State v. Gilroy ( 2021 )


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  •   NOT FOR PUBLICATION IN WEST'S HAWAI#I REPORTS AND PACIFIC REPORTER
    Electronically Filed
    Intermediate Court of Appeals
    CAAP-XX-XXXXXXX
    07-JUN-2021
    07:53 AM
    Dkt. 135 MO
    NOS. CAAP-XX-XXXXXXX AND CAAP-XX-XXXXXXX
    IN THE INTERMEDIATE COURT OF APPEALS
    OF THE STATE OF HAWAI#I
    CAAP-XX-XXXXXXX
    STATE OF HAWAI#I, Plaintiff-Appellant, v.
    WILLIAM M. GILROY, also known as William of the Family Gilroy,
    William Michael Gilroy, Jr., William Michael Gilroy, W.M. Gilroy,
    and William Michael Gilroy, Jr., Defendant-Appellee
    AND
    CAAP-XX-XXXXXXX
    STATE OF HAWAI#I, Plaintiff-Appellee, and PAUL R. MOW,
    Real Party-in-Interest-Appellant, v. WILLIAM M. GILROY,
    also known as William of the Family Gilroy, William Michael
    Gilroy, Jr., William Michael Gilroy, W.M. Gilroy, and
    William Michael Gilroy, Jr., Defendant-Appellee
    APPEAL FROM THE CIRCUIT COURT OF THE THIRD CIRCUIT
    (CASE NO. 3CPC-18-000893)
    MEMORANDUM OPINION
    (By:    Ginoza, Chief Judge, Leonard and Hiraoka, JJ.)
    In this consolidated appeal, Plaintiff-Appellant State
    of Hawai#i (State) and Real Party in Interest-Appellant Deputy
    Attorney General Paul R. Mow (Mow) (collectively Appellants)1
    appeal from the "Order Dismissing Charges Pursuant to Hawai#i
    [sic] Revised Statutes § 704-406 and Releasing Defendant From the
    Custody of the Director of Health" filed on January 30, 2020 and
    the "Findings of Fact, Conclusions of Law, and Order Imposing
    Rule 15 [Hawai#i Rules of the Circuit Courts] Sanctions Against
    1
    Mow filed a Notice of Appeal on February 18, 2020 in CAAP-XX-XXXXXXX
    as the Real Party in Interest with respect to the order imposing sanctions.
    This court consolidated the appeals under CAAP-XX-XXXXXXX.
    NOT FOR PUBLICATION IN WEST'S HAWAI#I REPORTS AND PACIFIC REPORTER
    [Mow]" (Sanction Order) filed on May 22, 2019, in the Circuit
    Court of the Third Circuit (Circuit Court).2
    On appeal, Appellants contend that the Circuit Court:
    (1) erred by setting and holding a hearing on a motion to stay
    filed by pro se Defendant-Appellee William M. Gilroy (Gilroy)3
    while the proceedings were suspended; (2) erred in finding Mow
    violated Rules of the Circuit Courts of the State of Hawai#i
    (RCCSH) Rule 15(b);4 (3) abused its discretion by sanctioning Mow
    $500; (4) violated Mow's due process rights by increasing the
    sanction from four hours of community service to $500 after Mow
    exercised his right to a hearing; and (5) erred in making
    Findings of Fact (FOFs) 15, 29, 50, 66, and 67.
    For the reasons set forth below, we vacate the Sanction
    Order and remand for further proceedings.
    I. Background
    On November 21, 2018, Gilroy was charged with 29 counts
    of Unauthorized Practice of Law, in violation of Hawaii Revised
    Statutes (HRS) §§ 605-14, 605-15, 605-17, and 702-204.
    On January 17, 2019, Gilroy failed to appear for his
    arraignment and plea and the Circuit Court entered a bench
    warrant for his arrest.5
    During a hearing on March 22, 2019, the State argued
    there was more than sufficient reason to doubt Gilroy's fitness
    to proceed and moved the Circuit Court for an examination
    2
    The Honorable Melvin H. Fujino presided.
    3
    On August 20, 2020, the appellate clerk filed a notice of default of
    the answering brief, informing Gilroy that the time for filing his answering
    brief expired. Although Gilroy sought relief from default and was given the
    opportunity to file an answering brief, Gilroy again failed to file a timely
    answering brief and the appellate clerk filed a second notice of default of
    the answering brief.
    4
    RCCSH Rule 15(b) provides:
    (b) Effect of failure to appear. An attorney who,
    without just cause, fails to appear when his case is before
    the court on a call or motion or on pre trial or trial, or
    unjustifiably fails to prepare for a presentation to the
    court necessitating a continuance, may be subject to such
    discipline as the court deems appropriate.
    5
    It appears that although Gilroy was physically present for the
    arraignment and plea, he refused to state his name for the record.
    2
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    pursuant to HRS § 704-404 (Supp. 2016) to determine whether
    Gilroy was fit to proceed. The Circuit Court granted the State's
    request for an examination, set a hearing for May 30, 2019, and
    entered an "Order Suspending Proceedings, for Examination of
    [Gilroy] Under HRS Chapter 704 and for Transport" (Order
    Suspending Proceedings).
    On March 28, 2019, Gilroy filed a "Motion to Stay
    Execution of '[Order Suspending Proceedings]' Pending Appeal"
    (Motion to Stay), which contained a handwritten notation that a
    hearing was set for April 18, 2019 at 11:00 a.m. In this Motion
    to Stay, Gilroy sought, inter alia,6 to stay the Order Suspending
    Proceedings and his fitness examination pending an appeal to this
    court.7
    On April 2, 2019, Gilroy filed seven documents, six of
    which were notices of counterclaim for alleged damages. These
    six documents did not indicate a hearing date. The last document
    Gilroy filed on April 2, 2019 was a "Notice for 'Telephonic
    Conference Call'" in which Gilroy appears to cite Hawai#i Rules
    of Civil Procedure (HRCP) Rule 16.1(c)(1)8 to notify the State of
    his appearance by telephone and demands the Circuit Court allow
    him to appear by telephone for the April 18, 2019 hearing.
    On April 10, 2019, Gilroy filed three additional
    documents which indicate a hearing on April 18, 2019 at
    11:00 a.m. (April 10, 2019 documents).9
    6
    We recognize that Gilroy's submissions are often difficult to discern
    and contain a fair amount of extraneous material.
    7
    On March 28, 2019, Gilroy had also filed a notice of appeal from the
    Order Suspending Proceedings, which created appellate case no. CAAP-19-
    0000421. Subsequently, on September 26, 2019, this court dismissed CAAP-19-
    0000421 for lack of appellate jurisdiction.
    8
    Gilroy mistakenly cites to HRCP Rules although this case involves
    criminal charges against Gilroy.
    9
    The April 10, 2019 documents are Gilroy's "Affidavit of Notice of
    Fraud by Public Servants at Court of March 22, 2019 A.D." "Notice of Failure
    of Competency of Deputy [Attorney General] to Provide Postage for Service of
    Instruments" and "Counts 1-29 Jury Instructions".
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    Thus, of the eleven documents filed by Gilroy between
    March 28, 2019 and April 10, 2019, five appear to indicate a
    hearing on April 18, 2019.
    During the April 18, 2019 hearing, Gilroy appeared in
    person. Mow appeared by telephone and stated, "Your Honor, if
    we're proceeding with the motion today I do believe I need to be
    present. My understanding was today was a status. I was not
    aware that it was a motion." The Circuit Court questioned Mow as
    follows:
    THE COURT: How would you -- how did you think that this is
    a motion to stay -- ah, status when --
    Mr. Gilroy, you filed your motion on March 28, 2019;
    is that correct?
    MR. GILROY:     Yes.   Thank you.
    THE COURT: And then in your motion you have a Notice of
    Motion on page 24 of 24?
    MR. GILROY:     Yes.   Thank you.
    MR. MOW: Two things, Your Honor. First of all, I believe
    proceedings are suspended. Second --
    THE COURT:     Wait.   Wait, wait.
    MR. MOW:     -- I attempted to call your office --
    THE COURT: Wait. Hey, wait.
    So how did you think that you could appear by phone
    today? What notice or proof -- wait. What proof do you have
    that this was a status hearing and not a motion filed by Mr.
    Gilroy?
    MR. MOW: Your Honor, my recollection of the documents that
    was filed by Mr. Gilroy -- actually had said somewhere that
    it was in reference to a status by phone.
    THE COURT:     Where is that?       Where is that in the motion?
    MR. MOW: I don't have the doc -- I don't have the document
    in front of me, Your Honor. My apologies. We're in the
    process of moving.
    THE COURT:     Oh, so is that an excuse?
    MR. MOW: That's what I -- that's my recollection. It's not
    an excuse.
    THE COURT: I know but you calling in for one hearing that
    you don't even have the document in front of you?
    MR. MOW: No, Your Honor, I do not.           We're in the process of
    a move and --
    THE COURT: That's not one excuse. If you calling in for
    one hearing and you telling me you don't have the document
    in front of me -- in front of you, and you're making
    representation that there's a reference to stay.
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    MR. MOW: Your Honor, what happened was at the time that we
    received the motion, I looked at the -- at whatever it said.
    And at that time I made a call to your office just to
    confirm it. I also looked with JEFs and I did not see a
    motion set for hearing on the calendar. So my understanding
    was that it was a status.
    THE COURT:   Well you're wrong.
    Gilroy requested sanctions against Mow for failure to
    appear and failure to respond to his Motion to Stay.
    The Circuit Court continued the hearing on Gilroy's
    Motion to Stay until May 10, 2019 at 9:00 a.m. Further, at the
    April 18, 2019 hearing, the Circuit Court addressed the
    possibility of sanctions against Mow, stating:
    [THE COURT:] Mr. Mow, we're also going to have a rule --
    Circuit Court Rule 15 hearing if you want as to the Court
    having to continue this matter because, first of all, you
    didn't appear in person, you didn't get permission from the
    Court to appear by phone, and you acknowledge that you have
    receipt of Mr. Gilroy's motion yet you cannot -- you say you
    don't have the motion in front you. As an experienced
    attorney I find that hard to believe that you think that
    this is a status hearing, yet you cannot point out in the
    pleadings where this Court said it was a status. And even
    if a party said it's a status, unless you get permission
    from the Court or it's filed as a status, you cannot just
    assume that it's a status and then decide that you not going
    fly in from Honolulu, and call in on the day of the hearing.
    So we can have a Rule 15 as to why the Court have to
    continue this hearing and wasting the Court's time on the
    calendar today.
    MR. MOW: Well, Your Honor, as I stated before, I did make
    attempts to call your office –
    THE COURT: I don't care if you made attempts to call the
    office, it's not one excuse. Cause we only get one clerk
    and one bailiff and we were in jury trial, okay.
    MR. MOW: I understand, Your Honor.    You got to understand
    too that --
    THE COURT: No. No, you got to understand, if you want a
    Rule 15 hearing we can set it for the same day.
    MR. MOW: I'm just putting on my position for the record,
    Your Honor. The other part is of course --
    THE COURT:   It's a yes or no question.
    MR. MOW: -- the hearing set for today, there is no hearing
    set for today per JEFs.
    THE COURT: Well maybe that's what you want to use for your
    Rule 15. So we'll set the Rule 15 hearing. I'm assuming
    you want a Rule 15 hearing?
    MR. MOW: I don't wish a Rule 15 hearing, Your Honor. I'm
    asking just for the Court's consideration basically. We've
    attempted to respond to everything that Mr. Gilroy has filed
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    in the past. We have a good record of doing that. We
    certainly had no intention of not filing a response to it if
    we believed that there was a hearing set for today. If
    there was, if it was our mistake and our misunderstanding
    that we didn't show up, I apologize for that of course. But
    there's never been an attempt by the State to not appear.
    THE COURT: Page 24 of the motion filed on March 28, 2019,
    says Notice of Motion and Certificate of Service. This
    document was also electronically filed. So I find it hard
    to believe that you even read this whole motion; you would
    have seen that. And on page 1 of 24, hearing, handwritten
    April 18, 11 a.m., 2019.
    Right, Mr. Gilroy?
    MR. GILROy [sic]:   That's correct.   Thank you.
    THE COURT: So you can either volunteer to do four hours of
    community service or we can have a Rule 15 hearing. Up to
    you. What you want to do, Mr. Mow?
    MR. MOW: Your Honor, I prefer to just have a continuance.
    But, you know, I'm totally expecting to do this motion, as I
    said, I put on the record my position, Your Honor.
    THE COURT: Okay. So we'll set the Rule 15 hearing because
    I don't hear you volunteering to do four hours of community
    service. So we'll have the Rule 15 hearing. I already
    stated the basis. And we'll hear that at the same time on
    9:00 on May 10th, at 2019 [sic].
    (Emphases added).
    Subsequently, during the May 10, 2019 hearing, the
    Circuit Court denied Gilroy's Motion to Stay before proceeding
    with the RCCSH Rule 15 hearing against Mow. Mow testified he
    received emails through the Judiciary Electronic Filing System
    (JEFS) electronic notification when any motions were filed by
    Gilroy. Sometime during the week of April 1, 2019, Mow reviewed
    Gilroy's Motion to Stay but could not remember the precise day.
    Mow testified that sometime in the afternoon on April 2, 2019, he
    saw emails received through the JEFS electronic notification that
    Gilroy filed additional motions.
    Mow then went into JEFS to download and review the
    motions and saw that Gilroy's Notice for Telephonic Conference
    Call had a date set for April 18, 2019. Mow testified he called
    the Circuit Court to confirm that there "was in fact a hearing
    that was approved by the Court, and whether because the case was
    under suspension at that time whether we could do it
    telephonically." Mow was unable to reach anyone at the Circuit
    Court and left a voice mail message stating he received a notice
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    about the April 18 hearing, was confused because the proceedings
    had been suspended pursuant to the Order Suspending Proceedings,
    and that he was not expecting further motions pending the
    completion of the examination.
    Mow did not receive a call back and did not make any
    other attempts to contact the Circuit Court for clarification.
    Mow also testified that on April 2, there was nothing on the
    events section of JEFS that a hearing was set for April 18.
    However, on the day of the hearing, Mow saw that there was a
    notation on JEFS for the April 18 hearing.
    Mow testified he did not intend to delay the
    proceedings and that if he had received confirmation from the
    Circuit Court that his presence in Kona was required, he would
    have flown in from Honolulu.
    Mow further testified that in his twenty-two years as
    an attorney, he had never seen a hearing set while proceedings
    were suspended. Additionally, because Gilroy did not have an
    attorney as a pro se defendant, Mow was unable to contact an
    attorney about the filing and was unable to obtain confirmation
    of the hearing. Mow also stated he had issues trusting the
    hearing date provided by Gilroy because he was pro se and was
    facing a fitness hearing.
    The Circuit Court then questioned Mow's preparation for
    the hearing as follows:
    Q. Okay. And at the hearing on April 18, 2019, you called
    on the day of the hearing and on the record when you
    represented to this Court -- and it's all in the minutes. I
    going take notice of my own files and records, I'll just
    give you an opportunity to respond. You at that time said
    you thought it was a status hearing. And when I asked you,
    "Where does it say that in the motion," you represented on
    the April 18th, 2019, hearing that you didn't have the
    motion with you.
    A.   That is correct.
    Q. So wouldn't that be another reason we had to continue
    the case, because you didn't even have the motion, even if
    you thought it was a status hearing, to address it?
    A. Yeah, well specifically to that -- and, Your Honor, at
    the time when you had asked me whether I had the motion in
    front of me, I could not answer affirmatively to that. The
    reason is it was in a box, basically. We were moving our
    offices from 333 Queen Street to 707 Richards. I literally
    was working in an office that didn't have a desk or a phone.
    I called this Court on my own cell phone. I literally at
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    that point --
    Q. Well that was a reason -- another reason the Court had
    to continue the hearing because you didn't even have your
    motion with you.
    A. Again, I didn't believe that it was going forward as a
    hearing. And if that's a mistaken belief --
    Q. Anything else you -- I don't know an attorney working 20
    years, call the court on one status -- think it's a status
    hearing and don't even have the motion in front of them. So
    when the Court addressed them questions, the response is, "I
    don't have my motion with me, I'm moving. We're in the
    process of moving." Is that -- that's not being prepared.
    Period.
    A. Again, in these particular circumstances, if proceedings
    are suspended and it doesn't fit the two grounds, I do not
    understand how a hearing can proceed.
    Q. But this is an opportunity at a hearing, as you know,
    for parties to raise issues. Whether or not you agree with
    them raising the issues, the fact is that the parties have
    an opportunity to have the Court address that. So you're
    not the decision-maker in that part as whether or not you
    think the hearing should go forward or not. That's all I
    hearing from you. And even when you call in, all you doing
    is saying, "I don't have the motion."
    A. Well again, I did point out that the hearing was -- I
    mean, the proceedings are suspended. I never heard --
    Q. We're not even -- we not even asking you about the
    substance of the motions. We just talking about the
    opportunity or vehicle or forum for parties to address
    matters before the Court.
    A. Well I'm not going to argue on that point. I can see
    your point.
    Q. Well then don't keep bringing it up.   Anything else you
    want to tell me?
    A.   No.
    Mow further clarified that he did not have the motion
    in front of him for the April 18 hearing because he normally
    would go onto JEFS to access the motion if needed. However, Mow
    experienced connectivity issues and could not access the motion.
    The Circuit Court concluded,
    [THE COURT:] Regarding the motion filed by Mr. Gilroy on
    March 28, 2019, Mr. Mow admits that he did receive that
    motion or his office received the motion on March 28, 2019.
    The Court will find under Rule 15 of the Rules of Circuit
    Court that his calling in for the hearing, not filing an
    opposition, representing that he believed this was a status
    hearing, and not having the motion in front of him so that
    he could point out to the Court why he thought it was a
    status hearing; Court will find was -- which caused the
    continuance to today. And he was -- that he unjustifiable
    [sic] failed to prepare for presentation to the Court on
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    April 18th, 2019.
    What would you like to say, if anything, before I
    sanction you?
    MR. MOW: Your Honor, no, I don't. I think I've said
    everything I wanted to say. Thank you.
    THE COURT: Court impose a $500 fine.
    You can -- Counsel, you can prepare the order.
    Anything further?
    [Mow's counsel]:   Nothing, Your Honor.
    II. Discussion
    A.   The Circuit Court Did Not Err By Having a Hearing
    on Gilroy's Motion to Stay
    Appellants contend that the Circuit Court erred in
    holding a hearing while the proceedings were suspended. In
    support of this contention, Appellants argue that in Mow's
    twenty-two years as an attorney, he never encountered a situation
    where the court scheduled a hearing on a motion while the
    proceedings were stayed pursuant to HRS § 704-404(1). Appellants
    assert that given Gilroy's status as a pro se defendant and where
    Gilroy's fitness to proceed was an issue, Mow believed that the
    hearing could not be held. Appellants also argue Gilroy's Motion
    to Stay did not raise issues of bail or issues related to bond
    under HRS Chapter 804, and thus did not fall within the
    exceptions provided in HRS § 704-404(1).
    Appellants' arguments are apparently based on their
    interpretation of HRS § 704-404(1) and therefore we review this
    issue de novo. State v. Castillon, 144 Hawai#i 406, 411, 
    443 P.3d 98
    , 103 (2019) ("Statutory interpretation is a question of
    law reviewable de novo.").
    The proceedings were suspended pursuant to HRS § 704-
    404(1) which provides:
    Whenever there is reason to doubt the defendant's fitness to
    proceed, the court may immediately suspend all further
    proceedings in the prosecution; provided that for any
    defendant not subject to an order of commitment to a
    hospital for the purpose of the examination, neither the
    right to bail nor proceedings pursuant to chapter 804 shall
    be suspended. If a trial jury has been empanelled, it shall
    be discharged or retained at the discretion of the court.
    The discharge of the trial jury shall not be a bar to
    further prosecution.
    (Emphasis added).
    Although Appellants argue that the April 18, 2019
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    hearing could not be scheduled after the proceedings were
    suspended pursuant to HRS § 704-404(1), "it is well-settled that
    courts have inherent equity, supervisory, and administrative
    powers as well as inherent power to control the litigation
    process before them." Enos v. Pac. Transfer & Warehouse, Inc.,
    79 Hawai#i 452, 457, 
    903 P.2d 1273
    , 1278 (1995). The language in
    HRS § 704-404(1) does not limit the court's authority to control
    the litigation process. Additionally, regardless of the merits
    or demerits of Gilroy's Motion to Stay or the issues raised
    regarding Gilroy's fitness to proceed, Appellants assert an
    incorrect reading of HRS § 704-404(1) in which they contend
    essentially that the Circuit Court is precluded from holding
    further hearings related to the Order Staying Proceedings itself,
    such as a motion for reconsideration or, as in this case, a
    motion to stay the Order Staying Proceedings.
    The Circuit Court did not err by scheduling and holding
    a hearing on April 18, 2019 related to Gilroy's Motion to Stay.
    B.    The Circuit Court Erred By Proposing a Sanction Without
    a Hearing, or in the Alternative, to Set an RCCSH Rule
    15(b) Hearing
    Appellants argue that Mow did not violate RCCSH Rule
    15(b) and that the Circuit Court abused its discretion by
    imposing a $500 fine on Mow. The Appellants also challenge the
    Circuit Court's FOFs 15, 29, 50, 66, and 67, asserting that these
    findings misstate the evidence.10
    10
    The challenged FOFs state:
    15.   At a Status Conference scheduled by the Court and
    heard on March 22, 2019, Mr. Mow appeared in person.
    (Exhibit 2 - Doc 113)[.]
    . . . .
    29.   The Court asked him again if he wanted to do four
    hours of community service of if he wanted a Rule 15
    hearing. It was up to him. Mr. Mow replied he's just
    expecting a continuance.
    . . . .
    (continued...)
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    We do not reach those issues because we conclude the
    RCCSH Rule 15(b) hearing before the Circuit Court was tainted by
    the Circuit Court's initial proposition that Mow "voluntarily"
    undertake community service for his purported misdeeds, or in the
    alternative, the court would set an RCCSH Rule 15(b) hearing.
    Appellants argue that the Circuit Court violated Mow's
    due process rights by increasing the sanction from four hours of
    community service to $500 after Mow invoked his due process right
    to a hearing. During the April 18, 2019 hearing, the Circuit
    Court stated: "So you can either volunteer to do four hours of
    community service or we can have a Rule 15 hearing. Up to you.
    What you want to do, Mr. Mow?" Appellants argue that what the
    Circuit Court offered was essentially a sentencing inclination.
    We reject that analogy to a criminal sentence, but rather
    conclude the Circuit Court undermined Mow's due process rights by
    suggesting Mow could accept a sanction without a hearing, or in
    the alternative, have a hearing on the alleged RCCSH Rule 15(b)
    violation.
    We review questions regarding procedural due process de
    novo, under the right or wrong standard. State v. Adam, 97
    Hawai#i 475, 481, 
    40 P.3d 877
    , 883 (2002). Due process requires
    prior notice and an opportunity to be heard at a meaningful time
    10
    (...continued)
    50.   Mr. Mow represented that he thought it was a "status"
    hearing and he didn't have the Motion to Stay in front
    of him. The Court asked Mr. Mow even if he thought
    the hearing was a "status" hearing, his not having the
    Motion to Stay in from of him at the April 18, 2019
    hearing was another reason to have to continue the
    hearing? Mr. Mow replied "yes" (Exhibit 2 - doc
    153)[.]
    . . . .
    66.   Based on Mr. Kory Young's testimony, it appears Mr.
    Mow received notice of the Demand for Constitutional
    assistance of Counsel filed on March 4, 2019 at 1:53
    PM.
    67.   Although Claimant's First Amended Motion to Dismiss
    filed 12 minutes later on March 4, 2019 at 2:05 PM
    (set for hearing on March 12, 2019), Mr. Mow testified
    that he did not have notice of the motion.
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    and in a meaningful manner for counsel charged with a violation
    of RCCSH Rule 15. Id. at 482, 
    40 P.3d at 884
    . In Dubin, this
    court held:
    With respect to [RCCSH] Rule 15(b), it expressly provides
    that the attorney's failure to appear must be "without just
    cause." Due process requires prior notice and a hearing so
    that an attorney charged with a violation of [RCCSH] Rule
    15(b) may prepare and have an opportunity to show that his
    failure to appear at the appointed time was not "without
    just cause."
    In re Dubin, 
    9 Haw.App. 249
    , 261, 
    833 P.2d 85
    , 92 (1992).
    Although the Circuit Court stated Mow would be "volunteering to
    do four hours of community service[,]" the court's offer of
    community service was clearly intended to be a sanction without a
    hearing for Mow's alleged violation of RCCSH Rule 15.
    This case is analogous to Felton v. Dillard Univ.,
    No. 03–30926, 
    2004 WL 2943283
     at *1 (5th Cir. Dec. 21, 2004), in
    which the Fifth Circuit Court of Appeals held that a federal
    district court had abused its discretion by taking under
    advisement a motion for sanctions against an attorney, while also
    directing the attorney to perform 100 hours of community service.
    Unlike here, the counsel in Felton performed the community
    service. 
    Id.
     However, the Fifth Circuit held that the district
    court's method of meting out the sanction was an inherent abuse
    of judicial discretion. 
    Id.
     The Fifth Circuit Court first noted
    that community service was a sanction. 
    Id.
     Further, the court
    explained that, "by ordering [counsel] to devote one hundred
    hours of her time to community service, while inexplicably
    denying that any sanction had been imposed, and later dismissing
    the motion for sanctions precisely because the community service
    had been completed, the district court did not reasonably
    exercise its sanction power." 
    Id.
     The Fifth Circuit concluded
    that the district court erred by making "the question of whether
    sanctions should be imposed contingent upon whether those very
    sanctions [i.e. community service] had been completed." 
    Id.
    This case is not exactly like Felton, but similar
    concerns are at issue. Here, the Circuit Court undermined Mow's
    due process rights by proposing that Mow "volunteer" for
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    community service (i.e., agree to a sanction without a hearing)
    or in the alternative have an RCCSH Rule 15(b) hearing. Like
    Felton, if Mow had agreed to the community service proposed by
    the Circuit Court, no further action would have been taken on the
    alleged RCCSH Rule 15(b) violation. The Circuit Court was wrong
    to make the hearing on sanctions contingent on whether Mow
    accepted an offer of sanctions without a hearing. As recognized
    in Dubin, Mow had a due process right to a hearing. Once Mow
    declined the Circuit Court's proposal of community service
    without a hearing, the subsequent hearing before the Circuit
    Court on the alleged RCCSH Rule 15(b) violation was tainted,
    especially where the Circuit Court's sanction of $500 is quite
    different from the previously proposed community service and
    where there is no explanation by the Circuit Court for the
    difference.
    III. Conclusion
    For the foregoing reasons, we vacate the Circuit
    Court's Sanction Order against Mow and remand the case for
    another RCCSH Rule 15(b) hearing before a different judge.11
    DATED: Honolulu, Hawai#i, June 7, 2021.
    On the briefs:                              /s/ Lisa M. Ginoza
    Chief Judge
    Kevin K. Takata,
    Paul R. Mow,                                /s/ Katherine G. Leonard
    Deputy Attorneys General,                   Associate Judge
    for Plaintiff-Appellant
    (CAAP-XX-XXXXXXX)                           /s/ Keith K. Hiraoka
    and for Real-Party-in-                      Associate Judge
    Interest-Appellant
    (CAAP-XX-XXXXXXX)
    11
    We note, in any event, that the Honorable Melvin H. Fujino has
    retired.
    13
    

Document Info

Docket Number: CAAP-20-0000078

Filed Date: 6/7/2021

Precedential Status: Precedential

Modified Date: 6/7/2021