Hardware v. State , 185 So. 3d 530 ( 2015 )

Third District Court of Appeal
State of Florida
Opinion filed October 14, 2015.
Not final until disposition of timely filed motion for rehearing.
________________
No. 3D14-981
Lower Tribunal No. 12-2148-A
________________
Kemar Hardware,
Appellant,
vs.
The State of Florida,
Appellee.
An Appeal under Florida Rule of Appellate Procedure 9.141(b)(2) from the
Circuit Court for Miami-Dade County, Monica Gordo, Judge.
Robbins, Tunkey, Ross, Amsel, Raben & Waxman and Benjamin S.
Waxman, for appellant.
Pamela Jo Bondi, Attorney General, and Robert Martinez Biswas, Assistant
Attorney General, for appellee.
Before LAGOA, EMAS and FERNANDEZ, JJ.
PER CURIAM.
Affirmed. See State v. Sinclair, 995 So. 2d 621 (Fla. 3d DCA 2008)
(defendant sought to vacate his plea based upon counsel’s failure to advise of
deportation consequences of the plea; however, defendant was deportable based
not only his plea, but based on the fact that he overstayed his visa and was in the
country illegally at the time of the plea; held that defendant was not entitled to seek
relief unless he “could establish the plea in the case under attack is the only basis
for deportation”)(quoting Forrest v. State, 988 So. 2d 38, 40 (Fla. 4th DCA 2008)
(emphasis in original)). See also Cano v. State, 112 So. 3d 646 (Fla. 4th DCA
2013) (holding that a defendant seeking to vacate his plea pursuant to Padilla v.
Kentucky, 559 U.S. 356 (2010), must establish that he was present in the country
lawfully at the time of the plea and that the plea at issue is the sole basis for the
defendant’s deportation).
LAGOA and FERNANDEZ, JJ., concur.
2
EMAS, J. specially concurring in result.
I concur in the result, given the totality of the circumstances presented to the
trial court. However, I write separately to explain my disagreement with portions
of this court’s opinion in State v. Sinclair, 995 So. 2d 621 (Fla. 3d DCA 2008), and
the Fourth District’s opinion in Cano v. State, 112 So. 3d 646 (Fla. 4th DCA
2013), the two cases relied upon by the majority in affirming the trial court’s order.
FACTS AND BACKGROUND
In May 2012 Hardware pleaded no contest to four charges: the felony
charges of carrying a concealed firearm and possession with intent to sell eight
grams of marijuana; and the misdemeanor charges of resisting an officer without
violence and carrying a concealed weapon. Pursuant to a plea bargain, the court
withheld adjudication of guilt and placed Hardware on one year of drug offender
probation.
In October 2012 Hardware was served with a Notice to Appear before a
federal immigration judge for removal proceedings. The Notice to Appear
informed Hardware he was subject to removal for three reasons; the latter two
comprise the felony charges in the instant case:
1) Hardware remained in the United States longer than
permitted after having been admitted as a non-immigrant
3
under section 101(a)(15) of the Immigration and
Nationality Act (“the Act”)1;
2) Hardware was convicted of possessing or carrying a
concealed firearm; and
3) Hardware was convicted of an aggravated felony as
defined in section 101(a)(43)(B) of the Act, which
includes an offense related to illicit trafficking in a
controlled substance.
Well after the plea, and only upon receiving the Notice to Appear, Hardware
consulted with an immigration attorney, who advised Hardware that he could
secure relief from the first two bases for removal but not for the third basis: the
aggravated felony resulting from his plea to possession with intent to distribute
marijuana. In his advisory letter to Hardware, the immigration attorney noted that
Hardware is married to a United States citizen and that her visa petition on his
behalf had been approved. Hardware was thus eligible to file an application for
adjustment of status to become a legal resident of the United States, but for the
plea to the aggravated felony of possession with intent to distribute marijuana.
1 Hardware entered the United States from Jamaica on August 15, 2001. His visa
expired on February 15, 2002, and at the time of his plea, Hardware had remained
in the United States for the past ten years on an expired visa.
4
In October 2013, Hardware filed a motion for postconviction relief, seeking
to vacate his plea. Hardware alleged his defense attorney rendered ineffective
assistance of counsel by failing to properly advise him that his plea to the felony of
possession with intent to distribute marijuana would result in his mandatory
detention and deportation. See Padilla v. Kentucky, 559 U.S. 356 (2010) (holding
that counsel’s advice regarding deportation consequences of a plea can fall within
the ambit of the Sixth Amendment right to counsel, and that counsel’s failure to
advise a client of the presumptively mandatory deportation consequences of plea
constitutes deficient performance under Strickland v. Washington, 466 U.S. 668(1984)).
Hardware averred in his motion that at the time he entered the plea he did
not know the plea would result in his mandatory detention and deportation, and
that had he known this, he would have rejected the plea and would have gone to
trial.
The trial court summarily denied Hardware’s motion for postconviction
relief. Relying on Cano, 112 So. 3d at 646, the trial court concluded that because
Hardware was unlawfully in the country at the time of the plea, he could not set
forth a legally sufficient Padilla claim. The trial court also held that, pursuant to
our decision in Sinclair, 995 So. 2d at 621, Hardware could not satisfy Strickland’s
prejudice prong because the instant plea was not the sole basis for his deportation.
5
While I concur that the trial court properly denied relief, my concurrence is
not based upon the holdings of Cano and Sinclair. I do not agree with Cano’s
bright-line rule that any defendant who is unlawfully in the country at the time of
the plea is prohibited as a matter of law from seeking relief on a Padilla claim.
Further, I do not agree with our own decision in Sinclair to the extent that it holds a
defendant is prohibited as a matter of law from seeking relief where there is any
alternative basis for deportation, regardless of the nature of that alternative basis.
I conclude that affirmance is warranted in this case because, under the
totality of the circumstances, including the fact that Hardware had been in the
country illegally for ten years; knew of his illegal status; and had taken no steps
and made no effort prior to the plea to adjust or change that status, Hardware could
not objectively establish “a reasonable probability that, but for counsel’s errors, he
would not have pleaded guilty and would have insisted on going to trial.” Hill v.
Lockhart, 474 U.S. 52, 59 (1985).
ANALYSIS
A defendant who asserts a claim for ineffective assistance of counsel must
meet the two-prong test set forth in Strickland, 466 U.S. at 687, which requires a
showing of both deficient performance and prejudice. Prior to this court’s opinion
in Sinclair, virtually all of the decisions involved cases in which a defendant’s
prior conviction served as the alternative basis for deportation. See e.g.,
6
Dumenigo v. State, 988 So. 2d 1201 (Fla. 3d DCA 2008); Ojurongbe v. State, 973
So. 2d 621 (Fla. 3d DCA 2008); Prieto v. State, 824 So. 2d 924 (Fla. 3d DCA
2002). In those cases, we held that a defendant cannot establish Strickland’s
prejudice prong where the defendant had a prior conviction which subjected him to
deportation. This makes sense because, given the existence of a prior conviction
(for which he was already deportable), a defendant is unable to prove that it would
be objectively reasonable under the circumstances to reject a plea offered for a
subsequent offense upon a claim that this subsequent offense would also subject
him to deportation.
In Sinclair, this court extended the reach of these decisions, holding that a
defendant cannot establish prejudice where there is any additional basis for
deportation. Sinclair, who had been admitted to the United States from Nicaragua
on a student visa, entered a negotiated plea to two felony charges that rendered him
subject to deportation. He filed a motion to vacate his plea, alleging that he was
not properly advised of the deportation consequences of his plea. However, the
deportation notice sent to Sinclair indicated that he was subject to deportation not
only for the two felony convictions under attack, but on the alternative basis that
Sinclair had overstayed his student visa. The trial court held that this additional
basis for deportation did not automatically defeat the defendant’s claim. We
reversed:
7
In order to establish prejudice as a result of the failure to advise a
defendant of the deportation consequences of a plea, “[t]he burden is
on the movant to establish that the plea in the case under attack is the
only basis for deportation. Only then can the movant show prejudice
resulting from the failure to advise of deportation consequences in the
case under attack.” Forrest v. State, 988 So.2d 38, 40 (Fla. 4th DCA
2008) (emphasis in original); see also Dumenigo v. State, 988 So.2d
1201 (Fla. 3d DCA 2008).
Sinclair, 995 So. 2d at 623.
In both Forrest and Dumenigo (the cases relied upon in Sinclair), the issue
was whether the defendant had a prior conviction which served as an alternative
basis for deportation. Although the Forrest court did state that the case under
attack must be “the only basis for deportation,” Forrest, 988 So. 2d at 40, the cases
relied upon for that statement involved defendants with prior deportable
convictions. See e.g., Prieto, 824 So. 2d at 924; State v. Oakley, 715 So. 2d 956(Fla. 4th DCA 1998). The decisions in Forrest and Dumenigo had no reason to
consider alternative bases for deportation other than a prior conviction (an
overstayed visa, for example). The strict holding of both Dumenigo and Forrest is
that a defendant must establish that the plea under attack is the only conviction2 for
which the defendant is subject to deportation. I do not agree with Sinclair’s
2 Although I refer to a prior “conviction” I include a withhold of adjudication or
other disposition short of a conviction which still renders a defendant deportable.
See e.g., Gomez v. State, 126 So. 3d 444 (Fla. 4th DCA 2013) (noting the fact
defendant received a withhold of adjudication did not prevent defendant from
being deportable).
8
extension of the holdings in Dumenigo and Forrest to bar relief as a matter of law
where the alternative basis for deportation is something other than a prior
conviction.3
Two years after our decision in Sinclair, the United States Supreme Court
decided Padilla, 559 U.S. at 356, wherein the Court reaffirmed Strickland and held
that the Sixth Amendment right to effective assistance of counsel requires an
attorney to properly advise a client when a plea to a particular offense subjects the
client to automatic or presumptively mandatory deportation. Id. at 368-69.
Three years after Padilla, the Fourth District decided Cano, 112 So. 3d at
646. Cano interpreted Padilla, and later cases applying Padilla, to “require a
movant to show a number of things in order to be entitled to relief.” Id. at 648.
The Cano court followed Sinclair’s bright-line rule (that the plea at issue must be
the only basis for deportation) and added one of its own, holding that Padilla
claims are limited to defendants who were lawfully in the United States at the time
of the plea:
3 Even the holdings of Forrest and Dumenigo have an exception. This Court has
previously held that even where there is a separate prior conviction, a defendant
may still seek to vacate a plea so long as he is seeking simultaneously to vacate
both the instant plea and the prior conviction based upon a failure to properly
advise of the deportation consequences in each case. See e.g., State v. Gutierrez,
45 So. 3d 946 (Fla. 3d DCA 2010) (holding prior conviction as alternative basis for
deportation not a bar to relief if defendant seeking simultaneously to set aside both
pleas for failure to advise of deportation consequences).
9
Where a movant has received the standard “may” or
“could” deportation warning required by rule 3.172(c)(8),
to state a claim for relief under Padilla, a movant must
establish the following: (1) that the movant was present
in the country lawfully at the time of the plea; (2) that the
plea at issue is the sole basis for the movant’s
deportation; (3) that the law, as it existed at the time of
the plea, subjected the movant to “virtually automatic”
deportation; (4) that the “presumptively mandatory”
consequence of deportation is clear from the face of the
immigration statute; (5) that counsel failed to accurately
advise the movant about the deportation consequences of
the plea; and (6) that, if the movant had been accurately
advised, he or she would not have entered the plea.
Cano, 112 So. 3d at 648 (emphasis added).
Thus, the Fourth District extended Sinclair’s holding to require not only that
the plea at issue is the sole basis for deportation, but also that the defendant must
be lawfully in the United States at the time of the plea. Such bright-line rules
would appear to run counter to the “reasonable under the totality of the
circumstances” analysis set forth by the Florida Supreme Court. See Grosvenor v.
State, 874 So. 2d 1176, 1182 (Fla. 2004). More to the point, I do not agree (as
Sinclair holds) that the existence of any alternative basis for deportation bars relief
as a matter of law, nor do I agree (as Cano holds) that a defendant must establish
he was lawfully in the United States at the time of the plea as a threshold to
seeking relief. I can envision a situation in which a movant, who is not lawfully
present in the country at the time of the plea and who is facing an alternative basis
10
for deportation, could nevertheless allege a legally sufficient Padilla claim which,
if proven, meets the prejudice prong of Strickland. The following hypothetical
scenario should help illustrate this fact and underscore my reluctance to follow the
bright-line requirements of Cano and Sinclair:
● A defendant is in the country on a two-year visa. He overstays that visa
by one month, making him deportable. Wishing to remain in the United States, he
hires an immigration lawyer to assist in the process of seeking an adjustment of his
status and eventually seeking lawful permanent resident status.
● The immigration lawyer works on the defendant’s behalf for a year, and
while his petition is pending a final determination, the defendant is arrested for
possession with intent to distribute marijuana, an aggravated felony under
immigration law.
● The defendant hires a criminal defense attorney who is made aware of
defendant’s immigration status and the immigration attorney’s efforts to seek an
adjustment of that status. Nevertheless, the criminal defense attorney negotiates a
plea to a withhold of adjudication and probation, and convinces his client to accept
the plea. The attorney fails to advise defendant of the automatic deportation
consequences of the negotiated plea.
● A month after this plea, defendant receives a Notice to Appear before a
federal immigration judge for removal proceedings. The Notice to Appear informs
the defendant he is subject to removal for two reasons (the same two bases for
deportation in our case): the conviction for possession with intent to distribute
marijuana, and his overstayed visa.
11
Obviously, the hypothetical defendant cannot establish that he was “present
in the country lawfully at the time of the plea.” See Cano 112 So. 3d at 648. Nor
can he establish that “the plea in the case under attack is the only basis for
deportation.” See Sinclair, 995 So. 2d at 623. Both Cano and Sinclair would bar
this claim as a matter of law and without an evidentiary hearing, prohibiting a
defendant from attempting to establish an objectively reasonable probability that
he would have rejected the plea had he been properly advised of the virtually
automatic deportation consequences.
However, under the totality of the circumstances, and given this hypothetical
defendant’s actions, prior to the plea, to adjust his legal status and seek lawful
permanent resident status (including retaining and paying an attorney to assist in
the process, and efforts expended over the course of a year leading to an impending
immigration hearing), such a defendant might well be able to establish that it
would have been objectively rational under the circumstances to reject the plea and
insist on going to trial, had he been properly advised that his plea would nullify all
of these ongoing efforts and result in his automatic deportation. The fact that he
was not lawfully in the United States at the time of the plea, and the fact that his
overstayed visa is an alternative basis for deportation are factors which are
properly considered in the Strickland analysis, but should not serve as bright-line
rules altogether barring a defendant under these circumstances from seeking relief.
12
While it may be true that most movants who are in the United States
illegally will not be able to plead or prove the requisite prejudice, the bright-line
rules of Sinclair and Cano admit of no exception in which a defendant could
conceivably plead and prove prejudice notwithstanding their illegal status at the
time of the plea. Hewing to these bright-line rules is incompatible with the
requisite totality-of-the-circumstances analysis and individualized determination of
these claims.4
CONCLUSION
I believe this court should recede from Sinclair, returning us to the prior
holdings relied upon and unnecessarily extended by Sinclair, which require that a
defendant may not seek to vacate a plea where a defendant is deportable based
upon a prior conviction,5 unless defendant is simultaneously seeking to vacate that
4 The holdings of Sinclair and Cano suggest a focus on whether the outcome of the
deportation process would not have been different (i.e., whether movant would
nevertheless have been deported on the alternative basis) rather than focusing on
whether, but for counsel’s deficient performance, the outcome of the plea process
would have been different. Analogous misapplications of the Strickland standard
in the context of pleas have been rejected in the past. See e.g., Grosvenor, 874 So.
2d at 1181 (holding that a defendant seeking to vacate a plea under Hill/Strickland
need not show that he would have rejected the plea and prevailed at trial, but only
that he would have rejected the plea and proceeded to trial); Brazeail v. State, 821
So. 2d 364, 368 (Fla. 1st DCA 2002) (observing that the focus of the analysis is
whether the outcome of the plea proceedings would have been different, not on
whether the outcome of the trial proceedings would have been different).
5The viability of this long-established rule may also be called in doubt in light of
Padilla. Those cases holding that a prior conviction for a deportable offense bars
13
prior conviction. We should also certify conflict with the Fourth District’s bright-
line rule announced in Cano.
relief did so without distinguishing among different types of deportable offenses.
Padilla changed that analysis, distinguishing convictions that render a defendant’s
deportation presumptively mandatory, from those convictions for which
deportation is not presumptively mandatory. If a defendant’s prior conviction did
not fall into the former category (i.e., deportation presumptively mandatory) it may
well be that a defendant could assert that the existence of that prior conviction (for
which he was not mandatorily deportable) is different in kind from the instant plea
(i.e., a plea rendering a defendant mandatorily deportable) such that he would not
have entered the instant plea had he known of the different-in-kind, mandatory
deportation consequences of the instant plea.
14