People v. Davis ( 2006 )

No. 2--04--0931 filed June 30, 2006
______________________________________________________________________________
IN THE
APPELLATE COURT OF ILLINOIS
SECOND DISTRICT
______________________________________________________________________________
THE PEOPLE OF THE STATE ) Appeal from the Circuit Court
OF ILLINOIS, ) of Du Page County.
)
Plaintiff-Appellee, )
)
v. ) No. 03--DV--899
)
JOHN J. DAVIT, ) Honorable
) Brian R. McKillip,
Defendant-Appellant. ) Judge, Presiding.
______________________________________________________________________________
JUSTICE HUTCHINSON delivered the opinion of the court:
Following a jury trial, defendant, John J. Davit, was convicted of resisting a peace officer
(720 ILCS 5/31--1 (West 2002)) and violating an order of protection (720 ILCS 5/12--30 (West
2002)). He was sentenced to concurrent one-year terms of conditional discharge and 40 hours of
public service, with an additional sentence of 48 hours' periodic imprisonment imposed on the
resisting-a-peace-officer conviction. On appeal, defendant contends that he was not proved guilty
beyond a reasonable doubt of violating the order of protection. We agree with defendant and reverse
his conviction of and sentence for violating the order of protection.
At trial, the State introduced into evidence a certified copy of an order of protection entered
by the circuit court of Du Page County on June 5, 2002, and in effect until June 5, 2004. The order
of protection prohibited defendant from having certain enumerated contacts with his former spouse,
Cathy Davit, and their three minor children, Rebecca, Jessica, and Alexander. The order of
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protection had been entered as part of defendant and Cathy's dissolution of marriage proceeding and
had been served on defendant. The order of protection stated: "[Cathy] is granted exclusive
possession of the residence and [defendant] shall not enter or remain in the household of premises
located at: 1923 Hillside Lane, Lisle, IL." The order of protection further required defendant to
"stay away" from Cathy and the minor children, except that defendant was permitted to "exercise
visitation as provided in the Judgment of Dissolution of Marriage." Cathy and defendant's
dissolution judgment delineated the times that defendant could visit his children, but it did not
indicate the location where the children would be picked up or returned.
Cathy Davit testified that, on May 22, 2003, at approximately 7:30 p.m., she was inside the
house located at 1923 Hillside Lane. At this time, she observed defendant standing in the yard and
their daughter Jessica standing on the driveway. Soon after observing defendant, Cathy saw a police
car pull up to the house. She called out to Jessica, instructing her to come inside the house. Because
Cathy believed that the encounter between defendant and the police officer would be
confrontational, she escorted Jessica to the rear of the house, out of sight of defendant and the police
officer. Five minutes later, the police officer came to Cathy's door and Cathy tendered a copy of the
order of protection to the officer.
Officer Bowes testified that, on the night of the incident, he was initially dispatched to Surrey
Ridge Park in Lemont. The officer soon learned that defendant, whom he knew from prior
encounters, might be at Cathy's residence in Lisle, and he went to that address. Upon arriving at
Cathy's house, Bowes, who was in uniform, saw defendant standing in the driveway with Jessica.
Bowes testified that he believed that defendant was in violation of the order of protection, and he
approached defendant and advised him that he was under arrest. Defendant became angry, and he
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tried to push past Bowes and walk toward his own vehicle. A struggle ensued, and defendant was
eventually handcuffed.
Defendant testified that on the night of May 22, 2003, he and Jessica went to soccer practice
and then to Walgreens to purchase Gatorade and some "trinkets." Among the items they bought
were reflectors for Jessica's bicycle. After leaving Walgreens, defendant took Jessica to Cathy's
house, parking his car on the street. Because Jessica had a lot of things to take inside, such as her
gym bag, balls, and the "trinkets" purchased at the store, defendant helped Jessica carry her
belongings to the front door of Cathy's house. Defendant then offered to put the reflectors on
Jessica's bike, which was lying on the driveway. As defendant and Jessica were sitting on the
driveway installing the reflectors, a police officer pulled up to the house. Because the officer had a
"mean look" on his face, defendant told Jessica to gather her stuff and go inside the house.
Defendant then approached the officer and inquired why he was there. The officer advised
defendant that he was under arrest, but the officer never told defendant the reason for the arrest.
Defendant denied that he wrestled with the officer and that he tried to prevent the officer from
handcuffing him.
On cross-examination, defendant admitted that he was aware of the order of protection.
However, defendant did not believe that he was violating the order of protection, explaining that he
had taken his daughter to soccer practice and brought her home on many occasions in the weeks
preceding May 22, 2003.
The jury found defendant guilty of both resisting a peace officer and violating an order of
protection, and defendant moved for a new trial. The trial court denied the motion and sentenced
defendant. This timely appeal followed.
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On appeal, defendant contends that he was not proved guilty beyond a reasonable doubt of
violating the order of protection. Specifically, defendant claims that the order of protection
prohibited him only from entering or remaining inside Cathy's house and that the evidence failed to
establish that he entered Cathy's house at any point on May 22, 2003. Instead, defendant argues that
the evidence established that he remained outside the house at all times.
When faced with a challenge to the sufficiency of the evidence, we inquire whether,
after viewing the evidence in the light most favorable to the State, any rational trier of fact
could have found the essential elements of the crime proved beyond a reasonable doubt.
People v. Ehlert, 211 Ill. 2d 192, 202 (2004). We will reverse a conviction only if the
evidence is so unreasonable, improbable, or unsatisfactory as to justify a reasonable doubt
of the defendant's guilt. People v. Taylor, 349 Ill. App. 3d 839, 844 (2004).
One commits the offense of violating an order of protection if: (1) he or she commits an act
that was prohibited by a trial court in a valid order of protection entered pursuant to the provisions of
the Illinois Domestic Violence Act of 1986 (the Domestic Violence Act) (750 ILCS 60/214 (West
2002)), and (2) such act occurs after the offender has been served notice of the contents of the order
or otherwise has acquired knowledge of the contents of the order. 720 ILCS 5/12--30 (West 2002);
People v. Stiles, 334 Ill. App. 3d 953, 957 (2002). The offense of violating an order of protection is
not a strict liability offense, and the State is required to prove both actus reus, a guilty act, and mens
rea, a guilty mind. Stiles, 334 Ill. App. 3d at 956-57; People v. Mandic, 325 Ill. App. 3d 544, 549-50
(2001).
In the instant case, it is undisputed that defendant had been served and had notice of the
contents of the order of protection entered against him. The question on appeal is whether the State
proved beyond a reasonable doubt that defendant intentionally committed an act prohibited by the
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order of protection. The portion of the order of protection that defendant was charged with violating
prohibited defendant from entering or remaining "in the household of premises located at: 1923
Hillside Lane, Lisle." Defendant argues that the plain meaning of this language was that he was
prohibited him from entering or remaining inside Cathy's house. Defendant further argues that the
order did not prohibit him from walking onto the lot upon which the house stood. Defendant notes
that the order of protection specifically granted him the right to exercise visitation with his children,
and he argues that his presence on Cathy's yard was necessary so that he could pick up and drop off
his children. The State responds that the plain language of the order of protection prohibited him
from entering Cathy's house, as well as the lot upon which the house stood.
Initially, we must determine the appropriate rule of construction that governs our analysis in
the instant case. The State asserts that violating an order of protection is a form of criminal
contempt and that the application of strict-statutory-construction principles to interpret the order of
protection would be improper. Instead, the State suggests the application of the rule of construction
applied in contempt proceedings; applying this rule of construction, we would interpret the language
of the trial court's order by considering the context in which the order was issued and the purpose for
which the order was requested. Doe v. Lutz, 253 Ill. App. 3d 59, 64 (1993). The State asserts that
the appropriate inquiry is whether, under the entirety of the circumstances, the defendant had actual
or constructive knowledge of what conduct was prohibited and whether the court's order "was so
uncertain as to make it incomprehensible." Doe, 253 Ill. App. 3d at 65; see Kaeding v. Collins, 281
Ill. App. 3d 919, 924 (1996).
In presenting this argument, the State fails to recognize that this case did not arise from a
contempt proceeding initiated against defendant and that this appeal was not filed from a judgment
finding defendant in contempt. Although the order of protection provided that "[a]ny wilful
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violation of [the] order is contempt of court," the State did not choose to seek to have defendant
found in contempt of court. Instead, the State initiated a separate criminal proceeding, charging
defendant with the misdemeanor offense of violating an order of protection (see 720 ILCS 5/12--30
(West 2002)). While proceedings for criminal contempt are governed by the same due process rights
applicable in criminal proceedings (Luttrell v. Panozzo, 252 Ill. App. 3d 597, 601 (1993)), the
proceedings are nonetheless distinct and arise out of different branches of government (In re G.B.,
88 Ill. 2d 36, 41 (1981)).
In this case, the State initiated a criminal proceeding alleging the violation of a criminal
statute enacted by the legislature. Section 12--30 of the Criminal Code of 1961 provides that one
commits the offense of violation of an order of protection if "[h]e or she commits an act which was
prohibited by a court." 720 ILCS 5/12--30 (West 2002). Through this language, the statute
incorporates by reference a trial court's order as an element of the offense. In essence, the trial
court's order becomes a part of the statutory language defining the offense of violating an order of
protection. Indeed, we note that the trial court's order here is patterned upon language from section
214 of the Domestic Violence Act, which enumerates the remedies that may be included in an order
of protection. See 750 ILCS 60/214(b)(2) (West 2002) (authorizing the trial court to grant petitioner
exclusive possession of residence and to prohibit respondent "from entering or remaining in any
residence or household of the petitioner"). Accordingly, in construing the language of the order of
protection, we will apply the strict-statutory-construction principles that govern the interpretation of
all legislative enactments, rather than apply the principles that govern contempt proceedings.
Applying strict-statutory-construction principles, we construe the order of protection by
giving effect to its plain language and enforcing the order as written. People v. Jameson, 162 Ill. 2d
282, 287-88 (1994). However, if the language contained in the order of protection reasonably can be
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interpreted in two different ways, it is ambiguous. People v. Wanke, 311 Ill. App. 3d 801, 807
(2000). In a criminal context, when the reviewing court is presented with ambiguous language to
enforce, the principle of lenity is applied. Wanke, 311 Ill. App. 3d at 807. Under this principle, the
language in the order of protection must be strictly construed in favor of the accused. Wanke, 311
Ill. App. 3d at 807.
As noted above, the trial court's order of protection provided that defendant "shall not enter
or remain in the household of premises located at: 1923 Hillside Drive, Lisle." (Emphasis added.)
The precise meaning of this emphasized language is not immediately apparent to us. Reference to
the definitions of the terms used in the order does not clarify the order's meaning. The word "enter"
is defined as "to come or go into." Black's Law Dictionary 572 (8th ed. 2004). The word
"household" is defined as a "family living together" or "a group of people who dwell under the same
roof." Black's Law Dictionary 756 (8th ed. 2004). The word "premises" is defined as "a house or
building, along with its grounds." Black's Law Dictionary 1219 (8th ed. 2004). As noted by the
parties, applying these definitions, the literal meaning of the language in the order was that
defendant was prohibited from going into the family of Cathy's property. Such an interpretation,
however, was surely not intended by the trial court.
As already noted, the parties offer two different interpretations of the language of the order.
Defendant argues that the order prohibited him from entering into Cathy's house on the premises
located at 1923 Hillside Drive. Defendant thus argues that his presence upon Cathy's driveway and
yard on the date in question did not constitute a violation of the order of protection, because he did
not enter into Cathy's house. Defendant argues that, in using the word "household," the trial court
intended "house" or "residence." See 750 ILCS 214(b)(2) (West 2002) (authorizing the trial court to
prohibit respondent "from entering or remaining in any residence or household of the petitioner").
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Defendant further argues that, if the trial court had intended to prohibit his presence on Cathy's real
property, it would have prohibited him from entering "onto" the premises rather than from entering
or remaining "in the household of premises." The State argues that the order prohibited defendant
from entering into Cathy's house or upon the real property upon which her house stood. The State
suggests the possibility that the use of the word "of" between the words "household" and "premises"
was a drafting error and that the trial court intended to prohibit defendant from entering or remaining
"in the household or premises" located at 1923 Hillside Drive.
Given the plain language of the order, we cannot say that the interpretation presented by
either party is unreasonable. As already noted, if the order of protection reasonably can be
interpreted in two different ways, it is ambiguous and must be construed in favor of the accused.
Wanke, 311 Ill. App. 3d at 807. Here, the language of the order is not clear and unambiguous as
applied to the facts. As to this point, all of the members of the panel are in agreement, as the dissent
acknowledges that the "provision here is ambiguous." Slip op. at 14. Unlike the dissent, however,
we believe that the principle of lenity must be applied, given that defendant was convicted of
violating a criminal statute and punished according to a statutory sentencing code. As explained by
our supreme court, the doctrine of lenity is a well-settled principle of law, which requires:
"[A] criminal or penal statute is to be strictly construed in favor of an accused, and
nothing is to be taken by intendment or implication against him beyond the obvious or literal
meaning of such statutes. [Citations.] This is so *** because 'the penal law is intended to
regulate the conduct of people of all grades of intelligence within the scope of responsibility,'
and it is therefore 'essential to its justice and humanity that it be expressed in language which
they can easily understand and comprehend; that it be held obligatory only in the sense in
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which all can and will understand it.' " People v. Eagle Food Centers, Inc., 31 Ill. 2d 535,
539 (1964), quoting 2 Sutherland on Statutory Construction '520.
Here, as discussed above, the language of the order of protection was not easy to understand or
comprehend and did not convey a singular meaning to all individuals. Under such circumstances,
"justice and humanity" compel the application of the doctrine of lenity. Applying the doctrine of
lenity to the instant case, we must interpret the order in defendant's favor and conclude that the order
prohibited entry only into Cathy's house and did not prohibit defendant's presence upon Cathy's
driveway or yard.
The dissent suggests that any ambiguity in the order of protection "vanishes" when the order
is read as a whole. Slip op. at 14-15. The dissent suggests that a reading of the entire order of
protection demonstrates that the trial court intended to "prohibit[] defendant's entry onto Cathy's
land." Slip op. at 14. The dissent also posits that clarity may be gleaned from the context in which
the order was entered, as well as consideration of other parts of the record, including the pleadings,
motions, and issues to be decided. See slip op. at 13. Although perhaps such aids to interpretation
would be useful had we been called upon to determine whether the trial court properly enforced its
own order in a contempt proceeding, they have no place in determining whether the State proved
beyond a reasonable doubt to an independent finder of fact that defendant was guilty of a criminal
offense by violating the portion of the order of protection prohibiting him from entering or
remaining "in the household of premises." At the close of trial, the court did not instruct the jury to
consider the entire order of protection to determine whether defendant had violated it. The jury was
also without the benefit of other materials appearing in the court file, such as pleadings and motions,
to determine the meaning of the order. Instead, the trial court simply instructed the jury that, to
sustain the criminal charge of violation of an order of protection, the State was obligated to prove
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that "defendant entered or remained in the household of premises of Cathy Davit located at 1923
Hillside Lane, Lisle, IL." For these reasons, we disagree with the dissent's analysis, and we will not
look beyond the language of the specific provision of the order of protection that defendant was
charged with violating.
As already noted, applying the doctrine of lenity, we must interpret the language of the order
of protection in favor of defendant. Applying such an interpretation, we have concluded that the
order prohibited entry only into Cathy's house and did not prohibit defendant's presence upon
Cathy's driveway or yard. Because the State failed to present any evidence that defendant entered
into Cathy's house, we conclude that the evidence was so unsatisfactory as to justify a reasonable
doubt of defendant's guilt. See Taylor, 349 Ill. App. 3d at 844. Accordingly, we reverse defendant's
conviction of and sentence for the offense of violating an order of protection.
In so holding, we reject the State's reliance upon the provision of the order of protection that
required defendant to "stay away" from Cathy and the minor children. The State argues that
defendant's "approach to the house" as he dropped off his daughter constituted a violation of the
"stay away" provision. We reject this argument for two reasons. First, defendant was not charged
with a violation of the "stay away" provision of the order of protection, and the jury was not
instructed on this theory. Second, the "stay away" provision of the order of protection contained an
exception that permitted defendant to exercise visitation with his minor children as provided for in
the dissolution judgment. At trial, defendant testified that he believed that it was permissible for him
to go onto the property for the purpose of picking up and dropping off his children during visitation.
Defendant testified that he had been picking up his daughter from Cathy's house in this manner on a
weekly basis and that "it's never been a problem." In light of these circumstances, even if
defendant's conduct constituted a violation of the "stay away" provision, we believe that the State
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would have difficulty in proving the necessary mens rea to obtain a conviction. See Mandic, 325 Ill.
App. 3d at 550 (noting that the State must prove that defendant intended to violate the "stay away"
provision of an order of protection).
We also note that our decision to reverse defendant's conviction of violating the order of
protection is not altered by the presence of language in the order that the "[g]rant of exclusive
possession of the residence or household shall constitute notice forbidding trespass to land." The
purpose of this language is to satisfy the element of "notice" contained within the offense of criminal
trespass to real property. See 720 ILCS 5/21--3(a)(2) (West 2002) (prohibiting entry "upon the land
of another, after receiving, prior to such entry, notice from the owner or occupant that such entry is
forbidden"). Therefore, had the State chosen to charge defendant with the offense of criminal
trespass to real property, this language in the order of protection would have proven the element of
notice. However, defendant was not charged with the offense of criminal trespass to land. Instead,
he was charged with the offense of violating an order of protection that prohibited his entry "in the
household of premises located at: 1923 Hillside Lane, Lisle." As already discussed, we do not
believe that this language unambiguously prohibited defendant's entry onto the land upon which
Cathy's house stood.
Finally, we note that the language contained in the order of protection prohibiting defendant
from entering or remaining "in the household of premises" was contained within a form order
circulated by the circuit clerk of Du Page County. In light of our conclusion that this language
contained in the form order is ambiguous, amending the form order is advisable to avoid similar
confusion by law enforcement and other parties in the future.
Because defendant raises no contention of error relating to his conviction of resisting a peace
officer (720 ILCS 5/31--1 (West 2002)), we affirm his conviction and sentence as to that offense.
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For the foregoing reasons, the judgment of the circuit court of Du Page County is affirmed in
part and reversed in part.
Affirmed in part and reversed in part.
McLAREN, J., concurs.
JUSTICE CALLUM, dissenting:
In my view, the majority commits two errors. First, it applies the principles of statutory
construction to the interpretation of what is clearly not a statute. Second, even if those principles
actually apply, the majority summarily invokes the principle of lenity while ignoring other principles
that convincingly establish that the order of protection was intended to prohibit defendant's entry
onto Cathy's land. Accordingly, I respectfully dissent.
At the risk of stating the obvious, a court order is not a statute. I do not deny that, in defining
the offense of violating an order of protection, section 12--30 of the Criminal Code of 1961 (720
ILCS 5/12--30 (West 2002)) makes reference to a court order; after all, prohibiting the violation of a
court order without referring to a court order would be a difficult task indeed. This does not mean,
however, that the court order becomes a part of the statute and thereby subject to the rules of
statutory construction.
As the State points out, a court order is subject to its own rules of construction. "In
determining whether there has been a violation of a court order, the order must be construed with
reference to the context in which it was issued and the purpose for which it was requested." Doe v.
Lutz, 253 Ill. App. 3d 59, 64 (1993). The order "is to be interpreted in its entirety, taking into
consideration other parts of the record, including the pleadings, the motions before the court, and the
issues to be decided. [Citations.] [The] order should be construed reasonably so as to give effect to
the discernable intent of the court." People v. Ryan, 259 Ill. App. 3d 611, 613 (1994).
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The majority asserts that these rules do not apply here because defendant was not found in
contempt of court but rather was found in violation of section 12--30. I do not understand the
difference that makes. No matter the nature of the proceedings, the issue is the interpretation of a
court order, not a statute. Accordingly, I submit that we should invoke the rules that apply to the
interpretation of a court order, not those that apply to the interpretation of a statute.
That said, the distinction makes little difference in this instance. The primary objective in
interpreting anything is to ascertain the intent of its creator. See People v. Collins, 214 Ill. 2d 206,
214 (2005) (statute); Ryan, 259 Ill. App. 3d at 613 (court order). As noted, when the thing is a court
order, we must consider it in its entirety and in context to determine the intent of the court.
However, when the thing is a statute, and when the provision at hand is ambiguous, we must do the
same. That is, we must read in pari materia all the parts of the statutory scheme, to ascertain the
intent of the legislature and thereby avoid injustice. See Kousins v. Anderson, 229 Ill. App. 3d 486,
492 (1992). I do not deny that, at least for our purposes, the provision here is ambiguous. 1 Thus,
whether we interpret this court order as a court order or as a statute, we must determine the court's
intent by reading the order as a whole.
1
I say "at least for our purposes" because I share the State's suspicion that the phrase
"household of premises" was merely a drafting error. I am highly inclined to think that the form
order used here was intended to state "household or premises," which is a common phrase in orders
of protection. See, e.g., People v. Priest, 297 Ill. App. 3d 797, 800 (1998). However, I do not
propose to substitute my personal suspicion for established rules of construction, and I join in the
majority's suggestion that the circuit clerk amend the form to reflect whatever was intended.
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In reading the order as a whole, there is no doubt that the court prohibited defendant's entry
onto Cathy's land. The order granted Cathy the exclusive possession of the residence, and it stated
that the grant of such possession "constitute[d] notice forbidding trespass to land." I understand that
defendant was not charged with trespass to land. Nevertheless, the order informed defendant that his
entry onto the land was forbidden. Thus, while "household of premises" is ambiguous as to whether
defendant was prohibited from entering the house, the land, or both, that ambiguity vanishes when
the order is read as a whole. Because the order otherwise prohibited defendant's entry onto the land,
defendant could not have reasonably interpreted "household of premises" to allow his entry onto the
land. Such an interpretation clearly contravenes the court's intent.
Needless to say, the majority does not read the order as a whole. Instead, it reads "household
of premises" in a vacuum and summarily applies the principle of lenity. I first note that, on this
point, the question of which rules of construction we apply might matter a great deal; although lenity
certainly applies to the interpretation of a criminal statute, it does not necessarily apply to the
interpretation of a court order. Cf. In re Detention of Powell, 217 Ill. 2d 123, 142 (2005)
(questioning its application to a statute that is "civil in nature"). However, assuming that it does
apply here, either because it applies generally to court orders or because the majority properly
invokes the rules of construction of criminal statutes, "[i]t is well settled that this rule does not
require a court to construe a statute 'so rigidly *** as to defeat the intent of the legislature.' " Powell,
217 Ill. 2d at 142, quoting People v. Washington, 343 Ill. App. 3d 889, 903 (2003). In my view, the
majority does exactly this. It reflexively adopts the lenient interpretation of "household of premises"
when the application of other principles of construction, namely the rule that we must resolve the
ambiguity by reading the order as a whole, convincingly establish the opposite intent.
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Here, defendant entered onto Cathy's land. He asserted that he did so to return Jessica and
her many belongings at the end of a visitation. Doing so was not unreasonable, and arguably the
order of protection allowed his entry for that limited purpose. However, he did more than that.
According to his own testimony, he then decided to sit in Cathy's driveway, putting reflectors on
Jessica's bicycle. In light of what I consider the proper interpretation of the order of protection, the
jury was entitled to determine that defendant intentionally violated it.
I would affirm defendant's conviction of violating an order of protection.
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