I.A. v. Barr ( 2020 )

UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF COLUMBIA
CAPITAL AREA IMMIGRANTS’ RIGHTS
COALITION et al.,
Plaintiffs,
Civil Action No. 19-2117 (TJK)
v.
DONALD J. TRUMP et al.,
Defendants.
I.A. et al.,
Plaintiffs,
v. Civil Action No. 19-2530 (TJK)
WILLIAM P. BARR et al.,
Defendants.
MEMORANDUM OPINION
Plaintiffs in these related cases are immigrant-services organizations and individual
asylum applicants. They challenge an interim final rule that significantly changes the United
States’ asylum procedures. The rule categorically disqualifies aliens arriving at the southern
border from receiving asylum unless they have already unsuccessfully sought similar protection
in another country on their way here. Plaintiffs allege that the rule is unlawful for several
reasons, including that it is contrary to the Immigration and Nationality Act and the Trafficking
Victims Protection Reauthorization Act, is arbitrary and capricious, and was issued without
notice-and-comment procedures required under the Administrative Procedure Act (APA).
Plaintiffs in the first-filed case, CAIR, also allege that the rule violates asylum applicants’ Fifth
Amendment due process rights. Defendants argue that this case is largely not justiciable, in part
because the organizations lack standing, which deprives the Court of subject-matter jurisdiction
over their claims.
Plaintiffs in CAIR moved for a temporary restraining order when they filed their
complaint. At that time, Plaintiffs in that case included only nonprofit immigrant-services
organizations. The Court denied their motion because they had not shown that, absent
preliminary relief, they would suffer irreparable harm just because the rule would make it harder
to serve asylum seekers. Those organizations then amended their complaint to add individual
asylum applicants as plaintiffs and moved for a preliminary injunction. At about the same time,
Plaintiffs in I.A.—a similar immigrant-services organization and individual asylum applicants as
well—filed their suit and also moved for a preliminary injunction. After the Court consolidated
the cases, all the parties jointly asked the Court to convert the motions for preliminary relief and
the related briefing into cross-motions for summary judgment.
The Court holds that it has subject-matter jurisdiction over the claims brought by at least
one organizational Plaintiff in each case. It also holds that Defendants unlawfully promulgated
the rule without complying with the APA’s notice-and-comment requirements, because neither
the “good cause” nor the “foreign affairs function” exceptions are satisfied on the record here.
The Court thus need not reach Plaintiffs’ other claims concerning the validity of the rule. The
Court will grant Plaintiffs’ motions for summary judgment, deny Defendants’ cross-motions, and
vacate the rule.
2
Background
A. The Immigration and Nationality Act
The Immigration and Nationality Act (INA), 8 U.S.C. § 1101 et seq., governs much of
the United States’ immigration system. Two portions of it are relevant to this case: the standards
applied to asylum applications, and the procedures for expedited removal.
1. Asylum
“Asylum is a form of discretionary relief that allows an otherwise removable alien who
qualifies as a refugee to remain in the United States.” O.A. v. Trump, 404 F. Supp. 3d 109, 118
(D.D.C. 2019). Asylum provides individuals who qualify several distinct benefits: a path to
citizenship, eligibility for certain government benefits, and the chance for family members to
receive asylum as well. Asylum Eligibility and Procedural Modifications, 84 Fed. Reg. 33,829,
33,832 (July 16, 2019). There are other forms of relief granting removable aliens the right to
stay in this country on humanitarian grounds, but none confer those same advantages. Id.
Under the INA, any person physically in the United States may apply for asylum.
8 U.S.C. § 1158(a)(1). A person may file that application while she is in removal proceedings or
independently. See id. §§ 8 U.S.C. 1225(b)(1)(A)(i), 1229a(c)(4). The former is sometimes
called a defensive application and the latter an affirmative application. O.A., 404 F. Supp. 3d at
121. Some persons are categorically ineligible for asylum, and several such categories are
defined by statute in the INA. See 8 U.S.C. § 1158(b)(2)(A). For example, an alien is ineligible
if she committed certain crimes, is a danger to the community, or was firmly resettled in another
country before arrival in the United States.1 Id. Assuming an applicant is not ineligible for some
1
Additionally, as discussed below, the INA allows the Attorney General to create additional
categories of ineligibility. 8 U.S.C. § 1158(b)(2)(C).
3
reason, under the INA, asylum may be granted only to an applicant physically present in the
United States who is a “refugee,” i.e., someone with “a well-founded fear of persecution on
account of race, religion, nationality, membership in a particular social group, or political
opinion.” Id. § 1158(a)(1), (b)(1)(A); id. § 1101(a)(42)(A).
After a person applies for asylum, she receives an interview with an asylum officer. Id.
§ 1225(b)(1)(A)(ii), (B). That officer determines whether the person is eligible for asylum—that
is, first, whether she is categorically ineligible and, if not, second, whether she may be a refugee.
Id. § 1158(b)(1)(A), (B)(i). The latter determination involves deciding whether the applicant has
a “credible fear of persecution,” which exists when “there is a significant possibility” that a
person is a refugee. Id. § 1225(b)(1)(B)(v).2 If after interviewing the applicant the officer
determines that she has a credible fear of persecution, the applicant may be granted asylum in a
subsequent proceeding if an immigration judge finds that she is a “refugee” under the statute. Id.
§ 1158(b)(1); 8 C.F.R. § 208.30(f). On the other hand, if the applicant is either ineligible or does
not show a credible fear, the asylum officer enters a “negative credible fear determination.” See
8 C.F.R. § 208.30(g)(1). The applicant may appeal that determination to an immigration judge.
Id. § 208.30(g)(2); see also 84 Fed. Reg. at 33,837–38. But as described below, if the
immigration judge agrees with the asylum officer, the applicant is issued a final order of
removal. 8 C.F.R. § 1208.30(g)(2)(iv)(A).
2
The Supreme Court has explained that an individual can qualify for asylum if she demonstrates
a ten percent likelihood that she will be persecuted on the basis of race, religion, nationality,
social group, or political opinion. INS v. Cardoza-Fonseca, 480 U.S. 421, 430–32, 439–40
(1987); see also O.A. v. Trump, 404 F. Supp. 3d 109, 120 n.3 (D.D.C. 2019). Thus, at the initial
interview stage, an asylum applicant “need only show a ‘significant possibility’ of a one in ten
chance of persecution, i.e., a fraction of ten percent.” Grace v. Whitaker, 344 F. Supp. 3d 96,
127 (D.D.C. 2018) (citation omitted).
4
An applicant found ineligible for asylum may pursue other, more difficult avenues to
avoid removal from the United States. First, she may seek withholding of removal under Section
241(b)(3) of the INA. See 8 U.S.C. § 1231(b)(3); 84 Fed. Reg. at 33,834. Doing so, however,
requires her to prove to an immigration judge that “it is more likely than not” that she would be
persecuted on a protected ground. 8 C.F.R. § 1208.16(b)(2). Second, she may seek protection
under the regulations implementing Article 3 the Convention Against Torture and Other Cruel,
Inhuman or Degrading Treatment or Punishment (CAT). See Foreign Affairs Reform and
Restructuring Act of 1998, Pub. L. No. 105–277, § 2242(b), 112 Stat. 2681; 84 Fed. Reg. at
33,834. But doing so requires her to show that “it is more likely than not that he or she would be
tortured if removed to the proposed country of removal.” 8 C.F.R. § 1208.16(c)(2).
As a result, these alternative paths ultimately require “a more substantial showing” than
the standard in asylum cases. O.A., 404 F. Supp. 3d at 120. And on either path, an immigration
officer performing an initial screening interview must use a more demanding standard than in
asylum cases—whether the alien has “a reasonable fear of persecution or torture,” 8 C.F.R.
§ 208.30(e)(5)—which is satisfied only “if the alien establishes a reasonable possibility that he or
she would be persecuted” because of a protected ground, id. § 208.31(c). See also 84 Fed. Reg.
at 33,837 (explaining that the reasonable-fear screening standard is more demanding than the
credible-fear standard applicable in asylum cases). Moreover, relief under either of these paths
“does not preclude the government from removing the alien to a third country where the alien
would not face persecution, does not establish a pathway to lawful permanent resident status and
citizenship, and does not afford derivative protection for the alien’s family members.” O.A., 404
F. Supp. 3d at 120.
5
2. Expedited Removal
The INA sets up two types of removal proceedings: regular, under 8 U.S.C. § 1229a, and
expedited, under 8 U.S.C. § 1225. See Illegal Immigration Reform and Immigrant
Responsibility Act of 1996 (IIRIRA), Pub. L. No. 104-208, Div. C, 110 Stat. 3009-546. The
latter applies only to certain classes of individuals, including those who are screened out of the
process by asylum officers. Expedited removal proceeds very quickly. As noted above, if an
asylum officer enters a “negative credible fear determination” after interviewing an asylum
applicant, the applicant may appeal that determination to an immigration judge. 8 C.F.R.
§ 208.30(g); id. § 1208.30(g). But if the immigration judge agrees with the asylum officer, the
applicant is given a final order of removal. Id. § 1208.30(g)(2)(iv)(A). The entire process, by
statute, takes no more than seven days. 8 U.S.C. § 1225(b)(1)(B)(iii)(III).
Another feature of expedited removal is the limited availability of judicial review.
Congress in the IIRIRA significantly curtailed federal courts’ jurisdiction to review challenges to
an individual’s order of removal from expedited removal proceedings. See generally 8 U.S.C.
§ 1252. And the IIRIRA includes several “channeling rules” which consolidate before the courts
of appeals challenges that either seek review of a removal order or that involve questions arising
from a removal action or proceeding. Id. § 1252(a)(5), (b)(9); see also O.A., 404 F. Supp. 3d at
126–38.
B. The Rule
Last year, the Departments of Justice and Homeland Security (“Departments”) jointly
published an interim final rule entitled “Asylum Eligibility and Procedural Modifications,” 84
Fed. Reg. 33,829 (July 16, 2019) (“Rule”). As discussed above, the INA authorizes the Attorney
General to “by regulation establish additional limitations and conditions, consistent with this
section, under which an alien shall be ineligible for asylum.” 8 U.S.C. § 1158(b)(2)(C). Relying
6
on this provision, the Rule renders aliens seeking to enter the United States at its southern border
categorically ineligible for asylum unless they first applied for similar protection in a third
country they transited through (other than the country they fled) and were rejected there. 84 Fed.
Reg. at 33,835.3 The Rule does not limit an alien’s ability to seek withholding of removal under
either Section 241(b)(3) of the INA or the CAT. 84 Fed. Reg. at 33,834. But its categorical bar
on asylum eligibility applies to adults and unaccompanied minors alike. See 84 Fed. Reg. at
33,839 n.7.
When issuing the Rule, the Departments explained that it is intended to curb the strain on
the United States’ immigration system “by more efficiently identifying aliens who are misusing
the asylum system to enter and remain in the United States rather than legitimately seeking
urgent protection from persecution or torture.” Id. at 33,831. It also “aims to further the
humanitarian purposes of asylum.” Id. According to the Departments, the Rule will deter aliens
whose claims lack merit and will instead prioritize those who have no other options or have
experienced more extreme forms of human trafficking. Id. The Rule also seeks to combat
human smuggling by diminishing “the incentive for aliens without an urgent or genuine need for
asylum to cross the border.” Id. And the Departments add that the Rule “will better position the
United States as it engages in ongoing diplomatic negotiations with Mexico and the Northern
Triangle countries.” Id.
3
The Rule excludes: (1) an alien who, while in transit to the United States, applied for and was
denied protection for individuals fleeing persecution or torture; (2) an alien who is a “victim of a
severe form of human trafficking,” 8 C.F.R. § 214.11; or (3) an alien who transited only through
“a country or countries that were not parties to the 1951 Convention relating to the Status of
Refugees, the 1967 Protocol, or the CAT.” Asylum Eligibility and Procedural Modifications, 84
Fed. Reg. 33,829, 33,835 (July 16, 2019).
7
The Rule took effect the day it was published. Id. at 33,830. The Departments invoked
two exceptions to the APA’s usual requirements that regulations be published at least 30 days
before they take effect and that the public be offered the opportunity to comment, 5 U.S.C. § 553
(b)–(d). According to the Departments, dispensing with the notice-and-comment period was
“essential to avoid a surge of aliens who would have strong incentives to seek to cross the border
during pre-promulgation notice and comment or during the 30-day delay in the effective date.”
84 Fed. Reg. at 33,841. Separately, they claimed that the Rule “involves a ‘foreign affairs
function of the United States,’” id. (citation omitted), and therefore was exempt from notice-and-
comment procedures, 5 U.S.C. § 553(a)(1). All the same, the Departments invited interested
persons to submit comments that they represented would “be considered and addressed in the
process of drafting the final rule.” 84 Fed. Reg. at 33,830. To date, the Departments have not
promulgated a final rule.
C. Procedural History
Capital Area Immigrants’ Rights Coalition (CAIR) and the Refugee and Immigrant
Center for Education and Legal Services filed the first of these two actions, challenging the Rule
on the same day it took effect. Capital Area Immigrants’ Rights Coal. (CAIR) v. Trump, No. 19-
cv-2117, ECF No. 1 (D.D.C. July 16, 2019). They immediately moved for a temporary
restraining order. CAIR ECF No. 3. About a week later, the Court denied their motion. See
CAIR, 2019 WL 3436501, at *4 (D.D.C. July 24, 2019). As the Court explained, Plaintiffs at
that time, both of which were organizations, had failed to show that the Rule would irreparably
harm them. Id. at *1–3. The Court also emphasized that Plaintiffs were not individual asylum
seekers facing immediate removal. Id. at *2–3.
Later, Plaintiffs in CAIR filed an amended complaint adding as new plaintiffs nine
individuals and one additional organization. See CAIR ECF No. 37 (“CAIR Compl.”). The
8
individual Plaintiffs, proceeding under pseudonyms, see CAIR ECF No. 36, are women and
children who fled persecution and violence in Central America, Cuba, and Angola and transited
through Mexico without applying for asylum there before crossing the United States’ southern
border after the Rule took effect. CAIR Compl. ¶¶ 13–63. The organizational Plaintiffs remain
immigrant-services nonprofits that assist asylum seekers in the United States. Id. ¶¶ 64–66.
These Plaintiffs name as Defendants President Donald J. Trump, Attorney General William P.
Barr, Acting Secretary of Homeland Security Chad F. Wolf,4 and related government agencies
and leaders. Id. ¶¶ 67–79. About a month after the Rule was promulgated, the Tahirih Justice
Center (“Tahirih”), another immigrant-services organization, and another group of individual
asylum seekers brought a similar challenge to the Rule against most of the same defendants. I.A.
v. Barr, No. 19-cv-2530, ECF No. 1 (D.D.C. Aug. 21, 2019). The I.A. Plaintiffs later filed an
amended complaint adding more asylum seekers. See I.A. ECF No. 23 (“I.A. Compl.”).5
Plaintiffs in these cases bring mostly the same claims. They contend that the Rule
violates the APA because it contradicts the INA and the Trafficking Victims Protection
Reauthorization Act (TVPRA); is arbitrary and capricious for several reasons; and that the
Departments issued it without the required notice-and-comment procedures. CAIR Compl.
¶¶ 224–47, 256–63; I.A. Compl. ¶¶ 126–40. Plaintiffs in the CAIR suit also allege that the Rule
violates asylum seekers’ Fifth Amendment due process rights. CAIR Compl. ¶¶ 248–55.
4
Upon assuming office in November 2019, Chad Wolf was automatically substituted for Kevin
McAleenan under Federal Rule of Civil Procedure 25(d).
5
The individual Plaintiffs in both cases, in accompanying declarations filed under seal, represent
that they are fleeing threats of political persecution, severe violence, or death, and they state that
they would fear for their own safety and that of their families if their names were disclosed as a
result of their participation in this lawsuit. See CAIR ECF No. 36; I.A. ECF No. 26.
9
Plaintiffs in both cases moved for a preliminary injunction on the same day. CAIR ECF
No. 41; I.A. ECF No. 6. But after the Supreme Court stayed a nationwide injunction entered in
the Northern District of California, see Barr v. East Bay Sanctuary Covenant, 140 S. Ct. 3
(2019), the parties jointly requested that the Court convert their motions and the responsive
briefing into cross-motions for summary judgment. See CAIR ECF No. 50; see also Minute
Orders of Sept. 18, 2019.
D. East Bay Sanctuary Covenant Litigation
The same day the Rule was issued, another group of immigrant-services organizations
challenged the Rule in the Northern District of California. See Complaint, East Bay Sanctuary
Covenant v. Barr, No. 19-cv-4073-JST (N.D. Cal. July 16, 2019). 6 The plaintiffs in that case
moved the next day for a temporary restraining order, which the district court converted to a
motion for a preliminary injunction. East Bay Sanctuary Covenant v. Barr, 385 F. Supp. 3d 922,
935–36 (N.D. Cal. 2019). A week later, the district court in that case entered a nationwide
injunction barring the defendants from implementing the Rule. Id. at 960. The defendants
moved for a stay pending appeal, which the Ninth Circuit granted in part. East Bay Sanctuary
Covenant v. Barr, 934 F.3d 1026, 1028 (9th Cir. 2019). Specifically, the Ninth Circuit narrowed
the injunction’s scope to apply only within that circuit. Id. It also held that while it considered
the appeal, the district court retained jurisdiction “to further develop the record in support of a
preliminary injunction extending beyond the Ninth Circuit.” Id. at 1030–31. A few weeks later,
the district court restored the nationwide scope of the injunction. East Bay Sanctuary Covenant
6
The East Bay Sanctuary Covenant litigation challenging the Rule is separate from other
similarly named litigation challenging a different asylum-related rulemaking. See East Bay
Sanctuary Covenant v. Trump, 354 F. Supp. 3d 1094 (N.D. Cal. 2018) (challenging a regulation
issued by the Departments that, together with a presidential proclamation, effectively barred
asylum for any alien who did not enter the United States at a designated port of entry).
10
v. Barr, 391 F. Supp. 3d 974, 985 (N.D. Cal. 2019). The defendants then applied to the Supreme
Court for a stay of the district court’s injunction. See Barr v. East Bay Sanctuary Covenant, 140
S. Ct. 3 (2019). The Supreme Court granted the application and stayed the district court’s
injunction pending appeal. Id. The Ninth Circuit has since affirmed the district court’s
nationwide preliminary injunction. East Bay Sanctuary Covenant v. Trump, 950 F.3d 1242 (9th
Cir. 2020).
Legal Standard
Summary judgment is usually appropriate “if the pleadings, the discovery and disclosure
materials on file, and any affidavits [or declarations] show that there is no genuine issue as to any
material fact and that the movant is entitled to a judgment as matter of law.” Air Transp. Ass’n.
of Am. v. Nat’l Mediation Bd., 719 F. Supp. 2d 26, 31–32 (D.D.C. 2010) (alteration in original)
(citation omitted), aff’d, 663 F.3d 476 (D.C. Cir. 2011). In “a case involving review of a final
agency action under the Administrative Procedure Act, 5 U.S.C. § 706, however, the Court’s role
is limited to reviewing the administrative record, so the standard set forth in Rule 56[] does not
apply.” Id. at 32. In such cases, summary judgment “serves as the mechanism for deciding, as a
matter of law, whether the agency action is supported by the administrative record and otherwise
consistent with the APA standard of review.” Cottage Health Sys. v. Sebelius, 631 F. Supp. 2d
80, 90 (D.D.C. 2009).7
7
Plaintiffs argue—and Defendants contest—that the Court may consider evidence outside the
administrative record. See CAIR ECF No. 59 at 1–2; I.A. ECF No. 50 at 10; CAIR ECF No. 58;
I.A. ECF No. 48 (“Defs.’ Supp. Br.”). The Court need not decide this question because it finds
the Rule procedurally deficient based only on the information in the administrative record.
11
Analysis
As described above, Plaintiffs allege that the Rule is unlawful for several reasons, and
Defendants argue, as a threshold matter, that the Court lacks subject-matter jurisdiction over the
organizational Plaintiffs’ claims. First, as it must, the Court considers Defendants’ justiciability
arguments and concludes that at least one organizational Plaintiff in each case has standing, and
that their claims fall within the INA’s zone of interests. Second, the Court turns to Plaintiffs’
claims and holds that because Defendants unlawfully failed to comply with the APA’s notice-
and-comment requirements, the Rule must be vacated. For that reason, it need not consider
Plaintiffs’ other challenges to the Rule. See Nat’l Family Planning & Reprod. Health Ass’n v.
Sullivan, 979 F.2d 227, 241 (D.C. Cir. 1992).
A. Justiciability
Defendants advance several challenges to the Court’s power to hear this case. With
respect to the organizational Plaintiffs in both cases, Defendants argue that: (1) they lack
standing to sue, and (2) their claims fall outside the relevant zone of interests. The Court
addresses each in turn. Because the Court finds that at least one organization in each case has
standing, it need not consider whether the individual Plaintiffs also have standing. Town of
Chester v. Laroe Estates, Inc., 137 S. Ct. 1645, 1651 (2017). For the same reason, the Court also
need not consider whether the INA’s complex jurisdiction stripping and channeling provisions—
which largely apply to individual aliens’ challenges that either seek review of a removal order or
involve questions arising from a removal action or proceeding, see O.A., 404 F. Supp. 3d at 126–
38—divest the Court of jurisdiction. Indeed, the Defendants do not even appear to argue that
these jurisdictional provisions apply to the organizational Plaintiffs, which are seeking to
vindicate their own rights under the APA.
12
1. Standing
An organization may assert standing “on its own behalf, on behalf of its members or
both.” Equal Rights Ctr. v. Post Props., Inc., 633 F.3d 1136, 1138 (D.C. Cir. 2011). Here, the
organizational Plaintiffs in both CAIR and I.A. argue they have standing based on their own
interests. See CAIR ECF No. 22 at 3–5; I.A. ECF No. 6 at 10–11. The Court must therefore
determine whether they have shown an “actual or threatened injury in fact that is fairly traceable
to the alleged illegal action and likely to be redressed by a favorable court decision.” Equal
Rights Ctr., 633 F.3d at 1138 (quoting Spann v. Colonial Vill., Inc., 899 F.2d 24, 27 (D.C. Cir.
1990)). The Court’s standing inquiry is slightly different when a plaintiff seeks to vindicate a
procedural right, such as having been unlawfully denied the opportunity to comment on a
proposed rule. See Mendoza v. Perez, 754 F.3d 1002, 1010 (D.C. Cir. 2014). Specifically, “a
plaintiff asserting a procedural violation must show ‘a causal connection between the
government action that supposedly required the disregarded procedure and some reasonably
increased risk of injury to its particularized interest.’” Iyengar v. Barnhart, 233 F. Supp. 2d 5,
12–13 (D.D.C. 2002) (quoting Fla. Audubon Soc’y. v. Bentsen, 94 F.3d 658, 664 (D.C. Cir.
1996)). A plaintiff asserting such a violation need not, however, show that the agency would
have acted any differently. Mendoza, 754 F.3d at 1010. Yet even in the context of a procedural
injury, “the injury in fact requirement is a hard floor of Article III jurisdiction that cannot be
altered by statute.” Ctr. for Biological Diversity v. EPA, 861 F.3d 174, 183 (D.C. Cir. 2017).
Once a plaintiff clears that hurdle, though, “the normal standards for immediacy and
redressability are relaxed.” Mendoza, 754 F.3d at 1010.
The organizational Plaintiffs “bear[] the burden of establishing these elements,” which
they must support “with the manner and degree of evidence required at the successive stages of
the litigation.” Lujan v. Defs. of Wildlife, 504 U.S. 555, 561 (1992). At summary judgment, a
13
plaintiff “must ‘set forth’ by affidavit or other evidence ‘specific facts,’ . . . which for purposes
of the summary judgment motion will be taken to be true.” Id. But when evaluating standing,
the Court must assume that the organizational Plaintiffs would prevail on the merits of their
claims. Conference Grp., LLC v. FCC, 720 F.3d 957, 962 (D.C. Cir. 2013). Additionally, “[a]t
least one plaintiff must have standing to seek each form of relief requested in the complaint.”
Town of Chester, 137 S. Ct. at 1651.
Defendants argue that the organizational Plaintiffs in both cases lack standing because
they have not suffered a legally cognizable injury. To satisfy the injury-in-fact requirement, an
organization must allege that it suffered a “concrete and demonstratable injury to [its]
activities—with the consequent drain on [its] resources—[that] constitutes far more than simply
a setback to the organization’s abstract social interests.” Havens Realty Corp. v. Coleman, 455
U.S. 363, 379 (1982). The D.C. Circuit has articulated a two-prong test for determining whether
an organization meets this standard. First, an organization must show that the challenged
conduct “perceptibly impair[s] the organization’s ability to provide services.” Food & Water
Watch, Inc. v. Vilsack, 808 F.3d 905, 919 (D.C. Cir. 2015). This initial showing must also
demonstrate a “direct conflict between the defendant’s conduct and the organization’s mission.”
Nat’l Treasury Emps. Union v. United States, 101 F.3d 1423, 1430 (D.C. Cir. 1996) (emphasis
omitted) (holding that such a conflict “is necessary—though not alone sufficient—to establish
standing”). Second, an organization must show that it “used its resources to counteract [the
alleged] harm.” Food & Water Watch, 808 F.3d at 919 (citation omitted); see also Spann, 899
F.2d at 27 (“Havens makes clear . . . that an organization establishes Article III injury if it alleges
that purportedly illegal action increases the resources the group must devote to programs
independent of its suit challenging the action.”).
14
At least one organizational Plaintiff in each case has met this burden. Specifically, both
CAIR and Tahirih have shown how the Rule will frustrate their ability to provide legal services
directly to asylum applicants, a core component of their respective missions. CAIR ECF No. 41-
2 (“Cubas PI Decl.”) ¶¶ 3–7, 19–22; I.A. ECF No. 6-1 (“Cutlip-Mason Decl.”) ¶¶ 6, 12–13, 19–
24. As discussed above, the Rule is intended to bar many individuals from qualifying for
asylum. 84 Fed. Reg. at 33,835. As a result, individuals covered by the Rule may avoid removal
only by meeting the heightened “reasonable fear” screening standard that applies in non-asylum
withholding cases. See id. at 33,837. Both CAIR and Tahirih explain that preparing individuals
for interviews in which that standard is applied is far more resource intensive; the Rule will
therefore severely limit the number of individuals they may serve. Cubas PI Decl. ¶¶ 19, 22;
Cutlip-Mason Decl. ¶¶ 20, 23. For example, CAIR “estimates that it will be able to serve 50%
fewer asylum seekers under the Rule, based on its years of experience perfecting and timing its
service delivery models, its client base statistics, and the human and fiscal resource shifting that
it already is undertaking and will continue to undertake in an effort to respond to the Rule.”
Cubas PI Decl. ¶ 19. Additionally, both organizations explain how the Rule requires them to
now prepare children for their own proceedings. CAIR ECF No. 3-3 (“Cubas TRO Decl.”)
¶¶ 31–35; Cutlip-Mason Decl. ¶ 21. Tahirih also explains that the Rule will force more asylum
claims to be filed defensively once an alien is in removal proceedings, requiring it to spend much
more staff time on individual cases. Cutlip-Mason Decl. ¶ 19. As a result, like CAIR, Tahirih
“will be forced to reduce the number of clients [it] can serve with [its] funding.” Id. ¶¶ 23–24.
And both organizations also explain how the Rule requires them to divert resources to adapt to
the Rule. Id. ¶ 24; Cubas TRO Decl. ¶¶ 16–19.
15
These declarations—the substance of which Defendants do not contest—show that the
Rule both conflicts with these organizations’ missions and inhibits their daily activities. See Ctr.
for Responsible Sci. v. Gottlieb, 346 F. Supp. 3d 29, 38 (D.D.C. 2018). They also show that
these organizations have and will continue to be required to expend resources to counteract the
Rule. See O.A., 404 F. Supp. 3d at 143; see also Sierra Club v. Jewell, 764 F.3d 1, 7 (D.C. Cir.
2014) (explaining that an injury is sufficiently imminent when a plaintiff can show a “substantial
probability of injury”) (citation omitted); Spann, 899 F.2d at 27. “No more is required to
establish standing under Havens.” O.A., 404 F. Supp. 3d at 143.
Defendants make several arguments to the contrary, but ultimately none carries the day.
First, they argue that organizations like CAIR and Tahirih have no cognizable interest under the
INA; thus, they say, Havens is inapplicable. See CAIR ECF No. 43, I.A. ECF No. 17 (“Defs.’
Cross Mtn”) at 12. They appear to argue that the INA’s channeling provisions, 8 U.S.C.
§ 1252(a)(5) and (b)(9), together with the lack of a private statutory right of action, mean that
these organizations cannot challenge the Rule even to the extent that it affects them. See id. The
Court is unpersuaded. To begin with, Defendants have cited no case in which a court precluded
an organization from challenging an immigration-related rule under the APA as a matter of law
in this way. Indeed, the case law stands in stark contrast. 8 More fundamentally, the text of
Section 1252 provides no support for the proposition that organizations may not facially
8
See, e.g., O.A., 404 F. Supp. 3d at 126–38; Citizens for Responsibility & Ethics in Washington
v. U.S. Dep’t of Homeland Sec., 387 F. Supp. 3d 33, 45 (D.D.C. 2019); Auyda, Inc. v. Attorney
Gen., 661 F. Supp. 33, 34 (D.D.C. 1987), aff’d sub nom. Ayuda, Inc. v. Attorney Gen., 848 F.2d
1297 (D.C. Cir. 1988); see also Daingerfield Island Protective Soc. v. Lujan, 797 F. Supp. 25, 29
(D.D.C. 1992) (noting that “the Supreme Court has held that under the APA, it is not necessary
to find a private right of action under a particular statute in order to enforce a federal agency’s
compliance with that statute”), aff’d sub nom. Daingerfield Island Protective Soc. v. Babbitt, 40
F.3d 442 (D.C. Cir. 1994).
16
challenge under the APA immigration-related regulations that harm their own interests. And the
specific channeling provisions cited by Defendants apply to challenges that either seek review of
a removal order or involve questions arising from a removal action or proceeding. O.A., 404
F. Supp. 3d at 126–38; see Dep’t of Homeland Sec. v. Regents of the Univ. of California, No. 18-
587, 2020 WL 3271746, at *8 (U.S. June 18, 2020) (noting that § 1252(b)(9) “is certainly not a
bar where, as here, the parties are not challenging any removal proceedings”).
Second, Defendants argue that CAIR and Tahirih lack third-party standing to challenge
the Rule on behalf of aliens who might be removed. Defs.’ Cross Mtn at 12–13. 9 But these
organizations are not claiming standing on behalf of their clients, or any other individual asylum
applicants. They are not challenging an immigration enforcement decision. Nor are they
arguing they have standing because more of their clients may ultimately be denied asylum.
Rather, the organizational Plaintiffs argue that the Rule will directly injure them by making it
harder for them to conduct their own basic activities. Indeed, Defendants’ position would seem
to preclude an organization from bringing an APA challenge to any rule that even tangentially
relates to immigration.
9
Relatedly, Defendants also argue in passing that these organizational Plaintiffs lack standing to
challenge policies related to an agency’s discretionary enforcement decisions as they relate to a
third party. Defs.’ Cross Mtn at 12–13 (citing Linda R.S. v. Richard D., 410 U.S. 614 (1973) and
related cases). Again, the organizational Plaintiffs are not relying on any third party, nor are they
challenging the substance of any discretionary decision. Rather, they are challenging whether
the agency adhered to the procedural requirements of the APA. And Defendants have identified
no language in the statute suggesting that the INA precludes that sort of review. Defendants also
point out that at least one judge on the D.C. Circuit has questioned the scope of cognizable
organizational injuries under Havens, see People for the Ethical Treatment of Animals (PETA) v.
U.S. Dep’t of Agric., 797 F.3d 1087, 1099, 1101–03 (D.C. Cir. 2015) (Millett, J., dubitante), but
this Court lacks the power to sidestep binding Circuit precedent, United States v. Torres, 115
F.3d 1033, 1036 (D.C. Cir. 1997).
17
Third, Defendants argue that while “the legal landscape may have partially changed”
because of the Rule, “the organizations can still provide legal services.” Id. at 14. In
Defendants’ view, then, they have not suffered a cognizable injury. But under the law of this
Circuit, the injury requirement is not so demanding. O.A., 404 F. Supp. 3d at 143 (“Courts have
never required an organization to prove that is it entirely hamstrung by challenged actions.”); see
also Citizens for Responsibility & Ethics in Washington v. U.S. Dep’t of Homeland Sec., 387
F. Supp. 3d 33, 45 (D.D.C. 2019). Organizations satisfy the first prong of the injury inquiry if
they show “that their activities have been impeded” in some way. Abigail All. for Better Access
to Developmental Drugs v. Eschenbach, 469 F.3d 129, 133 (D.C. Cir. 2006) (emphasis added);
see also League of Women Voters of United States v. Newby, 838 F.3d 1, 9 (D.C. Cir. 2016)
(finding a cognizable injury where “new obstacles unquestionably [made] it more difficult for
[organizations] to accomplish their primary mission”); Turlock Irrigation Dist. v. FERC, 786
F.3d 18, 24 (D.C. Cir. 2015) (noting that “an organization must allege that the defendant’s
conduct ‘perceptibly impaired’ the organization’s ability to provide services in order to establish
injury in fact”) (citation omitted); People for the Ethical Treatment of Animals v. U.S. Dep’t of
Agric. (PETA), 797 F.3d 1087, 1093 (D.C. Cir. 2015) (noting that “the key issue is whether the
organization has suffered a concrete and demonstrable injury to its activities” (cleaned up)).
Fourth, Defendants argue that the injuries the organizational plaintiffs say the Rule will
cause “are speculative and self-inflicted.” Defs.’ Cross Mtn at 14. While it is true that an
organization may not base standing on “a ‘self-inflicted’ budgetary choice,” PETA, 797 F.3d at
1093 (citation omitted), that is not the case here. For example, these organizational Plaintiffs do
not rely on harm flowing from expenses related to these lawsuits or budgetary decisions related
to their advocacy. See id. Rather, as discussed above, they explain how the Rule will make it
18
harder for them to provide their core representational services. See also Equal Rights Ctr., 633
F.3d at 1140 (noting that whether an injury is self-inflicted does not “depend on the voluntariness
or involuntariness of the plaintiffs’ expenditures,” but whether “they undertook the expenditures
in response to, and to counteract, the effects of the defendants’ alleged discrimination”).
Additionally, while the Court “may reject as overly speculative those links which are predictions
of future events,” Arpaio v. Obama, 797 F.3d 11, 21 (D.C. Cir. 2015) (citation omitted), CAIR
and Tahirih do not rely on an attenuated chain of improbable causes and effects. Rather, their
declarations persuasively “demonstrate a realistic danger of sustaining a direct injury,” and no
more is required. Id.
Fifth, Defendants argue that the organizational Plaintiffs have not suffered a cognizable
injury just because they “must adapt to the new requirements by spending more time on their
clients’ cases, adjusting staffing, . . . analyzing the new policy[,] and revising training and
orientation materials.” Defs.’ Cross Mtn at 15. If that were all a plaintiff had to show, say
Defendants, “then any legal services or advocacy organization could sue in federal court
whenever there is a change in the law.” Id. This argument has some intuitive appeal, but it is
unsupported by D.C. Circuit precedent.
Indeed, the two cases that Defendants cite in support of this argument are inapposite.
The passage they quote from the first case, Food & Water Watch, instructs only that an agency
may not manufacture an injury by suing. 808 F.3d at 381–82; see also Spann, 899 F.2d at 27.
They cite the second case, National Taxpayers Union, Inc. v. United States, 68 F.3d 1428, 1434
(D.C. Cir. 1995), for the proposition that “[t]he mere fact that an organization redirects some of
its resources to litigation and legal counseling in response to actions or inactions of another party
is insufficient to impart standing upon the organization.” Defs.’ Cross Mtn at 15–16. But that
19
case is distinguishable from the situation here. There, an advocacy organization tried to assert an
injury in part because it educated its members and the public about the consequences of new tax
legislation, something that it would ordinarily do. Nat’l Taxpayers Union, 68 F.3d at 1434. The
court in that case explained that plaintiffs “cannot convert [their] ordinary program costs into an
injury in fact.” Id. But the court was careful to distinguish that case from others, such as Spann,
where an organization had to expend greater resources on education in order to counteract the
harm it had suffered. Id.; Spann, 899 F.2d at 28–29 (noting that “increased education and
counseling could plausibly be required” to counteract defendants’ conduct). Indeed, the year
before National Taxpayers Union, the Circuit held that an organization cleared the standing
hurdle when the defendant’s conduct allegedly forced it to spend additional resources on
community counseling and reduced the effectiveness of its outreach efforts. Fair Employment
Council of Greater Washington, Inc. v. BMC Mktg. Corp., 28 F.3d 1268, 1276 (D.C. Cir. 1994).
Defendants’ interpretation of National Taxpayers Union would seem to all but preclude a legal
services organization from ever proving standing. That cannot be so. Cf. Ukrainian-Am. Bar
Ass’n v. Baker, 893 F.2d 1374, 1378–80 (D.C. Cir. 1990).
Finally, Defendants argue that the organizational Plaintiffs may not rely on harm related
to lack of notice and comment because they have not alleged a non-procedural injury. Defs.’
Cross Mtn at 16.10 Therefore, Defendants argue, they are impermissibly seeking to vindicate “a
procedural right in vacuo.” Id. (citing Summers v. Earth Island Inst., 555 U.S. 488, 496 (2009)).
10
Defendants argue in passing that the Departments requested comments when promulgating the
Rule, thereby “curing the very purported injuries Plaintiffs allege.” Defs.’ Cross Mtn at 16. This
argument is unpersuasive. “Permitting the submission of views after the effective date is no
substitute for the right of interested persons to make their views known to the agency in time to
influence the rule making process in a meaningful way.” New Jersey v. EPA, 626 F.2d 1038,
1049 (D.C. Cir. 1980) (citation omitted)).
20
But as discussed above, CAIR and Tahirih have shown cognizable concrete injuries caused by
the Rule. Moreover, both have explained that they regularly submit comments to proposed rules
before they go into effect and they would have done so here if they had been given the
opportunity. Cubas TRO Decl. ¶ 40; Cutlip-Mason Decl. ¶ 25. Tahirih would have “explain[ed]
why the Rule is contrary to domestic law, contrary to international law, and factually
unsupported.” Cutlip-Mason Decl. ¶ 25. And CAIR would have “inform[ed] the Government of
the substantial and irreparable harms—both to the organization and its clients—that the policy
would create.” Cubas TRO Decl. ¶ 40. “The procedural right at stake here—the ability to
comment on [a rule which categorically bars a large number of people from qualifying for
asylum]—is quite obviously linked to their concrete interest, [providing assistance with asylum
applications].” Iyengar, 233 F. Supp. 2d at 13. Thus, CAIR and Tahirih do not seek to vindicate
merely a “procedural right without some concrete interest that is affected by the deprivation.”
Summers, 555 U.S. at 496.11 And it does not matter that some organizational Plaintiffs have in
fact commented, because that does not cure the Departments’ earlier failure. New Jersey v. EPA,
626 F.2d 1038, 1049 (D.C. Cir. 1980).
For these reasons, the Court finds that at least one organizational Plaintiff in each case
has standing, and thus, the Court has subject-matter jurisdiction to hear their claims.
2. Zone of Interests
Though not jurisdictional, the zone-of-interests test is a “tool for determining who may
invoke the cause of action” in a statute. Lexmark Int’l, Inc. v. Static Control Components, Inc.,
11
See also Sugar Cane Growers Co-op. of Fla. v. Veneman, 289 F.3d 89, 94–95 (D.C. Cir. 2002)
(“All that is necessary is to show that the procedural step was connected to the substantive
result.”); Fla. Audubon Soc. v. Bentsen, 94 F.3d 658, 664 (D.C. Cir. 1996) (“[T]he plaintiff must
show that the government act performed without the procedure in question will cause a distinct
risk to a particularized interest of the plaintiff.”).
21
572 U.S. 118, 130 (2014). The test simply asks “whether a legislatively conferred cause of
action encompasses a particular plaintiff’s claim.” Id. at 127. For claims brought under the
APA, “the test is not ‘especially demanding.’” Id. at 130 (quoting Match-E-Be-Nash-She-Wish
Band of Pottawatomi Indians v. Patchak, 567 U.S. 209, 225 (2012) (“We apply the test in
keeping with Congress’s ‘evident intent’ when enacting the APA ‘to make agency action
presumptively reviewable.’” (citation omitted))). This is so because the APA “permits suit for
violations of numerous statutes of varying character that do not themselves include causes of
action for judicial review.” Id. To satisfy the test, the Court must “look to whether [a plaintiff]
fall[s] within the zone of interests sought to be protected by the substantive statute pursuant to
which the [Departments] acted: the INA.” Mendoza, 754 F.3d at 1016. That said, no “indication
of congressional purpose to benefit the would-be plaintiff” is required. Patchak, 567 U.S. at 225.
Rather, the critical question “is whether the challenger’s interests are such that they ‘in practice
can be expected to police the interests that the statute protects.’” Amgen, Inc. v. Smith, 357 F.3d
103, 109 (D.C. Cir. 2004) (citation omitted). The test bars suit “only when a plaintiff's ‘interests
are so marginally related to or inconsistent with the purposes implicit in the statute that it cannot
reasonably be assumed that’ Congress authorized that plaintiff to sue.” Lexmark Int’l, 572 U.S.
at 130 (citation omitted).
CAIR and Tahirih have no trouble clearing this low hurdle. First, their interests are
neither inconsistent with nor marginally related to the INA. The INA includes a “statutory
procedure for granting asylum to refugees,” INS v. Cardoza-Fonseca, 480 U.S. 421, 427 (1987),
and these organizations help individuals navigate that procedure. See O.A., 404 F. Supp. 3d at
144. Moreover, the statute itself “includes provisions designed to ensure that pro bono legal
services of the type that the organizational Plaintiffs provide are available to asylum seekers.”
22
Id. (cleaned up). For example, the INA explicitly requires the Attorney General to advise an
alien applying for asylum “of the privilege of being represented by counsel,” and further requires
that the alien be provided a regularly updated list of persons “who have indicated their
availability to represent aliens in asylum proceedings on a pro bono basis.” 8 U.S.C.
§ 1158(d)(4). Similar statutory requirements exist throughout the INA to ensure that aliens in
both expedited and regular removal proceedings can be represented by counsel. See id.
§ 1228(a)(2), (b)(4)(B); id. § 1362. The Court has little trouble concluding that the
organizational Plaintiffs’ interests fall within the zone of interests protected by the INA.
All the same, Defendants cite two cases they assert instruct otherwise. First, they point to
a chambers opinion in which Justice O’Connor, sitting as a Circuit Justice, expressed her view
that a legal assistance organization that assisted undocumented aliens fell outside the zone of
interests of the Immigration Reform and Control Act of 1986 (IRCA), Pub. L. 99–603, 100 Stat.
3359. INS v. Legalization Assistance Project of Los Angeles Cty. Fed’n of Labor (LAP), 510
U.S. 1301, 1305 (1993) (O’Connor, J., in chambers) (noting that the “IRCA was clearly meant to
protect the interests of undocumented aliens, not the interests of organizations such as
respondents”). To begin with, LAP represents the opinion of only a single Justice on an
application for interim relief that arose under a statute other than the INA. See O.A., 404
F. Supp. 3d at 145; see also East Bay Sanctuary Covenant v. Trump, 932 F.3d 742, 769 n.10 (9th
Cir. 2018); Kimble v. Swackhamer, 439 U.S. 1385, 1385 (1978) (Rehnquist, J., in chambers).
But more importantly, recently the Supreme Court has consistently adopted a broader view of the
test than the one Justice O’Connor espoused in LAP. See, e.g., Lexmark Int’l, 572 U.S. at 130;
Patchak, 567 U.S. at 225. Indeed, in National Credit Union Administration v. First National
Bank & Trust Co., the Supreme Court held—in an opinion authored by Justice Thomas over
23
Justice O’Connor’s dissent—that the test is satisfied so long as “the interest sought to be
protected by the complainant is arguably within the zone of interests to be protected or regulated
by the statute in question.” 522 U.S. 479, 492 (1998) (cleaned up). As discussed above, the
organizational Plaintiffs here easily clear this hurdle.
Defendants also rely on Federation for American Immigration Reform, Inc. v. Reno
(FAIR), 93 F.3d 897 (D.C. Cir. 1996). But that case does not help them either. In FAIR, an
organization “dedicated to ‘ensuring that levels of legal immigration are consistent with the
absorptive capacity of the local areas where immigrants are likely to settle’” challenged the
government’s decision to parole Cuban immigrants. Id. at 899 (citation omitted). The Circuit
held that the organization was outside the INA’s zone of interests because it could point to
nothing in the INA that suggested Congress was concerned about the regional impact of
immigration. Id. at 901–04. Here, by contrast, the organizational Plaintiffs have pointed to those
portions of the INA that directly reference the asylum services they provide.
For these reasons, the Court finds that the zone-of-interests test does not bar the Court
from considering the organizational Plaintiffs’ claims.
B. The APA’s Notice-and-Comment Requirements
The APA generally requires substantive rules to be promulgated through notice-and-
comment rulemaking.12 See 5 U.S.C. § 553. These procedures are not a mere formality. They
“are designed (1) to ensure that agency regulations are tested via exposure to diverse public
12
The Rule itself does not suggest, and Defendants do not claim, that it is covered by the APA’s
exception for non-legislative rules. See generally 84 Fed. Reg. 33,829; see also Clarian Health
W., LLC v. Hargan, 878 F.3d 346, 356 (D.C. Cir. 2017) (“The APA mandates that substantive,
legislative rules be promulgated only after public notice and comment, but it does not extend that
requirement to ‘interpretive rules, general statements of policy, or rules of agency organization,
procedure, or practice.’” (quoting 5 U.S.C. § 553(b)(3)(A))).
24
comment, (2) to ensure fairness to affected parties, and (3) to give affected parties an opportunity
to develop evidence in the record to support their objections to the rule and thereby enhance the
quality of judicial review.” Int’l Union, United Mine Workers v. Mine Safety & Health Admin.,
407 F.3d 1250, 1259 (D.C. Cir. 2005). And they “attempt[] to provide a ‘surrogate political
process’ that takes some of the sting out of the inherently undemocratic and unaccountable
rulemaking process.” Regents of the Univ. of California, No. 18-587, 2020 WL 3271746, at *27
n.13 (Thomas, J., dissenting) (citation omitted)).
Because the Rule was promulgated without these procedures, the question for the Court is
whether one of the APA’s exceptions to the usual requirements applies. 13 Defendants assert that
two do. First, under the “good cause” exception, an agency need not provide notice and an
opportunity to comment “when the agency for good cause finds (and incorporates the finding and
a brief statement of reasons therefor in the rules issued) that notice and public procedure thereon
are impracticable, unnecessary, or contrary to the public interest.” 5 U.S.C. § 553(b)(B).
Second, under the “foreign affairs function” exception, the normal notice-and-comment
13
Defendants briefly suggest that the Rule does not constitute final agency action or is otherwise
not ripe for review. Defs.’ Cross Mtn at 24–25. This argument appears only to apply to those
Plaintiffs who are individual aliens, but in any event, as applied to the organizational Plaintiffs, it
surely fails. Agency action is final if it (1) “mark[s] the consummation of the agency’s
decisionmaking process,” so that it is not “of a merely tentative or interlocutory nature,” and (2)
it is “one by which rights or obligations have been determined, or from which legal
consequences will flow.” U.S. Army Corps of Eng’rs v. Hawkes Co., 136 S. Ct. 1807, 1813
(2016). Here, for reasons already discussed, the Rule satisfies both criteria. Indeed, by its own
terms, the Rule was effective immediately, and the organizational Plaintiffs had no opportunity
to comment before it went into effect. 84 Fed. Reg. at 33,830. Additionally, the Rule is ripe for
review because the issues it presents are “purely legal,” there is no reason to believe they “would
benefit from a more concrete setting,” and—for the reasons just discussed—“the agency’s action
is sufficiently final.” Teva Pharm. USA, Inc. v. Sebelius, 595 F.3d 1303, 1308 (D.C. Cir. 2010)
(citation omitted).
25
requirements do not apply “to the extent that there is involved . . . a military or foreign affairs
function of the United States.” Id. § 553(a)(1).
Despite their potentially broad sweep, the D.C. Circuit has instructed that these
exceptions must be “narrowly construed” and “reluctantly countenanced.” New Jersey, 626 F.2d
at 1045. The Circuit has also emphasized that the broader a rule’s reach, “the greater the
necessity for public comment.” American Fed’n of Gov’t Emps. v. Block, 655 F.2d 1153, 1156
(D.C. Cir. 1981). With these baseline principles in mind, the Court considers whether either the
good cause or foreign affairs function exception applies here. Neither does.
1. The Good Cause Exception
The APA permits an agency to dispense with notice-and-comment procedures when it
finds that doing so would be “impracticable, unnecessary, or contrary to the public interest,” an
exception said to require “good cause.” 5 U.S.C. § 553(b)(B). Here, Defendants assert that
providing notice and comment would have been both impracticable and contrary to the public
interest. 84 Fed. Reg. at 33,841.
Even on top of the principles described above, the D.C. Circuit has set a high bar for
satisfying good cause. As it recently explained, review of an “agency’s legal conclusion of good
cause is de novo.” Sorenson Commc’ns Inc. v. FCC, 755 F.3d 702, 706 (D.C. Cir. 2014). In
other words, a court may not simply defer to an agency’s judgment about whether good cause
exists. Rather, the Circuit instructs, a court must “examine closely” an agency’s stated rationale
and the circumstances surrounding the agency’s decision. Council of S. Mountains, Inc. v.
Donovan, 653 F.2d 573, 580 (D.C. Cir. 1981). The good cause inquiry is both “meticulous” and
“demanding.” Sorenson, 755 F.3d at 706 (citation omitted).
The Circuit has found notice-and-comment procedures sufficiently impracticable only in
unusual cases, such as when “air travel security agencies would be unable to address threats
26
posing ‘a possible imminent hazard to aircraft, persons, and property within the United States,’”
or when “a rule was of ‘life-saving importance’ to mine workers in the event of a mine
explosion.” Mack Trucks, Inc. v. EPA, 682 F.3d 87, 93 (D.C. Cir. 2012) (citation omitted). And
it has instructed that the public interest ground “is met only in the rare circumstance when
ordinary procedures—generally presumed to serve the public interest—would in fact harm that
interest.” Id. at 95. The good cause exception is therefore “appropriately invoked when the
timing and disclosure requirements of the usual procedures would defeat the purpose of the
proposal—if, for example, ‘announcement of a proposed rule would enable the sort of financial
manipulation the rule sought to prevent.’” Id. (citation omitted).
Defendants argue that notice-and-comment rulemaking would have been impracticable
and contrary to the public interest because that process would have led to a surge of asylum
seekers at the southern border of the United States. 84 Fed. Reg. at 33,841. The Departments
asserted upon the Rule’s promulgation that if it were published for notice and comment before
becoming effective, smugglers might communicate its impending effects to potential asylum
seekers, thus creating a “risk of a surge in migrants hoping to enter the country” beforehand. Id.
They also asserted that pre-promulgation “notice and comment, or a delay in the effective date,
would be destabilizing and would jeopardize the lives and welfare of aliens who could surge to
the border to enter the United States before the rule took effect.” Id. According to the
Departments, their “experience has been that when public announcements are made regarding
changes in our immigration laws and procedures, there are dramatic increases in the numbers of
aliens who enter or attempt to enter the United States along the southern border.” Id.
Common sense dictates that the announcement of a proposed rule may, at least to some
extent and in some circumstances, encourage those affected by it to act before it is finalized. But
27
this rationale cannot satisfy the D.C. Circuit’s standard in this case unless it is adequately
supported by evidence in the administrative record suggesting that this dynamic might have led
to the consequences predicted by the Departments—consequences so dire as to warrant
dispensing with notice and comment procedures. See Sorenson, 755 F.3d at 707. After carefully
examining the record, the Court finds that it does not contain sufficient evidence to justify
invocation of the good cause exception.
The evidence that Defendants rely on begins—and for the most part ends—with a single
newspaper article in the Washington Post from October 2018; indeed, it is the only specific
evidence the Departments cited when promulgating the Rule. See 84 Fed. Reg. 33,841. That
article includes several passages suggesting that: (1) after the United States abruptly stopped
separating families who applied for asylum together in the spring of 2018, smugglers encouraged
asylum seekers to bring their children and to speed up their efforts to reach the border; (2) those
same smugglers may coach asylum seekers about what to tell interviewing officers so they can
meet the credible fear standard; and (3) many months after the United States stopped separating
families, a greater proportion of asylum applicants had brought children or other family members
with them to the border. ECF No. 21-1 to 21-9 (“AR”) at 438–49.
Under Circuit precedent, this newspaper article alone does not provide good cause to
bypass notice-and-comment rulemaking procedures for the reasons cited by Defendants. Even
assuming that the Rule was likely to have had a similar effect as the regulatory change described
in the article, the article contains no evidence that that change caused a surge of asylum seekers
at the border—let alone one on a scale and at a speed that would have jeopardized their lives or
otherwise have defeated the purpose of the Rule if notice-and-comment rulemaking had
28
proceeded.14 In fact, the article lacks any data suggesting that the number of asylum seekers
increased at all during this time—only that more asylum seekers brought children with them.
Clearly, the article suggests that smugglers are not oblivious to major changes in United States’
immigration policy, and that they pass on the information they learn to some who may use it to
game the asylum process. None of that is surprising. But at bottom, the article does little if
anything to support Defendants’ prediction that undertaking notice-and-comment rulemaking
would have led to a dramatic, immediate surge of asylum applicants at the border that would
have had the impact they suggest. And other articles from the administrative record that
Defendants cite either do not support, or even undermine, their prediction of such a surge.15
Defendants offer no other data or information that persuasively supports their prediction
of a surge. They point the Court to several charts that they argue support their invocation of
good cause. See Defs.’ Cross Mtn at 39–40. One shows the number of enforcement actions
undertaken by Customs and Border Protection at the southwest border from October 2016
14
The process of travelling through Mexico to the southern border of the United States to seek
asylum, as described in the article, is risky for a host of reasons that have nothing to do with the
Rule. Those risks are not at issue here. The question is whether there is an adequate basis for
the Departments’ prediction that, if notice-and-comment rulemaking had proceeded, a surge of
asylum seekers would have jeopardized life and defeated the purpose of the Rule, such that
Defendants’ invocation of the good cause exception was justified.
15
For example, according to one article, about a month before the Rule was promulgated, the
President tweeted twice that Guatemala was preparing to sign an agreement that would force
migrants crossing through it to apply for asylum there and block them from seeking asylum
elsewhere, including in the United States. AR at 635. But nothing in the record suggests that
those tweets caused a surge at the southern border. Another article noted that “migrants
themselves don’t necessarily know what asylum is or why they might or might not qualify for
it,” and that some migrants incorrectly believe asylum outcomes turn on whether they have
relatives in the United States. AR at 681. A third reported that while migrants are aware of “the
basics”—for example, they “know to request asylum” and that families are less likely to be
detained—they “generally lack understanding of United States immigration law.” AR at 768.
29
through May 2019, broken down by the alien’s country of origin. See AR at 119. But the Court
can glean little from that chart, other than that these enforcement actions decreased somewhat
during the first six months of that period, increased gradually over the next few years, and then
increased more sharply early in 2019. Defendants also point to a chart that depicts “Southwest
Border Encounters of non-Mexican Aliens” each month from October 2012 to March 2019 and
also contains some agency observations of that data. See AR at 208–20. But again, all this chart
shows is that as of March 2019, more and more non-Mexican aliens were encountered at the
southern border and that the agency projected the number to continue to rise for unspecified
reasons. Interestingly, though, the agency’s observations reflect that even the relatively high
number of encounters reported in March 2019 was not unprecedented; a higher number had been
reported a decade earlier. AR at 210.
As far as providing a basis for predicting a surge of asylum seekers prompted by the
publishing of the Rule for notice and comment, these numbers would be meaningful if
Defendants explained that peaks or troughs in the data corresponded with regulatory or policy
changes in the United States. But Defendants have not done so, and the Court cannot find any
such analysis in the record.16 See Achagzai v. Broad. Bd. of Governors, 170 F. Supp. 3d 164,
178 (D.D.C. 2016) (noting that “it is not the Court’s role to mine the record in an effort to
identify potentially helpful evidence not identified by the parties”). At bottom, as Plaintiffs point
16
The record does suggest—and the Court does not doubt—that the United States’ immigration
system at the southern border was significantly strained when the Rule was issued. For example,
documents in the record show that more people were entering the United States without
documents than had over the previous decade, AR at 676, and more of them were comprised of
families or children, AR at 223, 682. But the Departments’ prediction of a surge to the border
brought about by notice-and-comment procedures, on which they base their invocation of good
cause, is a separate matter for which the record does not contain adequate support.
30
out, Defendants—“despite studying migration patterns closely”—have “failed to document any
immediate surge that has ever occurred during a temporary pause in an announced policy.” I.A.
ECF No. 21 at 18. That failure is striking.
The Circuit’s decision in Tennessee Gas Pipeline v. Federal Energy Regulatory
Commission, 969 F.2d 1141 (D.C. Cir. 1992), is instructive when it comes to evaluating an
agency’s invocation of good cause based on its prediction. That case involved a rule that
required natural gas pipeline companies to provide the Federal Energy Regulatory Commission
(FERC) certain environmental information on their pipeline construction plans. 969 F.2d at
1143. FERC invoked the good cause exception to dispense with notice and comment, arguing
that those procedures could contribute to environmental harm because the companies “may
respond to the proposed changes in the regulations by commencing construction” to avoid
regulatory uncertainty. Id. Judge Buckley, joined by Judges Ginsburg and Williams, rejected
the agency’s argument because it had “provided little factual basis for its belief that pipelines
[would] seek to avoid [the] future rule by rushing new construction and replacements with
attendant damage to the environment.” Id. at 1145. Indeed, the court noted that FERC had
provided only a single example where covered construction had led to environmental harm. Id.
(observing that “evidence of a single violation . . . while not insubstantial, is a thin reed on which
to base a waiver of the APA’s important notice and comment requirements”). The court also
rejected the agency’s vague and conclusory invocation of its subject-matter expertise, observing
that it “does not excuse the [agency’s] failure to cite such examples in support of its claim.” Id.;
see also id. at 1146 (noting that “if the agency has . . . a wealth of practical experience on which
to draw in order to justify its action, then it was not forced to rely on the ‘self-evident’ need for
31
the interim rule”).17 To be sure, the court did not suggest that impending environmental harm or
regulatory evasion could never constitute good cause. Rather, the court held, the agency had not
provided a record sufficient to warrant invocation of the exception. See id. at 1145.
So too here. In Tennessee Gas Pipeline, the agency predicted a surge in potential
pipeline construction; here, the Departments predicted a surge in potential asylum seekers.
There, the agency thought that companies would act immediately to avoid more stringent
regulatory requirements; here, the Departments say that so many asylum seekers would have
acted so quickly to avoid more stringent requirements that a surge would have jeopardized their
lives and the very purpose of the Rule. There, the agency fell back on its “ample practical
experience,” id.; here, the Departments also rely on their “experience.” See 84 Fed. Reg. 33,841.
And in both cases, the agencies failed to provide meaningful factual support for their predictions.
The evidence offered by Defendants in this case—a newspaper article—is similarly too “thin [a]
reed on which to base a waiver of the APA’s important notice and comment requirements.” 969
F.2d at 1145.
Still, Defendants argue that this Court should defer to the Departments’ invocation of
good cause. See Defs.’ Supp. Br. at 4. Although the Circuit was clear in Sorenson that an
agency’s legal conclusion of good cause is subject to de novo review, Defendants point out that
in a footnote in that case, the Circuit acknowledged that courts should “defer to an agency’s
17
In Tennessee Gas Pipeline, 969 F.2d 1141, the Circuit also distinguished Mobil Oil Corp. v.
Dept of Energy, 728 F.2d 1477 (Temp. Emer. Ct. App. 1983), a case relied on by Defendants.
Mobil Oil, in the court’s view, presented unique circumstances. 969 F.2d at 1146. The agency
in Mobil Oil issued a regulation “to equalize prices charged to different classes of customers by
oil refiners during the energy crisis of the early 1970’s.” Id. But as the Circuit observed, “[i]t is
well recognized that prices can be changed rapidly to accommodate shifts in regulatory policy.”
Id. Defendants here offered no evidence from which the Court can reasonably conclude that
migratory patterns change with anything approaching the speed of commodity prices. See id.
32
factual findings and expert judgments therefrom, unless such findings and judgments are
arbitrary and capricious.” 755 F.3d at 706 n.3.
The Sorenson footnote does not save Defendants’ good cause argument. To begin with,
the record contains no information suggesting that the agency sought to confirm the accuracy of
the article and so it is unclear whether the Court should afford it any deference. Cf. City of New
Orleans v. SEC, 969 F.2d 1163, 1167 (D.C. Cir. 1992) (“We have held that an agency’s reliance
on a report or study without ascertaining the accuracy of the data contained in the study or the
methodology used to collect the data is arbitrary agency action, and the findings based on [such
a] study are unsupported by substantial evidence.”) (alteration in original) (quotation omitted).
The press, of course, is not infallible. Even so, the Court assumes for argument’s sake that the
article contains findings of fact entitled to such deference. And the Court defers to them, so far
as they go. For example, as discussed above, the Court does not doubt that smugglers adjust
their sales pitches to some degree in response to changes in United States’ immigration policy.
Similarly, the Court credits the Departments’ prediction that the number of non-Mexican aliens
seeking asylum at the border would continue to increase as depicted, for whatever reason.
The question, though, is whether Defendants’ conclusory prediction of a surge in asylum
seekers so great and so rapid as to threaten life or defeat the very purpose of the Rule if notice-
and-comment procedures were followed is entitled to deference on this record. And Circuit
precedent commands that it is not. As explained above, in Tennessee Gas Pipeline, the court
found that there was “little factual basis” for the agency’s prediction, and thus did not defer to it,
even though it was “hesitant to discount such forecasts” because they “necessarily involve
deductions based on expert knowledge of the Agency.” 969 F.2d at 1145 (citation omitted). The
same is true here.
33
Sorenson itself provides another example of the Circuit declining to defer to an agency’s
predictive judgment without an adequate record or explanation. In that case, Judge Rogers
Brown, joined by Judges Griffith and Millett, rejected the agency’s invocation of good cause
because, after closely examining the record, they concluded that “there were no factual findings
supporting the reality of the threat”—a potential shortfall in a fund administered by the Federal
Communications Commission (FCC). 755 F.3d at 706. That court emphasized that the
administrative record did not reflect when the shortfall would occur or whether the FCC had
considered reasonable alternatives—other than dispensing with notice and comment—to forestall
it. See id. at 707. The record in this case suffers from similar shortcomings. For example, even
assuming some increase in asylum applications were to occur if the Rule had been subject to
notice-and-comment rulemaking, Defendants simply offer no factual basis or explanation for
when or why that increase would ripen into a crisis so severe that it would justify bypassing
those procedures. As in Sorenson, this Court in no way “exclude[s] the possibility” that the
circumstances here “could conceivably justify bypassing the notice-and-comment requirement.”
Id. at 707. But “this case does not provide evidence of such an exigency.” Id. And of course,
the Court is limited to considering the evidence in the administrative record on which Defendants
relied. See AFL-CIO v. Chao, 496 F. Supp. 2d 76, 82 (D.D.C. 2007).
Defendants also point to East Bay Sanctuary Covenant v. Trump, 354 F. Supp. 3d 1094
(N.D. Cal. 2018). Defs.’ Cross Mtn at 40. In that case, several organizations challenged a
regulation issued by the Departments that, together with a presidential proclamation, effectively
barred asylum for any alien who did not enter the United States at a designated port of entry. See
East Bay, 354 F. Supp. 3d at 1102. The regulation in that case was also issued without notice
and comment, see id., and the Departments invoked the same two exceptions under § 553, see 83
34
Fed. Reg. 55,934, 55,950–51 (Nov. 9, 2018). In granting a motion for a preliminary injunction,
the district court nonetheless held in East Bay “that the Government is likely to prevail on its
claim regarding the good cause exception” based on the same newspaper article referred to
above. 354 F. Supp. 3d at 1115.
That decision is unpersuasive for several reasons. First, Ninth Circuit precedent does not
require courts there to review an agency’s invocation of good cause de novo, as D.C. Circuit
precedent requires this Court to do. East Bay Sanctuary Covenant v. Trump, 950 F.3d 1242,
1278 (9th Cir. 2020). Second, even under its more deferential standard, the Ninth Circuit has
since rejected the district court’s conclusion that the newspaper article likely provided a basis to
invoke the good cause exception. Id. And that conclusion echoed the earlier opinion of a
different panel that denied a motion to stay the district court’s order granting a temporary
restraining order pending appeal, in which the panel also held that the Departments’
“speculative” reasoning did not support invocation of the good cause exception. East Bay
Sanctuary Covenant v. Trump, 932 F.3d 742, 777–78 (9th Cir. 2018).18
Finally, Defendants also cite the Supreme Court’s decision in Holder v. Humanitarian
Law Project, 561 U.S. 1, 34–35 (2010), to support their argument that “courts are ill-equipped to
second-guess the Executive Branch’s prospective judgment.” Defs.’ Cross Mtn at 40–41. In
Holder, the Court denied a constitutional challenge to a criminal statute prohibiting the provision
of material support to a foreign terrorist organization. See Holder, 561 U.S. at 7–8 (citing 18
U.S.C. § 2339B). In so doing, Defendants point out, the Court noted that the “Government,
18
The newspaper article was apparently not part of the record when the first panel considered the
matter. See East Bay, 950 F.3d at 1286 (“I agree with the majority that merely adding the
twenty-five-word sentence from a Washington Post article was insufficient to justify changing
the motions panel result.”) (Fernandez, J., concurring).
35
when seeking to prevent imminent harms in the context of international affairs and national
security, is not required to conclusively link all the pieces in the puzzle before we grant weight to
its empirical conclusions.” Id. at 35.
There are many circumstances in which the law appropriately commands, as in Holder,
that courts defer to the Executive Branch’s national security judgments. But even putting aside
the many other differences between that case and this one, the record in that case consisted of far
more than a newspaper article. There, the basis for the judgments of both Congress and the
Executive about the material support statute—the latter’s set forth in an affidavit of a State
Department official—were thoroughly explained to the Court. Those judgments were informed
by extensive experience with how terrorist groups fund their activities, and the specific
designated terrorist organizations at issue, which the Executive asserted had killed thousands. Id.
at 29–30. Here, by contrast, the Departments rely on a single newspaper article that does not
even directly address the key predictive judgment in question: the likelihood of a surge in asylum
seekers so great and so rapid as to threaten human life or defeat the purpose of the Rule if notice-
and-comment procedures were followed.
It bears emphasizing that in holding that the good cause exception does not apply, the
Court does not suggest in any way that the Executive’s broader security concerns that prompted
promulgation of the Rule were unfounded. The question for the Court is simply whether, on the
record before it, the prediction of a surge offered by the Departments provided good cause to
dispense with notice-and-comment procedures before the Rule took effect. For the reasons
explained above, the Court holds that it did not.19
19
The Departments cite several other past rulemakings in which they say they invoked § 553’s
good cause exception to avoid a similar surge. See 84 Fed. Reg. at 33,841. But to the Court’s
36
2. The Foreign Affairs Function Exception
The second exception Defendants invoke is the foreign affairs function exception. As
noted above, notice-and-comment requirements do not apply “to the extent there is involved . . .
a military or foreign affairs function of the United States.” 5 U.S.C. § 553(a)(1). Unlike the
good cause exception, there is little case law in this Circuit, or elsewhere, to guide the Court’s
application of this exception. Perhaps as a result, it presents a closer call. Still, the Court finds
that Defendants’ arguments in favor of the exception come up short.
Plaintiffs urge a narrow reading of the foreign affairs function exception. They note that
several circuits have held that an agency may not invoke this exception just because a rule
“implicates foreign affairs.” I.A. ECF No. 6 at 24 (internal quotation and citation omitted); CAIR
ECF No. 41-1 at 18 (internal quotation marks omitted) (citing Yassini v. Crosland, 618 F.2d
1356, 1360 n.4 (9th Cir. 1980)); see also Zhang v. Slattery, 55 F.3d 732, 744 (2d Cir. 1995),
superseded by statute on other grounds, by 8 U.S.C. § 1101(a)(42); Jean v. Nelson, 711 F.2d
1455, 1478 (11th Cir. 1983). Plaintiffs in CAIR argue that the Court should limit its
interpretation of the exception to cover only those paradigmatic cases in which the rule at issue
implements treaties or regulates foreign diplomats. CAIR ECF No. 41-1 at 18 (citing City of New
York v. Permanent Mission of India to United Nations, 618 F.3d 172, 202 (2d Cir. 2010)
(applying the exception when an agency action concerned “the treatment of foreign missions”)).
And in the alternative, Plaintiffs in both cases reference a test that some courts of appeals have
knowledge, none of those rulemakings were challenged for any reason, let alone for failure to
proceed by notice-and-comment procedures. The task before the Court is to determine whether
this rulemaking complied with the APA. The Court cannot conclude that an agency’s present
conduct is lawful merely because the agency did something similar in the past. See Analysas
Corp. v. Bowles, 827 F. Supp. 20, 25 (D.D.C. 1993) (“The court need not address whether
[previous rulemakings] were proper; they are not before the court. What is before the court is the
propriety of the present interim rule; the court determines that it, indeed, is contrary to law.”).
37
adopted that extends this exception to circumstances where notice-and-comment procedures
would create “definitely undesirable international consequences.” I.A. ECF No. 6 at 23 (internal
quotation and citation omitted); CAIR ECF No. 41-1 at 19 (internal quotation marks omitted);
see Yassini, 618 F.2d at 1360 n.4; see also Rajah v. Mukasey, 544 F.3d 427, 437 (2d Cir. 2008);
Am. Ass’n of Exps. & Imps.-Textile & Apparel Grp. v. United States, 751 F.2d 1239, 1249 (Fed.
Cir. 1985); Jean, 711 F.2d at 1477. In Plaintiffs’ view, Defendants have failed to meet even that
test. I.A. ECF No. 6 at 24–25; CAIR ECF No. 41-1 at 19–20. In contrast, Defendants offer up
various reasons why, in their estimation, the Rule does in fact involve a foreign affairs function
of the United States, including its relationship with ongoing international negotiations. See
Defs.’ Cross Mtn at 41–42. And while Defendants reject the “definitely undesirable
international consequences” test because “the statute requires no such showing,” they also argue,
for many of these same reasons, that the Rule satisfies it in any event. Id. at 43–44.
The Court starts, as it must, with the text of the statute: notice-and-comment procedures
are unnecessary “to the extent there is involved . . . a military or foreign affairs function of the
United States.” 5 U.S.C. § 553(a)(1). The first part of that phrase, “to the extent there is
involved,” applies to several other categories of rulemakings as well, including those involving
public benefits, 5 U.S.C. § 553(a)(2), and the D.C. Circuit has interpreted the phrase in that
context. Specifically, in Humana of South Carolina, Inc. v. Califano, the Circuit instructed—
consistent with the duty to “narrowly construe” and “reluctantly countenance” such exceptions,
New Jersey, 626 F.2d at 1045—that “to the extent that any one of the enumerated categories is
clearly and directly involved in the regulatory effort at issue, the Act’s procedural compulsions
are suspended.” 590 F.2d 1070, 1082 (D.C. Cir. 1978) (citations and quotations omitted)
38
(emphasis added). As a result, a rule falls within the foreign affairs function exception only if it
“clearly and directly” involves “a foreign affairs function of the United States.”
The APA does not define the key terms in the second part of that phrase—“foreign
affairs” or “function”—and so the Court turns to dictionaries in use at the time of the APA’s
enactment.20 The definition of “foreign affairs” is reasonably straightforward: it refers to the
conduct of international relations between sovereign states. See Webster’s New International
Dictionary 988 (2d ed. 1945) (defining foreign affairs to include “matters having to do with
international relations and with the interests of the home country in foreign countries”). The
meaning of “function,” on the other hand, is less so. The 1945 version of Webster’s New
International Dictionary defines it as “[t]he natural and proper action of anything; special
activity,” “[t]he natural or characteristic action of any power or faculty,” or “[t]he course of
action which peculiarly pertains to any public officer in church or state; the activity appropriate
to any business or profession; official duty.” Id. at 1019. “Function” thus appears to narrow the
exception further; to be covered, a rule must involve activities or actions that are especially
characteristic of foreign affairs. Applying these definitions, then, a “foreign affairs function”
encompasses activities or actions characteristic to the conduct of international relations. And to
sum up, to be covered by the foreign affairs function exception, a rule must clearly and directly
involve activities or actions characteristic to the conduct of international relations.
20
See PHH Corp. v. Consumer Fin. Prot. Bureau, 881 F.3d 75, 130 (D.C. Cir. 2018) (en banc)
(Griffith, J., concurring in the judgment) (noting that undefined terms are to be given “their
ordinary meaning,” and that courts “generally begin[] with dictionaries”); MCI Telecomm. Corp.
v. Am. Tel. & Tel. Co., 512 U.S. 218, 228–29 (1994) (observing that the time of enactment is
“the most relevant time for determining a statutory term’s meaning”).
39
As noted above, some circuits have adopted a test that would also permit the exception to
be invoked when notice-and-comment procedures “would provoke definitely undesirable
international consequences.” Am. Ass’n of Exps., 751 F.2d at 1249 (quotation omitted); see also
Rajah, 544 F.3d at 437; Jean, 711 F.2d at 1478; Yassini, 618 F.2d at 1360 n.4. The D.C. Circuit
has not adopted this test. And the Court declines to do so for three reasons.
First, this test is unmoored from the legislative text; it is lifted from the House Report
relating to the APA.21 But as the Supreme Court has repeatedly instructed, “the authoritative
statement is the statutory text, not the legislative history or any other extrinsic material,” Exxon
Mobil Corp. v. Allapattah Servs., Inc., 545 U.S. 546, 568 (2005). Thus, the Court declines to
“rest[] its interpretation on legislative history,” which “is not the law.” Epic Sys. Corp. v. Lewis,
138 S. Ct. 1612, 1631 (2018). Second, requiring negative consequences “would render the
‘military or foreign affairs function’ superfluous since the ‘good cause’ exception . . . would
apply.” Mast Indus., Inc. v. Regan, 596 F. Supp. 1567, 1581 (Ct. Int’l Trade 1984) (citation
omitted). Indeed, several courts have relied on this test to find both the foreign affairs function
exception and the good cause exception satisfied on largely the same facts. See Nademi v. INS,
679 F.2d 811, 814 (10th Cir. 1982); Malek-Marzban v. INS, 653 F.2d 113, 116 (4th Cir. 1981);
Yassini, 618 F.2d at 1360–61. Third, the Second Circuit recently clarified that it applies this test
exclusively to areas of the law “that only indirectly implicate international relations” rather than
“quintessential foreign affairs functions such as diplomatic relations and the regulation of foreign
21
In full, the relevant sentence from the House Report reads: “The phrase ‘foreign affairs
functions,’ used here and in some other provisions of the bill, is not to be loosely interpreted to
mean any agency operation merely because it is exercised in whole or part beyond the borders of
the United States but only those ‘affairs’ which so affect the relations of the United States with
other governments that, for example, public rule-making provisions would provoke definitely
undesirable international consequences.” H. Rep. No. 79-1980 at 257 (1946).
40
missions,” which it characterized as “different.” City of New York, 618 F.3d at 202 (emphasis
added). “Such actions clearly and directly involve a foreign affairs function, and so fall within
the exception without a case-by-case iteration of specific undesirable consequences.” Id.
(citations and quotations omitted) (emphasis added). But this approach conflicts with the D.C.
Circuit’s admonition that a rule must “clearly and directly” involve the basis for the asserted
exception—here, the foreign affairs function—full stop, without exception.22 Califano, 590 F.2d
at 1082.
Thus, the foreign affairs function exception plainly covers heartland cases in which a rule
itself directly involves the conduct of foreign affairs. For example, the exception covers
scenarios in which a rule implements an international agreement between the United States and
another sovereign state. Indeed, that is the only circumstance to which the D.C. Circuit has
applied it. Specifically, in International Brotherhood of Teamsters v. Pena, 17 F.3d 1478 (D.C.
22
Even if the Court were to adopt this test, the Rule would not satisfy it. The Departments assert
that ongoing “negotiations [with Mexico and the Northern Triangle countries] would be
disrupted if notice-and-comment procedures preceded the effective date of this rule.” 84 Fed.
Reg. at 33,842. That disruption, in turn, would allegedly “provoke a disturbance in domestic
politics in those countries, and would erode the sovereign authority of the United States to pursue
the negotiating strategy it deems to be most appropriate as it engages its foreign partners.” Id.
(cleaned up). But Defendants never explain—in their briefing or in a sworn declaration from an
involved official—why any of those things would happen merely by allowing the public to
comment on the Rule. The closest they get to bridging this gap is by arguing that “public
participation and comments may impact and potentially harm the goodwill between the United
States and [those countries],” id. But the Departments’ request for public comment (albeit after
the Rule was in effect) severely undercuts this argument. 84 Fed. Reg. at 33,830. And in any
event, a sizable gulf remains between potential harm to the goodwill between the United States
and those countries and the kind of “definitely undesirable international consequences” that
would satisfy the test. See, e.g., Rajah, 544 F.3d at 437 (noting that “sensitive foreign
intelligence might be revealed in the course of explaining why some of a particular nation’s
citizens are regarded as a threat” and that “relations with other countries might be impaired if the
government were to conduct and resolve a public debate over why some citizens of particular
countries were a potential danger to our security”).
41
Cir. 1994), the Circuit held that the foreign affairs function exception applied to a Federal
Highway Administration rule implementing a Memorandum of Understanding (MOU) between
the United States and Mexico about the countries’ reciprocal recognition of each other’s
commercial drivers’ licenses. The court noted that “the rule does no more” than carry out the
United States’ “obligations to a foreign nation.” Id. at 1486. The rule in that case merely “added
a sentence to [a] footnote” in a regulation specifying that the Administrator had determined that
Mexican commercial drivers’ licenses met the United States’ standards. Id. at 1481; see also
Commercial Driver’s License Reciprocity With Mexico, 57 Fed. Reg. 31,454 (July 16, 1992)
(discussing the negotiations between the United States and Mexico and including the text of the
MOU itself). The exception also certainly covers rules that regulate foreign diplomats in the
United States. For example, in City of New York v. Permanent Mission of India to United
Nations, the Second Circuit held that the exception covered an action by the State Department
“exempt[ing] from real property taxes” any “property owned by foreign governments and used to
house the staff of permanent missions to the United Nations or the Organization of American
States or of consular posts.” 618 F.3d at 175. As the court observed, “the action taken by the
State Department to regulate the treatment of foreign missions implicates matters of diplomacy
directly.” Id. at 202 (emphasis added).
That Congress would categorically exclude rules like these from notice-and-comment
procedures is unsurprising. These procedures enhance the rulemaking process by exposing
proposed regulations to feedback from a broad set of interested parties. See Int’l Union, 407
F.3d at 1259. But comments are unlikely to impact a rule to which the United States has already
effectively committed itself through international agreement. See Pena, 17 F.3d at 1486 (“After
all . . . the agreement called for the United States to recognize Mexican [commercial divers’
42
licenses] even if comments revealed widespread objections.”). Similarly, in the diplomatic
context, agency action may be grounded in international reciprocity. See City of New York, 618
F.3d at 178 (noting that the State Department explained that its action “conforms to the general
practice abroad of exempting government-owned property used for bilateral or multilateral
diplomatic and consular mission housing”).
Here, however, the foreign affairs function exception does not excuse the Departments
from failing to engage in notice-and-comment rulemaking before promulgating the Rule. The
Rule overhauls the procedure through which the United States decides whether aliens who arrive
at our southern border are eligible for asylum here, no matter the country from which they
originally fled. These changes to our asylum criteria do not “clearly and directly” involve
activities or actions characteristic of the conduct of international relations. They do not, for
example, themselves involve the mechanisms through which the United States conducts relations
with foreign states. Nor were they the product of any agreement between the United States and
another country, regardless of any ongoing negotiations. To be sure, Defendants say they
intended that the Rule would have downstream effects in other countries, and perhaps on those
negotiations. Obviously, they expected that the Rule would cause more aliens to apply for
protection in other countries before arriving in the United States and seeking asylum here. But
these indirect effects do not clear the high bar necessary to dispense with notice-and-comment
rulemaking under the foreign affairs function exception.
It may seem a quibble that the exception distinguishes between rules that “clearly and
directly” involve activities characteristic of the conduct of international relations and those that
have indirect international effects. And of course, the Court is bound to apply both Circuit
precedent and the statutory text as it is, “even if it thinks some other approach might accord with
43
good policy.” Loving v. IRS, 742 F.3d 1013, 1022 (D.C. Cir. 2014) (cleaned up). But it is worth
pointing out that the Circuit’s holding in Califano and Congress’s use of the word “function”—
instead of, say, “effects” or “implications”—prevent the foreign affairs function exception from
swallowing the proverbial rule. There are many rulemakings that an agency might plausibly
argue have downstream effects in other countries or on international negotiations in which the
United States is perpetually engaged. Courts have, for example, warned that in the immigration
context, the “dangers of an expansive reading of the foreign affairs exception . . . are manifest.”
City of New York, 618 F.3d at 202. But this is true in other areas of the law as well. One agency
might reach for a too-sweeping interpretation of the foreign affairs function exception to argue
that a rule involving climate change that affects other countries is subject to the exception.
Another might contend that a rule regarding domestic production of some good or commodity
that impacts ongoing trade negotiations is covered. Thus, as Plaintiffs point out, courts of
appeals have generally rejected the idea that the exception applies merely because a rule
“implicate[s] foreign affairs,” City of New York, 618 F.3d at 202; see also Zhang, 55 F.3d at 744;
Yassini, 618 F.2d at 1360 n.4, or “touche[s] on national sovereignty,” Jean, 711 F.2d at 1478. In
the end, the narrowness of this exception does not mean that these agencies cannot take these
hypothetical actions; it simply means that they are not excused from engaging in notice-and-
comment rulemaking when they do.
Defendants argue that the Rule falls within the exception for two broad reasons, but
neither passes muster. First, they say that the Rule implicates foreign affairs or the President’s
foreign policy agenda. For example, they note that “the flow of aliens across the southern border
directly implicates the foreign policy and national security of the United States.” Defs.’ Cross
Mtn at 41 (cleaned up). They explain that the Rule is “linked intimately with the Government’s
44
overall political agenda concerning relations with another country.” Id. at 43 (quoting Am. Ass’n
of Exps., 751 F.2d at 1249).23 And they add that the changes embodied in the Rule “involve the
relationship between the United States and its alien visitors that implicate our relations with
foreign powers, and implement the President’s foreign policy.” 24 Id. (cleaned up). But for the
reasons already explained, although the Rule implicates foreign affairs at least indirectly, that
alone is not enough to satisfy the foreign affairs function exception.
Second, Defendants contend that notice-and-comment procedures would in some way
affect ongoing negotiations with other countries. For example, they assert that the Rule will
“facilitate ongoing diplomatic negotiations with foreign countries” about migration issues. Id. at
41 (quoting 84 Fed. Reg. at 33,842). They also argue that delaying the effective date of the Rule
would disturb the domestic political situation in other countries and hinder the United States’
23
Defendants go so far as to argue that this language should be the test for whether the foreign
affairs function exception applies. Defs.’ Cross Mtn at 41. But for largely the same reasons the
Court declines to adopt the “definitely undesirable international consequences” test, it declines to
adopt this purported one as well. Nowhere does the statutory text suggest that being “linked
intimately with the Government’s overall political agenda concerning relations with another
country” meets the exception. And, as explained above, Congress could have—but did not—
exempt rulemakings that merely affect or implicate foreign affairs. In addition, even the case
from which Defendants pluck this language does not hold it out as a test for the exception; it is
dicta. In fact, in that case the Federal Circuit held that the exception applied because notice and
comment “would provoke definitely undesirable international consequences,” specifically, trade
dumping. See Am. Ass’n of Exps., 751 F.2d at 1249 (quotation omitted). Finally, in that case the
court appears to have weighed that the rule at issue involved authority Congress delegated to the
President (that he then delegated to the agency) to negotiate export agreements with foreign
countries and issue relevant regulations. See id. at 1241 (citing 7 U.S.C. § 1854 (1982)). Neither
party here argues that the Rule involves power delegated to the President, or for that matter, that
engaging in notice and comment rulemaking would unconstitutionally hinder any inherent
constitutional power of the President. Contra Trump v. Hawaii, 138 S. Ct. 2392, 2408 (2018)
(observing that 8 U.S.C. § 1182(f) “exudes deference to the President in every clause”).
24
Defendants do not argue that this case involves a challenge to the President’s own actions,
which are “not reviewable . . . under the APA.” Franklin v. Massachusetts, 505 U.S. 788, 801
(1992).
45
negotiating strategy. Id. at 42. And relatedly, they argue that the faster the Rule went into effect,
the faster it would address the circumstances at our southern border, “thereby facilitating the
likelihood of success in the United States’ ongoing negotiations with Mexico regarding regional
and bilateral approaches to asylum, and supporting the President’s foreign-policy aims.” Id.
(cleaned up). This argument gets Defendants no further. As explained above, downstream
effects on foreign affairs or negotiations with other countries—either positive or negative—do
not bring the Rule under this exception. And while negative international effects could well
satisfy the good cause exception, Defendants do not make that argument, or back it up with an
appropriate factual record, such as sworn declarations from appropriate officials.
Defendants also argue that the Court should defer to the Departments’ conclusion that the
foreign affairs function exception applies. Defs.’ Supp. Br. at 4 (arguing that “principles of
deference are heightened in the context of Defendants’ invocation of the ‘foreign affairs’
exception”). But they do not point to any case law suggesting that agencies are entitled to
deference in interpreting the scope of the exception. That is hardly surprising. As this Circuit
has explained, “an agency has no interpretive authority over the APA.” Sorenson, 755 F.3d at
706; see also Envirocare of Utah, Inc. v. Nuclear Regulatory Comm’n, 194 F.3d 72, 79 n.7 (D.C.
Cir. 1999) (noting that “when it comes to statutes administered by several different agencies—
statutes, that is, like the APA . . . —courts do not defer to any one agency’s particular
interpretation”). And Defendants again point to cases like Holder, 561 U.S. at 35, see Defs.’
Supp. Br. at 5. The Court reiterates that there are many circumstances in which courts
appropriately defer to the national security judgments of the Executive. But determining the
scope of an APA exception is not one of them. As noted above, if engaging in notice-and-
comment rulemaking before implementing the rule would have harmed ongoing international
46
negotiations, Defendants could have argued that these effects gave them good cause to forgo
these procedures. And they could have provided an adequate factual record to support those
predictive judgments to which the Court could defer. 25 But they did not do so.
* * *
For all the above reasons, the Court finds that the Rule is not exempt from the APA’s
notice-and-comment procedures. Because the Departments unlawfully dispensed with those
requirements, they issued the Rule “without observance of procedure required by law,” 5 U.S.C.
§ 706.
C. Remedy
The APA commands that courts “hold unlawful and set aside agency action[s]” taken
“without observance of procedure required by law.” 5 U.S.C. § 706(2)(D). And the D.C. Circuit
has held that “[f]ailure to provide the required notice and to invite public comment . . . is a
fundamental flaw that ‘normally’ requires vacatur of the rule.” Heartland Reg’l Med. Ctr. v.
Sebelius, 566 F.3d 193, 199 (D.C. Cir. 2009) (citing Sugar Cane Growers Coop. of Fla. v.
Veneman, 289 F.3d 89, 97–98 (D.C. Cir. 2002)); see also Mack Trucks, 682 F.3d at 95 (“Because
EPA lacked good cause to dispense with required notice and comment procedures, we conclude
25
The portions of the administrative record that Defendants cite do not support a predictive
judgment meriting deference that international negotiations would be harmed by notice-and-
comment rulemaking. Some of those documents discuss an agreement between the United States
and Mexico requiring aliens to remain in Mexico while their asylum cases in the United States
are pending. See Defs.’ Cross Mtn at 42 (citing AR at 231–32, 537–57). Others include asylum-
related statistics. See id. (citing AR at 208–20, 222–30, 558–59). Still others include newspaper
articles indicating that the United States is pressuring other countries to do more to help reduce
the number of individuals who apply for asylum here. See id. (citing AR at 635–37, 698). But
there is, for example, no sworn declaration from a relevant official that explains the nature of the
ongoing negotiations and why notice-and-comment procedures would in fact harm them.
47
the IFR must be vacated without reaching Petitioners’ alternative arguments.”). Having found
that the Rule was enacted unlawfully, the Court sees no reason why it should not be vacated.
Defendants suggest several alternative remedies, but they offer no compelling reason why
they make sense here. For example, they propose remand without vacatur. See ECF No. 62
83:21–84:17. And indeed, the D.C. Circuit has held—despite the text of the APA—that in some
cases, a court may remand a defective rule without vacating it. See Allied–Signal, Inc. v. NRC,
988 F.2d 146, 150–51 (D.C. Cir. 1993) (outlining the factors a court should consider when
determining whether to remand without vacatur). That approach is not without some
controversy. See Comcast Corp. v. FCC, 579 F.3d 1, 10 (D.C. Cir. 2009) (Randolph, J.,
concurring) (arguing that remand without vacatur is unlawful). But assuming it is ever
appropriate, it is not warranted here.
Under Allied-Signal, to decide whether remand without vacatur is appropriate, courts
look to two factors: “the seriousness of the order’s deficiencies (and thus the extent of doubt
whether the agency chose correctly) and the disruptive consequences of an interim change that
may itself be changed.” 988 F.2d at 150–51 (citation omitted). When the two factors are in
equipoise, the resolution generally “turns on the Court’s assessment of the overall equities and
practicality of the alternatives.” Shands Jacksonville Med. Ctr. v. Burwell, 139 F. Supp. 3d 240,
270 (D.D.C. 2015).
As to the first factor, deficient notice “almost always require[s] vacatur,” Allina Health
Servs. v. Sebelius, 746 F.3d 1102, 1110 (D.C. Cir. 2014); see also Shands Jacksonville Med. Ctr.,
139 F. Supp. 3d at 268 (“The Court is unable to evaluate whether the Secretary’s decision was
reasonable because her omission prevented the public from offering meaningful comments.”).
And as discussed above, the protections that notice-and-comment procedures afford are
48
especially important when the proposed regulation has an “expansive” reach, see Block, 655 F.2d
at 1156, as the Rule does here. Moreover, offering the public the opportunity to comment after
the fact is not a substitute. New Jersey, 626 F.2d at 1049–50. In addition, because Plaintiffs
advance other colorable claims that the Rule is unlawful that the Court does not reach, “leaving
the regulations in place during remand would ignore petitioners’ potentially meritorious
challenges,” Natural Res. Def. Council v. EPA, 489 F.3d 1250, 1262 (D.C. Cir. 2007) (citation
omitted).26 As to the second factor, Defendants have presented no evidence suggesting that
“[t]he egg has been scrambled” so that “there is no apparent way to restore the status quo ante,”
Sugar Cane Growers, 289 F.3d at 97. Indeed, that recent pandemic-related administrative action
appears to have effectively closed the southern border indefinitely to aliens seeking asylum only
underscores that vacatur of the Rule will not result in prohibitively disruptive consequences. 27
Thus, both Allied-Signal factors weigh against remand without vacatur.
To be sure, courts in this Circuit have sometimes applied Allied-Signal, in one way or
another, to stay vacatur when vacating a rule immediately would create confusion, see Chamber
of Commerce v. SEC, 443 F.3d 890, 909 (D.C. Cir. 2006), when the parties both support a stay,
26
See also AFL-CIO v. Chao, 496 F. Supp. 2d 76, 93 (D.D.C. 2007) (“Vacatur thus has the
virtue of eliminating the significant risk that unions will be forced in early 2008 to comply with a
rule that this Court has found to be procedurally defective and whose substantive validity has not
yet been confirmed.”).
27
See Notice of Order Under Sections 362 and 365 of the Public Health Service Act Suspending
Introduction of Certain Persons From Countries Where a Communicable Disease Exists, 85 Fed.
Reg. 17,060 (Mar. 26, 2020); Amendment and Extension of Order Under Sections 362 and 365
of the Public Health Service Act, Order Suspending Introduction of Certain Persons From
Countries Where a Communicable Disease Exists, 85 Fed. Reg. 31,503 (May 26, 2020); see also
Notification of Temporary Travel Restrictions Applicable to Land Ports of Entry and Ferries
Service Between the United States and Mexico, 85 Fed. Reg. 16,547 (Mar. 24, 2020);
Notification of Temporary Travel Restrictions Applicable to Land Ports of Entry and Ferries
Service Between the United States and Mexico, 85 Fed. Reg. 37,745 (June 24, 2020).
49
see Anacostia Riverkeeper, Inc. v. Jackson, 713 F. Supp. 2d 50, 52–55 (D.D.C. 2010), or “where
a prolonged agency remand threatens to deprive one or more parties of significant rights,” Bauer
v. DeVos, 332 F. Supp. 3d 181, 185 (D.D.C. 2018). But this case presents none of those
situations.
Defendants also urge the Court to “limit any relief to the actual parties before the Court,”
Defs.’ Supp. Br. at 5, pointing to Justice Thomas’s concurrence in Trump v. Hawaii, 138 S. Ct.
2392 (2018), id. at 7. But there, Justice Thomas addressed the propriety of nationwide
injunctions, Trump, 138 S. Ct. at 2424–29, which is not the issue here. As the D.C. Circuit has
explained—and as Defendants concede, see Defs.’ Supp. Br. at 9 n.1—“[w]hen a reviewing
court determines that agency regulations are unlawful, the ordinary result is that the rules are
vacated—not that their application to the individual petitioners is proscribed.” Nat’l Min. Ass’n
v. U.S. Army Corps of Eng’rs, 145 F.3d 1399, 1409 (D.C. Cir. 1998) (alteration in original)
(quoting Harmon v. Thornburgh, 878 F.2d 484, 495 n.21 (D.C. Cir. 1989)); see also O.A., 404
F. Supp. 3d at 153.28
Defendants also contend that vacatur is prohibited by several provisions of the INA, but
again, the Court is not persuaded. They first argue that Section 1252(e)(1)’s prohibition on
“declaratory, injunctive, or other equitable relief in any action pertaining to an order to exclude
an alien in accordance with [expedited removal]” prohibits vacatur. Defs.’ Supp. Br. at 9–10.
28
Defendants’ reliance on the Fourth Circuit’s opinion in Virginia Soc’y for Human Life, Inc. v.
FEC, 263 F.3d 379 (4th Cir. 2001), overruled by The Real Truth About Abortion, Inc. v. FEC,
681 F.3d 544 (4th Cir. 2012), is misplaced for the same reason. Defs.’ Supp. Br. at 6. The court
in that case merely observed in dicta that the APA does not mandate nationwide injunctive relief.
Virginia Soc’y for Human Life, 263 F.3d at 393–94. But even setting aside the practical
challenges inherent in vacating the Rule only as to Plaintiffs in this case, see O.A., 404
F. Supp. 3d at 153, precedent in this Circuit instructs otherwise.
50
But the organizational Plaintiffs, like CAIR and Tahirih, are not challenging any specific order to
exclude an individual alien; they bring a facial challenge to the Rule. For that reason, Section
1252(e)(1) does not apply. Second, Defendants point to Section 1252(f)’s dictate that “no court
(other than the Supreme Court) shall have jurisdiction or authority to enjoin or restrain the
operation of the provisions of [8 U.S.C. §§ 1221–32] other than with respect to the application of
such provisions to an individual alien against whom proceedings under such part have been
initiated.” Id. at 10–11. But again, that section does not apply here. The Rule was issued under
12 U.S.C. § 1158(b)(2)(c), see 84 Fed. Reg. at 33,835, not one of the provisions covered by
Section 1252(f). See O.A., 404 F. Supp. 3d at 158. Moreover, by vacating the Rule, the Court is
not enjoining or restraining the INA’s operation. 29
Finally, Defendants argue that “in light of the Supreme Court’s order in Barr v. East Bay
Sanctuary Covenant,” 140 S. Ct. 3 (2019), the Court should “stay the effect of any decision
concerning relief pending resolution of East Bay.” Defs.’ Supp. Br. at 12–13. The Court sees no
reason to do so. The parties in East Bay are still litigating the propriety and scope of preliminary
relief, and the Supreme Court’s order simply stayed the nationwide scope of the preliminary
injunction entered by the district court. At bottom, the Court can glean little from the Supreme
29
The Court sees no reason why the relief available to the organizational Plaintiffs would be
governed by Section 1252. See Defs.’ Supp. Br. at 9–12. But even assuming it is, Defendants’
arguments also run headlong into Section 1252(e)(3), which authorizes courts in this District to
make “determinations” about whether relevant regulations issued by the Attorney General are in
violation of law. According to Defendants, the INA allows the Court only to issue these
“determinations” from which no legal consequences flow. See id. at 10. But it would be very
strange if Congress—in a section entitled “Challenges on validity of the system”—empowered
this Court to determine that a regulation was unconstitutional but left it powerless to remedy it.
Indeed, such a result could be inconsistent with Article III. See Preiser v. Newkirk, 422 U.S.
395, 401 (1975) (noting that “a federal court has neither the power to render advisory opinions
nor ‘to decide questions that cannot affect the rights of litigants in the case before them.’”
(citation omitted)).
51
Court’s one-paragraph order other than that a majority of Justices believed the factors meriting a
stay were satisfied. See 140 S. Ct. at 3; see also Maryland v. King, 567 U.S. 1301, 1301 (2012)
(Roberts, C.J., in chambers) (listing the factors the Supreme Court considers when deciding
whether to grant a stay).
For these reasons, the Court holds that vacatur is the appropriate remedy and that neither
remand without vacatur nor a stay of vacatur is warranted.
Conclusion
For all these reasons, the Court will grant Plaintiffs’ Motions for Summary Judgment,
CAIR ECF No. 41, I.A. ECF No. 6; deny Defendants’ Cross-Motions, CAIR ECF No. 43, I.A.
ECF No. 17; and vacate the Rule. A separate order will issue.
/s/ Timothy J. Kelly
TIMOTHY J. KELLY
United States District Judge
Date: June 30, 2020
52