CHRISTOPHER A. STRACHAN v. STATE OF FLORIDA ( 2019 )


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  •         DISTRICT COURT OF APPEAL OF THE STATE OF FLORIDA
    FOURTH DISTRICT
    CHRISTOPHER STRACHAN,
    Appellant,
    v.
    STATE OF FLORIDA,
    Appellee.
    No. 4D18-868
    [October 2, 2019]
    Appeal from the Circuit Court for the Fifteenth Judicial Circuit, Palm
    Beach County; Marni A. Bryson, Judge; L.T. Case No. 16CF000876AMB.
    Antony P. Ryan, Regional Counsel and Richard G. Bartmon, Assistant
    Regional Counsel, Office of Criminal Conflict and Civil Regional Counsel,
    Fourth District, West Palm Beach, for appellant.
    Ashley Moody, Attorney General, Tallahassee, and Rachael Kaiman,
    Assistant Attorney General, West Palm Beach, for appellee.
    GERBER, J.
    The defendant appeals from his convictions for aggravated battery as a
    lesser included offense of attempted first degree murder, simple battery as
    a lesser included offense of domestic battery by strangulation, and simple
    battery, all allegedly committed upon his live-in girlfriend. The defendant
    argues the trial court erred in four respects: (1) instructing that the jury-
    requested audio playback of the girlfriend’s testimony occur in the jury
    room, instead of in open court in the presence of all parties as Florida Rule
    of Criminal Procedure 3.410(a) requires; (2) unreasonably limiting the
    defendant’s voir dire of potential jurors; (3) sustaining the state’s hearsay
    objection to the girlfriend’s allegedly threatening text message, which the
    defendant argues was not offered for the truth of the matter asserted, but
    to show the effect on the defendant as the text message’s recipient; and (4)
    failing to instruct the jury that the justifiable use of deadly and non-deadly
    force instructions applied to lesser-included offenses.
    We reverse on the first two arguments. Because the third and fourth
    arguments may recur in a new trial, we address those arguments as well.
    1. Playing Back Testimony in Violation of Rule 3.410(a)
    On the defendant’s first argument, the state concedes error, and the
    parties agree that the remedy for such error is to reverse and remand for
    a new trial. We agree with the concession of error and the remedy.
    Florida Rule of Criminal Procedure 3.410(a) states:
    If, after [the jurors] have retired to consider their verdict,
    jurors request additional instructions or to have any
    testimony read or played back to them[,] they may be
    conducted into the courtroom by the officer who has them in
    charge and the court may give them the additional
    instructions or may order the testimony read or played back
    to them. The instructions shall be given and the testimony
    presented only after notice to the prosecuting attorney and to
    counsel for the defendant. All testimony read or played
    back must be done in open court in the presence of all
    parties. In its discretion, the court may respond in writing to
    the inquiry without having the jury brought before the court,
    provided the parties have received the opportunity to place
    objections on the record and both the inquiry and response
    are made part of the record.
    (emphasis added).
    Despite rule 3.410(a)’s plain language, the trial court, after granting the
    jurors’ request to hear audio playback of the girlfriend’s testimony, told
    the parties it would not be having the testimony played back in open court
    in the presence of all parties. The trial court stated:
    THE COURT: . . . I’m going to let them listen to it, but we’re
    not going to be here. [The courtroom] is going to be their jury
    deliberation room. I’m shutting the door. Everyone’s leaving.
    Deputies will be outside. [The jurors] can do what they want,
    but we’re not going to be here sitting in here listening to this
    testimony.
    ....
    2
    [The jurors] can say whatever they want to each other during
    the playback. I mean, it’s done all the time.
    ....
    [I]t’s just like sending a tape back to the jury deliberation room
    that they listen to, when you used to send videos back with
    TVs that people could actually play other than what we have
    today. You know, you give them the courtroom, it’s the same
    exact thing. But we don’t listen to their deliberations. And
    you don’t get to. And there’s no problem with it, there’s no
    issue with it . . . .
    Defense counsel objected, arguing that the trial court and the parties
    should listen to the playback along with the jury in the courtroom. The
    trial court overruled the defense objection.
    When technical difficulties prevented the audio playback from being
    played over the courtroom’s audio system, the trial court directed court
    staff to bring a CD of the requested playback to the courtroom, and the
    jury was returned to the deliberation room. The trial court then left the
    bench. When court staff brought the CD to the courtroom, the trial court
    did not return to the bench. Instead, the trial court’s judicial assistant
    came into the courtroom, and the following exchange occurred:
    JUDICIAL ASSISTANT: [The trial court] said to go ahead and
    put [the CD] back in the jury room and press play.
    DEFENSE COUNSEL: Well, we object to that. I think [the
    trial court is] going to have to come back out.
    JUDICIAL ASSISTANT: [The trial court] said she’s not coming
    back out. And you can put your objection on the record.
    DEFENSE COUNSEL: . . . [W]e object to the playback being
    put in the room with the jury, the same as we would object to
    the playback happening in the courtroom locked with nobody
    else present . . . .
    Defense counsel was correct, and the trial court was mistaken. The
    trial court’s mistake appears to have been based on its confusion regarding
    a jury’s ability to view recorded evidence in a closed deliberation room,
    versus a jury’s ability to hear recorded testimony, the playback of which
    3
    “must be done in open court in the presence of all parties” as rule 3.410(a)
    plainly provides.
    Based on the foregoing, the proper remedy is a new trial. See Bryant v.
    State, 
    656 So. 2d 426
    , 429 (Fla. 1995) (“[T]he presence of a judge during
    trial is a fundamental right. Thus, the trial court’s absence during the
    readback of testimony without a valid waiver [of the judge’s presence by
    the defendant] constitutes reversible error.”) (internal citation and
    quotation marks omitted); Maldonado v. State, 
    634 So. 2d 661
    , 662-63
    (Fla. 5th DCA 1994) (trial court committed fundamental error when, in
    response to jury’s request to hear testimony of witnesses, court allowed
    court reporter to read testimony to jury in jury room, outside the presence
    of the trial court, counsel, and the defendant); Glee v. State, 
    639 So. 2d 1092
    , 1093 (Fla. 4th DCA 1994) (“[T]his issue is not susceptible to a
    harmless error test.”).
    2. Unreasonably Limiting the Defendant’s Voir Dire of Jurors
    The trial court’s predecessor entered a scheduling order providing that
    the state and defense would each be allotted forty-five minutes for voir dire
    examination. The predecessor court added a note stating: “If either side
    needs additional time, counsel may approach the bench and indicate what
    important topics and/or questions relating to the juror’s qualifications to
    serve have not been reached and the amount of time desired to accomplish
    those goals. The Court will then address those request(s).”
    Defense counsel filed a written objection, indicating the defense
    expected to need more time given the charges and the evidence in the case.
    At the trial, the trial court asked all of the potential jurors standard
    biographical questions, as well as group questions regarding the
    presumption of innocence, the right to remain silent, and their experience
    and attitudes regarding domestic violence and law enforcement. The trial
    court followed up if certain answers raised any questions about the
    potential jurors’ ability to follow the law and serve fairly and impartially.
    The state followed. The state’s voir dire also focused on the potential
    jurors’ experience and attitudes regarding domestic violence. The state
    also explored the potential jurors’ understanding of the legal definitions of
    premeditation and self-defense. When the courtroom clerk called “time”
    at the end of the state’s forty-five minutes, the trial court, without the
    prosecutor having first asked for more time, offered to the prosecutor, “If
    you need a little bit more time, I’ll give the Defense more time too.” When
    the prosecutor responded, “just a little bit,” the trial court replied, “I’ll give
    4
    you ten more minutes, is that okay?” The prosecutor responded, “That
    should be fine.” The state concluded its voir dire in the additional ten
    minutes, which coincided with the end of that day’s proceedings.
    During defense counsel’s allotted fifty-five minute voir dire the following
    morning, defense counsel efficiently asked potential jurors about a range
    of topics related to their ability to serve fairly and impartially and follow
    the law. For example, defense counsel asked individual potential jurors
    about their personal experiences with domestic violence, which included
    many potential jurors. Defense counsel asked the potential jurors whether
    they could set aside their personal experiences to give the defendant a fair
    trial. Defense counsel also asked potential jurors if they could follow and
    apply the Stand Your Ground law even if they did not agree with the law.
    Defense counsel also asked potential jurors if they could treat men and
    women equally as it relates to self-defense jury instructions, and follow the
    court’s instructions on weighing the credibility of witnesses.
    When the courtroom clerk called “time” at the end of defense counsel’s
    fifty-five minutes, the court asked the prosecutor and defense counsel to
    approach the bench. Defense counsel again objected to the imposed time
    limit, and articulated the grounds which defense counsel still wanted to
    cover with the potential jurors. For example, defense counsel stated he
    had not finished asking jurors about weighing the credibility of witnesses,
    the presumption of innocence, the burden of proof, and the right to remain
    silent. Defense counsel also stated he intended to ask jurors about a few
    other topics specific to this case, including any difficulty viewing photos of
    the girlfriend’s injuries.
    The trial court denied the defendant’s request for any additional time.
    The trial court stated, in pertinent part:
    Well, in light of the scheduling order, the Court gave more time
    . . . additional time to the State as well. . . . I went over all
    those issues. I understand that [the defense] does have the
    right to go over [the issues] you’ve spoken of again, other than
    just the Court going over them. However, you did choose to
    use your time in the way that you chose to use it . . . .
    After a short recess, the state asked to be heard on the trial court’s
    decision to deny the defendant’s request for additional time. The
    prosecutor remarked, in pertinent part, “[G]iven the case law that we were
    able to look at, the State just does have an appellate issue or concern with
    -- now that [defense counsel] has put on the record that he did, if you
    divide the time between -- ”.
    5
    At that point, the trial court interrupted to conclude the discussion:
    You know what, there’s no Constitutional right to this. I
    understand you have a concern. That is my decision, I’ve
    made it. And you know, if you guys want to go to Federal
    Court, you won’t even get voir dire. So let’s move on, you guys
    have made your record.
    After the jury was selected, defense counsel renewed its previous
    objections to not being given more time to question potential jurors.
    The defendant argues on appeal that the trial court unreasonably
    limited the defendant’s voir dire of potential jurors.
    We agree with the defendant’s argument, and conclude that the trial
    court abused its discretion. See Thomany v. State, 
    252 So. 3d 256
    , 256-
    57 (Fla. 4th DCA 2018) (“We review a trial court’s imposition of time limits
    on voir dire for an abuse of discretion.”) (citation omitted).
    In reaching this conclusion, we note four observations.
    First, unlike in Thomany, where defense counsel’s voir dire was
    primarily intended to plant seeds in the potential jurors’ minds about the
    defendant’s theory of the case, without asking questions reasonably
    intended to elicit useful information for potential cause challenges or
    peremptory strikes, 
    id. at 257
    , here defense counsel’s voir dire was
    primarily intended to elicit useful information for potential cause
    challenges or peremptory strikes. In short, defense counsel used the
    ultimately-allotted fifty-five minutes very wisely.
    Second, when the fifty-five minute period expired, defense counsel
    articulated the grounds which he still wanted to cover with the potential
    jurors, specifically their understanding of the defendant’s constitutional
    rights. In denying any additional time, the court responded, “I went over
    all those issues.” This was error. See Mendez v. State, 
    898 So. 2d 1141
    ,
    1143 (Fla. 5th DCA 2005) (“[A] trial judge cannot question prospective
    jurors on such crucial areas as the presumption of innocence, the State’s
    burden of proof, and the defendant’s right not to testify, and then prevent
    counsel from further examination under the guise that it would be
    repetitive.”); Fla. R. Crim. P. 3.300(b) (“Counsel for both the state and
    defendant shall have the right to examine jurors orally on their voir dire.
    . . . The right of the parties to conduct an examination of each juror orally
    shall be preserved.”).
    6
    Third, the trial court appears to have based the amount of time which
    the defendant received solely on the amount of time which the state
    received. When the state’s allotted time expired, the state did not have to
    ask the trial court for more time – the trial court, on its own volition, offered
    more time. When the prosecutor accepted the offer, the trial court deferred
    to the prosecutor as to how much time the prosecutor would need – “I’ll
    give you ten more minutes, is that okay?” (emphasis added). Although the
    trial court gave defense counsel the same ten minutes in advance of
    defense counsel’s voir dire, the trial court did not treat defense counsel the
    same when the defendant’s allotted time expired. Instead, defense counsel
    had to ask for more time, which the trial court quickly denied. The trial
    court gave no consideration to the fact that the defendant may have justly
    needed more time than the state. See Hopkins v. State, 
    223 So. 3d 285
    ,
    286 (Fla. 4th DCA 2017) (“[L]imits that do not flex with the circumstances
    can result in unreasonable curtailment of counsel’s efforts to obtain a fair
    and impartial jury to try the issues in the cause.”) (citation and internal
    quotation marks omitted).
    Fourth, the trial court appears to have disregarded the state’s attempt
    to aid the trial court in avoiding this error. After the trial court denied the
    defendant’s request for additional time, the prosecutor interjected, “[G]iven
    the case law that we were able to look at, the State just does have an
    appellate issue or concern with -- now that [defense counsel] has put on
    the record that he did . . . .” The state’s concern was well-founded, and
    the trial court’s dismissive response was improper. See 
    id.
     (“Even though
    trial judges may question prospective jurors, their role in jury selection
    must not impair counsel’s right and duty to question the venire.”) (citation
    omitted); O’Hara v. State, 
    642 So. 2d 592
    , 593-94 (Fla. 4th DCA 1994) (“A
    trial court abuses its discretion when the imposition of unreasonable time
    limitations or limitations on the number of questions results in the loss of
    this fundamental right.”).
    Based on the foregoing, we conclude that the trial court unreasonably
    limited the defendant’s voir dire of potential jurors. We would have
    reversed and remanded for a new trial on this argument as well.
    We repeat the admonitions which we expressed in Thomany:
    inflexibility in the amount of time provided for voir dire is not a wise path
    upon which to continue to travel. 252 So. 3d at 257. Any extension of
    time would have been far less than the many hours which both sides'
    appellate counsel spent on this appeal, and many days less than the
    amount of time which will be necessary to try this case again. Id.
    7
    3. The State’s Hearsay Objection to the Girlfriend’s Text Message
    At trial, the defendant claimed his girlfriend attacked him, and he acted
    in self-defense. To support this claim, the defendant sought to introduce
    into evidence three allegedly threatening texts which the girlfriend sent
    him before the incident. The state objected to the text messages as
    hearsay. The defendant responded that the texts were offered to show the
    effect which the texts had on his state of mind at the time of the incident.
    The trial court overruled the state’s objection to the first two texts. The
    first text, sent two months before the incident, read, in pertinent part,
    “BELIEVE IN US LIKE YOUR LIFE DEPENDS ON IT.” The second text,
    sent forty-eight hours before the incident, read, in pertinent part, “Will
    NOT BE YOUR B**** NOT ONE MORE DAY . . . You have taken your keys
    for the last time.”
    The trial court sustained the state’s objection to the third text. The
    third text, also sent forty-eight hours before the incident, read, in pertinent
    part, “b****** usually gut n***** with the deepest pockets, my stupid
    (unintelligible) tried to fall in love.” The trial court did not explain its
    reasoning for having excluded the third text, other than asking, “How is
    that a threat?”
    The defendant argues that the trial court erred in excluding the third
    text as hearsay when the defendant offered the third text to show its
    impact on him and not for the truth of the matter asserted. The defendant
    adds that the third text’s impact on him was relevant to his self-defense
    claim, and was very significant because of its close proximity in time to the
    incident.   According to the defendant, this statement was just as
    admissible for the same purpose as the first two texts which the trial court
    admitted, yet the trial court excluded the third text.
    The state responds that the defendant failed to make a sufficient proffer
    of this argument, or in the alternative the error was harmless beyond a
    reasonable doubt. In other words, the state does not argue that the trial
    court correctly excluded the third text as hearsay.
    We review the trial court’s decision to exclude the third text as hearsay
    for an abuse of discretion, limited by the rules of evidence. See Allen v.
    State, 
    137 So. 3d 946
    , 956 (Fla. 2013) (on a hearsay issue, an appellate
    court “reviews a trial court’s decision to admit evidence under an abuse of
    discretion standard. The trial court’s discretion is not unfettered, but is
    limited by the rules of evidence.”) (internal citations and quotation marks
    omitted).
    8
    We agree with the defendant that the trial court erred in excluding the
    third text as hearsay. “‘Hearsay’ is a statement, other than one made by
    the declarant while testifying at the trial or hearing, offered in evidence to
    prove the truth of the matter asserted.” § 90.801(1)(c), Fla. Stat. (2018).
    The defendant offered the third text not to prove the truth of the matter
    asserted, but for its effect on him as the recipient. See Eugene v. State, 
    53 So. 3d 1104
    , 1109 (Fla. 4th DCA 2011) (“[T]he emails were not hearsay
    because they were offered not for the truth of the matters they contained
    but to establish the effect that the statements had on [the defendant], the
    recipient of the emails.”).
    Even if the trial court did not understand the third text to be a threat,
    that was a question for the jury, not the trial court, in determining the
    credibility of the defendant’s self-defense claim. See Jenkins v. State, 
    189 So. 3d 866
    , 870 (Fla. 4th DCA 2015) (where defendant’s testimony about
    what he was told should have admitted to show the effect on the listener,
    “[i]t was for the jury to decide if [the defendant’s] testimony was credible”).
    However, we would not have reversed based on this error. The trial
    court admitted the two other texts as well as other evidence by which the
    defendant sought to support his self-defense claim. Thus, this error does
    not appear to have contributed to the verdict. See State v. DiGuilio, 
    491 So. 2d 1129
    , 1135 (Fla. 1986) (“The harmless error test . . . places the
    burden on the state, as the beneficiary of the error, to prove beyond a
    reasonable doubt that the error complained of did not contribute to the
    verdict or, alternatively stated, that there is no reasonable possibility that
    the error contributed to the conviction.”). We point out this error to provide
    guidance in the event that, at the new trial, the defendant again seeks to
    offer the third text for its effect on him as the listener.
    4. Instructing that Justifiable Use of Force Applied to Lessers
    The defendant’s final argument on appeal is that the trial court
    fundamentally erred in not instructing the jury that the justifiable use of
    deadly and non-deadly force instructions applied not only to the crimes
    charged, but to also to any lesser-included offenses. In the alternative, the
    defendant argues that ineffective assistance of counsel is apparent on the
    face of the record based on defense counsel’s failure to object to this error.
    The state responds that no fundamental error occurred, and defense
    counsel was not ineffective on the face of the record.
    9
    We agree with the state. The trial court read the justifiable use of
    deadly and non-deadly force instructions after reading the instructions
    outlining the elements of the charges and their lesser-included offenses.
    Further, during closing argument, defense counsel was clear in arguing
    that self-defense, as outlined in the justifiable use of deadly and non-force
    instructions, was a defense to all of the state’s allegations. Cf. Sims v.
    State, 
    140 So. 3d 1000
    , 1004 (Fla. 1st DCA 2014) (in considering the effect
    of an erroneous instruction under the fundamental error analysis, the
    court reviews the instruction in the context of the other instructions given,
    the evidence adduced in the case, and counsel’s arguments).
    However, while no fundamental error occurred, and defense counsel
    was not ineffective on the face of the record, we would otherwise conclude
    it was error that the justifiable use of force instructions did not mention
    that they applied to the lesser-included offenses of aggravated battery and
    simple battery, because evidence existed to support such instructions.
    See Michel v. State, 
    989 So. 2d 679
    , 681 (Fla. 4th DCA 2008) (defendant
    was entitled to a jury instruction on the justifiable use of deadly and non-
    deadly force as a defense to battery, as a lesser included offense of
    aggravated battery, where the evidence presented supported such
    instructions); Simon v. State, 
    589 So. 2d 381
    , 382 (Fla. 4th DCA 1991)
    (defendant was entitled to a jury instruction on the justifiable use of non-
    deadly force as a defense to battery on a police officer, as a lesser included
    offense of attempted first degree murder, where evidence existed to support
    that instruction).
    Consistent with our conclusion, the Florida Supreme Court has since
    modified the standard jury instructions on justifiable use of deadly force
    and non-deadly force to begin with the statement that “It is a defense to
    the crime[s] of (name[s] of relevant crime[s], including lesser-included
    offenses) . . . .” See In re: Standard Jury Instructions in Criminal Cases,
    
    257 So. 3d 908
    , 910-11 (Fla. 2018) (approving proposed amendments to
    Fla. Stand. Jury Instr. (Crim.) 3.6(f) and (g)) (emphasis added).
    We merely point out this error and the change in the standard jury
    instructions to provide guidance in the event that, at the new trial on the
    aggravated battery charge, the defendant again seeks to argue that the
    justifiable use of deadly and non-deadly force instructions apply to the
    lesser included offense of simple battery.
    10
    Conclusion
    Based on the foregoing, we reverse and remand for a new trial on what
    has become, as a result of the jury’s verdict in the underlying trial, count
    one aggravated battery, and counts two and three for simple battery.
    Reversed and remanded for new trial.
    WARNER and GROSS, JJ., concur.
    *         *         *
    Not final until disposition of timely filed motion for rehearing.
    11