People v. Lear ( 1997 )


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                    Docket No. 78292--Agenda 15--May 1996.

       THE PEOPLE OF THE STATE OF ILLINOIS, Appellee, v. TUHRAN A. LEAR,

                                  Appellant.

                        Opinion filed February 6, 1997.

                                       

        CHIEF JUSTICE HEIPLE delivered the opinion of the court:

        Following a jury trial in the circuit court of Montgomery

    County, defendant, Tuhran Lear, was convicted of first degree

    murder, attempted first degree murder, and two counts of armed

    robbery. The jury found defendant eligible for the death penalty

    and found no mitigating circumstances sufficient to preclude

    imposition of the death penalty. Defendant was sentenced to death

    and also to two concurrent 60-year prison terms for armed robbery

    and attempted murder.

        On direct appeal, this court affirmed the convictions and

    sentences. People v. Lear, 143 Ill. 2d 138 (1991). Defendant

    subsequently filed a petition for post-conviction relief which he

    later amended and supplemented. Of the 11 claims raised in

    defendant's post-conviction petition, nine were dismissed by the

    court without an evidentiary hearing. After an evidentiary hearing

    on the remaining two claims, the court denied defendant's post-

    conviction petition.

        Before this court, defendant argues that (1) defense counsel

    was ineffective in failing to request a voir dire question

    regarding racial bias; (2) defense counsel was ineffective in

    failing to properly present the defense theory that defendant was

    not the shooter; (3) defense counsel was ineffective at the capital

    sentencing hearing; and (4) defendant was denied his constitutional

    rights when evidence of other crimes was admitted as aggravating

    evidence during the sentencing hearing. We affirm.

        The evidence at trial disclosed that, on September 3, 1988,

    defendant, accompanied by Randy Thomas, entered a gas station in

    Farmersville, Illinois, and emptied the cash register. During the

    robbery, defendant shot the store manager, Gregory McAnarney, and

    an employee, Robert Bishop. McAnarney died as a result of the

    gunshot wound but Bishop survived and later testified against

    defendant.

        Further details regarding the evidence presented at

    defendant's trial are set forth in the opinion disposing of

    defendant's direct appeal (Lear, 143 Ill. 2d 138) and will be

    referred to below only as necessary to dispose of defendant's

    instant appeal.

      

                                    ANALYSIS

        A proceeding under the Post-Conviction Hearing Act is a

    collateral attack on the judgment of conviction which is limited to

    constitutional issues which were not, and could not have been,

    presented on direct review. People v. Gosier, 165 Ill. 2d 16, 20

    (1995). Issues decided by a reviewing court on a prior direct

    appeal are res judicata as to issues actually decided; issues that

    could have been presented during direct review, but were not, are

    deemed waived for purposes of post-conviction review. People v.

    Franklin, 167 Ill. 2d 1, 9 (1995). On review, the trial court's

    determinations regarding the post-conviction petition will not be

    disturbed unless they are manifestly erroneous. Franklin, 167 Ill.

    2d at 9.

      

                      I. Ineffective Assistance of Counsel

        In order for defendant to succeed on a claim of ineffective

    assistance of counsel, he must show (1) that his counsel's

    performance was deficient in that it fell below an objective

    standard of reasonableness and (2) that counsel's deficient

    performance so prejudiced defendant that there is a reasonable

    probability that the outcome of the trial would have been different

    without counsel's errors. Strickland v. Washington, 466 U.S. 668,

    80 L. Ed. 2d 674, 104 S. Ct. 2052 (1984); People v. Simms, 168 Ill.

    2d 176 (1995). This standard applies to claims of ineffective

    assistance of both trial and appellate counsel. People v. Foster,

    168 Ill. 2d 465 (1995). A reviewing court may reject a claim of

    ineffective assistance of counsel by finding that defendant was not

    prejudiced by counsel's representation without determining whether

    counsel's performance was deficient. People v. Erickson, 161 Ill.

    2d 82, 90 (1994).

      

      

                                  A. Voir Dire

        Defendant, an African-American, argues that his trial counsel

    was ineffective in failing to inform the jury that the victim was

    white and in failing to draft and tender a voir dire question

    regarding racial bias. Initially, the State argues that this issue

    is waived because it was plainly discernible from the record and

    thus could have been raised on direct appeal. We find that this

    argument is not waived since it is based on evidence first

    presented during the post-conviction hearing, during which

    defendant testified that prior to voir dire he had asked defense

    counsel to question prospective jurors about racial bias.

        "[T]he Constitution requires a trial judge to question

    venirepersons specifically regarding racial prejudice if `special

    circumstances' exist that suggest a constitutionally significant

    likelihood that racial prejudice might infect a defendant's trial."

    People v. Peeples, 155 Ill. 2d 422, 459 (1993). Such special

    circumstances exist where racial issues are " `inextricably bound

    up with the conduct of the trial.' " Peeples, 155 Ill. 2d at 459-

    60, quoting Ristaino v. Ross, 424 U.S. 589, 596-97, 47 L. Ed. 2d

    258, 264, 96 S. Ct. 1017, 1021 (1976). In general, that the

    defendant and victim are of different races does not in itself

    create a special circumstance. Peeples, 155 Ill. 2d at 460.

    However, when a capital defendant is on trial for an interracial

    crime, the defendant is entitled to have prospective jurors

    informed of the race of the victim and questioned about racial

    bias, but only as to the sentencing phase, and only if the

    defendant specifically requests such an inquiry. Turner v. Murray,

    476 U.S. 28, 37, 90 L. Ed. 2d 27, 37, 106 S. Ct. 1683, 1688 (1986).

        After reviewing the record, we find that the circuit court's

    decision to dismiss this claim in the post-conviction petition was

    not manifestly erroneous. During the post-conviction hearing,

    defendant testified that he asked defense counsel to question

    prospective jurors about racial bias. However, defense counsel

    testified that defendant made no such request. The issue was thus

    one of credibility since counsel and defendant gave different views

    of what transpired prior to and during voir dire. The trial court

    did not find defendant credible on this point and thus dismissed

    the claim.

        Since defendant, according to the trial court, did not ask for

    an inquiry into racial bias, counsel was not required to make such

    an inquiry. Turner, 476 U.S. at 37, 90 L. Ed. 2d at 37, 106 S. Ct.

    at 1688. Whether to ask such questions was then left to counsel as

    a matter of trial strategy, which is protected under Strickland.

    Strickland, 466 U.S. at 690, 80 L. Ed. 2d at 695, 104 S. Ct. at

    2066; People v. Steidl, 142 Ill. 2d 204, 240 (1991) (trial

    counsel's strategic decisions are generally protected by a strong

    presumption that they reflect sound strategy rather than

    incompetence). Accordingly, we affirm the dismissal of this claim.

      

                                    B. Trial

                               1. Shooter Defense

        The defense theory at trial was that Thomas, rather than

    defendant, did the shooting during the robbery. Defendant argues

    that counsel was ineffective for failing to admit a prior statement

    made by the victim, Bishop, which defendant contends supported his

    theory of the case. The trial court dismissed this claim, finding

    that defendant failed to satisfy the prejudice prong of Strickland.

    See Erickson, 161 Ill. 2d at 90.

        We first note that this issue is not barred by the doctrine of

    res judicata, as the State contends. On direct appeal, this court

    addressed whether the trial court erred in refusing to allow

    impeachment of Bishop using the reporter's testimony. Lear, 143

    Ill. 2d at 145. However, the court never addressed whether counsel

    was ineffective in failing to have Bishop's prior statement

    admitted. The State further argues that the issue is waived, as it

    could have been raised on direct appeal, to which defendant

    responds that the issue is preserved due to the ineffectiveness of

    appellate counsel in failing to raise the issue. We thus consider

    the alleged ineffectiveness of appellate counsel.

        Bishop, who was shot in the neck during the robbery, testified

    at trial that defendant came into the store and asked for the rest

    room. Bishop pointed to the rest room and defendant walked toward

    it, leaving Bishop's line of sight. Defendant's accomplice, Thomas,

    who was taller than defendant, then asked Bishop how far it was to

    Chicago. A few moments later, Bishop heard a noise behind him, upon

    which he was shot in the neck.

        Prior to trial, Bishop allegedly told a newspaper reporter

    that the first man who entered the store was the taller of the two,

    which, if correct, would suggest that the taller man, Thomas, fired

    the shots. At trial, defense counsel cross-examined Bishop about

    his statement to the reporter and Bishop replied that he did not

    recall what he said to the reporter. However, counsel failed to ask

    Bishop whether the taller man entered the store first. When counsel

    later attempted to impeach Bishop with the reporter's testimony,

    the trial court ruled that there was nothing to impeach since

    Bishop never testified about the relative heights of the two

    assailants.

        Defendant now argues that counsel was ineffective when he

    failed to have Bishop's prior statement admitted, and specifically

    contends that counsel erred when he: (1) failed to obtain an

    affidavit from Bishop, which could have been used substantively or

    to refresh Bishop's recollection; (2) failed to cross-examine

    Bishop about who came into the store first; (3) failed to properly

    preserve this issue by making an offer of proof of the reporter's

    testimony; and (4) failed to request a jury instruction allowing

    substantive use of Bishop's prior statement.

        However, had Bishop's statement to the reporter been admitted

    as substantive evidence, it would not have impacted the outcome of

    the trial. During direct examination, Bishop, using a photograph,

    unequivocally identified Thomas as the man who stayed in front of

    him and asked the distance to Chicago. Another witness testified

    that she saw defendant with the gun in his waistband as he left the

    gas station after the robbery. Also, when defendant was picked up

    by police he had the murdered victim's wallet in his pocket and

    dried blood on his shoe. Moreover, on redirect, Bishop explained

    that he was distracted while making the statement to the reporter

    because his wife was at work and he was fixing supper while

    supervising his four young children.

        In light of this evidence, defendant was not prejudiced when

    counsel failed to introduce into evidence Bishop's prior statement.

    Since we find no prejudice, we affirm the trial court's dismissal

    of this claim of ineffective assistance of counsel. Erickson, 161

    Ill. 2d at 90.

      

                                  C. Sentencing

        Defendant raises various ineffective-assistance-of-counsel

    claims arising out of the sentencing hearing. Therein, the State

    presented aggravating evidence of two prior murders committed by

    defendant. First, the State presented evidence of a 1974 juvenile

    murder conviction which occurred when defendant was 15 years old.

    Second, the State presented evidence that defendant committed a

    robbery/murder at a gas station in Collinsville, Illinois, nine

    days before the instant crime.

        Defense counsel presented three witnesses in mitigation.

    Defendant's girlfriend testified that she had a good relationship

    with defendant and that he was "always there" for her when she

    needed help. She also stated that defendant had a good relationship

    with his young daughter. In addition, defendant's mother testified

    that defendant had been an obedient child and an average student.

    Finally, defendant's sister testified that he was a good child who

    got along well with his brothers and sisters. She also stated that

    defendant was a good parent who supported his daughter regularly.

      

                 1. Counsel's Inexperience and Limited Resources

        Defendant argues that trial counsel's inexperience and lack of

    resources constituted a per se violation of his right to effective

    assistance of counsel. Defendant first argues that trial counsel

    was per se ineffective because no co-counsel was appointed.

    Defendant cites to the guidelines for capital cases provided by the

    American Bar Association and the National Legal Aid and Defender

    Association, which recommend that two attorneys be appointed to

    represent each capital defendant. Second, defendant argues that

    trial counsel was per se ineffective because he was young,

    inexperienced, and had insufficient resources. Testimony by defense

    counsel at the post-conviction hearing showed that: counsel

    graduated from law school two years prior to his appointment as

    counsel for defendant; this was both counsel's first homicide and

    first capital case; counsel had never received any formal training

    for defending a capital case; counsel's office employed no other

    attorneys and no investigator; the only assistance received by

    counsel was 60 hours of legal research help from another attorney;

    and, during the time counsel was representing defendant, he was

    responsible for numerous other pending cases.

        Having a counsel with limited resources and limited experience

    is not a circumstance which this court has held to constitute per

    se ineffective assistance of counsel. See, e.g., People v. Hattery,

    109 Ill. 2d 449, 461 (1985) (counsel failed to present a defense);

    People v. Brandon, 162 Ill. 2d 450 (1994) (counsel failed to

    request a fitness hearing for a defendant taking psychotropic

    medication). Therefore, the proper inquiry is whether counsel's

    representation fell below the standard of ineffective assistance of

    counsel set forth in Strickland.

        Applying Strickland to the instant case, we reject defendant's

    ineffective-assistance claim because these alleged deficiencies did

    not result in prejudice to defendant. Erickson, 161 Ill. 2d at 90.

    Defendant was convicted by overwhelming evidence, after which

    substantial aggravating evidence was presented, including evidence

    of two prior murders committed by defendant. Defendant has failed

    to show how additional personnel or financial resources would have

    resulted in a sentence other than death. We thus affirm the trial

    court's dismissal of defendant's claim of ineffective assistance of

    counsel based on counsel's level of experience and amount of

    resources.

      

                      2. Continuance of Sentencing Hearing

        During the sentencing hearing, counsel unsuccessfully

    requested a continuance in order to further prepare for the

    proceedings. Defendant now argues that counsel was ineffective in

    failing to request a continuance prior to the sentencing hearing in

    order to further investigate the Collinsville crime and the

    juvenile conviction.

        The State contends that these issues are waived since they

    could have been raised on direct appeal. With regard to the

    Collinsville crime, we agree since no new evidence was presented

    about that crime during the post-conviction proceedings. However,

    a claim based on failure to investigate the juvenile crime was not

    waived because it was based on evidence first presented during the

    post-conviction proceedings.

        During the post-conviction proceedings, defendant presented

    evidence that, as a juvenile, he committed murder because he was

    "provoked over a period of time and probably was fed up with being

    picked on." Such evidence, however, is no justification for killing

    another human being and would have been insufficient to counteract

    the aggravating nature of the juvenile murder conviction. Thus,

    defendant was not prejudiced by counsel's failure to request a

    continuance to allow further investigation that may have led to the

    discovery of this evidence. Accordingly, the trial court properly

    dismissed this claim of ineffective assistance of counsel.

    Erickson, 161 Ill. 2d at 90.

      

                                  3. Mitigation

        Next defendant argues that trial counsel was ineffective in

    preparing and presenting mitigating evidence. He argues that

    counsel was ineffective in that he (1) failed to renew a previously

    denied request for funds to hire a mitigation expert; (2) used

    available funds to acquire legal research assistance rather than

    mitigation investigation assistance; (3) failed to adequately

    question defendant's friends and family members; and (4) failed to

    argue to the jury that defendant's past substance abuse impaired

    his judgment. The State responds that none of these instances were

    a violation of defendant's right to effective assistance of counsel

    because defendant failed to show how these omissions prejudiced

    defendant. Specifically, the State contends that doing the above

    would not have uncovered mitigating evidence sufficient to change

    the outcome of this case.

        During the post-conviction hearing, defendant presented

    additional mitigating evidence that was not presented during

    sentencing. Three former correctional officers testified as to

    defendant's good conduct while he was in juvenile detention. Angela

    Granberry, who lived with defendant for several years and who was

    the mother of defendant's daughter, testified that he was a good

    family man, provided well for their daughter and helped around the

    house while she was attending college. She also stated that he was

    good with kids, including his own daughter and Angela's son, and

    that he was a good worker. Angela's father, sister and aunt also

    testified to these facts. A mitigation specialist from the Capital

    Resource Center prepared defendant's social history, outlining his

    disadvantaged childhood and lack of childhood supervision. Dr.

    Risolo, a psychiatrist, testified as to defendant's substance abuse

    history and his mother's failure to teach values. Finally, a friend

    of defendant testified about defendant's drug and alcohol use

    during the years prior to the instant crime.

        The additional evidence presented through the testimony of

    defendant's family at the post-conviction hearing was largely

    cumulative of evidence presented during the sentencing hearing. The

    remainder of the additional evidence was not sufficiently

    mitigating, in light of the aggravating evidence, to change the

    outcome of the sentencing hearing. We thus find that defendant was

    not prejudiced by failure to present his disadvantaged childhood

    and substance abuse history (see People v. Christiansen, 116 Ill.

    2d 96, 129 (1987) (death penalty appropriate despite mitigating

    evidence that included drug addiction and a deprived childhood);

    People v. Johnson, 146 Ill. 2d 109, 145 (1991) (death penalty

    appropriate despite mitigating evidence that included drug and

    alcohol abuse, as well as abuse as a child)), or his good behavior

    while incarcerated as a juvenile (see People v. Garcia, 165 Ill. 2d

    409, 437 (1995) (defendant's good behavior in prison not

    sufficiently mitigating to preclude a death sentence)).

    Accordingly, we affirm the trial court's dismissal of this claim.

      

                     4. Psychological/Physiological Evidence

        Defendant argues that counsel was ineffective for failing to

    seek mitigating evidence concerning his possible psychological and

    physiological defects. Specifically, defendant argues that counsel

    was ineffective because he (1) failed to obtain the court file of

    defendant's juvenile conviction, which contained a fitness report

    and a psychiatric report; (2) failed to obtain a psychological

    evaluation in response to the information contained in the juvenile

    court file; and (3) failed to obtain a neurological evaluation to

    determine if defendant had brain damage as a result of past

    substance abuse.

        At the post-conviction hearing, a psychiatrist, Dr. Risolo,

    testified regarding her psychological evaluation of defendant prior

    to the post-conviction hearing. Dr. Risolo testified that defendant

    had antisocial personality disorder and mild neurotic depression.

    She further testified that defendant's substance abuse might have

    contributed to some neurological disfunction but stated that no

    disfunction had ever been conclusively proven.

        We find that defendant was not prejudiced by counsel's failure

    to present this evidence during the sentencing hearing. Given the

    overwhelming aggravating evidence and the relatively weak

    mitigating evidence, evidence of defendant's antisocial personality

    disorder and depression would not have resulted in a sentence other

    than death. See People v. Montgomery, 112 Ill. 2d 517, 533 (1986)

    (death penalty appropriate despite defendant's antisocial

    personality disorder and extreme mental and emotional

    disturbances). Furthermore, Dr. Risolo's testimony about a

    possible, unproven neurological disfunction also would have been

    insufficient to change the outcome of the sentencing hearing. See

    Montgomery, 112 Ill. 2d at 533. Since defendant was not prejudiced

    by the failure to present this evidence, we affirm the dismissal of

    this claim of ineffective assistance. Erickson, 161 Ill. 2d at 90.

      

                        5. Codefendant's Lesser Sentence

        Defendant, citing Messer v. State, 330 So. 2d 137 (Fla. 1976),

    argues that counsel was ineffective in failing to argue, as a

    nonstatutory mitigating circumstance, the lesser sentence given to

    Thomas, his codefendant. As the State observes, this precise

    argument was rejected by this court in People v. Page, 156 Ill. 2d

    258, 270-72 (1993). Accordingly, we affirm the dismissal of this

    claim of the post-conviction petition.

      

                        6. Prosecutor's Closing Argument

        Defendant argues that defense counsel was ineffective when he

    failed to object to the prosecutor's request that the jury

    "recommend" a death sentence. Defendant argues that the statement

    improperly misled the jury regarding its responsibility for

    imposing the death penalty. As the State correctly observes, this

    issue is waived because it was not raised on direct appeal and is

    not based on any new evidence presented during the post-conviction

    proceedings. However, insofar as defendant argues that the issue is

    preserved for review because it was not raised on direct appeal due

    to the ineffectiveness of appellate counsel, we will review the

    claim.

        The State may not, in closing argument, mislead the jury to

    believe that the ultimate responsibility for a defendant's death

    penalty rests elsewhere. Caldwell v. Mississippi, 472 U.S. 320, 86

    L. Ed. 2d 231, 105 S. Ct. 2633 (1985). When such an allegation is

    made, "[t]he relevant inquiry *** is whether in consideration of

    all facts and circumstances, the State has misled the jury

    regarding its sentencing role. No single factor is necessarily

    dispositive." People v. Flores, 153 Ill. 2d 264, 287 (1992).

    Therefore, in order to determine whether the argument was improper,

    we must look at the State's closing argument as a whole.

        In two instances during her closing argument, the prosecutor

    asked the jury to "impose and recommend the death sentence." We

    find that those statements did not improperly mislead the jury

    because use of the word "impose" adequately counteracted any

    improper effect resulting from use of the word "recommend." As her

    final words to the jury, the prosecutor stated, "We ask you to

    recommend that the death sentence be imposed. Thank you." The jury

    was not misled by this statement either because, only a few moments

    earlier, the prosecutor had expressly acknowledged the weight of

    the jury's responsibility for the death penalty, recognizing "that

    for responsible people [imposing and recommending the death

    penalty] is not an easy thing." Furthermore, the jury instructions

    clearly apprised the jury of its responsibility for imposing the

    death penalty.

        Under these circumstances, we find that the State did not

    improperly diminish the jury's sense of responsibility. Since the

    State's closing argument was not misleading, appellate counsel was

    not ineffective for failing to raise the issue on direct appeal and

    the issue is therefore waived. Accordingly, we affirm the trial

    court's dismissal of this claim of the post-conviction petition.

      

                          7. Defense's Closing Argument

        Defendant argues that counsel was ineffective in his closing

    argument during the second phase of the sentencing hearing because

    he merely focused upon the death penalty generally without arguing

    mitigating circumstances. On direct appeal, this court stated:

    "Defendant complains that he received ineffective assistance at the

    second stage of the death penalty hearing in that defense counsel

    *** confined his argument to the jury to a plea that there is no

    justification to take a human life. Defendant's claims are

    meritless." Lear, 143 Ill. 2d at 151-52. Since this issue was

    addressed on direct appeal it is now res judicata and may not be

    relitigated during this post-conviction appeal. We thus affirm the

    circuit court's dismissal of this claim.

      

                            II. Aggravating Evidence

        Defendant argues that evidence of a crime he committed in

    Collinsville, Illinois, was improperly used as aggravating

    evidence. First, defendant argues that he was denied due process,

    effective assistance of counsel, and his right to be free from

    cruel and unusual punishment when evidence of the Collinsville

    crime was admitted in the absence of requested counsel for the

    Collinsville crime. Second, defendant argues that he was denied

    effective assistance of counsel when defense counsel failed to

    object to the evidence's introduction on due process grounds.

        The State responds that any challenge to the introduction of

    evidence of the Collinsville crime is res judicata because, during

    direct appeal, this court affirmed the use of this evidence when it

    stated:

                  "Defendant asserts that the trial court erred in

             allowing the jury to consider evidence of unadjudicated

             criminal conduct during the second stage of the

             sentencing hearing. We disagree. This court has

             previously held that evidence showing the defendant's

             commission of other crimes or acts of misconduct is

             admissible even though the defendant was not prosecuted

             or convicted for such conduct. People v. Ramirez, 98 Ill.

             2d, 439, 460-61 (1983)." Lear, 143 Ill. 2d at 152-53.

        We agree that this issue cannot be raised again here and thus

    affirm the trial court's decision to dismiss this claim.

      

                                   CONCLUSION

        For the reasons stated above, we affirm the judgment of the

    circuit court. We direct the clerk of this court to enter an order

    setting Wednesday, May 21, 1997, as the date on which defendant's

    sentence of death is to be carried out. The defendant shall be

    executed in a manner provided by law. 725 ILCS 5/119--5 (West

    1994). The clerk of this court shall send a certified copy of the

    mandate in this case to the Director of Corrections, the warden at

    Stateville Correctional Center, and the warden of the institution

    where the defendant is now confined.

      

    Affirmed.

                                                                            

        JUSTICE McMORROW, concurring in part and dissenting in part:

        I concur in the majority opinion to the extent that it affirms

    defendant's convictions for murder, attempted murder, and armed

    robbery. However, I join in the dissent of Justice Freeman only

    with respect to his analysis and conclusions on the issue of trial

    strategy during voir dire.

      

        JUSTICE FREEMAN, dissenting:

        In this appeal from the denial of post-conviction relief,

    defendant, as petitioner, argues that he was denied effective

    assistance of counsel for several reasons. I take issue with the

    majority's analysis and resolution of at least two of defendant's

    claims. Because there is an unreasonable risk that this defendant

    was unfairly sentenced to death, I dissent.

      

                                    Voir Dire

        Defendant claims ineffectiveness in that his trial counsel,

    during voir dire, failed to raise the issue of racial bias to the

    venire in accordance with Turner v. Murray, 476 U.S. 28, 90 L. Ed.

    2d 27, 106 S. Ct. 1683 (1986), and People v. Peeples, 155 Ill. 2d

    422 (1993). The majority correctly notes that when a capital

    defendant is on trial for an interracial crime the defendant is

    entitled to have prospective jurors informed of the race of the

    victim and questioned about racial bias. Slip op at 3. The majority

    errs, however, in its statement of how the right is invoked and,

    correspondingly, in its analysis of counsel's failure to assert the

    right in this case.

        In his petition, defendant asserted that he had requested that

    counsel make a Turner inquiry; however, counsel refused.

    The majority, finding that defendant's post-conviction testimony to

    that effect was contradicted by counsel's testimony holds that

    "[t]he issue was thus one of credibility," and the trial court did

    not find defendant credible on this point. Slip op at 3. The

    majority then holds that because the court found that defendant

    himself made no such request of counsel, counsel was not required

    to make the inquiry. Slip op. at 4.

        The majority misstates the law concerning how the right to a

    Turner inquiry is invoked. Turner does not contemplate that a

    defendant, who is represented by counsel, will, in the first place,

    be aware of such an entitlement, or that that defendant will, in

    the second place, specifically request that his attorney make such

    an inquiry. That a defendant himself fails to request the Turner

    voir dire does not deprive him or her of his entitlement to such an

    inquiry. Many of the rights of an accused, including constitutional

    rights, are such that only trained experts can comprehend their

    full significance.

        By its analysis, the majority effectively grafts onto the

    Turner entitlement a new requirement--that the defendant as client

    must request the inquiry. However, Turner merely holds that "a

    capital defendant accused of an interracial crime is entitled to

    have prospective jurors informed of the race of the victim and

    questioned on the issue of racial bias. *** Also, a defendant

    cannot complain of a judge's failure to question the venire on

    racial prejudice unless the defendant has specifically requested

    such an inquiry."

        Significantly, the Court in Morgan v. Illinois, 504 U.S. 719,

    119 L. Ed. 2d 492, 112 S. Ct. 2222 (1992), in setting out the

    requirement for a reverse-Witherspoon inquiry, relies largely on

    the reasoning in Turner and uses much the same language. Morgan,

    504 U.S. at 736, 119 L. Ed. 2d at 507, 112 S. Ct. at 2233

    ("[p]etitioner was entitled, upon his request, to inquiry

    discerning those jurors who," prior to termination of the case, had

    predetermined the issue of death (emphasis added)). I have not

    heard it suggested that, because the defendant himself does not

    request the reverse-Witherspoon inquiry, counsel is not required to

    inquire. Entitlement to a Turner inquiry, like the entitlement to

    the reverse-Witherspoon inquiry, is far too important to depend on

    the request of an untrained criminal defendant.

        Knowledge of a constitutional entitlement to inquiry on

    matters such as a predisposition to impose death or, in this case,

    on racial bias, is within the knowledge of the criminal defense

    attorney, not the client. Thus, the viability of defendant's Turner

    claim does not turn on whether the post- conviction court

    disbelieved that defendant, as client, requested that counsel make

    such an inquiry.

        The majority next reasons that since defendant did not request

    the Turner inquiry, whether to conduct such an inquiry became a

    matter of trial strategy, not subject to the Strickland

    ineffectiveness analysis (see Strickland v. Washington, 466 U.S.

    668, 80 L. Ed. 2d 674, 104 S. Ct. 2052 (1984)). Slip op. at 4.

         Certainly, what questions will be posed on voir dire may

    properly fall within the bounds of trial strategy. However,

    counsel's failure to inquire on Turner racial bias was not

    converted to a strategic decision merely because defendant failed

    to request such an inquiry. Strategic decisions are those decisions

    which flow from counsel's particular knowledge and expertise. Thus,

    while a decision on whether to voir dire on particular issues may

    be a matter of trial strategy, the absence of voir dire on such

    issues might just as well be a matter of ineptitude, inexperience,

    lack of preparation or unfamiliarity with basic legal principles.

    In such case, the failure to voir dire amounts to ineffective

    assistance of counsel. 1 ABA Standards for Criminal Justice §4--5.2

    (2d ed. Supp. 1986).

        Here, it is significant that counsel had been admitted to the

    bar for only a two-year period prior to being assigned this, his

    very first, capital case. While the extent and nature of counsel's

    legal experience alone do not necessarily support a conclusion of

    ineffective assistance, those facts take on particular significance

    in the evaluation of a Turner claim. This is so because voir dire

    pursuant to Turner is available to capital defendants only. Unless

    there is evidence here to support a finding that counsel's failure

    to request a Turner inquiry flowed from his particular knowledge

    and expertise concerning the nature and purpose of the Turner

    inquiry, there can be no basis upon which to conclude that such a

    failing was the result of trial strategy.

        Proper resolution of the issue requires more than cursory

    consideration; it necessarily involves thorough review and

    consideration of counsel's post-conviction affidavit and testimony

    in the context of his conduct of voir dire. Based upon my review,

    I believe that the record supports the conclusion that counsel was

    unfamiliar with the Turner entitlement and his failure to voir dire

    was, therefore, not a matter of strategy.

        In his affidavit, counsel first states that, during voir dire,

    he asked each potential juror whether there was anything about

    defendant that would cause him or her to be biased or prejudiced.

    His purpose in asking that question was to address the issue of

    racial prejudice because defendant was black. Counsel next states

    that he "had no reason for not asking a question of the venire on

    voir dire whether the race of the victim would be a factor in

    causing them to be biased or prejudiced against Mr. Lear." Finally,

    counsel states that he might have discussed with defendant asking

    a question concerning racial bias because of the victims' race, and

    he may have said that such a question would get the jurors "pissed

    off" and that they would be there three weeks and he may have

    preferred not to harp on the victims' race because he might have

    thought that that was more harmful, although he did not recall.

        The only definitive statements concerning voir dire in

    counsel's affidavit are that: (1) he was concerned about racial

    bias and (2) he had no reason for failing to request the Turner

    inquiry. The remainder of counsel's statements concerning what he

    might have thought regarding a Turner inquiry can only be

    characterized as tentative and equivocal at best.

        Counsel's subsequent direct examination testimony at the post-

    conviction hearing is consistent with the statements in his

    affidavit. After being shown his affidavit, counsel testified

    concerning the Turner inquiry in much the same equivocal manner as

    his statements in his affidavit. Particularly telling are the

    prosecutor's cross-examination questions and counsel's answers

    thereto.

                  "Ms. Dobrinic [Assistant State's Attorney]: Now, did

             you ever in the course of your relationship have--well,

             did [defendant] ever express a concern that he might be

             an African-American defendant being tried in a

             predominantly Caucasian county?

                  Mr. Grigsby [Defense Attorney]: I am sure that there

             would have been some discussions regarding that. Usually

             that subject came up whenever I represented African-

             Americans in this county.

                  ***

                  Ms. Dobrinic: Mr. Grigsby, as a trial attorney and

             under the circumstances that we were in being in

             Effingham, Illinois, with the defendant, did you think it

             was proper to find out jurors attitudes toward race--or

             let me say this. Did you think it was important to find

             out their attitudes towards race?

                  Mr. Grigsby: Well, yes, I thought that was

             important.

                  Ms. Dobrinic: Do you feel like you did that by your

             voir dire of these jurors?

                  Mr. Grigsby: Yes, I felt that the race issue was

             brought out during the voir dire by the questions.

                  Ms. Dobrinic: Did you find it necessary to

             specifically ask jurors are you prejudiced against

             African-Americans?

                  Mr Grigsby: No, no, because the jurors understood

             the question and would volunteer any prejudice they had."

        Four things are apparent from counsel's affidavits and

    testimony and none of them suggest strategy with respect to Turner:

    (1) counsel was concerned about racial prejudice in predominantly

    white Effingham County; (2) counsel had no reason for failing to

    request a Turner inquiry; (3) counsel "might have" chosen not to

    inquire regarding Turner racial bias because it "might have" been

    more harmful and (4) counsel believed his inquiry concerning

    prejudice toward the defendant was sufficient to prompt a volunteer

    admission concerning any type of racial bias.

        Based on counsel's statements and testimony, I would not find

    that his failure to request a Turner inquiry was in fact trial

    strategy. Counsel stated that he was concerned about prejudice in

    predominantly white Effingham County. So concerned about racial

    bias was counsel that he specifically questioned and excused those

    particular jurors who would judge partially based on defendant's

    race. Though actively inquiring and ferreting out any biased juror

    prior to the commencement of trial, counsel now offers that he

    might have chosen not to additionally inquire concerning

    interracial crime bias because such an inquiry might have harmfully

    focused the jury's attention on that fact.

        Even if I could disregard the tentativeness of counsel's

    stated reason, given counsel's concern and conduct at voir dire

    with respect to racial bias the reason lacks validity. Counsel

    questioned each juror on racial bias toward defendant as an

    African-American and excused any juror who expressed an inability

    based upon race to be impartial. It is therefore unlikely that this

    same counsel would believe that a Turner voir dire, like his

    general racial bias voir dire, would be harmful or that it would

    not have had the similarly desired effect of affording him the

    opportunity to also excuse any juror who would judge partially

    because the defendant was black and the victims were white.

        Defense counsel's harmful effect reason is, to me,

    questionable for additional reasons. First, each juror was voir

    dired individually, out of the presence of any other potential

    jurors. Secondly, individual jurors were already focused during

    voir dire on the issue of race by defendant's prejudice inquiry.

    Third, the record does not reveal that counsel proposed withholding

    the race of the victims from the jury once trial commenced.

        Finally, concerning counsel's cross-examination testimony, it

    is not plausible, as counsel suggests, that the jurors, because

    they had been voir dired concerning prejudice toward defendant,

    would have volunteered any Turner prejudice. There was nothing

    which would have prompted any juror to offer such information

    during voir dire. Counsel stated in both his affidavit and in his

    testimony that the jury did not learn of the victims' race until

    after trial had commenced. By then, of course, it was too late to

    guard against the risk of the kind partiality contemplated by

    Turner.

        In my view, if in fact counsel was concerned that racial bias

    might hinder the jury's ability to judge impartially, as I believe

    defense counsel in this case genuinely was, that concern would have

    logically prompted an informed counsel to utilize every known legal

    tool to eliminate that bias. Given counsel's concern and conduct on

    the issue of bias toward defendant, coupled with his equivocation

    as to why he "might" not have additionally conducted a Turner

    inquiry, I believe that counsel's failure to inquire is more

    reasonably explained as a lack of awareness or unfamiliarity with

    Turner and defendant's entitlement to an inquiry regarding

    interracial crime bias.

        Further, the majority of this court can place little reliance

    on the post-conviction court's disposition of this claim. The post-

    conviction judge, in rejecting defendant's voir dire claim, made

    the following findings: the jurors were individually voir dired and

    were asked questions indirectly which would detect bias against the

    defendant for race or otherwise; (2) defendant was consulted

    personally as to each juror; (3) several jurors were excused

    because of racial bias; and (4) the evidence does not support the

    fact that defendant specifically requested any particular question

    and, even if he did, there is no reason to believe the jurors'

    responses would be any different than that reached by the questions

    they were asked.

        It appears that the post-conviction judge, like the majority,

    misperceives both the import and the requirements under Turner.

    Inquiry with respect to prejudice against a defendant as an

    African-American is not the inquiry deemed important by Turner and

    is, therefore, insufficient to satisfy Turner's requirements. In

    point of fact, voir dire on racial bias is not required in a

    capital case simply because the defendant happens to be of African-

    American descent. Turner seeks to address that particular brand of

    racial prejudice which would cloud jurors' objectivity when the

    crime is interracial. Thus, while counsel's inquiry concerning bias

    toward defendant eliminated those jurors who harbored racial

    prejudice based upon the defendant's descent, that same inquiry was

    ineffective to detect that bias which potentially exists when the

    defendant is African-American and the victim is Caucasian.

        In this case, the victims' race was not made known to the

    jurors until after the jury had been impaneled and trial had

    commenced. Counsel's voir dire with respect to prejudice against

    defendant as an African-American did nothing to satisfy the

    requirements under Turner or to safeguard against interracial crime

    bias. Further, it is simply impossible to conclude, as did the

    post-conviction court, that the jurors responses pursuant to Turner

    would not have been different had the inquiry been made.

        In sum, I would find that counsel's failure to request Turner

    voir dire was not based on any particular strategy, but rather on

    inexperience with capital cases and his lack of familiarity with

    the Turner entitlement. Further, in light of counsel's own

    expressed concern and conduct regarding the potential for racial

    bias in Effingham County, this court cannot conclude with any

    degree of certainty that, once the jurors learned of the

    interracial nature of these offenses, their ability to be impartial

    was unaffected. I would therefore find that Strickland has been

    satisfied on this particular claim and remand for a new sentencing

    hearing.

      

                               The Shooter Defense

        Defendant's defense theory at trial was that his separately

    tried codefendant, Randy Thomas, and not defendant, shot both

    victims. Defense counsel failed to present this defense at trial.

        Defendant and Thomas were both charged with the commission of

    these offenses. Defendant is shorter in stature than is his

    codefendant, Thomas. Prior to trial, Bob Bishop, the surviving

    victim and a material witness in this case, made a statement to a

    newspaper reporter, Jacqueline Price, that the taller of the two

    men (Thomas) entered the store first and while the shorter man

    (defendant) distracted Bishop with a question regarding directions,

    the taller man shot Bishop. Bishop did not see who shot McArnarney,

    the nonsurviving victim involved in +these offenses.

        At trial, Bishop testified that defendant entered the station

    and asked for the rest room. Thomas, who was taller than defendant,

    then asked Bishop how far it was to Chicago. A few moments later

    Bishop was shot in the neck.

        Defense counsel did not impeach Bishop with his prior

    inconsistent statements to the reporter. Further, counsel did not

    present either testimony or an offer of proof concerning the

    statements made to the reporter. Defendant asserts that these

    failings, which deprived him of the presentation of his defense at

    trial, constitute ineffective assistance of counsel.

        The majority, recalling Bishop's trial testimony, concludes

    that even had counsel been able to impeach Bishop's testimony, no

    different result would have yielded. In support, the majority notes

    that Bishop unequivocally identified Thomas as the man who stayed

    in front of him and asked the distance to Chicago. Further,

    witnesses testified that defendant had the gun in his waistband as

    he left the gas station after the robbery; when defendant was

    picked up by police he had the murdered victim's wallet in his

    pocket and there was dried blood on defendant's shoe. Finally, the

    majority notes that on redirect, Bishop explained that he was

    distracted while making the statement to the reporter. Slip op. at

    5.

        I am not as assured as is the majority that the same result

    would yield had defendant been given the opportunity to present his

    shooter defense. Bishop's post-conviction affidavit, which is

    consistent with his statements to the reporter, contradicts his

    trial testimony. In his affidavit, Bishop states that, although he

    has difficulty remembering details of the shooting, it is his

    belief that the first person who entered the station, and who asked

    where the bathroom was, is the one who shot him, while the second

    person, who sought directions, distracted Bishop's attention. "I

    told [the reporter] something about the tall one, it seemed to me

    at the time that the first one in was pretty tall." It was Bishop's

    recollection that the first defendant to enter the station was

    taller than the second one who entered. Bishop states in his

    affidavit that he does not know who shot him.

        We have two accounts of the event by Bishop, one given through

    trial testimony and another in his post-conviction affidavit; one

    which suggests that the taller man, Thomas, was the shooter and

    another which suggests that defendant, the shorter man, was the

    shooter. So much for Bishop's unequivocal identification of Thomas

    as the man who sought directions.  Further, that defendant was seen

    with "the gun" in his waistband does not necessarily support a

    conclusion that he was the shooter. Additionally, the fact that

    defendant had the murdered victim's wallet supports a conclusion

    that he robbed the victim, not that he also shot the victim.

        Finally and significantly, although there was testimony that

    defendant's shoe bore human blood, there was no testimony to the

    effect that the blood matched the blood of either of the two

    victims in this crime. Importantly, while awaiting trial on these

    offenses, defendant was found guilty of a fatal shooting which had

    occurred only weeks prior to this offense. It is, therefore,

    conceivable that the blood on defendant's shoe was from that prior

    incident.

        Also worth noting, during deliberation, the jurors asked to

    have Bishop's testimony reread to them. That request was denied,

    and the jury instead tendered the following question, "Bob Bishop's

    question concerning identity of man who asked distance to Chicago."

    Further, although there had been no impeachment testimony

    concerning the relative heights of each defendant and where each

    stood in relation to Bishop at the time of the shooting, in closing

    argument, both the defense and the State, in its rebuttal, argued

    those points to the jury.

        Counsel in his affidavit states that he was aware of Bishop's

    inconsistent statement; however, he did not interview Bishop prior

    to trial. At trial he did not call Bishop as a witness (see 134

    Ill. 2d R. 238), nor did he, on cross-examination, question Bishop

    on the issue of the relative height of the assailants.

        In light of all of the facts concerning this defense, I am

    hardpressed to conclude, as does the majority, that the

    presentation of the defendant's shooter defense would have made no

    difference, particularly with respect to sentencing. There was no

    direct evidence that defendant was the shooter; not even Bishop,

    who was present during the course of the offense, knows who shot

    him or McArnarney. The jury, by its question concerning Bishop's

    testimony and after hearing conflicting arguments on the shooter

    defense, appears to have placed particular significance on that

    issue during its deliberation.

        Incidentally, on direct appeal, we held that the exclusion of

    the reporter's potential impeachment testimony was proper, as there

    was no inconsistency in Bishop's testimony that would justify the

    need for the same. Further, we held that any error in the exclusion

    of such testimony was waived for counsel's failure to include the

    claim in his post-trial motion. See People v. Lear, 143 Ill. 2d

    138, 145 (1991). Significantly, it was trial counsel who, in the

    first place, failed to elicit the inconsistent statements from

    Bishop which would have provided a basis for the reporter's

    testimony. Secondly, it was defense counsel who then filed the

    post-trial motion which omitted this particular issue. In light of

    defendant's participation in these offenses, as the majority so

    assuredly concludes, even had the shooter defense been presented,

    there perhaps would have been no different result on the issue of

    guilt. However, given that there is a question as to whether the

    defendant was the shooter, that the jury apparently considered the

    issue significant in its deliberations, and further, mindful that

    it takes only one juror to vote against death, I cannot conclude

    with any assurance that presentation of the shooter defense might

    not have altered the result at sentencing. Notably, in affidavits

    presented by two jurors, each one states that an initial paper

    ballot yielded an 11-1 vote on the issue of death.

        As a result of counsel's performance, defendant was left with

    no presentation of a defense at trial. Although, in the case of a

    jury, we can never conclude with absolute certainty that another

    result might have resulted, there is sufficient probability here

    that, but for counsel's failure to present defendant's shooter

    defense, defendant might not have received death. I would therefore

    find that Strickland has been satisfied with respect to defendant's

    shooter defense claim.

      

                                   Conclusion

        The majority in this court is apparently satisfied that the

    failure to present the shooter defense and the failure to voir dire

    on the issue of interracial crime racial bias "in Effingham County"

    had no prejudicial effect. In the absence of affidavits from each

    juror to that effect, I am at a loss as to how the majority can,

    with such assurance, reach this conclusion. A new sentencing

    hearing is the only available means by which this court can assure

    that this defendant was fairly sentenced to death. In the absence

    of a such a judgment, I dissent.