Perez v. Illinois Concealed Carry Licensing Review Board , 2016 IL App (1st) 152087 ( 2016 )

Digitally signed by
Illinois Official Reports Reporter of Decisions
Reason: I attest to the
accuracy and integrity
of this document
Appellate Court Date: 2016.11.29
13:35:01 -06'00'
Perez v. Illinois Concealed Carry Licensing Review Board,
2016 IL App (1st) 152087Appellate Court BENJAMIN PEREZ, Plaintiff-Appellant, v. THE ILLINOIS
Caption CONCEALED CARRY LICENSING REVIEW BOARD, THE
ILLINOIS STATE POLICE, and HIRAM GRAU, as Director of State
Police, Defendants-Appellees.
District & No. First District, Fourth Division
Docket No. 1-15-2087
Filed September 15, 2016
Decision Under Appeal from the Circuit Court of Cook County, No. 14-CH-6992; the
Review Hon. Mary L. Mikva, Judge, presiding.
Judgment Affirmed.
Counsel on Joel A. Brodsky, of Chicago, for appellant.
Appeal
Lisa Madigan, Attorney General, of Chicago (Carolyn E. Shapiro,
Solicitor General, and Mary C. Labrec, Assistant Attorney General, of
counsel), for appellees.
Panel JUSTICE McBRIDE delivered the judgment of the court, with
opinion.
Justices Howse and Cobbs concurred in the judgment and opinion.
OPINION
¶1 Plaintiff, Benjamin Perez, filed an application with defendant, the Illinois State Police,
seeking a license to carry a concealed firearm in Illinois pursuant to the Firearm Concealed
Carry Act (Act). 430 ILCS 66/1 et seq. (West 2014). Objections were made from two law
enforcement agencies, the Cook County sheriff and the Chicago police department. The
application was referred to defendant, the Illinois Concealed Carry Licensing Review Board
(the Board), for administrative review. The Board subsequently denied plaintiff’s application,
finding by a preponderance of the evidence that plaintiff posed a danger to himself or others, or
a threat to public safety. 430 ILCS 66/10 (West 2014).
¶2 Plaintiff appeals, arguing that the Board’s decision was against the manifest weight of the
evidence because (1) it was based on police reports and criminal history reports regarding
criminal charges for which plaintiff was either found not guilty or was not charged, (2) the
decision was based on inadmissible and unreliable hearsay evidence, and (3) the Board’s
decision to deny his application without conducting an evidentiary hearing denied plaintiff of
his due process rights.
¶3 In January 2014, plaintiff filed his application for a concealed carry license with the Illinois
State Police. In March 2014, the Illinois State Police notified plaintiff that they received
objections to his eligibility from a law enforcement agency. The objections were submitted to
the Board, which would issue a decision within 30 days of receipt of the objections. The
objection from the Chicago police department was from a police report of domestic violence in
February 2007.
¶4 The narrative section of the report stated that the reporting officers responded to a domestic
battery. Upon arrival the officers spoke with the victim, plaintiff’s girlfriend. She informed
them that she and plaintiff were in a verbal argument and plaintiff “without justification struck
victim in the back of head with his fist.” Plaintiff then “struck victim several more time[s]
using his hands and feet about the head, face, and body before fleeing the scene.” The officers
observed “minor bruising to the left eye and lower right leg.” The victim refused medical
treatment and did not sign a complaint. The report indicated that there were 14 past instances of
abuse and that two children were present. The investigation was subsequently suspended when
the detective was unable to contact the victim for an interview.
¶5 The objection from the Cook County sheriff was based on plaintiff’s arrest in August 2011
for aggravated assault to a police/sheriff employee (720 ILCS 5/12-2(a)(16) (West 2010)).
Plaintiff was subsequently found not guilty following a January 2012 bench trial.
¶6 In addition, plaintiff’s criminal history disclosed that in August 2003, plaintiff was charged
with four vehicle-related offenses, including criminal trespass to vehicle and driving without a
license. The history indicated these charges were “stricken from docket with leave to
reinstate.” Plaintiff also had a 2001 juvenile arrest for assault with a disposition that was “not
mandated to be reported.”
¶7 In March 2014, plaintiff received a letter from the Illinois State Police informing him that
the Board “has determined by a preponderance of the evidence” that he posed a danger to
himself or others and was a threat to public safety. The Board affirmed the objections and
denied plaintiff’s application.
-2-
¶8 In April 2014, plaintiff filed a pro se complaint in the circuit court seeking review of the
Board’s decision to deny his application. In July 2014, defendants filed a motion to remand to
the Board. Defendants asserted that subsequent to its denial of plaintiff’s application, the
Illinois Administrative Code was amended to include new rules regarding the Board and its
review of law enforcement objections. See 20 Ill. Adm. Code 2900.100 et seq., adopted at 39
Ill. Reg. 1518 (eff. Jan. 6, 2015) (adopting emergency rule at 38 Ill. Reg. 19571 (eff. Sept. 18,
2014)). Defendants asked for a remand for further proceedings consistent with the new
administrative rules. In July 2014, the circuit court granted defendants’ motion and remanded
the case to the Board for further proceedings.
¶9 Following remand, plaintiff received a letter from the Illinois State Police informing him of
the objections to his concealed carry application and his right to submit relevant evidence to
the Board for its consideration. Plaintiff submitted a response, arguing that (1) there was no
competent evidence that he committed an act of domestic violence or the aggravated assault of
police or sheriff employee, (2) the not guilty finding in the aggravated assault of police or
sheriff employee was evidence of his innocence, and (3) the failure of police to arrest and
charge him in the domestic violence case was evidence that he did not perform the acts.
Plaintiff attached the certified statement of conviction/disposition for the aggravated assault
case, stating that there was a finding of not guilty.
¶ 10 In December 2014, the Board issued its final order denying plaintiff’s application for a
concealed carry license. “After reviewing the evidence received, the [Board] determined, by a
preponderance of the evidence, that [plaintiff] is a danger to him/herself, is a danger to others,
or poses a threat to public safety. Therefore, the objection is sustained and the Illinois State
Police is directed to deny” plaintiff’s application.
¶ 11 Thereafter, plaintiff filed a motion asking to file his first amended complaint for
administrative review. Plaintiff later filed a “specification of errors” in regard to the Board’s
final decision, arguing that (1) the Board’s decision was contrary to the record and against the
manifest weight of the evidence and clearly erroneous, (2) the finding that plaintiff is a danger
to himself and others or poses a threat to public safety is based on inadmissible and unreliable
hearsay evidence, and (3) plaintiff was denied due process when the Board failed to hold an
evidentiary hearing. In response, defendants contended that (1) there was sufficient evidence
in the record to support the Board’s finding and the Board is authorized to review an
applicant’s complete criminal history and (2) the Board is not statutorily required to conduct an
evidentiary hearing on an application for a concealed carry license.
¶ 12 In July 2015, the circuit court conducted a hearing. At the conclusion of the hearing, the
court affirmed the Board’s order denying plaintiff’s application.
¶ 13 This appeal followed.
¶ 14 On appeal, plaintiff argues that the Board’s denial of his concealed carry license
application was against the manifest weight of the evidence because (1) it was based on police
reports and criminal history reports regarding criminal charges for which plaintiff was either
found not guilty or was not charged, (2) the decision was based on inadmissible and unreliable
hearsay evidence, and (3) the Board’s decision to deny his application without conducting an
evidentiary hearing denied plaintiff his due process rights.
¶ 15 When a party appeals the circuit court’s decision on a complaint for administrative review,
the appellate court’s role is to review the administrative decision rather than the circuit court’s
decision. Siwek v. Retirement Board of the Policemen’s Annuity & Benefit Fund, 324 Ill. App.
-3-
3d 820, 824 (2001). The Administrative Review Law provides that judicial review of an
administrative agency decision shall extend to all questions of law and fact presented by the
entire record before the court. 735 ILCS 5/3-110 (West 2012). Further, “[t]he findings and
conclusions of the administrative agency on questions of fact shall be held to be prima facie
true and correct.” Id. “The standard of review, ‘which determines the degree of deference
given to the agency’s decision,’ turns on whether the issue presented is a question of fact, a
question of law, or a mixed question of law and fact.” Comprehensive Community Solutions,
Inc. v. Rockford School District No. 205, 216 Ill. 2d 455, 471 (2005) (quoting AFM Messenger
Service, Inc. v. Department of Employment Security, 198 Ill. 2d 380, 390 (2001)).
¶ 16 “A mixed question of law and fact asks the legal effect of a given set of facts.” Id. at 472.
Stated another way, a mixed question is one in which the historical facts are admitted or
established, the rule of law is undisputed, and the issue is whether the facts satisfy the statutory
standard or whether the rule of law as applied to the established facts is or is not violated. AFM
Messenger, 198 Ill. 2d at 391. A mixed question of law and fact is reviewed under the clearly
erroneous standard. Comprehensive Community, 216 Ill. 2d at 472.
¶ 17 Under the Act, the Illinois State Police shall issue a concealed carry license to an applicant
who is at least 21 years old, has no convictions, possesses a valid Firearm’s Owner
Identification card, and has completed at least 16 hours of firearms training. 430 ILCS 66/25,
75(b) (West 2014). Upon receipt of the application, the Illinois State Police shall conduct a
background check of the applicant, including all available state and local criminal history
record information files, including records of juvenile adjudications. 430 ILCS 66/35 (West
2014). Section 15(a) provides that “[a]ny law enforcement agency may submit an objection to
a license applicant based upon a reasonable suspicion that the applicant is a danger to himself
or herself or others, or a threat to public safety.” 430 ILCS 66/15(a) (West 2014). In
considering an objection of a law enforcement agency, the Board is required to review the
materials received with the objection from the law enforcement agency and may request
additional information from the law enforcement agency or from the applicant. 430 ILCS
66/20(e) (West 2014). Under the Illinois Administrative Code, the Board may request
testimony on the objection from the law enforcement agency or the applicant, but “hearings
shall be limited to circumstances that cannot be resolved to the [Board’s] satisfaction through
written communication with the parties.” 20 Ill. Adm. Code 2900.140(c), adopted at 39 Ill.
Reg. 1518 (eff. Jan. 6, 2015) (adopting emergency rule at 38 Ill. Reg. 19571 (eff. Sept. 18,
2014)). If the Board determines by a preponderance of the evidence that the applicant poses a
danger to himself or herself, a danger to others, or is a threat to public safety, the Board must
affirm the objection of the law enforcement agency and notify the Illinois State Police that the
applicant is ineligible for a license. 430 ILCS 66/20(g) (West 2014).
¶ 18 Plaintiff asserts that the Board’s decision was against the manifest weight of the evidence
because his criminal history was insufficient to show by a preponderance of the evidence that
he was a danger to himself or others or posed a threat to public safety. On remand from the
circuit court, the Board provided plaintiff the opportunity to submit evidence and respond to
the objections raised by the Chicago police department and the Cook County sheriff. Other
than the certified statement of disposition indicating a finding of not guilty on the 2011
aggravated assault, plaintiff offered no additional evidence related to his criminal background.
Plaintiff argues that the not guilty disposition for the 2011 charge for aggravated assault of a
police or sheriff employee showed that he did not commit the accused acts. We note that
-4-
“[a]cquittal does not demonstrate a defendant’s innocence.” People ex rel. City of Chicago v.
Le Mirage, Inc., 2013 IL App (1st) 093547-B, ¶ 134 (citing People v. Jackson, 149 Ill. 2d 540,
549 (1992)). “It means only that the prosecution was unable to prove the defendant guilty
beyond a reasonable doubt.” Id.¶ 19 However, as previously observed, the Act specifically allows for the Board to consider all
available state and local criminal history record information files, including records of juvenile
adjudications. 430 ILCS 66/35 (West 2014). We also point out that an objection from a law
enforcement agency under section 15(a) of the Act is not required to be based on a prior
conviction but rather “a reasonable suspicion that the applicant is a danger to himself or herself
or others, or a threat to public safety.” See 430 ILCS 66/15(a) (West 2014).
¶ 20 “The primary rule of statutory construction is to ascertain and give effect to the intention of
the legislature. The best evidence of legislative intent is the language used in the statute itself,
which must be given its plain and ordinary meaning. The statute should be evaluated as a
whole, with each provision construed in connection with every other section.” Cinkus v.
Village of Stickney Municipal Officers Electoral Board, 228 Ill. 2d 200, 216-17 (2008).
¶ 21 Plaintiff’s argument that his criminal history is insufficient to create a reasonable suspicion
under the Act fails to consider the entirety of the Act. The plain language of the Act, which
allows the Board to consider plaintiff’s entire criminal history as well as the objections based
on a reasonable suspicion, shows the legislature’s intent not to limit considerations for an
application to convictions. If the legislature had intended to limit the consideration of an
applicant’s background to his or her convictions, then the language would reflect that narrow
intent. Instead, the broad language illustrates the intent for a wide ranging consideration of an
applicant’s criminal history.
¶ 22 Here, the Board had sufficient evidence of plaintiff’s criminal history. Plaintiff’s criminal
background included the 2007 domestic battery, the 2011 aggravated assault, 2003 charges for
criminal trespass to a vehicle and driving without a license, and a 2001 juvenile arrest for
assault. The Board’s determination under the Act was the lesser standard of a preponderance of
the evidence, not the higher burden of reasonable doubt. The police report for the domestic
battery disclosed that plaintiff’s girlfriend informed officers that plaintiff struck her on her
head, face, and body after a verbal argument. The report noted that the officers observed minor
bruising around the victim’s eye and leg. Plaintiff did not offer a statement refuting or
explaining the evidence against him. Based on this evidence, we cannot say the Board’s
determination that plaintiff was a danger to himself or others or posed a threat to public safety
was against the manifest weight of the evidence or clearly erroneous. The opposite conclusion
is not clearly evident, nor are we left with a firm conviction that a mistake was made.
¶ 23 Further, we are not persuaded by plaintiff’s assertion that the evidence related to his
criminal history was inadmissible hearsay. First, we point out that plaintiff failed to raise this
hearsay argument before the Board and any objection has been forfeited. “It is well established
that when hearsay evidence is admitted without an objection, it is to be considered and given
its natural probative effect.” Jackson v. Board of Review of the Department of Labor, 105 Ill.
2d 501, 508 (1985).
¶ 24 Forfeiture aside, Rule 802 of the Illinois Rules of Evidence provides that hearsay is not
admissible except “by statute as provided in Rule 101.” See Ill. R. Evid. 802 (eff. Jan. 1, 2011).
As we have discussed, the statutory scheme under the Act permits such an exception because it
requires the Illinois State Police as well as the Board to consider an applicant’s criminal
-5-
history, including arrests, when reviewing an application for a concealed carry license. See 430
ILCS 66/15(a), 20(e), 35(2) (West 2014). In raising an objection, law enforcement agencies are
required to submit “any information relevant to the objection.” 430 ILCS 66/15(a) (West
2014). Additionally, as plaintiff concedes, the Administrative Procedure Act provides
“[e]vidence not admissible under those rules of evidence may be admitted, however, (except
where precluded by statute) if it is of a type commonly relied upon by reasonably prudent men
in the conduct of their affairs.” 5 ILCS 100/10-40(a) (West 2014). The language of the Act
establishes the intent to permit the admission of hearsay evidence before the Board for
considering a concealed carry license application.
¶ 25 Plaintiff also argues that because he “is being charged with committing a criminal act in a
civil proceeding, there is an extra burden of clear and convincing evidence.” We find
plaintiff’s argument lacks merit. First, plaintiff’s argument relies on the decision in Shallow v.
Police Board, 95 Ill. App. 3d 901, 908 (1981), but the bright line holding has been questioned.
See Board of Education of the City of Chicago v. State Board of Education, 113 Ill. 2d 173, 194
(1986) (finding that in administrative proceedings concerning a teacher’s dismissal “in which
conduct constituting a crime is alleged the charge need only be proved by a preponderance of
the evidence”). Significantly, the Act specifically designates that the standard is
preponderance of the evidence. 430 ILCS 66/20(g) (West 2014). Moreover, the Seventh
Circuit has recently considered and rejected the same argument, observing that “[a]s a matter
of administrative law, the proponent of a position bears the burden of showing entitlement by a
preponderance of the evidence.” Berron v. Illinois Concealed Carry Licensing Review Board,
No. 15-2404, slip op. at 8 (7th Cir. June 17, 2016). “Plaintiffs are the applicants for licenses, so
they bear the burden of showing entitlement. To be more precise, a state may assign applicants
that burden without transgressing the Constitution. Illinois is a little more generous, placing the
burden on the state to show why an application should be denied.” Id. (citing 430 ILCS
66/20(g) (West 2014)). “Section 66/20(g) uses a preponderance standard, which is the norm in
civil litigation.” Id. We agree with the Seventh Circuit in Berron and find that the statutory
language controls the required standard of evidence before the Board.
¶ 26 Finally, plaintiff asserts that he was denied his right to due process because the Board
failed to conduct an evidentiary hearing. Specifically, plaintiff contends that since he was
being charged with criminal conduct, the failure to hold an evidentiary hearing regarding the
allegations against plaintiff was a denial of due process.
¶ 27 First, “[d]ue process is a flexible concept which ‘requires only such procedural protections
as fundamental principles of justice and the particular situation demand.’ ” Hayashi v. Illinois
Department of Financial & Professional Regulation, 2014 IL 116023, ¶ 40 (quoting
Abrahamson v. Illinois Department of Professional Regulation, 153 Ill. 2d 76, 92 (1992)). “An
administrative proceeding need not involve a hearing in the nature of a judicial proceeding in
order to comply with due process.” Id. Rather, at its core, due process requires notice and an
opportunity to be heard. Chamberlain v. Civil Service Comm’n, 2014 IL App (2d) 121251,
¶ 46. Under the administrative rules interpreting the Act, the Board was not required to hold an
evidentiary hearing since hearings “shall be limited to circumstances that cannot be resolved to
the [Board’s] satisfaction through written communication with the parties.” 20 Ill. Adm. Code
2900.140(c) adopted at 39 Ill. Reg. 1518 (eff. Jan. 6, 2015) (adopting emergency rule at 38 Ill.
Reg. 19571 (eff. Sept. 18, 2014)); see also 430 ILCS 66/20(e) (West 2014) (the Board may
request testimony from law enforcement, the Department, or the applicant). Here, the Board
-6-
notified plaintiff of the law enforcement objections to his license application and provided him
the opportunity to respond, which he did.
¶ 28 Second, we point out that plaintiff did not request a hearing after receiving notice of
objections by law enforcement agencies, nor did he challenge the administrative process that
allows for the denial of an application without an evidentiary hearing. The failure to raise an
issue before an administrative body, even a question of constitutional due process rights,
results in the forfeiture of the issue on appeal. Cinkus, 228 Ill. 2d at 212-13.
“Additionally, raising an issue for the first time in the circuit court on administrative
review is insufficient. The rule of procedural default specifically requires first raising
an issue before the administrative tribunal rendering a decision from which an appeal is
taken to the courts. Given that in administrative review cases the circuit courts act as
the first-tier courts of review, the reason and logic behind that requirement are clear.”
Id. at 213.
Rather, plaintiff consented to the administrative procedure of written communications. See
McMath v. Katholi, 191 Ill. 2d 251, 255 (2000) (a party may not complain of error to which he
consented).
¶ 29 Finally, plaintiff has not cited nor developed an argument regarding the factors to guide a
due process analysis as set forth in Mathews v. Eldridge, 424 U.S. 319 (1976). Given plaintiff’s
forfeiture of the matter before the Board as well as his failure to fully develop his due process
argument on appeal, we need not address those factors. See Ill. S. Ct. R. 341(h)(7) (eff. Jan. 1,
2016) (points not argued are waived and shall not be raised in the reply brief); see also Express
Valet, Inc. v. City of Chicago, 373 Ill. App. 3d 838, 855 (2007) (an issue not clearly defined
and sufficiently presented fails to satisfy the requirements of Rule 341(h)(7) and is, therefore,
waived). Accordingly, plaintiff’s due process argument fails.
¶ 30 Based on the foregoing reasons, we affirm the judgment of the circuit court of Cook
County affirming the Board’s order denying plaintiff’s application for a concealed carry
license.
¶ 31 Affirmed.
-7-