Jett v. Federal Bureau of Investigation ( 2016 )

UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF COLUMBIA
_________________________________________
)
James B. Jett, )
)
Plaintiff, )
)
v. ) Civil No. 14-cv-00276 (APM)
)
Federal Bureau of Investigation, )
)
Defendant. )
_________________________________________ )
MEMORANDUM OPINION AND ORDER
I. INTRODUCTION
In this Freedom of Information Act (“FOIA”) case, Defendant Federal Bureau of
Investigation (“FBI”) seeks reconsideration of a ruling granting a motion for summary judgment
in favor of Plaintiff James B. Jett and denying the agency’s cross-motion for summary judgment.
Specifically, the court held on September 30, 2015, that the FBI conducted an inadequate search
for records responsive to Plaintiff’s FOIA request, because the FBI refused to use as search terms
the names of third parties that Plaintiff had provided. The court also ruled that the FBI’s search
was inadequate because it did not attempt to locate responsive recordings in its Electronic
Surveillance Indices database, even though Plaintiff’s FOIA request expressly sought certain
recordings likely to be found in that database.
The court has considered the FBI’s arguments and declines to change its prior decision.
The Motion for Reconsideration is therefore denied.
II. BACKGROUND
The background of this case is set forth in detail in the court’s Memorandum Opinion,
issued on September 30, 2015. See Jett v. FBI, No. 14-cv-276, 2015 WL 5921898, at *1-3 (D.D.C.
Sept. 30, 2015) [hereinafter Mem. Op.]. Briefly, the background is as follows.
A. Factual Background
In 2012, Plaintiff, who at the time was a local public official, ran for a seat in the
U.S. House of Representatives. Among his opponents was an incumbent Congressman (the
“Opponent”). During the race, multiple intermediaries (the “Intermediaries”), purportedly acting
on behalf of the Opponent, approached Plaintiff and offered him certain inducements to drop out
of the race. Plaintiff reported the offers to the FBI, which initiated an investigation of the Opponent
and the Intermediaries. The investigation included Plaintiff’s consensual recording of telephone
conversations with the Intermediaries. Id. at *1. Shortly after Plaintiff made these recordings, the
FBI terminated the investigation, in part because, against the FBI’s wishes, Plaintiff told the
investigation’s subjects that the FBI had approached him and had asked whether he had received
offers to drop out of the race. Id. at *2.
Six months later, in December 2012, Plaintiff submitted a FOIA request to the FBI by email
seeking records about the FBI’s investigation of the Opponent and the Intermediaries. See Defs.’
Mot. for Summ. J., ECF No. 10, Decl. of David M. Hardy, Ex. A, ECF No. 10-2, at 25 [hereinafter
Hardy Decl.]. As pertinent here, the FOIA request asked the FBI to search its Central Records
System (the “CRS”) for any information concerning the investigation; the request specifically
named the Opponent and the Intermediaries as “suspects” of that investigation. Id. The FOIA
request also sought “copies of telephonic tape recordings made from my personal telephone at the
request of the FBI.” Id.
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The FBI identified and produced some records based on a search of the CRS using a three-
way phonetic breakdown of Plaintiff’s name. See Mem. Op. at *3. The FBI, however,
categorically refused to search for the names of the Opponent or the Intermediaries in the CRS
database, because Plaintiff had not submitted Privacy Act waivers from those individuals. See id.
The FBI also did not search its Electronic Surveillance Indices (“ELSUR”) database, a record-
keeping system separate from the CRS, in which the FBI stores investigative records pertaining to
the agency’s use of electronic and telephone recordings. Id. at *10. The FBI did not search the
ELSUR database even though Plaintiff specifically requested copies of his recorded telephone
conversations with the Intermediaries. Id.
B. Procedural History
Defendant moved for summary judgment, and Plaintiff cross-moved. The parties disagreed
as to whether the FBI’s search was adequate. Id. at *1. Plaintiff argued that the FBI’s search was
inadequate because the FBI: (1) did not search the CRS database using the Opponent’s and
Intermediaries’ names, and (2) did not search the ELSUR database at all. Id. at *9-*10. The FBI
maintained that its search met its obligations under FOIA.
The court ruled in Plaintiff’s favor regarding his first contention. In making its decision,
the court relied primarily on Citizens for Responsibility & Ethics in Washington (CREW) v. DOJ,
746 F.3d 1082, 1095-96 (D.C. Cir. 2014). This court concluded that here, as in CREW, the private-
public interest balance under FOIA Exemption 7(C) did not weigh decidedly in favor of non-
disclosure and therefore the FBI could not categorically refuse to search the CRS database using
the Opponent’s and the Intermediaries’ names. Importantly, the court made clear that it was not
ruling on the applicability of any FOIA exemptions should an expanded search of the CRS
database produce additional responsive records. Id.3
Regarding the FBI’s decision not to search the ELSUR database, the court again ruled in
Plaintiff’s favor. The court’s reasoning was straightforward. Plaintiff explicitly sought recorded
communications. Such communications could be located only through a search of the ELSUR
database. Id. at *10-*11. Because the FBI failed to search an obvious source for responsive
records, the court ordered a search of the ELSUR database. Id.On October 28, 2015, Defendant filed its motion seeking reconsideration of the court’s
decision requiring it (1) to search the CRS database for the Opponent’s and the Intermediaries’
names, and (2) to search the ELSUR database for responsive records. See Mot. for Recons.,
ECF No. 22.
III. STANDARD OF REVIEW
Because the Memorandum Opinion did not constitute a final judgment, the court evaluates
the FBI’s Motion for Reconsideration under Federal Rule of Civil Procedure 54(b). See Cobell v.
Norton, 355 F. Supp. 2d 531, 539 (D.D.C. 2005) (citations omitted). Rule 54(b) provides that “any
order . . . that adjudicates fewer than all the claims or the rights and liabilities of fewer than all of
the parties . . . may be revised at any time before the entry of a judgment adjudicating all the claims
and all the parties’ rights and liabilities.” In this jurisdiction, relief under Rule 54(b) may be
granted “as justice requires.” Cobell, 355 F. Supp. 2d at 539 (citation and internal quotation marks
omitted). That abstract phrase has been understood to mean that a court will grant a motion to
reconsider under Rule 54(b) “only when the movant demonstrates: (1) an intervening change in
the law; (2) the discovery of new evidence not previously available; or (3) a clear error in the first
order.” Zeigler v. Potter, 555 F. Supp. 2d 126, 129 (D.D.C. 2008).
Ultimately, relief under Rule 54(b) is “limited by the law of the case doctrine and subject
to the caveat that where litigants have once battled for the court’s decision, they should neither be
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required, nor without good reason permitted, to battle for it again.” Singh v. Geo. Wash. Univ.,
383 F. Supp. 2d 99, 101 (D.D.C. 2005) (citation and internal quotation marks omitted).
IV. DISCUSSION
A. Search of the CRS Using the Opponent’s and the Intermediaries’ Names
1. This case is not materially different than CREW
As the FBI does not identify any intervening change in law or discovery of new evidence,
its motion rests on the contention that the court’s decision requiring it to search the CRS using the
Opponent’s and Intermediaries’ names was clear error. The FBI submits that its decision to forego
such a search was “a reasonable response given the strong privacy interests that are involved in
regard to these third parties and the records that the FBI maintains in connection with them,” Mot.
for Recons., at 3, and that “Plaintiff has not established a legitimate claim of public interest that
would warrant such action in this case either under the standards of [CREW] or simply under a
reasonable interpretation of the term,” id.These arguments are new. The FBI did not raise them in its summary judgment papers.
And although the FBI is not barred from raising new arguments to demonstrate the courts’
supposed clear error, see Cobell v. Jewell, 802 F.3d 12, 25 (D.C. Cir. 2015) (“Rule 54(b)’s
approach to interlocutory presentation of new arguments as the case evolves can be more
flexible[.]”), it plainly has refashioned its earlier argument. Originally, in response to Plaintiff’s
assertion that the search of the CRS was inadequate, the FBI’s legal brief offered only a single
retort—“Plaintiff cannot question the adequacy of the search regarding the third parties when he
failed to comply with FBI’s request for privacy waiver in order to process those records.” Def.’s
Combined Reply and Opp., ECF No. 14, at 3 [hereinafter Def.’s Combined Br.]. The FBI did not
argue, as it does now, that its categorical refusal to search was permissible (1) because “[t]here is
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no cognizable public interest to balance against the substantial privacy interests at issue” or (2)
because “[t]he FBI appropriately withheld all responsive records as a categorical denial under
Exemptions 6 and 7(C).” Mot. for Recon. at 6, 7 (modifications omitted). The FBI raised the
balancing of the public and private interests only to justify its redaction of the names of third
parties and law enforcement personnel from previously disclosed records. See Def.’s Combined
Br. at 8-9. And, as for the assertion that categorical withholding was appropriate, that argument
was referenced only in the FBI’s declarant’s affidavit, but never in its legal brief.1
In any event, these new arguments do not carry the day. As the FBI acknowledges, a
categorical refusal to search for documents under Exemption 7(C), and a disregard for “individual
circumstances,” is permissible only “when a case fits into a genus in which the balance [of private
and public interests] characteristically tips in one direction.” DOJ v. Reporters Committee for
Freedom of the Press, 489 U.S. 749, 776 (1989) (emphasis added) (cited in Mot. for Recons. at 8).
Court of Appeals precedent further illuminates this issue. In CREW, the Court of Appeals rejected
a categorical withholding of documents where a FOIA requester sought all documents relating to
the public investigation of former House Majority Leader Tom DeLay. See Mot. for Recons. at 9
(explaining CREW, 746 F.3d at 1095-96). Although it recognized that DeLay’s personal privacy
interests were substantial, the Court of Appeals nevertheless held that a categorical withholding
under Exemption 7(C) was improper because of the “weighty public interest in shining a light on
the FBI’s investigation of major political corruption and the DOJ’s ultimate decision not to
prosecute a prominent member of the Congress for any involvement he may have had.” Id. at
1
The FBI’s declarant stated that “the FBI neither confirms [nor] denies the existence of any records pertaining to
[third parties].” Hardy Decl. ¶ 34. Hardy also seemed to assert that a categorical withholding of responsive third-
party records was permissible under CREW because “plaintiff has not put forth any evidence of a significant interest
to tip the balance in favor of disclosure.” Id. ¶ 35. But the FBI never raised those arguments in its briefs. See, e.g.,
Def.’s Mot. for Summ. J. at 7-8, 12-14 (never mentioning a Glomar response or the lack of a public interest in
explaining why the FBI did not use third-party names to search).
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1092-93. Accordingly, the Court rejected the DOJ’s assertion that there was “no public interest in
examining the FBI’s investigation of, and the DOJ’s decision not to charge, the former House
Majority Leader.” Id. at 1094.
The FBI attempts, unsuccessfully, to distinguish the facts of this case from those in CREW.
Mot. for Recons. at 9. The FBI points out that Tom DeLay was a “public figure with significant
public notoriety” and that his investigation “implicated a wide public corruption investigation,”
namely, the scandal revolving around lobbyist Jack Abramoff. Id. By contrast, the FBI argues,
“the third parties involved in Plaintiff’s case are relatively obscure individuals and a heightened
level of public interest, thus, is not reached.” Id.
The court has already considered and rejected these very arguments. See Mem. Op. at *10
(“True, this case may not match the notoriety of the Abramoff scandal and Jett’s Opponent may
not be as prominent as Tom Delay.”). Based on that fact alone, the court is within its discretion to
deny the motion for reconsideration. See McLaughlin v. Holder, 864 F. Supp. 2d 134, 141 (D.D.C.
2012) (“A court may properly exercise its discretion by denying a motion for reconsideration that
‘raise[s] . . . arguments for reconsideration the court ha[s] . . . already rejected on the merits.”)
(quoting Capitol Sprinkler Inspection, Inc. v. Guest Servs., Inc., 630 F.3d 217, 227 (D.C. Cir.
2011)). And the court denies the motion, in part, for that very reason.
But the court also further clarifies here why it did not find the factual distinctions between
this case and CREW to be material. The Court of Appeals in CREW did not say, as the FBI
suggests, that the involvement of a high-ranking government official is the critical element that
tips the private-public balance against allowing an agency to categorically withhold information.
See CREW, 746 F.3d at 1093-94 (observing that “we have repeatedly recognized a public interest
in the manner in which the DOJ carries out substantive law enforcement policy” and that DeLay’s
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prominence “further raises the stakes” as to the public’s interest) (emphasis added). Indeed, the
history books, newspapers, and—in today’s world—blogs are replete with stories and commentary
about investigations and prosecutions of public officials, including those who may be characterized
as “obscure.”2 The DOJ’s routine issuance of press releases and holding of press conferences to
announce indictments, pleas, and convictions in public corruption cases is evidence of the great
public interest in such matters. Here, the public unquestionably has a substantial interest in
learning how federal law enforcement personnel handled the criminal investigation of a sitting
Congressman—even if not a high-ranking Member—and whether such a person was subjected to
the “same investigative scrutiny and prosecutorial zeal as local aldermen and little-known
lobbyists,” as well as anonymous, everyday citizens. CREW, 746 F.3d at 1094.
The FBI also has not explained why law enforcement activities involving a lower-profile
Congressman merits less transparency. Public accountability surely is not restricted to high-
ranking elected officials. And local voters surely have an equal, if not greater, interest in the
government’s investigation of their own representative in Congress as they do of, say, the Speaker
of the House. Therefore, Plaintiff’s Opponent’s lesser national profile does not sufficiently
distinguish this case from CREW to warrant a different outcome. And no different conclusion is
warranted with regard to the Intermediaries. See Mot. for Recon. at 10. The public has a legitimate
interest in understanding how law enforcement handled the investigation of those accused of
attempting to corrupt the political process on behalf of the Opponent. Such matters are properly
the subject of public concern. See CREW, 746 F.3d at 1093.
2
Wikipedia contains an article entitled “List of federal political scandals in the United States.”
See https://en.wikipedia.org/wiki/List_of_federal_political_scandals_in_the_United_States (last visited Jan. 6, 2016).
A quick perusal of that list shows that lesser known public officials grabbed headlines when they became the subject
of a federal prosecution or investigation.
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The FBI also tries to distinguish this case from CREW on the ground that, in CREW, DeLay,
the subject of the FOIA request, “publically revealed that there was an investigation,” whereas
here, Plaintiff, not Opponent (who is the subject of the FOIA request), disclosed the investigation.
Mot. for Recons. at 9. But the FBI misreads the facts of CREW. CREW noted that, in August
2010, DeLay “made public statements confirming the fact that he had been, but was no longer,
under investigation.” 746 F.3d at 1092. The Abramoff investigation, however, had been ongoing
for years before DeLay’s announcement and had ensnared some of his senior aides. See id. at
1087. Thus, even though the FBI had not officially acknowledged that DeLay was a subject of an
inquiry, his close proximity to the government’s investigation was hardly a secret. In any event,
the fact that the public in this case learned of the FBI’s investigation of the Opponent because of
Plaintiff’s disclosures does not materially distinguish this case from CREW. Once an investigation
of a sitting Congressman accused of misusing his office emerges into the public realm, the citizens,
particularly his constituents, acquire a substantial interest in learning how federal law enforcement
handled the investigation, especially if no prosecution results. See Reporters Comm., 489 U.S. at766 n.18 (“[M]atters of substantive law enforcement policy . . . are properly the subject of public
concern.”); CREW, 746 F.3d at 1093 (“[D]isclosure of the requested records would likely reveal a
great deal about law enforcement policy.”).3 The Member’s acknowledgement of an investigation,
as in CREW, might diminish that person’s privacy interests, but it does not lessen the public’s
interest in disclosure.
2. Blackwell v. FBI does not compel a different outcome
The FBI also urges reconsideration because it contends that this case is closer to Blackwell
v. FBI, 646 F.3d 37 (D.C. Cir. 2012), than CREW. Mot. for Recons. at 10. The court disagrees.
3
To the extent that the FBI argues that the only valid public interest in the disclosure of information about law
enforcement activities is to show government misconduct, see Mot. for Recons. at 7, CREW plainly holds otherwise.
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In Blackwell, the FOIA requester sought documents concerning his criminal conviction for
insider trading, including information concerning various witnesses. Id. at 39. The FBI produced
some records but withheld and redacted others, invoking Exemption 7(C). The Court of Appeals
held that the FBI’s invocation of the exemption was proper because the FOIA requester had not
shown government misconduct sufficient to overcome Exemption 7(C)’s protection for personal
privacy interests. Id. at 41. The court also rejected the FOIA requester’s contention, similar to
that which Plaintiff made here, that the FBI’s search was inadequate because it did not “search its
databases using the names of the individuals he had specifically mentioned in his request.” Id. at
42. The court held that, “[b]ecause a search for records ‘pertaining to’ specific individuals . . .
would have added only information that we have concluded is protected by Exemption 7(C), it
follows that the FBI was correct in declining to search for such documents.” Id.
This court previously distinguished Blackwell in its Memorandum Opinion, see Mem. Op.
at *10, but explains the distinction in greater detail here. First, unlike in Blackwell, Plaintiff’s
FOIA request did not seek information “pertaining to” third parties. Rather, it sought records
relating to the FBI’s investigation of the Opponent and the Intermediaries and asked the FBI to
search for such records using their names. See Hardy Decl., Ex. A. Thus, unlike the request in
Blackwell, Plaintiff’s request sought information about the named individuals only to the extent
that the information related to the investigation—it did not seek all information “pertaining to”
those individuals.
Second, unlike in Blackwell, this court cannot conclude that a search using Plaintiff’s
specified third-party names would produce only information protected by Exemption 7(C). The
records that the FBI disclosed to Plaintiff, which included redacted FD-302s, transcripts of
recordings, and other investigative memoranda, are illustrative. They show how the FBI’s
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investigation began, the steps the agency took to develop evidence, and why it abruptly concluded
the investigation without prosecution. See generally Hardy Decl., Ex. K. Such information is not
subject to withholding under Exemption 7(C) merely because it references third parties or relates
to their activities. See CREW, 746 F.3d at 1093 (“Disclosure of the FD-302s and investigative
materials could shed light on how the FBI and the DOJ handle the investigation and prosecution
of crimes that undermine the very foundation of our government.”). Here, it is not hard to imagine
that a search using the Opponent’s and the Intermediaries’ names could produce additional
responsive, non-duplicative records about the investigation, similar to the records the FBI already
disclosed. Such records, unlike in Blackwell, would not be protected from disclosure in their
entirety under Exemption 7(C). Thus, Blackwell does not compel a different outcome.
3. Other District Court cases do not warrant a different result
The FBI also cites a trio of cases for the proposition that “several Courts in this District
have upheld similar agency decisions not to search third party records absent a waiver or proof of
death.” Mot. for Recons. at 9-10 (citing Boyd v. EOUSA, 87 F. Supp. 3d 58 (D.D.C. 2015); Black
v. DOJ, 69 F. Supp. 3d 26 (D.D.C. 2014), aff’d No. 14-5256, 2015 WL 6128830 (D.C. Cir. Oct.
6, 2015); Marcusse v. OIP, 959 F. Supp. 2d 119 (D.D.C. 2013)). None of those cases, however,
involved a public corruption investigation. And, in each of those cases, unlike here, the asserted
public interest was to expose alleged wrongdoing by government officials, which, in each case,
the court found was either too speculative or unsubstantiated. Boyd, 87 F. Supp. 3d at 73-74;
Black, 69 F. Supp. 3d at 38; Marcusse, 959 F. Supp. 2d at 129. Here, on the other hand, the
asserted public interest, as in CREW, was to enable citizens to learn “‘what their government is up
to.’” 746 F.3d at 1093 (quoting Reporters Comm., 489 U.S. at 773). And, the public interest in
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this case, as in CREW, was sufficiently significant that the FBI could not categorically refuse to
search for records by invoking Exemption 7(C).
To be clear, there is no tension between the court’s decisions that the FBI’s categorical
refusal to search the CRS database for the individuals’ names was improper under Exemption 7(C),
Mem. Op. at *9-10, and yet the FBI’s withholding of third-party names was proper under that same
exemption, id. at *4-6. As discussed, CREW held that, when the private-public balancing does not
characteristically tip in favor of non-disclosure, a law enforcement agency cannot invoke
Exemption 7(C) to categorically refuse to search for responsive records. It must conduct a search
in such circumstances. CREW, 746 F.3d at 1094-96.
At the same time, however, CREW recognized that, an agency’s collection of potentially
responsive information does not lead to automatic disclosure; such information still may be
withheld under Exemption 7(C). See id. at 1096 (“We do not hold that the requested information
is not exempt under Exemption 7(C)). . . . it is likely that some of the requested information
ultimately will be exempt from disclosure. . . . For instance, the names and identifying information
of third parties contained in investigative files are presumptively exempt.” (citations omitted)).
The court struck that very balance in this case. It concluded that the FBI’s categorical refusal to
search for the names was not permitted, but at the same time, held that the FBI’s withholding of
the names of third parties was proper under Exemption 7(C). Thus, there is no conflict between
those two rulings.
It bears repeating what the court said in its Memorandum Opinion: any records generated
from a search of the CRS using the Opponent’s or the Intermediaries’ names need not necessarily
be disclosed. Mem. Op. at *10 (“None of this is to say that the documents that such a search
generates, if any, must be produced in their entirety.”). The FBI still may withhold records or
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excerpts of records under Exemption 7(C) because “‘the names and identifying information of
third parties contained in investigative files are presumptively exempt.’” Id. (quoting CREW, 746
F.3d at 1096). Law enforcement “techniques, procedures,” or “guidelines” may be withheld under
Exemption 7(E). Indeed, in its Memorandum Opinion the court affirmed redactions made pursuant
to both Exemptions 7(C) and 7(E). Id. at *4-*7. Other exemptions might be applicable, as well.
The court also ruled that duplicative records need not be produced. Id. at *8. The court held only
that the FBI’s categorical refusal to search for the names provided by Plaintiff was improper. The
applicability of FOIA exemptions to any additional responsive information is a question left for
another day.
B. Search of the ELSUR Database
The FBI also purports to seek reconsideration of the court’s ruling that its search was
inadequate because it did not look for telephonic recordings in the ELSUR database. Mot. for
Recons. at 1. But other than mentioning that ruling in the introductory paragraph of its motion,
the FBI does not offer any argument as to why the court should revisit its decision. The court
therefore denies the FBI’s motion as to the ELSUR search.
IV. CONCLUSION AND ORDER
For the foregoing reasons, the FBI’s Motion for Reconsideration is denied. On or before
February 7, 2016, the parties shall file a joint status report (1) detailing the FBI’s compliance with
the Memorandum Opinion and Order and (2) stating their respective views on whether further
litigation is expected in this matter.
Amit P. Mehta
Date: January 8, 2016 United States District Judge
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