Lewis v. State , 144 A.3d 1109 ( 2016 )

IN THE SUPREME COURT OF THE STATE OF DELAWARE
KAHLIL LEWIS, §
§ No. 122/123, 2015
Defendant Below, §
Appellant, § Court Below—Superior Court
§ of the State of Delaware
v. §
§ Cr. ID Nos. 1111020024 &
STATE OF DELAWARE, § 1304026571
§
Plaintiff Below, §
Appellee. §
Submitted: July 13, 2016
Decided: August 4, 2016
Before STRINE, Chief Justice; HOLLAND, VALIHURA, VAUGHN, and SEITZ,
Justices, constituting the Court en Banc.
Upon Appeal from the Superior Court of the State of Delaware: AFFIRMED.
Natalie S. Woloshin, Esquire, Woloshin, Lynch & Natalie, P.A., Wilmington, Delaware,
for Defendant Below, Appellant, Kahlil Lewis.
Andrew J. Vella, Esquire, Department of Justice, Wilmington, Delaware, for Plaintiff
Below, Appellee, State of Delaware.
SEITZ, Justice:
I. Introduction
In this appeal we must determine whether the Grand Jury properly indicted the
defendant for a crime under a criminal statute mistakenly repealed by the General
Assembly. The appellant, Kahlil Lewis, argues that the Grand Jury improperly indicted
him for an additional crime as part of a renewed indictment incorporating earlier charges
because the General Assembly repealed the statute covering the added crime before he
was re-indicted. The General Assembly discovered the mistake but did not re-enact the
repealed subsection until after the re-indictment.
We hold, consistent with decisions interpreting a similar federal saving statute,
that Delaware’s criminal saving statute permits the State to prosecute crimes under a
repealed criminal statute when the crimes were committed before the statute’s repeal.
Because Lewis committed the crime before the statute was repealed, he was still subject
to prosecution under the later repealed statute. Lewis also raises other arguments on
appeal that we address below. We find all of his arguments to be without merit, and
affirm.
II. Facts And Procedural Background
On April 27, 2013, Lewis drove to the 600 block of Jefferson Street in Wilmington
in search of people who attacked his friend the day before. When he arrived, Lewis
found several adults and children hanging around the street. Words were exchanged, and
shots were fired. During the exchange of gunfire, one of the people on the street, Toney
Morgan, was shot dead. Witnesses claimed they saw Lewis shoot Morgan. Lewis was
also shot in the face, though it was never established who shot him.
1
On June 24, 2013, the Grand Jury indicted Lewis on charges of second degree
murder, two counts of possession of a firearm during the commission of a felony, first
degree reckless endangering, and possession of a firearm by a person prohibited. On
December 18, 2013, the State filed an information charging Lewis with an additional
crime, possession of a firearm by a person prohibited—negligently causing death, a
violation of 11 Del. C. § 1448(e)(2). On December 23, 2013, the Grand Jury re-indicted
Lewis. The re-indictment repeated the charges in the original indictment, and added the
new charge under § 1448(e)(2).
Unknown to the State or Lewis, the General Assembly mistakenly repealed
§ 1448(e)(2) on July 18, 2013. It appears that when it amended parts of the previous
subsection of § 1448, the General Assembly inadvertently struck the language of
§ 1448(e)(2) and then enacted the bill. Thus, although a violation of § 1448(e)(2) was a
crime when the April 27, 2013 shooting and death occurred and when the Grand Jury first
indicted Lewis on June 23, 2013, it was not a crime in December 2013 when the State
filed the information and the Grand Jury re-indicted Lewis and included the new charge.
The General Assembly re-enacted § 1448(e)(2) on January 30, 2014, noting that it had
been mistakenly repealed.1
Lewis went to trial in January 2014. The State pursued only the reckless
endangering, possession of a firearm during the commission of a felony, and the
§ 1448(e)(2) charges. The State previously entered a nolle prosequi on the other charges,
1
Synopsis, H.B. 225, 147th Gen. Assemb. (Del. 2014).
2
including the second degree murder charge. The jury convicted Lewis of violating
§ 1448(e)(2) and acquitted him of the other charges.
In March 2014, while waiting for the court to rule on a motion for judgment of
acquittal, Lewis sent a letter directly to the court that raised for the first time whether the
repeal of § 1448(e)(2) affected the re-indictment. The Superior Court denied Lewis’
motion for judgment of acquittal on June 18, 2014. In so doing, the court held that the
repeal of § 1448(e)(2) had no bearing on Lewis’ case because Delaware’s criminal saving
statute, 11 Del. C. § 211(a), applied and allowed the State to prosecute Lewis under a
statute repealed at the time of the re-indictment. The court sentenced Lewis to 25 years
at level 5, suspended after 7 years.
III. Standard Of Review
Questions of statutory construction at issue in this case are issues of law and
reviewed de novo.2 We review claims of error not properly preserved in the trial court
for plain error.3 We review the sentencing of a criminal defendant for abuse of
discretion.4
IV. Discussion
Lewis raises four arguments on appeal. First, he argues the Superior Court should
have dismissed the § 1448(e)(2) charge in the December 2013 re-indictment because
§ 1448(e)(2) was repealed at the time of the re-indictment, and he suffered prejudice as a
2
Rapposelli v. State Farm Mut. Auto. Ins. Co., 988 A.2d 425, 427 (Del. 2010).
3
Small v. State, 51 A.3d 452, 456 (Del. 2012).
4
Fink v. State, 817 A.2d 781, 790 (Del. 2003).
3
result of having the charge added so close to trial. Second, Lewis contends that the
Superior Court should not have admitted evidence of his prior felony drug conviction and
referred to the conviction in the jury instructions. Third, he argues the court should have
given a self-defense jury instruction. And finally, Lewis argues that the Superior Court
abused its discretion because it sentenced him with a “closed mind” and thus was biased
against him. We address these contentions in turn.
a. The Delaware Criminal Saving Statute Allowed The State To Indict
Lewis For A Violation Of § 1448(e)(2)
Lewis first argues that he was not properly indicted for possession of a deadly
weapon by a person prohibited—negligently causing death because at the time of the re-
indictment, § 1448(e)(2) had been repealed, the criminal saving statute did not apply, and
he suffered prejudice when the State added the charge two weeks before his trial. Lewis’
argument relies mainly on the common law rule that, absent a saving statute, the repeal of
a criminal statute voids all prosecutions under it that have not attained final judgments.5
For its part, the State argues that the criminal saving statute applied and authorized the
State to indict Lewis for a crime committed before repeal of the criminal statute.
The criminal saving statute, 11 Del. C. § 211(a), provides as follows:
(a) The repeal of any statute creating, defining or relating to any
criminal offense set forth under the laws of this State, shall not have the
effect of releasing or extinguishing any penalty, forfeiture or liability
incurred under such statute, unless the repealing act shall so expressly
provide, and such statute shall be treated as remaining in full force and
5
Will. v. State, 756 A.2d 349, 353 (Del. 2000); Angelini v. Court of Common Pleas, 205
A.2d 174, 175 (Del. 1964) (“[W]here a criminal statute is repealed and there is no express or
implied saving clause, all actions which have not attained final judgment are to be terminated.”).
4
effect for the purpose of sustaining any proper action or prosecution for the
enforcement of such penalty, forfeiture or liability.
(b) Any action, case, prosecution, trial or other legal proceeding in
progress under or pursuant to any statute relating to any criminal offense set
forth under the laws of this State shall be preserved and shall not become
illegal or terminated in the event that such statute is later amended by the
General Assembly, irrespective of the stage of such proceeding, unless the
amending act expressly provides to the contrary. For the purposes of such
proceedings, the prior law shall remain in full force and effect.
The Superior Court rejected Lewis’ argument and noted that under § 211(a), if a
statute is repealed without express language to the contrary, it “shall be treated as
remaining in full force and effect for the purpose of sustaining any proper action or
prosecution . . . .” According to the Superior Court, § 211(a) means that a repealed
criminal statute, absent contrary language, remains in force for purposes of pre-repeal
violations, provided that the State invokes the saving statute to “sustain”—in the sense of
“furthering”—an existing prosecution. The court believed that the critical question was
not whether a prosecution was ongoing under the later repealed statute, but instead
whether any prosecution had been commenced while the repealed statute was still in
force. Because there was already a prosecution against Lewis pending at least from June
2013, the Superior Court found that the § 1448(e)(2) charge “sustained” or furthered that
original prosecution and was therefore proper.
We disagree with the Superior Court’s interpretation of the saving statute because
it fails to account for important qualifying language in § 211(a). Even if we accept the
Superior Court’s premise that new prosecutions are prohibited once a statute has been
repealed—a premise we reject below—section 211(a) states that the repealed statute
5
“shall be treated as remaining in full force and effect for the purpose of sustaining any
proper action or prosecution for the enforcement of [that statute].” In other words,
according to the express wording of the statute, the “prosecution” being “sustained” must
be an existing prosecution under the later-repealed statute, not simply any prosecution for
crimes related or unrelated to the later-repealed statute. Because the State did not
originally bring charges against Lewis under the later-repealed statute, the Superior Court
misconstrued the saving statute when it held that Lewis’ original prosecution could
support a later prosecution under the repealed statute.
Although the Superior Court misinterpreted the saving statute, in the end it
reached the right result. We have not addressed before whether Delaware’s criminal
saving statute allows the State to charge a defendant under a repealed statute for a crime
that occurred before repeal. To answer the question we look to what the General
Assembly intended when it used the word “sustain” when referring to a prosecution
under the saving statute.
Fortunately, we have a legislative expression of intent behind the saving statute.
In enacting the statute, the General Assembly intended that “legislative revision to the
criminal code . . . not have the unintended consequence of repealing an existing law, thus
ending a prosecution for conduct which occurred prior to the repeal.”6 In other words,
the General Assembly intended that criminal liability, once incurred under an existing
statute, not be extinguished by repeal absent an explicit legislative statement to the
6
Synopsis, H.B. 277, 139th Gen. Assemb. (Del. 1998).
6
contrary. Although the General Assembly spoke in terms of “ending a prosecution,”
commentators have noted that saving statutes are intended to “alleviate the hardships and
to rectify the injustices of the common-law rules of construction as they relate to the
effect of the repeal of a statute,” and “continue repealed statutes with respect to past
activity and pending legal actions.”7 Thus, consistent with the foregoing, we interpret the
words “sustaining any proper action or prosecution” to include prosecutions for crimes
committed before a criminal statute is repealed, regardless of the timing of the
information or indictment.8
Our interpretation of Delaware’s saving statute is supported by the federal savings
statute. Delaware’s saving statute was “modeled in part upon federal law.”9 The federal
statute, 1 U.S.C.A. § 109, provides as follows:
The repeal of any statute shall not have the effect to release or extinguish
any penalty, forfeiture, or liability incurred under such statute, unless the
repealing Act shall so expressly provide, and such statute shall be treated as
still remaining in force for the purpose of sustaining any proper action or
prosecution for the enforcement of such penalty, forfeiture, or liability.
Federal courts have held that “to sustain” a prosecution under the federal saving statute
includes the right to bring a new action to enforce criminal liability that occurred while a
repealed statute was in force.10
7
1A SUTHERLAND STATUTORY CONSTRUCTION § 23:38 (7th ed.).
8
Our interpretation of the saving statute does not open the door to limitless prosecutions for
repealed crimes. For most crimes the statute of limitations will close the door on future
prosecutions. See 11 Del. C. § 205.
9
Synopsis, H.B. 277, 139th Gen. Assemb. (Del. 1998).
10
See Dorsey v. United States, 132 S. Ct. 2321, 2331 (2012) (“Case law . . . makes clear that
penalties are ‘incurred’ under the older statute when an offender becomes subject to them, i.e.,
commits the underlying conduct that makes the offender liable.”); United States v. Reisinger, 128
7
Accordingly, under § 211(a), the State could indict Lewis for violating
§ 1448(e)(2) because the crime was committed before repeal of the statute. The timing of
the indictment, and the General Assembly’s mistaken repeal, did not impact the validity
of the indictment.
Lewis also contends that the Grand Jury’s re-indictment two weeks before trial
caused him prejudice. Because the argument was not raised below, we review the issue
of prejudice for plain error. For error to be plain, it must be “so clearly prejudicial to
substantial rights as to jeopardize the fairness and integrity of the trial process.”11 In
addition, “the doctrine of plain error is limited to material defects which are apparent on
the face of the record; which are basic, serious and fundamental in their character, and
which clearly deprive an accused of a substantial right, or which clearly show manifest
injustice.”12
To support his position, Lewis cites Superior Court Criminal Rule 7(e):
U.S. 398, 402 (1888) (holding that prosecution for repealed statute that commenced after
statute’s repeal was valid by operation of § 109); United States v. Jackson, 468 F.2d 1388, 1389
(8th Cir. 1972) (indictment bringing charges under statute repealed after commission of the
crime but before return of the indictment was not void under the plain language of the federal
saving statute); United States v. Brown, 429 F.2d 566, 568 (5th Cir. 1970) (“[T]he saving clause
allows prosecution under the [repealed] statute, and the date on which the indictment was
returned is not relevant to this inquiry.”); United States v. Auerbach, 68 F. Supp. 776, 779 (S.D.
Cal. 1946) (rejecting the contention that “sustain” requires that there be an existing prosecution);
see also 1A SUTHERLAND STATUTORY CONSTRUCTION § 23:38 (7th ed.) (“Where a statute is
repealed, a general saving statute saves any [liability] which accrued under the repealed statute.
Consequently, any action predicated upon the repealed statute may be commenced and
prosecuted to conclusion under the provisions of the repealed act.” (emphasis added)).
11
Small, 51 A.3d at 456 (citing Wainwright v. State, 504 A.2d 1096, 1100 (Del. 1986)).
12
Id.
8
The court may permit an indictment or an information to be amended at any
time before verdict or finding if no additional or different offense is
charged and if substantial rights of the defendant are not prejudiced.
As is plain from its wording, Rule 7(e) only applies to amendments of an
information or indictment granted by the court, not a re-indictment by a Grand Jury.
Here, the Superior Court did not permit amendment of Lewis’ indictment. If Lewis
believed he would be prejudiced by having to defend the § 1448(e)(2) charge added
shortly before trial, his remedy was to ask for a continuance of the trial, which he did not.
Therefore, the Superior Court did not plainly err, and Lewis was properly re-indicted and
convicted under § 1448(e)(2).
b. Lewis’ Prior Felony Conviction Was Properly Admitted
Lewis argues that during cross-examination by the State, the State should not have
questioned him about his prior felony drug conviction. Lewis also contends that the
prosecutor should not have referenced his conviction in closing argument, and the
Superior Court should not have included it in the jury instructions. Because Lewis did
not object to any of these instances of alleged error, once again our review is for plain
error.13
Lewis points to three references to his prior felony conviction made during trial.
The first reference occurred during cross-examination by the State:
Q. You’re a convicted felon; correct?
A. Yes, I am.
Q. And you were convicted in Delaware in 2012 of drug dealing; right?
A. Yeah, that’s a funny thing.
13
Id.
9
Q. But, yes or no, you were convicted of drug dealing in 2012.
A. Yeah.
You’re familiar with your law though, right? You know that they changed
the law in 2008 that if you get caught with one bag of weed or more than
one bag of weed, they charge you—
THE COURT: Mr. Lewis, please. Mr. Lewis, just answer the question so
we don’t take more time than we need—
THE WITNESS: But it sounds worse that it is, Your Honor, because I only
got caught with probably like five bags for use.
THE COURT: Next question, please.14
The second reference to the 2012 conviction occurred when, during closing arguments,
the prosecutor stated that Lewis was “a convicted drug dealer, which prohibits him from
possessing a firearm.”15 Finally, the third reference was in the jury instructions, in which
the court reiterated that Lewis had been convicted of possession with intent to deliver
heroin in 2012.16
The Superior Court did not plainly err by allowing reference to Lewis’ prior drug
conviction. As a convicted drug dealer, Lewis was a person prohibited from possessing a
firearm.17 His conviction for drug dealing was an element of the crime and thus the jury
was entitled to hear the evidence.18 Further, because Lewis elected to testify, his
credibility could be impeached under Delaware Rule of Evidence 609 by reference to
14
App. to Opening Br. at 239.
15
Id. at 253.
16
Id. at 279.
17
11 Del. C. § 1448(e)(2) (“Any person who is a prohibited person . . . because of a conviction
for a violent felony and who, while in possession or control of a firearm in violation of this
section, negligently causes . . . the death of another person through the use of such firearm, shall
be guilty of a class B felony . . . .” (emphasis added)). Drug dealing is considered a violent
felony. See 11 Del. C. § 1448(e)(3); 11 Del. C. § 4201(c).
18
See 11 Del. C. § 1448(e)(2); Robinson v. State, 80 A.3d 961 (Del. 2013) (Table) (citing United
States v. Higdon, 638 F.3d 233 (3d Cir. 2011)).
10
prior felony convictions.19 We have held that, in challenging the credibility of a witness,
as happened here, “a cross-examiner may inquire: (1) whether a witness previously has
been convicted of a felony or crime of dishonesty; (2) if so, what those crimes were; and
(3) where and when those convictions were obtained.”20
The prosecutor also properly referred to Lewis’ drug dealing conviction in closing
argument. One of the purposes of closing argument is to sum up the evidence and
present the jury with a clear picture of the State’s theory of the case; namely, that it has
proven each element of the crime beyond a reasonable doubt.21 Here, because Lewis’
status as a person prohibited by reason of his felony conviction was an element of the
crime, the prosecutor could properly recite that stipulated fact in his closing argument.
The prosecutor did not go beyond this permissible purpose in his closing.22 Likewise,
reiterating that Lewis had stipulated to one of the elements of the crime was not improper
considering the court’s duty to inform the jury of all of the elements of the crime.23
19
See Desmond v. State, 654 A.2d 821, 826 (Del. 1994) (holding it was proper for the State to
cross-examine testifying defendant about prior convictions for purpose of impeaching his
credibility).
20
Archie v. State, 721 A.2d 924, 928 (Del. 1998).
21
23A C.J.S. Criminal Procedure and Rights of Accused § 1751, Westlaw (updated 2016) (“The
opening final argument for the prosecution is intended to permit a statement of the case and of
the law and the evidence and to uphold the right to a conviction.”).
22
Id. § 1766, Westlaw (updated 2016) (“[T]he prosecuting attorney may allude to the fact that
the accused has committed . . . crimes other than that for which he or she is on trial, where
evidence supporting the particular reference is properly before the jury, but not otherwise.”);
App. to Opening Br. at 253 (“[T]he defendant is a convicted drug dealer, which prohibits him
from possessing a firearm.”).
23
See Robinson, 80 A.3d 961 (“‘Although a defendant may, by stipulating that he has a prior
felony conviction, prevent the jury from hearing the nature or underlying facts of the conviction,
he may not prevent the jury from learning the fact that he has a prior felony conviction—a
‘crucial element’ of the offense.’ Thus, ‘a [trial] court may not entirely exclude a stipulated fact
11
Accordingly, the references to Lewis’ prior conviction were proper and did not
constitute plain error.
c. The Superior Court Properly Refused A Self-Defense Instruction
Lewis asked for a choice-of-evils instruction before trial, and argued that he did
not have a gun just before the shooting but that once he felt his life was threatened by a
person with a gun, he wrestled the gun away from that person.24 The Superior Court
agreed with Lewis that a choice-of-evils instruction was appropriate, and gave the
instruction. Lewis now claims a self-defense instruction was also appropriate for the
§ 1448(e)(2) charge. Because the issue was not raised below, we once again review for
plain error.
The State charged Lewis with possession of a firearm by a person prohibited—
negligently causing death. The elements of the crime are (1) possession of a firearm (2)
by a person prohibited and (3) negligently causing the death of another with the firearm.25
The self-defense doctrine permits the intentional use of force in response to a reasonably
from the jury’s consideration when that fact constitutes an element of an offense.’” (quoting
Higdon, 638 F.3d at 242 (emphasis in original)); 23A C.J.S. Criminal Procedure and Rights of
Accused § 1805, Westlaw (updated 2016) (“Instructions are statements of the law applicable to
the facts, and their functions include guiding the jurors and informing them of the law to be
applied to the evidence.”); id. § 1842 (“[I]t is generally within the court’s discretion to review
and summarize the evidence when it instructs the jury . . . .”).
24
App. to Opening Br. at 39; see also 11 Del. C. § 463 (“[C]onduct which would otherwise
constitute an offense is justifiable when it is necessary as an emergency measure to avoid an
imminent public or private injury which is about to occur by reason of a situation occasioned or
developed through no fault of the defendant, and which is of such gravity that, according to
ordinary standards of intelligence and morality, the desirability and urgency of avoiding such
injury clearly outweigh the desirability of avoiding the injury sought to be prevented by the
statute defining the offense in issue.”).
25
11 Del. C. § 1448(e)(2).
12
perceived threat of imminent bodily harm.26 The defense therefore requires the conscious
perception of a threat and the intentional resort to force. But negligent homicide requires
only negligence—a mental state that involves merely failing to exercise the care of an
ordinary prudent person under the circumstances.27 It would thus make no sense to say
that Lewis both failed to exercise ordinary care resulting in Morgan being shot and at the
same time that his intentional shooting of Morgan was justified because it was a response
to a threat Lewis reasonably perceived. As such, the Superior Court correctly declined to
give a self-defense instruction for this charge.
d. The Superior Court Did Not Abuse Its Discretion In Sentencing
Lewis
Lewis argues the Superior Court abused its discretion by sentencing him with a
closed mind. He points to various mitigating facts, such as Lewis’ traumatic childhood,
extreme poverty, and the fact that he was shot during the altercation. To disturb a
sentence on appeal, the defendant must show either that it was an illegal sentence or that
it was “based on factual predicates which are false, impermissible, or lack minimal
reliability, judicial vindictiveness or bias, or a closed mind.”28 “A judge sentences with a
26
11 Del. C. § 464(a) (“The use of force upon or toward another person is justifiable when the
defendant believes that such force is immediately necessary for the purpose of protecting the
defendant against the use of unlawful force by the other person on the present occasion.”). See
generally 2 WHARTON’S CRIMINAL LAW § 127 Self-defense (15th ed.).
27
11 Del. C. § 231(d) (“A person acts with negligence with respect to an element of an offense
when the person fails to exercise the standard of care which a reasonable person would observe
in the situation.”).
28
Cruz v. State, 990 A.2d 409, 416 (Del. 2010) (quoting Weston v. State, 832 A.2d 742, 746
(Del. 2003)); Weber v. State, 655 A.2d 1219, 1221 (Del. 1995).
13
closed mind when the sentence is based on a preconceived bias without consideration of
the nature of the offense or the character of the defendant.”29
Lewis’ counsel presented the mitigating facts that he now claims the court
ignored. The Superior Court was aware of those factors, but nevertheless believed that a
longer sentence was appropriate because of other aggravating circumstances that Lewis
now ignores. Specifically, Lewis was on probation at the time of the crime, knew he was
not supposed to possess a firearm, and yet did have a firearm and killed Morgan with that
firearm.30 The Superior Court properly exercised its discretion when it found that the
aggravating factors outweighed the mitigating factors. Because the sentence imposed
was not illegal and Lewis has failed to show how the court was biased or otherwise
abused its discretion, his final argument is without merit.
V. Conclusion
Because Lewis’ prosecution and conviction under § 1448(e)(2) were proper, and
his other claims of error are without merit, we affirm the judgment of the Superior Court.
29
Cruz, 990 A.2d 409 at 416 (quoting Weston, 832 A.2d at 746).
30
App. to Opening Br. at 345–47.
14