that Plaintiff asserts because Plaintiff has
not met his burden of establishing that these defendants have been properly served.
(See Fed. Defs.’ Mem. at 14–16); see also Reuber v. United States, 787 F.2d 599, 599
(D.C. Cir. 1986) (per curiam) (“[O]nce a defendant timely asserts the absence of
personal jurisdiction, the plaintiff has the burden to prove that jurisdiction is properly
exercised.”).
Accordingly, this Court will dismiss Plaintiff’s claims for money damages
against the defendants who have asserted that this Court lacks personal jurisdiction over
them—i.e., the federal and state judicial officer defendants in their individual
capacities, the S&L Defendants, and Snyder.
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C. Plaintiff Fails To State A Plausible Damages Claim Against The
Remaining Defendants, And No Cause Of Action Exists For The
Injunctive Relief That Plaintiff Seeks
What remains at this point in the Court’s analysis of Plaintiff’s claims and the
various defendants’ asserted grounds for dismissal of the instant complaint is Plaintiff’s
damages claims against the Daniels and Cluck-U Defendants, and also Plaintiff’s
request for injunctive relief. With respect to the former, the Daniels and Cluck-U
Defendants argue that the complaint is devoid of any facts that give rise to a plausible
claim for relief against them (see Mem. in Supp. of Daniels Mot., ECF No. 20-1, at 8–9;
Mem. in Supp. of Cluck-U Mot. at 2); see also Twombly, 550 U.S. at 570 (explaining
that a complaint must contain sufficient factual allegations that, if true, “state a claim to
relief that is plausible on its face”), and this Court agrees that Plaintiff’s complaint fails
to state a plausible claim against any of these movants. Indeed, with respect to the
Daniels Defendants and one of the Cluck-U Defendants (JP Haddad), Plaintiff does
nothing more than include their names in the caption. See James v. United States, 48 F.
Supp. 3d 58, 65 (D.D.C. 2014) (dismissing claim against defendant for failure to state a
plausible claim under Twombly where the only mention of defendant was in the caption
of the complaint).
As for Cluck-U itself, Plaintiff mentions that entity only once in the text of the
complaint, stating that, “As of 10/7/2011 The Clerk intervened and ‘stayed all briefing’
assigning 11-2631 to the Panel of Scirica, Smith and Chagares, who were already
reviewing (an unrelated case) Cluck U v. Docson Consulting LLC[.]” (Compl.
¶ VII.I.D.21.) This Court cannot discern any grounds for the legal claim that Plaintiff
apparently intends to bring against Cluck-U based on this bald statement alone, and, as
noted, this statement is all that the complaint says about Cluck-U. Thus, just as with
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the Daniels Defendants, Plaintiff has clearly fallen well short of stating any plausible
claim against the Cluck-U Defendants in this matter. See Iqbal, 556 U.S. at 678.
With respect to Plaintiff’s request for injunctive relief, the instant complaint asks
this Court to (1) “vacate all ‘3 rd Cir Judgments as void’ under Marshal v. Jerrico for
‘appearance sake’ [and to disqualify the Clerks, Judges, Panels and remand (for
procedures consistent with the constitution)];” and (2) “compel the 3 rd Cir to produce a
Rule in compliance with both 28 USC § 46(b) and 28 USC § 2077” (Compl. ¶ I.C; id. at
31 (brackets in original); see also Pl.’s Br. in Supp. of Prelim. Inj., ECF No. 4, at 1
(requesting an injunction requiring “the Clerk of the Middle District of PA [t]o ‘abide
by the clerk’s Manual’”).) The motion to dismiss that was submitted on behalf of the
federal defendants asserts that Plaintiff’s request must be dismissed on the grounds that
Plaintiff “has not demonstrated any semblance of merit to his claim[,]” (Fed. Defs.’
Mot. at 30–31)—and this argument is undoubtedly correct. Put simply, there is no
cause of action that would allow this Court to vacate judgments of the Third Circuit, or
to order that that Court either adopt a particular local rule or otherwise take any specific
actions regarding its handling of cases, and, on that basis alone, Plaintiff’s claims for
such injunctive relief must be dismissed. See John Doe v. Metro. Police Dep’t of D.C.,
445 F.3d 460, 466 (D.C. Cir. 2006) (affirming dismissal of plaintiff’s claims under Rule
12(b)(6) where no cause of action existed); Sabre Int’l Sec. v. Torres Advanced Enter.
Sols., 60 F. Supp. 3d 36, 42 (D.D.C. 2014) (dismissing plaintiff’s claims under Rule
12(b)(6) where no cause of action existed).
Accordingly, this Court will dismiss those portions of Plaintiff’s complaint that
remain after its prior jurisdictional analysis—i.e., the claims that seek monetary
21
damages from the Daniels and Cluck-U Defendants, and Plaintiff’s claims for injunctive
relief.
D. A Pre-Filing Injunction Is Not Warranted At This Time.
Finally, to the extent that certain defendants’ have requested that this Court issue
an injunction barring Plaintiff from filing future pro se actions without leave of Court
(see Fed. Defs.’ Mem. at 35–36; PA State Judiciary Defs.’ Mot. at 17–18), this Court
will decline to do so—at least for now. There is no doubt that “a court may employ
injunctive remedies” such as filing restrictions “to protect the integrity of courts and the
orderly and expeditious administration of justice.” Kaempfer v. Brown, 872 F.2d 496,
496 (D.C. Cir. 1989) (quoting Urban v. United Nations, 768 F.2d 1497, 1500 (D.C. Cir.
1985)). But a court’s power to issue a pre-filing injunction must be exercised
cautiously, so that any restrictions imposed to protect institutional interests do not
“unduly impair a litigant’s right of access to the courts.” In re Powell, 851 F.2d 427,
430 (D.C. Cir. 1988) (citing Urban, 768 F.2d at 1500); see also id. at 431 (pre-filing
injunctions “should remain very much the exception to the general rule of free access to
the courts, and the use of such measures against” pro se plaintiffs “should be
approached with particular caution[]” (citation omitted)). Given these concerns, judges
in this district ordinarily follow three steps prior to issuing pre-filing injunctions:
“first, notice and the opportunity to be heard are provided; second, the court develops a
record for review that considers both the number and content of the plaintiff’s filings;
and third, the court makes substantive findings as to the frivolous or harassing nature of
the litigant’s actions.” Smith v. Scalia, 44 F. Supp. 2d 28, 46 (D.D.C. 2014) (citations
omitted).
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This Court has considered these factors with respect to the instant request, and
has determined that a pre-filing injunction is not warranted at this time. In so ruling,
the Court notes that this is the first action that Plaintiff has filed in this jurisdiction, and
while the Third Circuit has characterized Plaintiff as a “vexatious litigator” and
threatened him with sanctions for his conduct before that Court, Dougherty v. Carlisle
Transp. Prods., Inc., 563 F. App’x 96, 97 (3d Cir. 2014) (per curiam), cert. denied, 135
S. Ct. 409 (2014), there is no indication in the record before this Court that any court
(including the Third Circuit) has previously enjoined Plaintiff from filing future
actions. That said, like the Third Circuit before it, this Court will caution Plaintiff that
any future filings in this Court relating to the subject matter of the instant complaint
may subject him to sanctions or a future pre-filing injunction.
IV. CONCLUSION
Plaintiff’s complaint must be dismissed in its entirety for several reasons,
including sovereign immunity, the Eleventh Amendment, this Court’s lack of personal
jurisdiction over certain defendants, and Plaintiff’s failure to state a claim or to
otherwise establish that he has any cause of action arising from the facts that appear to
underlie his legal claims. These defects are generally incurable, and in any event, the
amendments to the complaint that Plaintiff has now proposed in response to defendants’
motions do not, in fact, correct the flaws identified in this decision. Accordingly, as set
forth in the accompanying order, the Defendants’ motions to dismiss the complaint are
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GRANTED 6; moreover, Plaintiff’s motions for a preliminary injunction and for leave
to amend the complaint are DENIED.
A separate Order accompanies this Memorandum Opinion.
Date: January 19, 2016 Ketanji Brown Jackson
KETANJI BROWN JACKSON
United States District Judge
6
Because the Court is granting Defendants’ motions and dismissing Plaintiff’s complaint in its entirety
on the particular grounds analyzed in this opinion, it declines to consider the additional arguments in
support of dismissal that defendants raise in their motions to dismiss.
24