Kovalevich v. United States Department of Justice Executive Office for United States Attorneys ( 2021 )

UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF COLUMBIA
)
SEAN MICHAEL KOVALEVICH, )
)
Plaintiff, )
)
v. ) No. 18-cv-1671 (KBJ)
)
UNITED STATES DEPARTMENT OF )
JUSTICE EXECUTIVE OFFICE FOR )
UNITED STATES ATTORNEYS, )
)
Defendant. )
)
MEMORANDUM OPINION
Pro se Plaintiff Sean Michael Kovalevich is a North Dakota state prisoner who is
incarcerated in Bismarck, North Dakota. (See Compl., ECF No. 1, ¶ 2.) On July 13,
2018, Kovalevich filed the instant legal action against the Executive Office for United
States Attorneys (“EOUSA”) under the Freedom of Information Act (“FOIA”), 5 U.S.C.
§ 552, challenging the agency’s failure to respond to his FOIA request for “all
documents and records concerning [himself].” (Id. ¶ 7.) EOUSA responded to
Kovalevich’s FOIA request on October 5, 2018, releasing seven pages in part or in full,
and withholding three pages in their entirety. (See Ex. 1C to Decl. of Tricia Francis
(“Francis Decl.”), ECF No. 19-2, at 14; Ex. 1D to Francis Decl., ECF No. 19-2, at 18–
19.) 1
Before this Court at present are EOUSA’s motion for summary judgment and
Kovalevich’s cross-motion for summary judgment. (See Def.’s Mot. for Summ. J.
1
Page numbers herein refer to those that the Court’s electronic case filing system automatically
assigns.
(“Def.’s Mot.”), ECF No. 19; Pl.’s Opp’n to Def.’s Mot. & Cross-Mot. for Summ. J.
(“Pl.’s Cross-Mot.”), ECF No. 22.) EOUSA argues in its motion that it has discharged
its obligations under the FOIA, because it conducted an adequate search for responsive
records and produced all reasonably segregable non-exempt information. (See Def.’s
Mem. in Supp. of Mot. for Summ. J. (“Def.’s Mem.”), ECF No. 19-1, at 2–8.)
Kovalevich’s cross-motion for summary judgment concedes that EOUSA has complied
with its duties under the FOIA (see Pl.’s Cross-Mot. at 3), but insists that he is entitled
to attorney’s fees and costs because his lawsuit prompted EOUSA to release the
requested records (see id. at 3–4).
For the reasons explained fully below, this Court has determined that EOUSA’s
motion for summary judgment is moot, because Kovalevich has effectively withdrawn
his challenge to the agency’s compliance with the FOIA. And the Court has further
concluded both that Kovalevich cannot recover attorney’s fees as a pro se plaintiff and
that the parties have failed to brief the issue of litigation costs adequately. Therefore,
both parties’ motions for summary judgment will be DENIED. A separate Order
consistent with this Memorandum Opinion will follow.
I. BACKGROUND
A. Kovalevich’s FOIA Request
On or around March 19, 2017, Kovalevich sent a request to the United States
Attorney’s Office for the District of North Dakota (“USAO”) under the FOIA and the
Privacy Act, 5 U.S.C. § 552a, requesting “all documents or records maintained by [the
USAO] concerning [himself].” (Ex. 1A to Francis Decl., ECF No. 19-2, at 8; see also
Compl. ¶ 7.) The USAO forwarded Kovalevich’s request to EOUSA a few days later
2
(see Ex. 1 to Compl., ECF No. 1-1, at 1), and EOUSA sent Kovalevich a letter on May
30, 2017, acknowledging receipt of the request (see Ex. 2 to Compl., ECF No. 1-2, at
1). In its letter, EOUSA also informed Kovalevich that his request had been classified
as “complex,” because it required gathering “records from one or more field offices,
and involve[d] many voluminous records and/or require[d] consultation with another
agency/component with a substantial interest in the subject-matter[.]” (Id.)
Consequently, EOUSA invoked its authority under the FOIA to “extend[] the [twenty-
day] time limit to respond to [Kovalevich’s] request for ten additional days.” (Id.
(citing 5 U.S.C. § 552(a)(6)(B)(i)).) EOUSA also advised Kovalevich that, because
“[s]imple requests usually receive a response in approximately 30 business days,
whereas complex requests necessarily take longer[,]” he should “modify and narrow the
scope of [his] request” to “avoid delay and reduce [any] potential fees[.]” (Id. at 1–2.)
In response to EOUSA’s letter, Kovalevich allegedly agreed to reduce the scope
of his request to the records that could be produced at no charge. (Compl. ¶ 8.) After
seven months passed without receiving any response from EOUSA, however,
Kovalevich sent a follow-up letter to the agency reaffirming his request for records.
(Ex. 3 to Compl., ECF No. 1-3, at 1.) When EOUSA did not respond to that
correspondence either, Kovalevich filed an administrative appeal with the Office of
Information Policy (“OIP”) on March 14, 2018, asserting that EOUSA had failed to
comply with the FOIA’s response deadline, and that he no longer wished to narrow the
scope of his request. (See Ex. 4 to Compl., ECF No. 1-4, at 1–3.) OIP responded to
Kovalevich’s appeal on June 15, 2018, and informed him that, because EOUSA had not
yet made any adverse determination concerning his FOIA request, there was nothing for
3
OIP “to consider on appeal.” (Ex. 6 to Compl., ECF No. 1-6, at 1.) Nevertheless, OIP
assured Kovalevich that it had “contacted EOUSA and ha[d] been advised that [his]
request [was] currently being processed.” (Id.)
B. Kovalevich’s Complaint And EOUSA’s Release Of Records
Kovalevich waited one more month for a response from EOUSA, to no avail, and
on July 13, 2018, he filed the instant legal action. (See Compl. at 1.) In his complaint,
Kovalevich alleged that EOUSA had violated the FOIA by failing to respond to his
request within the statutory time limit (id. ¶¶ 15–16), and that EOUSA had “deceived
[him] into limiting the scope of his request” by “suggesting that the [circumscribed]
request could . . . be processed within 30-days” (id. ¶ 19). For relief, Kovalevich asked
this Court to require EOUSA to release all records responsive to his “original request”
at no charge; declare that EOUSA’s actions violated the FOIA; and enjoin EOUSA
“from relying on the deceptive practice” of asking requestors to limit the scope of their
FOIA requests “by implying that the request will be processed on average within 30-
workdays when the Agency has no intention of doing so.” (Id. ¶ 22.) Kovalevich also
asked the Court to find that EOUSA’s actions “were so flagrant as to be arbitrary and
capricious” and to both refer the matter “to Special Counsel for investigation” and
award him attorney’s fees and costs. (Id.)
EOUSA responded to Kovalevich’s FOIA request on October 5, 2018; it
ultimately released five pages in full and two in part. (See Ex. 1C to Francis Decl. at
14; Ex. 1D to Francis Decl. at 18–19.) The agency also withheld from disclosure three
pages that allegedly contained attorney work product and personal identifying
information, and it referred an unspecified number of records to the Bureau of Indian
Affairs. (See Ex. 1D to Francis Decl. at 19.)
4
C. The Instant Motions
On March 15, 2019, following its production of records to Kovalevich, EOUSA
moved for summary judgment. (See Def.’s Mot. at 1.) In its motion, EOUSA provides
detailed declarations that describe its search for records in response to Kovalevich’s
request and explain its reasons for withholding or redacting information pursuant to
FOIA Exemptions 5, 6, and 7(C). (See Def.’s Mem. at 2–8; see also Decl. of Derek G.
Solberg, ECF No. 19-3, ¶¶ 6–13; Francis Decl. ¶¶ 6–22; Vaughn Index, Ex. 1E to
Francis Decl., ECF No. 19-2, at 22–23.) Based on these declarations, EOUSA contends
that it has discharged its duties under the FOIA, and that judgment should be entered in
its favor, because its search was adequate, its withholdings were proper, and it has
produced all reasonably segregable non-exempt records. (See Def.’s Mem. at 2, 4–8.)
Kovalevich has filed a cross-motion for summary judgment, in which he
concedes that EOUSA has “complied with [its] obligations under [the] FOIA.” (Pl.’s
Cross-Mot. at 3.) Given that concession, Kovalevich does not pursue any arguments
concerning the claims in his complaint that relate to the agency’s handling of his FOIA
request; instead, his cross-motion focuses exclusively on his request for attorney’s fees
and costs. (See id. at 3–4.) Specifically, Kovalevich contends that he is entitled to a
fee award because his lawsuit prompted EOUSA to change its “position” of “non-
compliance with the requirements of [the] FOIA” and caused the agency to release the
requested records. (Id. at 4.) For that reason, Kovalevich argues that he “‘substantially
prevailed’” in the litigation (id. at 3 (quoting 5 U.S.C. § 552(a)(4)(E))), and that he
should therefore be compensated for “the considerable time spent preparing and
litigating this action” (id. at 4).
5
EOUSA opposes Kovalevich’s request for a fee award, asserting that pro se
plaintiffs are not eligible for attorney’s fees under the FOIA (see Def.’s Opp’n to Pl.’s
Cross-Mot. for Summ. J. (“Def.’s Opp’n”), ECF No. 24, at 1–2), and that Kovalevich’s
minimal success in the litigation does not merit an award of litigation costs (see id. at
2–3; see also id. (arguing that Kovalevich “barely received any” of the documents he
requested, as the agency “referred the majority of . . . records to the Bureau of Indian
Affairs for response”)). EOUSA thus urges the Court to deny Kovalevich’s motion and
dismiss the case. (See id. at 3.)
II. DISCUSSION
The parties’ actions during the course of this litigation have significantly
narrowed the questions presented for this Court’s review. As just explained, EOUSA
has now produced seven records (in full or in part) in response to Kovalevich’s FOIA
request, and Kovalevich readily admits that EOUSA has fulfilled its obligations under
the FOIA. These developments have two implications for the pending motions. First,
based on the statements made in Kovalevich’s cross-motion for summary judgment, the
Court construes his concession as a withdrawal of his claim regarding EOUSA’s alleged
failure to comply with the FOIA. (See Pl.’s Cross-Mot. at 3.) As a result, EOUSA’s
motion for summary judgment, which is predicated on Kovalevich’s allegations of non-
compliance, must be denied as moot. See, e.g., Schoenman v. FBI, 575 F. Supp. 2d 136,
147 (D.D.C. 2008). Second, to the extent that any substantive challenges to EOUSA’s
handling of Kovalevich’s FOIA request remain (see, e.g., Compl. ¶ 19 (alleging that
EOUSA deceived Kovalevich into limiting the scope of his request)), such challenges
have become moot as well, given that EOUSA has produced the requested records.
6
Bayala v. U.S. Dep’t of Homeland Sec., 827 F.3d 31, 34 (D.C. Cir. 2016). It is well
established in this circuit that “once all requested records [have been] surrendered,
federal courts have no further statutory function to perform[,]” no matter how allegedly
“fitful or delayed the release of information under the FOIA may” have been. Perry v.
Block, 684 F.2d 121, 125 (D.C. Cir. 1982). 2
Thus, the sole question remaining in this case is whether Kovalevich has
demonstrated his entitlement to attorney’s fees and costs. The Court concludes that he
has not, for at least two reasons. First, and foremost, it is clear beyond cavil that “pro
se non-attorney[s] may not recover attorney fees under [the FOIA].” Benavides v.
Bureau of Prisons, 993 F.2d 257, 260 (D.C. Cir. 1993). And while pro se litigants may
seek costs under the FOIA, see Gerhard v. Fed. Bureau of Prisons, 258 F. Supp. 3d
159, 165 (D.D.C. 2017), this Court is not in a position to evaluate Kovalevich’s request
for costs at this time, because the parties have failed to brief the issue adequately.
In order to grant a plaintiff’s request for costs, a court must find that the
plaintiff “is both eligible and entitled to such an award.” Wren v. U.S. Dep’t of Just.,
282 F. Supp. 3d 216, 225 (D.D.C. 2017). A plaintiff is eligible for costs if he
“substantially prevailed” in the lawsuit by, for instance, securing a “voluntary or
unilateral change in position by the agency, if the [plaintiff’s] claim is not
2
Insofar as Kovalevich has attempted to characterize his challenges to EOUSA’s handling of his FOIA
request as an unlawful policy or practice under the FOIA, or as a separate claim under the
Administrative Procedure Act (“APA”), 5 U.S.C. § 701 et seq., the Court rejects both attempts. For
one thing, Kovalevich has not alleged a single fact suggesting that EOUSA has adopted such a policy or
practice. See, e.g., Am. Ctr. for L. & Just. v. U.S. Dep’t of State, 249 F. Supp. 3d 275, 281–82 (D.D.C.
2017). And while Kovalevich’s complaint appears to assert claims for relief under both the FOIA and
the APA, his APA claim cannot proceed, both because it is duplicative of his FOIA claim (see Compl.
¶¶ 16–21)—and also because the FOIA offers an adequate remedy for Kovalevich’s challenges to
EOUSA’s response, see Inst. for Pol’y Stud. v. CIA, 885 F. Supp. 2d 120, 153–54 (D.D.C. 2012)
(holding that the FOIA provides an adequate remedy for challenges to an agency’s response to a FOIA
request, and that courts lack authority to review such challenges separately under the APA).
7
insubstantial.” 5 U.S.C. § 552(a)(4)(E)(ii). And a plaintiff will be entitled to recover
his costs if the court finds that an award is warranted under the particular facts of the
case—a determination that courts typically make by considering “(1) the public benefit
derived from the case; (2) the commercial benefit to the plaintiff; (3) the nature of the
plaintiff’s interest in the records; and (4) whether the government ha[d] a reasonable
basis for withholding the requested information.” Kretchmar v. FBI, 882 F. Supp. 2d
52, 59 (D.D.C. 2012).
In the instant case, the parties have briefed only Kovalevich’s eligibility for
costs, omitting any discussion of his entitlement to such an award. (See Pl.’s Cross-
Mot. at 3–4; Def.’s Opp’n at 1–3.) Thus, the second reason that Kovalevich’s cross-
motion cannot be granted is that the parties have not provided the Court with sufficient
information to assess Kovalevich’s request for costs properly and in accordance with
the applicable legal standards. Therefore, the Court will deny Kovalevich’s request for
costs without prejudice, and will permit Kovalevich to renew his request through a
separate motion, should he elect to do so.
III. CONCLUSION
For the foregoing reasons, and as set forth in the Order that accompanies this
Memorandum Opinion, the Court concludes that Kovalevich’s complaint must be
DISMISSED for lack of jurisdiction given Kovalevich’s withdrawal of his claim
regarding the agency’s compliance with the FOIA. The Court further concludes that
EOUSA’s motion for summary judgment must be DENIED AS MOOT, and
Kovalevich’s cross-motion for summary judgment must be DENIED. However, if
Kovalevich seeks to reassert his request for litigation costs, he may file a motion for
8
costs that fully addresses the D.C. Circuit’s general standards for awarding costs under
the FOIA, on or before September 6, 2021. If Kovalevich files such a motion, EOUSA
shall file a response on or before September 27, 2021.
DATE: August 16, 2021 Ketanji Brown Jackson
KETANJI BROWN JACKSON
United States Circuit Judge
Sitting by Designation
9