Jenson v. U.S. Office of Personnel Management , 828 F. Supp. 2d 174 ( 2011 )

UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF COLUMBIA
)
TRACY JENSON, )
)
Plaintiff, )
)
v. ) Civil Action Nos.
) 10-1071, 11-999, 11-1180 (ABJ)
MICHAEL P. HUERTA, et al., )
)
Defendants. )
)
MEMORANDUM OPINION
I. Introduction
Plaintiff Tracy Jenson has filed three cases in this Court arising out of a pay dispute
during his former employment as an air traffic controller: Civil Action Nos. 10-1071, 11-999,
and 11-1180, which have been consolidated. Plaintiff has already litigated a separate case
arising out of the same facts against the United States, which was finally adjudicated on the
merits by the U.S. Court of Appeals for the Federal Circuit. The claims raised in these
consolidated cases, which are made against federal defendants, are barred by the doctrine of
claim preclusion, part of the doctrine of res judicata. These consolidated cases will therefore be
dismissed for failure to state a claim on which relief can be granted.
II. Background
On June 25, 2010, plaintiff filed Civil Action No. 10-1071 against the Administrator of
the Federal Aviation Administration (FAA) and the Assistant Administrator for Human
Resources Management of the FAA. Compl. at 1, No. 11-cv-1071, ECF No. 1 [hereinafter 1st
Compl.].1 In that case, plaintiff alleges that during the time he served as a controller, the FAA
planned to privatize certain air traffic control towers. As part of that plan, plaintiff was to have
been promoted within the General Schedule (GS) pay system. A court decision temporarily
halted the implementation of the privatization plan. During that halt, the FAA and the National
Air Traffic Controllers Association (NATCA) entered into a collective bargaining agreement that
established a new compensation scheme for air traffic controllers: the Air Traffic Controller
(ATC) system. As a result of the halt, plaintiff was not promoted within the GS pay system as
originally scheduled, and when he did eventually transfer into the ATC pay system, he did so
from the lower GS grade. Thus, plaintiff alleges that he received a lower salary within the ATC
system than he should have received. See 1st Compl.; Brodowy v. United States, 482 F.3d 1370,
1372–74 (Fed. Cir. 2007). Defendants have moved to dismiss this first case under Federal Rule
of Civil Procedure 12(b)(1), (2), and (6). Def.’s Mot. to Dismiss Compl. at 1, No. 10-cv-1071,
ECF No. 14 [hereinafter Mot.].
On May 31, 2011, plaintiff filed Civil Action No. 10-999 against several human
resources officials, personnel, and attorneys of the FAA. Compl. at 5, No. 11-cv-999, ECF No. 1
[hereinafter 2d Compl.].2 In that case, plaintiff repeats his allegations, this time against other
FAA employees, who he claims are “failing to inform the FAA Administrator that the [collective
bargaining] agreement” that allegedly contributed to his pay problem “is a premature application
of a pay rule” and “is discriminatory, and that employees cannot change pay systems at the same
1
Plaintiff identified the Administrator as Randolph R. Babbitt and the Assistant
Administrator as Ventris C. Gibson. 1st Compl. at 1. The Court has earlier recognized the
misnomer of J. Randolph Babbitt and the automatic substitution of Acting Administrator
Michael P. Huerta for Administrator Babbitt and Acting Assistant Administrator Tina Amereihn
for Assistant Administrator Gibson. See Mem. Op. and Order at 2 n.1, No. 10-cv-1071, ECF No.
26.
2
Plaintiff also sued Paul Rinaldi, the current president of the NATCA. 2d Compl. at 5.
All claims against Mr. Rinaldi have been dismissed for lack of subject-matter jurisdiction. See
Mem. Op. and Order, No. 11-cv-999, ECF No. 4.
2
time as moving to a higher-level facility, which are two separate personnel actions.” Id. This
second case has not been served on defendants.
On June 28, 2011, plaintiff filed Civil Action No. 11-1180 against the U.S. Office of
Personnel Management (OPM). Compl. at 1, No. 11-cv-1180, ECF No. 1 [hereinafter 3d
Compl.]. In that case, he again repeats his allegations, this time against the U.S. Office of
Personnel Management, which he claims is “refusing to investigate and issue a directive to the
FAA to pay the delayed controllers the same pay raises they would have received if they had
moved as scheduled, and rehire any” controllers “who resigned due to being illegally put at the
bottom of the pay band.” Id. at 2–3. This third case also has not been served on defendants.
The Court has consolidated these three cases. Mem. Op. and Order, No. 10-cv-1071, ECF No.
26.
III. Legal Standard3
In evaluating a motion to dismiss under Rule 12(b)(6), the Court must “treat the
complaint’s factual allegations as true . . . and must grant plaintiff ‘the benefit of all inferences
that can be derived from the facts alleged.’” Sparrow v. United Air Lines, Inc., 216 F.3d 1111,
1113 (D.C. Cir. 2000) (quoting Schuler v. United States, 617 F.2d 605, 608 (D.C. Cir. 1979))
(citations omitted). “To survive a [Rule 12(b)(6)] motion to dismiss, a complaint must contain
sufficient factual matter, accepted as true, to state a claim to relief that is plausible on its face.”
Ashcroft v. Iqbal, 129 S. Ct. 1937, 1949 (2009) (internal quotation marks omitted); see also Bell
Atl. Corp. v. Twombly, 550 U.S. 544, 570 (2007). In Iqbal, the Supreme Court reiterated the two
principles underlying its decision in Twombly: “First, the tenet that a court must accept as true all
of the allegations contained in a complaint is inapplicable to legal conclusions.” 129 S. Ct. at
3
Because the Court will grant defendants’ motion under Rule 12(b)(6) and will sua
sponte dismiss plaintiff’s other cases for failure to state a claim, the Court will only discuss the
legal standard applicable to failure to state a claim.
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1949. “Second, only a complaint that states a plausible claim for relief survives a motion to
dismiss.” Id. at 1950.
A claim is facially plausible when the pleaded factual content “allows the court to draw
the reasonable inference that the defendant is liable for the misconduct alleged.” Id. at 1949.
“The plausibility standard is not akin to a ‘probability requirement,’ but it asks for more than a
sheer possibility that a defendant has acted unlawfully.” Id. “[W]here the well-pleaded facts do
not permit the court to infer more than the mere possibility of misconduct, the complaint has
alleged—but it has not ‘show[n]’—‘that the pleader is entitled to relief.’” Id. at 1950(quoting Fed. R. Civ. P. 8(a)(2)). A pleading must offer more than “labels and conclusions” or a
“formulaic recitation of the elements of a cause of action,” id. at 1949 (quoting Twombly, 550
U.S. at 555), and “[t]hreadbare recitals of the elements of a cause of action, supported by mere
conclusory statements, do not suffice,” id. And while a “pro se complaint . . . must be held to
less stringent standards than formal pleadings drafted by lawyers[,] . . . even a pro se complaint
must plead factual matter that permits the court to infer more than the mere possibility of
misconduct.” Atherton v. D.C. Office of the Mayor, 567 F.3d 672, 681–82 (D.C. Cir. 2009)
(internal quotation marks and citations omitted).
In ruling upon a motion to dismiss, a court may ordinarily consider only “the facts
alleged in the complaint, documents attached as exhibits or incorporated by reference in the
complaint, and matters about which the Court may take judicial notice.” Gustave–Schmidt v.
Chao, 226 F. Supp. 2d 191, 196 (D.D.C. 2002) (citations omitted). In construing pro se filings
liberally, and absent any indication of prejudice to the defendant, the court should read “all of the
plaintiff’s filings together.” Richardson v. United States, 193 F.3d 545, 548 (D.C. Cir. 1999).
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IV. Analysis
A. Res Judicata Prevents Repetitious Litigation.
“The doctrine of res judicata prevents repetitious litigation involving the same causes of
action or the same issues.” I.A.M. Nat’l Pension Fund, Benefit Plan A v. Indus. Gear Mfg. Co.,
723 F.2d 944, 946 (D.C. Cir. 1983). “Whether two cases implicate the same cause of action
turns on whether they share the same ‘nucleus of facts.’” Drake v. FAA, 291 F.3d 59, 66 (D.C.
Cir. 2002) (quoting Page v. United States, 729 F.2d 818, 820 (D.C. Cir. 1984)). To determine
whether two cases share the same nucleus of facts, courts consider “whether the facts are related
in time, space, origin, or motivation[;] whether they form a convenient trial unit[;] and whether
their treatment as a unit conforms to the parties’ expectations.” Stanton v. D.C. Court of
Appeals, 127 F.3d 72, 78 (D.C. Cir. 1997). The doctrine has two components: claim preclusion
and issue preclusion. Taylor v. Sturgell, 553 U.S. 880, 892 (2008). These consolidated cases are
governed by the doctrine of claim preclusion.
“Under claim preclusion, ‘a final judgment on the merits of an action precludes the
parties or their privies from relitigating issues that were or could have been raised in that
action.’” Sheppard v. District of Columbia, 791 F. Supp. 2d 1, 4–5 (D.D.C. 2011) (quoting
Drake, 291 F.3d at 66). “A judgment on the merits is one that ‘reaches and determines the real
or substantial grounds of action or defense as distinguished from matters of practice, procedure,
jurisdiction[,] or form.’” Id. at 7 (quoting Saylor v. Lindsley, 391 F.2d 965, 968 (2d Cir. 1968))
(citing Nwachukwu v. Karl, 222 F.R.D. 208, 212 (D.D.C. 2004) (noting the judicial goal of
“deciding cases on their merits, as opposed to procedural mishaps dictating the outcome”)).
Thus, a decision on a motion to dismiss under Rule “12(b)(6) presents a ruling on the merits with
res judicata effect.” Haase v. Sessions, 835 F.2d 902, 906 (D.C. Cir. 1987). “A privy is one so
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identified in interest with a party to the former litigation that he or she [or it] represents precisely
the same legal right in respect to the subject matter of the case”—in other words, a person who
or entity that is in privity with the party. Hafezi v. Construction & Dev., Inc., No. 04-cv-2198,
2006 WL 1000339, at *6 (D.D.C. Apt. 14, 2006) (internal quotation marks omitted).
“Res judicata may be raised in a Rule 12(b)(6) motion to dismiss for failure to state a
claim when the defense appears on the face of the complaint and any materials of which the
court may take judicial notice.” Sheppard, 791 F. Supp. 2d at 5 n.3. “The court may take
judicial notice of public records from other court proceedings.” Lewis v. Drug Enforcement
Admin., 777 F. Supp. 2d 151, 159 (D.D.C. 2011) (citing Covad Commc’ns Co. v. Bell Atl. Corp.,
407 F.3d 1220, 1222 (D.C. Cir. 2005)). Res judicata may also be raised sua sponte “because of
the policy interest in avoiding ‘unnecessary judicial waste.’” Walker v. Seldman, 471 F. Supp.
2d 106, 114 n.12 (D.D.C. 2007) (quoting Arizona v. California, 530 U.S. 392, 412 (2000)).
B. Brodowy v. United States Has Claim-Preclusive Effect.
The case with claim-preclusive effect here, of which the Court takes judicial notice, is
Brodowy v. United States, 482 F.3d 1370 (Fed. Cir. 2007). The Court of Federal Claims
dismissed the Brodowy suit for lack of subject-matter jurisdiction. The U.S. Court of Appeals
for the Federal Circuit disagreed with that holding, but it affirmed the dismissal on the grounds
that the plaintiffs had failed to state a claim upon which relief could be granted. Id. at 1371. At
the outset, the Court explained the privatization plan, the halting of the implementation of that
plan, and the imposition of the ATC system in detail:
The FAA classified control towers by the complexity and volume of their air
traffic, ranging from Level 1 (least traffic) to Level 5 (most traffic). All
controllers were compensated under the General Schedule (“GS”) system . . . .
Beginning in 1994, the FAA began to implement a plan to privatize all Level 1
facilities. It offered controllers in those towers the option to transfer to a higher
level facility or to retire or resign from federal service. . . .
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In March 1998, however, the United States District Court for the Northern
District of Ohio ruled that the FAA had failed to conduct the required procedural
analysis before initiating the privatization program. The effect of the court’s
ruling was to temporarily halt the implementation of the privatization plan.
During the period that the privatization plan was halted, the FAA and the
NATCA entered into a collective bargaining agreement that established a new
compensation scheme for air traffic controllers. The new scheme was referred to
as the Air Traffic Controller (“ATC”) system.
The ATC system created a set of “Pay and Reclassification Rules” to
replace the grades and steps of the GS system. Under the new scheme, controllers
were assigned an ATC level and pay band (akin to GS grade and step levels). The
collective bargaining agreement also contained a conversion rule (“Rule 35”) for
transferring air traffic controllers at Level 2 through Level 5 facilities from the GS
system to the ATC system. It provided a formula for determining a controller’s
ATC level and pay band, which was based solely on the controller’s prior GS
grade and step. However, Rule 35 did not call for controllers at Level 1 facilities
to be transferred into the ATC system, as those towers were still slated for
privatization. . . .
The ATC pay scheme took effect in October 1998. . . .
. . . [A]ir traffic controllers who transferred to higher level towers prior to
October 1998 were promoted to higher pay grades to correspond to the higher
level of their new jobs within the GS system. Those air traffic controllers
transferred within the GS system; because their transfer to a higher level facility
was accompanied by a grade increase under the GS system, they were entitled
under 5 U.S.C. § 5334(b) to be paid at a step level within the higher grade that
was two steps above the level at which they were being paid in the lower rated
facility. [The air traffic controllers who] transferred from the Level 1 facilities
after October 1998 … transferred from the GS system directly into the ATC pay
system. They therefore did not receive the benefit of the statutory two-step
increase that they would have received if they had been transferred at a time when
the GS system was still in effect for the facilities to which they transferred. As a
result, [those controllers] were assigned a lower ATC level and pay band than
similarly situated controllers who transferred from Level 1 facilities before the
ATC system took effect.
Id. at 1372–73 (citations and footnotes omitted). The Court then determined that 5 U.S.C.
§ 5334(b), which “ensure[s] that all employees who are promoted to a higher GS grade receive
an increase in pay, not a reduction,” only applies to promotions within the GS system. Brodowy,
482 F.3d at 1374. Because the plaintiffs in Brodowy were controllers who were promoted
directly from the GS system to the ATC system, with no intermediate promotion within the GS
system, § 5334(b) was deemed to be inapplicable. Id.
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Both Brodowy and these consolidated cases case clearly arise out of the same pay
dispute. Plaintiff Jenson was a plaintiff in Brodowy, and the federal defendants in these
consolidated cases are in privity with the United States—the defendant in Brodowy. See Estevez
v. Nabers, 219 F.2d 321, 323 (5th Cir. 1955) (“[T]he government, its officers, and its agencies
are regarded as being in privity for [claim-preclusive] purposes.” (citing Di Silvestro v. Gray,
194 F.2d 355 (D.C. Cir. 1952))); Tunica-Biloxi Tribe of La. v. United States, 577 F. Supp. 2d
382, 416 (D.D.C. 2008) (“‘Litigation involving the government is generally binding with respect
to governmental officials who are sued in their official capacities in later actions.’” (quoting
Headley v. Bacon, 828 F.2d 1272, 1279 (8th Cir. 1987)). The Federal Circuit’s decision was
final and made on the merits. Thus, Brodowy has claim-preclusive effect in these cases, and the
claims raised therein, all of which stem from the air traffic controllers’ pay dispute, are barred, as
discussed more fully below.
C. Civil Action No. 10-1071 Is Barred by Claim Preclusion and Will Be
Dismissed.
In Civil Action No. 10-1071, plaintiff urges the Court to distinguish between the
“primary injustice” of not receiving pay raises during the “14 month delay” in the
implementation of the privatization plan and the “secondary injustice” of not receiving pay raises
at the end of that delay, once he was transferred directly into the ATC program. Compl. at 3–4;
Resp. to Def.’s Mot. to Dismiss at 1–2, No. 10-cv-1071, ECF No. 16 [hereinafter Opp’n]; see
also Resp. to Def.’s Mot. to Vacate the Order Granting Pl. in Forma Pauperis Status at 2–3, No.
10-cv-1071, ECF No. 7; Resp. to “Mot. to Stay Proceedings” at 1–2, No. 10-cv-1071, ECF No.
8. He contends that only the secondary injustice was previously litigated and that the primary
injustice has only been recently and “inadvertently discovered by FOIA request.” Compl. at 3;
see Opp’n at 18 (claim concerning the secondary injustice “has not been previously litigated, as
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no previous case has concerned failure to give retroactive pay raises for during [sic] the 14
month delay”). Defendants argue that plaintiff has posited a distinction without a difference.
Mot. at 9. But the Court need not decide whether there is a meaningful distinction between the
two aspects of plaintiff’s claim because plaintiff is precluded from bringing any claim that could
have been brought in Brodowy, even if the claim was not actually litigated in that suit. See
Drake, 291 F.3d at 66 (noting that claim preclusion bars all claims that “could have been raised”
in the prior action having preclusive effect).
Plaintiff informs the Court that the evidence that supports his claim—employment
records known as SF-50s for three of his former coworkers—“has just been discovered.” Opp’n
at 28. If he is alleging that newly discovered evidence should overcome the claim-preclusive
effect of Brodowy, that argument is unavailing. “[N]ewly discovered evidence normally does
not prevent the application of res judicata,” unless the evidence was “either fraudulently
concealed or . . . could not have been discovered with due diligence.” Guerrero v. Katzen, 774
F.2d 506, 508 (D.C. Cir. 1985) (citations and internal quotation marks omitted).
Here, plaintiff does not supply any facts that would demonstrate that the material was
deliberately concealed, and he has not made a showing that the evidence could not have been
discovered by a diligent search. Instead, as defendants put it, plaintiff only discovered the
material recently “because he only asked for it recently.” Mot. at 10. Plaintiff responds that he
“was not aware of, nor could he be expected to suspect, that” he could have acquired the records,
“due to privacy laws.” Opp’n at 31. He claims that he was only recently “told about this
ability,” id., but he does not assert that he was misled before that, or that anyone had a duty to
inform him of the availability of the records at an earlier time. And the fact that plaintiff was
9
successful in obtaining the material once he propounded a FOIA request shows that the material
could have been discovered if it had been sought at an earlier time.
Plaintiff also contends that Brodowy was wrongly decided, and that the Court of Federal
Claims misunderstood the plaintiffs’ complaint and arguments in that case. Opp’n at 10, 24, 28.
But this Court has no authority to second-guess the decision of the Federal Circuit, and plaintiff’s
implied suggestion that the Court should revisit that decision contravenes the principles of
efficiency, fairness, and finality that underlie the doctrines of res judicata and claim preclusion.
The Court will therefore grant defendants’ motion and dismiss this case for failure to state a
claim upon which relief can be granted.
D. Civil Action No. 11-999 Is Barred by Claim Preclusion and Will Be
Dismissed.
In Civil Action No. 11-999, plaintiff claims that various FAA employees are “failing to
inform the FAA Administrator that the [collective bargaining] agreement” that allegedly
contributed to his pay problem “is a premature application of a pay rule” and “is discriminatory,
and that employees cannot change pay systems at the same time as moving to a higher-level
facility, which are two separate personnel actions.” 2d Compl. at 5. This second case plainly
arises out of the same pay dispute as Brodowy: in Brodowy, plaintiff complained of the pay
problem itself, and in this second case, plaintiff has complains that various FAA employees are
not fixing the pay problem because there failing to inform their boss of various details about that
problem. Although this alleged failure-to-inform claim was not litigated in Brodowy, plaintiff
could have litigated it in that case, which he filed against the United States and in which he
should have pled all claims he had against federal governmental defendants arising out of the pay
dispute. The Court will therefore sua sponte dismiss this second case for failure to state a claim
upon which relief can be granted.
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E. Civil Action No. 11-1180 Is Barred by Claim Preclusion and Will Be
Dismissed.
In Civil Action No. 11-1180, plaintiff claims that OPM is “refusing to investigate and
issue a directive to the FAA to pay the delayed controllers the same pay raises they would have
received if they had moved as scheduled, and rehire any” controllers “who resigned due to being
illegally put at the bottom of the pay band.” 3d Compl. at 2–3. This third case plainly arises out
of the same pay dispute as Brodowy: in Brodowy, plaintiff complained of the pay problem itself,
and in this third case, plaintiff complains that OPM is not fixing the problem by failing to
investigate it. Although this alleged failure-to-investigate claim was not litigated in Brodowy,
plaintiff could have litigated it in that case, which he filed against the United States and in which
he should have pled all claims he had against federal governmental defendants arising out of the
pay dispute. The Court will therefore sua sponte dismiss this third case for failure to state a
claim upon which relief can be granted.
V. Conclusion
For the reasons discussed above, plaintiff’s three lawsuits are barred by the doctrine of
claim preclusion and will be dismissed for failure to state a claim upon which relief can be
granted. A separate Order consistent with this Memorandum Opinion will issue.
DATE: December 12, 2011 /s/
AMY BERMAN JACKSON
United States District Judge
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