State v. Culp , 152 A.3d 141 ( 2016 )

IN THE SUPREME COURT OF THE STATE OF DELAWARE
STATE OF DELAWARE, §
§ No. 249, 2016
Plaintiff Below, §
Appellant, § Court Below:
§
v. § Superior Court of the
§ State of Delaware
CATHERINE W. CULP, §
§ Cr. I.D. No. 9807019438
Defendant Below, §
Appellee. §
Submitted: November 16, 2016
Decided: December 8, 2016
Before STRINE, Chief Justice, VALIHURA and SEITZ, Justices.
Upon appeal from the Superior Court. REVERSED.
Sean P. Lugg, Esquire (argued), Delaware Department of Justice, Wilmington, Delaware
for Appellant.
Bernard J. O’Donnell, Esquire and William T. Deely, Esquire (argued), Office of Public
Defender, Wilmington, Delaware for Appellee.
VALIHURA, Justice:
Pending before this Court is the State’s appeal from the Superior Court’s April 18,
2016 Opinion and Order (the “Order”)1 granting Catherine Culp’s (“Culp”) second pro se
motion for sentence modification,2 which the Superior Court reviewed as a Motion for
Review of Sentence (the “Motion”).3 The Superior Court held that Culp’s rehabilitative
efforts demonstrated “beyond cavil extraordinary circumstances” justifying reduction of
her sentence pursuant to Superior Court Criminal Rule 35(b).4 On appeal, the State
argues that the Superior Court abused its discretion in granting the Motion, which the
State contends was barred as repetitive and untimely.
For the reasons set forth below, we REVERSE the Superior Court’s Order
granting Culp’s Motion.
I. RELEVANT FACTS AND PROCEDURAL BACKGROUND
On July 28, 1999, Culp’s boyfriend, Lee Hicks, died after being shot in the back.
Culp was arrested and charged with Hicks’s murder. On December 8, 1999, after a two-
week trial, a Superior Court jury found Culp guilty of murder in the first degree and
possession of a firearm during the commission of a felony (“PFDCF”). On December 17,
1999, the Superior Court imposed a life sentence for the first-degree murder charge and
five years of incarceration for PFDCF. On appeal, this Court determined that the trial
court had improperly excluded Culp’s statements made to a 911 dispatcher and reversed
1
State v. Culp, 140 A.3d 435 (Del. Super. 2016) [hereinafter “Culp III, 140 A.3d at __”].
2
Mot. for Modification / or Consideration for 4217, State v. Culp, No. 9807019438 (Del. Super.
Oct. 5, 2015) [hereinafter “Mot. at B__”], available at B1-5.
3
See Culp III, 140 A.3d at 436.
4
Id. at 438.
2
the judgment, remanding the case to the trial court.5
On July 30, 2001, a Superior Court jury, on retrial, acquitted Culp of Murder in
the First Degree, but found her guilty of the lesser-included offense of Murder in the
Second Degree and PFDCF. On August 1, 2001, the Superior Court sentenced Culp to
twenty years of imprisonment at Level V for the murder, and five years’ imprisonment at
Level V for the firearm offense. On direct appeal, this Court affirmed Culp’s convictions
and sentence on January 27, 2003.6
On April 22, 2003, Culp filed her first pro se motion for modification of sentence,
which was denied on May 29, 2003. On March 11, 2009, Culp filed a pro se motion for
postconviction relief, which the Superior Court denied on July 13, 2009. On October 5,
2015, Culp filed the Motion, claiming that she participated in every program offered to
her and was thereby rehabilitated. The programs she participated in include: achieving an
associate’s degree, teaching courses to other inmates, tutoring, and completing courses in
computing, Spanish, women’s health, public speaking, culinary arts, dancing, and floral
design.7 In her Motion, Culp noted that no additional programs were available to
stimulate her mind and that she was remorseful for her actions.
On April 18, 2016, the Superior Court granted Culp’s Motion, finding that Culp
had “demonstrated beyond cavil extraordinary circumstances, in the clearest manner that
5
Culp v. State, 766 A.2d 486, 491 (Del. 2001) [hereinafter “Culp I, 766 A.2d at __”].
6
Culp v. State, 2003 WL 193536, at *3 (Del. Jan. 27, 2003) [hereinafter “Culp II, 2003 WL
193536, at *__”].
7
Culp III, 140 A.3d at 438.
3
Rule 35(b) could conceive, for a reduction of her sentence.”8 The Superior Court found
that the “effect of Culp’s tremendously ambitious efforts is that she has not only exposed
herself to, but excelled in the acquisition of, skills that will make her a particular benefit
to the community upon her reintegration.”9 At the time of her Motion, Culp had served
approximately 17 years of her 25-year sentence. The Superior Court modified her
sentence to 20 years at Level V for murder, suspended after 12, and 8 years for PFDCF at
Level V, suspended after 5, followed by 2 years at Level III supervision.
On appeal, the State contends that the Superior Court abused its discretion by
considering Culp’s repetitive and untimely motion for reduction of sentence, contrary to
the plain language of Rule 35 and case law interpreting the Rule. The State argues that
program participation does not constitute “extraordinary circumstances” that would
excuse the untimely Motion. Culp responds that a prior Rule 35 motion does not
necessarily bar subsequent motions and that her rehabilitation constitutes extraordinary
circumstances sufficient to overcome the timeliness bar in Rule 35(b).
II. ANALYSIS
This Court reviews a Superior Court’s grant of a motion for modification of
sentence for abuse of discretion.10 “An abuse of discretion occurs when a court has
exceeded the bounds of reason in view of the circumstances or so ignored recognized
8
Id.
9
Id. at 437.
10
State v. Lewis, 797 A.2d 1198, 1202 (Del. 2002).
4
rules of law or practice to produce injustice.”11 “The applicability or construction of a
statute or court rule is a question of law and is subject to de novo review.”12
Superior Court Criminal Rule 35(b) permits the Superior Court to “reduce a
sentence of imprisonment on a motion made within 90 days after the sentence is
imposed.”13 The Superior Court “will not consider repetitive requests for reduction of
sentence.”14 A motion is “repetitive” as that term is used in Rule 35(b) when it is
preceded by an earlier Rule 35(b) motion, even if the subsequent motion raises new
arguments.15 Rule 35(b) does not set forth any exception to the repetitive motion bar.
Rule 35(b) provides that “[t]he court will consider an application made more than
90 days after the imposition of sentence only in extraordinary circumstances or pursuant
to 11 Del. C. § 4217.”16 Thus, two exceptions permit the Superior Court to consider
motions filed more than 90 days after sentencing. First, the Superior Court may consider
an untimely motion if “extraordinary circumstances” exist.17 “In order to uphold the
finality of judgments, a heavy burden is placed on the defendant to prove extraordinary
circumstances when a Rule 35 motion is filed outside of ninety days of imposition of a
sentence.”18 Recently, this Court stated in Diaz that extraordinary circumstances are
circumstances that “‘specifically justify the delay;’ are ‘entirely beyond a petitioner’s
11
Harper v. State, 970 A.2d 199, 201 (Del. 2009) (quoting Culp I, 766 A.2d at 489) (internal
quotation marks omitted).
12
Lewis, 797 A.2d at 1199 (citation omitted).
13
Super. Ct. Crim. R. 35(b).
14
Id.
15
See, e.g., Valentine v. State, 2014 WL 7894374, at *2 (Del. Dec. 31, 2014) (describing a
second Rule 35(b) motion, which raised a new argument, as “untimely and repetitive”).
16
Super. Ct. Crim. R. 35(b).
17
Id.
18
State v. Diaz, 2015 WL 1741768, at *2 (Del. Apr. 15, 2015).
5
control;’ and ‘have prevented the applicant from seeking the remedy on a timely
basis.’”19
Second, the Superior Court can modify a sentence more than 90 days after
sentencing pursuant to 11 Del. C. § 4217.20 Section 4217 permits the Superior Court to
modify a sentence solely on the basis of an application filed by the Department of
Correction (“DOC”) “for good cause shown which certifies that the release of the
defendant shall not constitute a substantial risk to the community or the defendant’s own
self.”21 Good cause includes, but is not limited to, “rehabilitation of the offender, serious
medical illness or infirmity of the offender and prison overcrowding.”22 For purposes of
Section 4217, “rehabilitation” is defined as “the process of restoring an individual to a
useful and constructive place in society especially through some form of vocational,
correctional, or therapeutic retraining.”23 Such applications by the DOC “shall be filed
with the Board of Parole.”24 Because the DOC did not file such an application here,
Section 4217 cannot justify the Superior Court’s modification of Culp’s sentence.
We conclude that the Superior Court abused its discretion in considering Culp’s
Motion, which was both repetitive and untimely. The Motion was repetitive because it
was Culp’s second request for modification of her sentence. Ignoring Rule 35(b)’s
19
Id. (quoting Lewis, 797 A.2d at 1203-05 (Steele, J., dissenting)).
20
Super. Ct. Crim. R. 35(b).
21
11 Del. C. 4217(b).
22
11 Del. C. 4217(c).
23
11 Del. C. 4217(h).
24
11 Del. C. 4217(d)(1). Section 4217(d) sets forth procedures regarding such applications
which may include, in appropriate cases, a hearing held by the Board of Parole, after written
notice of such hearing to the Attorney General’s office. “Only in those cases where the Board of
Parole by a majority vote recommends a modification of the sentence shall the application be
submitted to the [Superior] Court for consideration.” 11 Del. C. 4217(d)(4).
6
command that the court “not consider repetitive requests for reduction of sentence” was
an abuse of discretion.
Further, Culp’s Motion was also time barred. As the Superior Court recognized,
Culp filed the Motion more than 90 days after the imposition of her sentence. 25 The
Superior Court found that Culp’s rehabilitation constituted “extraordinary circumstances”
that justified review of the untimely Motion. However, this Court has held that
“participation in educational and rehabilitative programs, while commendable, does not,
in and of itself, constitute ‘extraordinary circumstances’ for purposes of Rule 35(b).”26 It
appears that the Superior Court read our statement in Allen v. State27—that “Allen’s
prison record is not sufficient to establish ‘extraordinary circumstances’”28—to “not
preclude” the possibility that a prison record might constitute extraordinary
circumstances.29 But, the Superior Court’s reading of Allen is contrary to established
precedent, as well as our recent decision in Diaz.30
25
See Mot. at B2.
26
DeShields v. State, 2012 WL 1072298, at *1 (Del. Mar. 30, 2012) (citing Morgan v. State,
2009 WL 1279107, at *1 (Del. May 11, 2009)); see also Callahan v. State, 2016 WL 4437955, at
*1 (Del. Aug. 22, 2016) (same); Triplett v. State, 2008 WL 802284, at *1 (Del. Mar. 27, 2008)
(“While participation in rehabilitative programs is commendable, it is well-settled that such
participation, in and of itself, is insufficient to merit substantive review of an untimely motion
for sentence reduction.” (citation omitted)).
27
2007 WL 1519030 (Del. May 25, 2007).
28
Id. at *1 (stating that a defendant’s “prison record [was] not sufficient to establish
‘extraordinary circumstances’ under Superior Court Criminal Rule 35(b) and thus excuse [his]
failure to comply with the 90-day limitations period of Rule 35(b)” (footnotes omitted)).
29
Culp III, 140 A.3d at 437 (“The Court certainly did not preclude a prison record’s establishing
extraordinary circumstances. The fair reading is quite to the contrary. Allen’s record was
(probably woefully) not enough, but the process and the possibility exist.”).
30
See Diaz, 2015 WL 1741768, at *2 (describing “extraordinary circumstances” as “those which
‘specifically justify the delay;’ are ‘entirely beyond a petitioner’s control;’ and ‘have prevented
7
The Superior Court justified its holding, in part, by its observation that
rehabilitation is at least one objective underlying Delaware’s penal system. 31 Although
the Superior Court may be correct that rehabilitation is a goal animating the programs
offered to inmates in Delaware’s correctional institutions, Rule 35(b) is not the proper
vehicle for seeking modification based on rehabilitation. The plain language of Rule
35(b) states that the rule should be construed in conjunction with 11 Del. C. § 4217,
which allows for a modification of a sentence only upon application by the DOC for
“good cause” shown. “Good Cause” under Section 4217 expressly includes, among other
things, “rehabilitation of the offender.” An application made by the DOC pursuant to
Section 4217 must also certify that the release of the defendant shall not constitute a
substantial risk to the community or to the defendant’s own self. Thus, Section 4217 is
the appropriate mechanism through which a defendant may pursue a sentence
modification based upon rehabilitation.
Employing Rule 35(b) as a mechanism for reducing sentences based upon an
inmate’s rehabilitative efforts would undermine Section 4217 and the important role it
assigns to the DOC and the Board of Parole in seeking assurances of community safety
and public welfare in the evaluation of claims of successful rehabilitation. Further, to
allow an untimely, repetitive Rule 35(b) motion based upon the “extraordinary
the applicant from seeking the remedy on a timely basis’” (quoting Lewis, 797 A.2d at 1203-05
(Steele, J., dissenting))).
31
Culp III, 140 A.3d at 437 (“If the singular purpose of a sentence were to punish, perhaps no
legitimate discussion would exist. Noting that the place of Culp’s incarceration is Baylor
Women’s Correctional Institution, and that Rule 35(b) exists at all, the inevitable conclusion is
that rehabilitation is at least one aspect of the Delaware penal system.” (emphasis in original)).
8
circumstances” language of that rule would end-run Rule 35(b)’s procedural bars and risk
overwhelming the courts and undercutting the finality of sentences. The notion that
successful rehabilitation constitutes “extraordinary circumstances” justifying a filing after
90 days is also undercut by Rule 35(b)’s reference to Section 4217. Precisely because the
Rule refers to a statute contemplating a vehicle for rehabilitated inmates to obtain an
early release makes untenable the argument that successful rehabilitation constitutes an
extraordinary circumstance. Rather, it shows that successful rehabilitation was a non-
extraordinary circumstance that the drafters of Rule 35(b) well understood.
Finally, Article VII of the Delaware Constitution of 1897 vests the Governor, upon
recommendation of the Board of Pardons, with sole power to grant reprieves,
commutations of sentence, and pardons.32 The Board, comprised of the Chancellor,
Lieutenant-Governor, Secretary of State, State Treasurer, and Auditor of Accounts,
“recommends to the Governor whether he should pardon the applicant unconditionally,
conditionally, or not at all.”33 Applicants must establish that they no longer threaten the
public. The Board must hold “an open hearing at which any victim of the crime(s) for
which the petitioner seeks a pardon has the opportunity to testify.”34 This executive
clemency process is a second vehicle through which a defendant may pursue sentence
modification based on extraordinary rehabilitative efforts.35 Thus, based on our
32
Del. Const. art. VII, § 1; see also Lewis, 797 A.2d at 1205 (Steele, J., dissenting).
33
Heath v. State, 983 A.2d 77, 80 (Del. 2009).
34
Id.
35
We note that Culp pursued commutation of her sentence from the Board of Pardons but was
denied. See Transcript of Review of Sentence at 7:17-19, State v. Culp, No. 9807019438 (Del.
Super. Apr. 14, 2016) (“It’s my understanding that at the Board of Pardons hearing that was held
9
construction of the relevant statute and rules, we conclude that, after 90 days, a plea for
leniency based upon rehabilitative efforts must proceed through one of these two
routes—either section 4217 or through the Board of Pardons process.
III. CONCLUSION
Because the Superior Court’s modification of Culp’s sentence ignored the plain
language of Rule 35(b) and established precedent, we conclude that the Superior Court
abused its discretion. As such, we REVERSE the Superior Court’s April 18, 2016 Order.
the attorney that was representing her at the time, they attempted to relitigate the trial . . . .”); see
also Oral Argument at 18:24, 20:30, State v. Culp, No. 249, 2016 (Del. Nov. 16, 2016),
https://livestream.com/accounts/5969852/events/6615658/videos/142038302/player.
10