Bailey Jr. v. State , 199 So. 3d 304 ( 2016 )

Third District Court of Appeal
State of Florida
Opinion filed July 13, 2016.
Not final until disposition of timely filed motion for rehearing.
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No. 3D14-1917
Consolidated: 3D14-1868, 3D16-1368
Lower Tribunal No. 10-27673
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Guy B. Bailey, Jr.,
Appellant/Cross-Appellee,
vs.
The State of Florida,
Appellee/Cross-Appellant.
Appeals from the Circuit Court for Miami-Dade County, Milton Hirsch,
Judge.
Lawrence R. Metsch, for appellant/cross-appellee.
Pamela Jo Bondi, Attorney General, and Douglas J. Glaid, Senior Assistant
Attorney General, for appellee/cross-appellant.
Before SHEPHERD, LAGOA and FERNANDEZ, JJ.
SHEPHERD, J.
Guy Bailey, Jr., appeals his conviction for grand theft, the act of theft being
the pillage of $700,000 held by him in trust for his clients. The State cross-appeals
the downward departure sentence imposed by the trial court, which spared Bailey
jail time for his infraction. On these two appeals, we affirm the conviction but
reverse the downward departure sentence with the direction to the trial court to
impose a guidelines sentence on Bailey of between twenty-one months and thirty
years, as calculated on his Criminal Punishment Code Scoresheet. A fortiori, we
also reverse the more recent order of the trial court revoking Bailey’s probation
and imposing sentence, upon a determination that Bailey violated a condition of
his probation by failing to pay restitution to the victims of his theft.1
The Conviction
The only point of error raised by Bailey on his appeal from the conviction in
this case is prosecutorial misconduct during rebuttal closing argument to jury.
During her rebuttal closing argument, the prosecutor argued as follows:
So where is the misunderstanding?
It’s simply an attempt, ladies and gentlemen, it’s an attempt by the
Defense to use the word, misunderstanding.
And, ironically, you will find that word in an Instruction in this case,
and it is more legal mumbo-jumbo.
1 Bailey separately appealed from this order in Case No. 3D16-1368, which the
court sua sponte consolidates with the two prior appeals, Case Nos. 3D14-1917
and 3D14-1868. We also note this is not the first time this case has appeared
before us. See Bailey v. State, 187 So. 2d 911 (Fla. 3d DCA 2016).
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So if there was an Agreement, then what is the misunderstanding?
Lawyers take money, and they lie. So when is a lawyer lying? It’s
when they open their mouth. These are terms that we hear all of
the time.
MR. PERTIERRA: Judge, it’s totally improper.
THE COURT: State your objection.
MR. PERTIERRA: It’s totally improper, Judge, Counsel’s comments.
THE COURT: Thank you. Please be seated. No reference is being
made to any lawsuit. These, again, are just comments by an
attorney and not considered by you to be evidence. Please, let us
proceed.
MS. DUNNE: Lawyers are often the butts of jokes. They are the
recipients of phrases and this happens because of the fact that we
have a bad reputation.
So, Mr. Bailey exemplifies that because of the actions that he did
in this case to the Levrants.
(Emphasis supplied).
While we find this comment by the prosecutor to be improper and
unnecessary “typification” of the defendant, see Perez v. State, 689 So. 2d 306,
307 (Fla. 3d DCA 1997) (“Because our system treats persons on their own
individual merits, it is always wrong to call witnesses or defendants names by
citing them as examples of a criminal ‘type.’”), we find that it does not rise to the
level of reversible error for several reasons. First, defense counsel did not
properly preserve the objection for appeal. See Allen v. State, 662 So. 2d 323,
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328 (Fla. 1995) (“To preserve an allegedly improper prosecutorial comment for
review, a defendant must object to the comment and move for mistrial.”); Nixon
v. State, 572 So. 2d 1336, 1340 (Fla. 1990) (“[T]o preserve a claim based upon
improper comment, counsel has the obligation to object and request a mistrial. If
counsel fails to object or if after having objected fails to move for mistrial, his
silence will be considered an implied waiver.”); Puentes v. State, 658 So. 2d 171,
172 (Fla. 3d DCA 1995).2 Second, the improper comment constituted an isolated
occurrence during the course of the entire final argument. See Smith v. State, 7
So. 3d 473, 509 (Fla. 2009). Finally, the trial court exercised its discretion in
giving a curative instruction, reminding the jury that what attorneys say is not to
be considered as evidence. See Jennings v. State, 124 So. 3d 257, 265-66 (Fla. 3d
DCA 2013). The evidence of Guy Bailey’s guilt was substantial and enabled the
jury to easily reject Bailey’s defense that the entire episode was a
“misunderstanding” between him and his clients. More than five years passed
from the time Attorney Bailey stole $700,000 from his clients to the date of his
2Bailey argues that defense counsel preserved the error when he “renewed” his
motion for mistrial after the close of the evidence. The record does not support his
assertion. Bailey’s objection during final argument was a general objection. There
was no motion for mistrial made at the time. A careful review of the record
suggests that mistrial motion “renewed” at the close of the evidence referred to an
instance when the judge had “admonished” defense counsel in front of the jury
during his direct examination of Defendant. The “renewed” motion clearly could
not, and did not, relate to the prosecutor’s comments at closing as no motion for
mistrial was made during final argument.
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trial. Repayment was promised – many times promised – but not a farthing was
offered.
The Sentences
By virtue of Bailey’s violation of the condition of his probation, we have
two sentences for review. In the first sentencing proceeding, the trial judge labored
mightily to spare Bailey jail time, discoursing through thousands of years of
penological thought from Plato’s Protagoras (380 B.C.) (“[N]o one punishes the
evil-doer under the notion, or for the reason, that he has done wrong, only the
unreasonable fury of a beast acts in that manner. But he who desires to inflict
rational punishment does not retaliate for a past wrong which cannot be undone. . .
.”) to the deontological, see generally, H.L.A. Hart, Punishment and Responsibility
(1968). However, contrary to the writings of these philosophers, the
Shakespearean-like angst of the trial judge, and the fury of beasts notwithstanding,
we have no difficulty preferring in each of their steads the prevenient principles of
punishment enunciated by our controlling muse, the Florida legislature, which has
instructed that “[t]he primary purpose of sentencing is to punish the offender,” §
921.002(1)(b), Fla. Stat. (2010), and that under our system, “the punishment must
fit the crime.” § 921.002(1)(c), Fla. Stat. (2010) (“The penalty imposed [shall be]
commensurate with the severity of the primary offense.”).
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Turning then to Florida law, our Criminal Punishment Code plainly
instructed the trial judge what punishment fits the crime in this case – twenty one
months to thirty years in state prison. The Code also instructs that “the lowest
permissible sentence calculated pursuant to the Criminal Punishment Code
Scoresheet is assumed to be the lowest appropriate sentence for the offender being
sentenced.” § 921.00265, Fla. Stat. (2010). “A departure sentence is prohibited
unless there are mitigating factors as provided in s. 921.0026 which reasonably
justify a departure.” Id. Characterizing Bailey as a once prominent lawyer and
“leader in the civic affairs,” the trial judge offered Bailey the opportunity of a
lifetime – no prison time provided that he repay just some, even a few dollars in
good faith, of the money he stole. The court based its decision on subsection
921.0026(2)(e), which permits a downward departure sentence where “[t]he need
for restitution to the victim outweighs the need for a prison sentence.” On appeal,
Bailey concedes that the evidence does not support this exception because the
victims in this case are men of means, and the departure is not otherwise supported
by the record. Instead, Bailey makes the Tipsy Coachman – better known in this
court by its updated equivalent, the “Drunken Cabbie” – argument, that the
sentence imposed may be affirmed under subsection 921.0026(2)(d) because
Bailey “requires specialized treatment for . . . physical disability, and . . . is
amenable to treatment.” However, that too is totally unsupported by the record. It
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is true that Bailey is suffering the infirmities of age but he does not need any
specialized treatment for his ailments. He may need a little more assistance than a
younger inmate, but one does not age out of the criminal process. In fact, one of
the reasons Bailey is being sentenced at the age of 77 is that the State and trial
court postponed his prosecution based upon promise upon broken promise that
given time, he would repay the amount he stole from the victims in return for the
charges being dropped.
By virtue of this analysis and reversal of Bailey’s initial sentence, the second
sentence imposed following the probation revocation becomes a nullity as a matter
of law.
CONCLUSION
White collar crime is as much an offense against “the King’s peace,” or, as
we say in these more modern times, “the peace and dignity of the State of Florida,”
as any other crime and should be treated as such by the official charged with
fashioning the appropriate punishment to fit the crime and the criminal. In short,
there should be no “breaks” given to Bailey simply because the crime he
committed might generically be referred to as “white collar.” This is not a valid
consideration under the Criminal Punishment Code, see section 921.0022, Florida
Statutes (2010), or in applying the Code via the Criminal Punishment Code
Scoresheet, see Fla. R. Crim. P. 3.704, 3.992. As the first Chief Justice of the
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United States Supreme Court, John Jay, aptly put it, “Justice is indiscriminately
due all, without regard to numbers, wealth, or rank.” Georgia v. Brailsford, 3 U.S.
1, 4 (1794).
For this, and the additional reasons set forth above, we reverse and remand
this case for the imposition of a prison term within the guidelines set forth in
Bailey’s Criminal Punishment Code Scoresheet.
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