State v. Nankervis ( 2014 )

FINAL COPY
295 Ga. 406S14A0513. THE STATE v. NANKERVIS.
HUNSTEIN, Justice.
This case stems from Appellee Thomas Nankervis’ prosecution for
methamphetamine trafficking pursuant to OCGA § 16-13-31 (f). After the jury
returned a guilty verdict on methamphetamine trafficking, the trial court held
that the methamphetamine trafficking statute was unconstitutional and
sentenced Nankervis for manufacturing a controlled substance pursuant to the
rule of lenity. The State appeals, and we now hold that the methamphetamine
trafficking statute is constitutional and that the rule of lenity does not apply in
this case. Accordingly, we reverse the trial court’s ruling, vacate the judgment
in part, and remand.
On June 15, 2011, a Columbia County grand jury indicted Nankervis for
trafficking in methamphetamine, failure to maintain lane, and violation of the
open container law. After pleading not guilty, Nankervis filed a motion to
dismiss the indictment on the ground that the sentencing provisions of the
methamphetamine trafficking statute, OCGA § 16-13-31 (f) (1), (g) (1), and (g)
(2),1 are unconstitutional.
After a trial held on August 15-17, 2011, a jury found Nankervis guilty on
all three counts in the indictment. The jury was charged on “Trafficking
Methamphetamine,” “Manufacturing Methamphetamine,” “Possession of
Methamphetamine with Intent to Distribute,” and “Possession of
Methamphetamine,” and the jury opted to find Nankervis guilty of “Trafficking
Methamphetamine.” After the jury’s verdict was published, the trial court
instructed the jury to return a “secondary” verdict, stating: “If you had not had
the charge before you of trafficking in methamphetamine, I need for you to
return a verdict as to whether or not you would have found Mr. Nankervis guilty
or not guilty of the offense of manufacturing methamphetamine.”2 After a quick
deliberation, the jury returned a verdict of guilty for “manufacturing
methamphetamine.”
The trial court delayed sentencing in order to fully consider the issues
1
OCGA § 16-13-31 (f) and (g) have since been amended. See Ga. L. 2013, p.
222,, § 4. Unless otherwise noted, the provisions referenced herein are those that
were in effect prior to amendments that became effective on July 1, 2013.
2
Although the trial judge used the phrase “manufacturing methamphetamine,”
it is clear from the record that the trial judge was referring to manufacturing a
“controlled substance” pursuant to OCGA § 16-13-30 (b).
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raised in Nankervis’ motion to dismiss. On December 19, 2011, the court issued
an order granting in part Nankervis’ motion to dismiss, holding that OCGA §
16-13-31 (f) and (g) were unconstitutional because they violated Nankervis’
substantive due process and equal protection rights. The trial court held further
that OCGA § 16-13-31 (f) (1), which prohibits trafficking methamphetamine,
and OCGA § 16-13-30 (b), which prohibits manufacturing a controlled
substance, prohibit identical conduct, and therefore, under the rule of lenity, the
less severe penalty for manufacturing was applicable rather than the stricter
penalty for trafficking. On December 22, 2011, the State filed a notice of appeal
of the trial court’s order.
On March 15, 2012, the court sentenced Nankervis to eight years of
imprisonment for manufacturing a controlled substance pursuant to OCGA § 16-
13-30 (b) and (d), a concurrent 12-month term for failure to maintain lane, and
a fine of $250 for the open container violation. The State supplemented its
notice of appeal on March 26, 2012, to appeal the final disposition and
sentence.3
3
The appeal was docketed to the January 2014 term of this Court and submitted
for a decision on the briefs.
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1. The State argues that the trial court erred in finding unconstitutional the
methamphetamine trafficking statute, OCGA § 16-13-31 (f) and (g).4 The trial
4
The applicable versions of OCGA § 16-13-31 (f) and (g) provided as follows:
(f) Any person who knowingly manufactures methamphetamine,
amphetamine, or any mixture containing either methamphetamine or
amphetamine, as described in Schedule II, in violation of this article
commits the felony offense of trafficking methamphetamine or
amphetamine and, upon conviction thereof, shall be punished as
follows:
(1) If the quantity of methamphetamine, amphetamine, or a
mixture containing either substance involved is less than 200 grams,
the person shall be sentenced to a mandatory minimum term of
imprisonment of ten years and shall pay a fine of $200,000.00;
(2) If the quantity of methamphetamine, amphetamine, or a
mixture containing either substance involved is 200 grams or more,
but less than 400 grams, the person shall be sentenced to a mandatory
minimum term of imprisonment of 15 years and shall pay a fine of
$300,000.00; and
(3) If the quantity of methamphetamine, amphetamine, or a
mixture containing either substance involved is 400 grams or more,
the person shall be sentenced to a mandatory minimum term of
imprisonment of 25 years and shall pay a fine of $1 million.
(g)(1) Except as provided in paragraph (2) of this subsection and
notwithstanding Code Section 16-13-2, with respect to any person who
is found to have violated this Code section, adjudication of guilt or
imposition of sentence shall not be suspended, probated, deferred, or
withheld prior to serving the mandatory minimum term of imprisonment
prescribed by this Code section.
(2) The district attorney may move the sentencing court to
impose a reduced or suspended sentence upon any person who is
convicted of a violation of this Code section and who provides
substantial assistance in the identification, arrest, or conviction of
any of his accomplices, accessories, coconspirators, or principals.
Upon good cause shown, the motion may be filed and heard in
camera. The judge hearing the motion may impose a reduced or
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court held that OCGA § 16-13-31 (g) (2), which allows for a reduced sentence
if a defendant provides substantial assistance to the State, violated Nankervis’
right to substantive due process and equal protection under the United States and
Georgia Constitutions. The trial court concluded that all persons convicted
under OCGA § 16-13-31 (f) (1) were similarly situated, but Nankervis was
treated differently because he could not provide assistance and therefore was
ineligible for a reduced sentence under OCGA § 16-13-31 (g) (2).
“Unless governmental action infringes upon a fundamental right or the
complaining party is a member of a suspect class, a substantive due process or
equal protection challenge is examined under the ‘rational basis’ test.” Favorito
v. Handel, 285 Ga. 795, 796 (1) (684 SE2d 257) (2009).5 “Initially, the claimant
must establish that he is similarly situated to members of the class who are
treated differently from him. Next, the claimant must establish that there is no
rational basis for such different treatment.” Harper v. State of Ga., 292 Ga. 557,
560 (1) (738 SE2d 584) (2013) (citation and punctuation omitted). “Under the
suspended sentence if he finds that the defendant has rendered such
substantial assistance.
5
The parties do not dispute that the rational basis test applies here.
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rational basis test, a court will uphold the statute if, under any conceivable set
of facts, the classifications drawn in the statute bear a rational relationship to a
legitimate end of government not prohibited by the Constitution.” Id. at
560-561 (citation and punctuation omitted).
We question whether defendants who are convicted of trafficking
methamphetamine and provide substantial assistance should be considered
similarly situated to those defendants who are convicted of trafficking
methamphetamine but are unable to provide substantial assistance.
Additionally, we note that those defendants who provide substantial assistance
are not necessarily treated differently because the trial court retains discretion
to impose a reduced sentence. OCGA § 16-13-31 (g) (2).
However, even assuming that defendants convicted of methamphetamine
trafficking who provide substantial assistance are similarly situated and treated
differently than those who cannot provide assistance, we find that there is a
rational basis for doing so: the legislature intended to reward individuals with
a reduced sentence in exchange for information that is useful in assisting law
enforcement officials with identifying, arresting, or convicting other individuals
involved with illegal drugs and shutting down drug networks. Accordingly, we
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conclude that OCGA § 16-13-31 (f) (1), (g) (1), and (g) (2) do not violate
Nankervis’ substantive due process or equal protection rights because these
provisions bear a rational relationship to a legitimate objective of the
government. See United States v. Torres, 33 F3d 130, 132 (1st Cir. 1994)
(finding 18 USC § 3553 (e), which provided for a lower sentence based on a
defendant’s substantial assistance, did not violate equal protection clause
because it was rational to reward a defendant who gives information to assist the
government in shutting down a drug network); United States v. Musser, 856 F2d
1484, 1487 (11th Cir. 1988) (same); State v. Benitez, 395 So2d 514 (4) (Fla.
1981) (rejecting equal protection challenge to law that allowed for reduced
sentence if a defendant agreed to cooperate with law enforcement authorities to
stop drug trafficking); Wheatt v. State, 410 So2d 479 (III) (Ala. Crim. App.
1982) (same).
2. The State contends that the trial court erred in applying the rule of
lenity in this case. “[T]he rule of lenity comes into play only to resolve
ambiguities that remain ‘after applying all other tools of statutory
construction.’” Higdon v. State, 291 Ga. 821, 826 (2) (b) (733 SE2d 750)
(2012). However, where there is a specific and a general criminal statute, the
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rule of lenity is not implicated, and “a specific statute will prevail over a general
statute, absent any indication of a contrary legislative intent.” Mann v. State,
273 Ga. 366, 368 (1) (541 SE2d 645) (2001) (punctuation omitted); see also
Woods v. State, 279 Ga. 28, 31 (3) (608 SE2d 631) (2005) (“Where a crime is
penalized by a special law, the general provisions of the penal code are not
applicable.”) (citation and punctuation omitted).
Nankervis was indicted for violating OCGA § 16-13-31 (f) (1), which
provides that “[a]ny person who knowingly manufactures methamphetamine .
. . commits the felony offense of trafficking methamphetamine” and sets the
punishment for such an offense at a mandatory minimum of ten years of
imprisonment and a fine of $200,000, if the quantity of methamphetamine is less
than 200 grams. OCGA § 16-13-30 (b) and (d) make it unlawful to
“manufacture, deliver, distribute, dispense, administer, sell, or possess with
intent to distribute any controlled substance” and set the punishment at between
five and 30 years of imprisonment.6
6
The applicable versions of OCGA § 16-13-30 (b) and (d) provided as follows:
(b) Except as authorized by this article, it is unlawful for any
person to manufacture, deliver, distribute, dispense, administer, sell, or
possess with intent to distribute any controlled substance.
...
8
The clear language of these statutes demonstrates that OCGA § 16-13-31
(f) is a specific law criminalizing “trafficking methamphetamine” while OCGA
§ 16-13-30 (b) criminalizes the manufacturing of any “controlled substance.”
“Furthermore, the most reasonable interpretation of the legislative intent in
enacting OCGA § 16-13-31 (f) (1) was to supplant the general punishment
provision of OCGA § 16-13-30 (b) with a specific and potentially more harsh
punishment provision for [trafficking] methamphetamine.” Richards v. State,
290 Ga. App. 360, 363 (2) (659 SE2d 651) (2008) (physical precedent only); see
also Bassett v. Lemacks, 258 Ga. 367, 370 (2) (370 SE2d 146) (1988) (penalties
for trafficking under OCGA § 16-13-31 are “greater” than those provided in
OCGA § 16-13-30 (b)). Thus, because a more specific law applies to trafficking
methamphetamine, the general provisions of OCGA § 16-13-30 (b) for
(d) Except as otherwise provided, any person who violates
subsection (b) of this Code section with respect to a controlled substance
in Schedule I or Schedule II shall be guilty of a felony and, upon
conviction thereof, shall be punished by imprisonment for not less than
five years nor more than 30 years. Upon conviction of a second or
subsequent offense, he or she shall be imprisoned for not less than ten
years nor more than 40 years or life imprisonment. The provisions of
subsection (a) of Code Section 17-10-7 shall not apply to a sentence
imposed for a second such offense; provided, however, that the
remaining provisions of Code Section 17-10-7 shall apply for any
subsequent offense.
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manufacturing controlled substances do not apply. See Woods, 279 Ga. at 31.
There being no uncertainty as to which statute applies, the rule of lenity is not
implicated. See Richards, 290 Ga. App. at 363.
3. Having found that OCGA § 16-13-31 (f) is not unconstitutional and
that the rule of lenity does not apply, we must now determine whether there was
sufficient evidence to support the jury’s verdict of guilt under OCGA § 16-13-
31 (f). Viewed in the light most favorable to that verdict, the evidence adduced
at trial established as follows. In the early morning hours of April 26, 2011, a
law enforcement officer stopped Nankervis for erratic driving behavior and
weaving across travel lanes. During the stop, officers noticed an open beer can
on the center console of the van, and upon questioning, Nankervis admitted that
there was a marijuana cigarette in the van. Officers proceeded to search the van
and found coffee filters, tubing, a funnel, a bottle with tubing coming out of it,
a bottle containing a liquid substance, a can of Coleman fuel, drain cleaner,
muriatic acid, a cold pack containing ammonium nitrate, a coffee grinder,
lithium batteries, and rubber gloves. A narcotics investigator testified at trial
that all of these items could be used together to produce methamphetamine and
were consistent with a methamphetamine lab. Specifically, he testified that the
10
bottle found in Nankervis’ van at the time contained a liquid substance that was
in the process of being converted into methamphetamine. Additionally,
investigators found scales, which are consistent with selling drugs, as well as
syringes, a spoon, and straws, commonly used for ingesting drugs. Investigators
also found a bag containing less than one gram of methamphetamine. We find
that the evidence was sufficient to enable a rational trier of fact to conclude
beyond a reasonable doubt that Nankervis was guilty of trafficking in
methamphetamine, failure to maintain lane, and violation of the open container
law. Jackson v. Virginia, 443 U. S. 307 (99 SCt 2781, 61 LE2d 560) (1979).7
For the foregoing reasons, we conclude that the trial court erred by
sentencing Nankervis for manufacturing a controlled substance rather than for
trafficking methamphetamine. Accordingly, we reverse the trial court’s ruling
granting in part Nankervis’ motion to dismiss, vacate the judgment and sentence
on Count 1, and remand with direction to enter judgment on Count 1 for
trafficking methamphetamine and to sentence Nankervis accordingly. In
7
Because we have found that the trafficking in methamphetamine statute
applies in this case and is constitutional and because the evidence supports the jury’s
finding of guilt for methamphetamine trafficking, any error in the trial court’s request
for a secondary verdict on “manufacturing methamphetamine” was harmless.
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addition, because the trial court improperly imposed a fine for the open
container violation that exceeds the statutory cap, see OCGA § 40-6-253 (c)
(setting maximum fine at $200), we also vacate the sentence on Count 3 and
remand for resentencing on that count.
Judgment affirmed in part and vacated in part, and case remanded for
entry of judgment and sentencing. All the Justices concur.
Decided June 30, 2014.
OCGA § 16-13-31; constitutional question. Columbia Superior Court.
Before Judge Roper.
Ashley Wright, District Attorney, Charles R. Sheppard, Joshua B. Smith,
Assistant District Attorneys, for appellant.
Fleming & Nelson, Kurt A. Worthington, for appellee.
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