People v. English , 2021 IL App (1st) 201016-U ( 2021 )


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    2021 IL App (1st) 201016-U
    SECOND DIVISION
    November 23, 2021
    No. 1-20-1016
    NOTICE: This order was filed under Supreme Court Rule 23 and is not precedent except in the
    limited circumstances allowed under Rule 23(e)(1).
    IN THE
    APPELLATE COURT OF ILLINOIS
    FIRST JUDICIAL DISTRICT
    THE PEOPLE OF THE STATE OF ILLINOIS,                          )
    )      Appeal from the
    Respondent-Appellee,                                   )      Circuit Court of
    )      Cook County.
    v.                                                            )
    )      No. 95 CR 11734
    JOHNNY ENGLISH,                                               )
    )      Honorable
    Petitioner-Appellant.                                  )      Timothy Joseph Joyce,
    )      Judge Presiding.
    )
    PRESIDING JUSTICE FITZGERALD SMITH delivered the judgment of the court.
    Justices Lavin and Cobbs concurred in the judgment.
    ORDER
    ¶1     Held: We dismiss the petitioner’s appeal where the record does not establish this court’s
    jurisdiction.
    ¶2     The petitioner, Johnny English, appeals from the circuit court’s denial of his pro se request
    for leave to file his second successive postconviction petition pursuant to the Postconviction
    Hearing Act (725 ILCS 5/122-1 et seq. (West 2018)). On appeal, the petitioner contends that he
    No. 1-20-1016
    sufficiently established cause and prejudice with respect to his constitutional challenge to his 70-
    year de facto life sentence, imposed for a crime he committed when he was 18 years old, under
    both the eighth amendment (U.S. Const., amend. VIII) and the Illinois proportionate penalties
    clause (Ill. Const. 1970, art I, § 11). For the following reasons, we find that we lack jurisdiction to
    consider the petitioner’s appeal.
    ¶3                                       I. BACKGROUND
    ¶4       Because the record before us is voluminous and the facts of the offense are fully set out in
    our order affirming the petitioner’s conviction and sentence on direct appeal (People v. English,
    No. 97-2365 (unpublished order pursuant to Illinois Supreme Court Rule 23) (Feb. 19, 1999)
    (English I)), we set forth only those facts and procedural history relevant to the resolution of the
    issues here.
    ¶5       In 1995, together with codefendant James Davis, the 18-year-old petitioner was charged
    with, inter alia, armed robbery, first degree murder and attempted first degree murder for his
    involvement in the death of Frank Klepacki and the shooting of Casey Klepacki. The petitioner
    proceeded with a bench trial, which was held concurrently with codefendant Davis’s severed jury
    trial.
    ¶6       The following relevant evidence was adduced from the petitioner’s pre-trial confession and
    the eyewitness testimony of the surviving victim, Casey Klepacki. At approximately 9:30 p.m. on
    March 19, 1995, the petitioner and codefendant Davis were selling drugs outside of a house on the
    west side of Chicago. Codefendant approached the petitioner, informing him he had just sold drugs
    inside the house to "two white dudes" who would be "sweet victims" because they had a lot of
    money and would be easy to rob. The petitioner and codefendant then determined that they would
    rob the two victims, Casey and Frank, by stationing themselves outside of a gangway on either
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    No. 1-20-1016
    side of the exit. When Casey and Frank exited the building, Casey waved at the petitioner, whom
    he knew from prior encounters.
    ¶7      The petitioner and codefendant then drew their guns, beat the victims about their heads
    with the guns, and pulled them towards a porch at the back of the building. The petitioner pulled
    Frank up onto the porch, forcing him to lie down. Meanwhile, codefendant, put his gun to Casey’s
    head, ripped a necklace from Casey’s neck and forced him to remove his shoes and socks to look
    for money. When he found none, the petitioner told Casey to remove his pants. Casey complied,
    after which he said, “If you’re going to kill us, why don’t *** you just do it?” The petitioner
    apparently tried to shoot Frank, but the gun misfired. Casey stated that after he heard the shot, he
    saw the petitioner holding Frank in a headlock with a smoking gun in his hand.
    ¶8      The petitioner next pointed the gun at Casey while the codefendant patted him down.
    Afterwards, the petitioner shot Casey in the back. Casey ran but fell and pretended to be dead while
    codefendant, still holding his gun, approached to check on him. After codefendant left, Casey fled.
    As he did so, he heard two more gunshots.
    ¶9      Evidence at trial further established that Frank’s body was discovered in the gangway with
    a trail of blood leading from the porch. The autopsy revealed that he was shot at close range and
    in the chest.
    ¶ 10    In his statement to the police, the petitioner admitted to the robbery but claimed that
    codefendant was the shooter.
    ¶ 11    William Wilson, who had two prior convictions for unlawful use of a weapon and one for
    possession of a controlled substance with intent to deliver, also testified at the petitioner’s trial. He
    stated that on the day of the incident, he heard gunshots and saw the petitioner run past him. Wilson
    followed the petitioner and watched as the petitioner attempted to unjam a handgun. When Wilson
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    No. 1-20-1016
    eventually caught up with the petitioner, the petitioner told him that he and codefendant had tried
    to rob two men and that he had killed one and shot the other.
    ¶ 12   The petitioner was found guilty of first-degree murder, attempted first degree murder and
    armed robbery.
    ¶ 13   The trial court found that the petitioner was eligible for the death penalty because he had
    committed the murder during an armed robbery. A hearing was then held to determine whether the
    petitioner should receive the death penalty. At this hearing, a Cook County jail guard testified that
    while the petitioner was awaiting trial, he and another inmate beat a third inmate who had allegedly
    sexually assaulted them. The beating inflicted a broken nose and broken eye socket on the inmate.
    The attack left blood splattered on the walls and pools of blood on the floor of the cell. A second
    guard testified that on another occasion the petitioner refused to leave a visiting area when told his
    time had expired. When guards attempted to forcibly remove him, he struck two of them in the
    face. To counter this testimony, the petitioner presented the testimony of the woman who was
    visiting him that day and who asserted that a guard had struck the petitioner first and that the
    petitioner had only struck him back in defense. Evidence was also introduced that on a third
    occasion the petitioner refused to follow an order to leave an area of the jail and swore at and
    threatened a prison guard. In addition, the State submitted several victims’ impact statements.
    ¶ 14   In mitigation, the petitioner’s mother testified that the petitioner had a learning disability
    and dropped out of high school because he was teased by other students and because he could not
    deal with his father’s death from cancer. Through stipulated testimony, the petitioner introduced
    the opinion of a clinical psychologist that his I.Q. was around 70, which was “borderline
    intellectual functioning.” The psychologist further opined that the petitioner had a learning
    disability, dyslexia, and was immature and hyperactive. Defense counsel further argued that the
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    No. 1-20-1016
    death penalty should not be imposed because of the petitioner’s young age, and the fact that he
    was probably induced into committing the crime by his much older codefendant (who was 30 years
    old).
    ¶ 15    After hearing all the evidence, the circuit court elected not to impose the death penalty.
    Instead, the court found that the crimes were “brutal and heinous” and imposed an extended term
    sentence of 70 years’ imprisonment for first-degree murder, to be served concurrently with a 30-
    year sentence for attempt first-degree murder and another 30-year sentence for armed robbery.
    ¶ 16    The petitioner appealed contending that the circuit court’s finding that the crimes were
    “brutal and heinous” was improper and that the sentences were excessive. We rejected the
    petitioner’s arguments and affirmed his conviction and sentence on appeal. See English I, No. 97-
    2365 (unpublished order pursuant to Illinois Supreme Court Rule 23) (Feb. 19, 1999).
    ¶ 17    On December 10, 1999, the petitioner filed a pro se postconviction petition alleging, inter
    alia, that his trial counsel was ineffective for failing to investigate two alibi witnesses and that
    appellate counsel was ineffective for failing to raise this issue on direct appeal. After the State filed
    a motion to dismiss, postconviction counsel supplemented the petitioner’s pro se petition with an
    additional claim, i.e., that his sentence was improper under Apprendi v. New Jersey, 
    530 U.S. 466
    (2000). The circuit court dismissed the petition and this court subsequently affirmed that dismissal.
    See People v. English, No. 1-02-0280 (unpublished order pursuant to Illinois Supreme Court Rule
    23) (March 19, 2004).
    ¶ 18    On February 16, 2005, the petitioner filed his first successive postconviction petition,
    alleging, inter alia, that his trial counsel was ineffective for failing to: (1) advance an alibi defense;
    and (2) call two witnesses who would have challenged the testimony of Wilson and shown that he
    had perjured himself. In support, the petitioner attached affidavits from Farris Skinner and Charles
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    No. 1-20-1016
    Streeter, who alleged his innocence and explained that on the night of the murder the petitioner
    was with them at his mother’s house. The petitioner further attached his own affidavit and
    affidavits from his sister Charlotte English and Tomaine Davis attesting that Wilson had told them
    that the prosecutor had forced him to lie at the petitioner’s trial.
    ¶ 19    The State filed a motion to dismiss, but the circuit court found that the two claims should
    be advanced to an evidentiary hearing. The hearing was held on March 18, 2008, after which the
    circuit court dismissed the petition, finding that the petitioner’s allegations were “not supported by
    credible evidence.”
    ¶ 20    On July 10, 2020, the petitioner filed the instant pro se motion for leave to file his second
    successive postconviction petition. Therein, citing to Miller v. Alabama, 
    567 U.S. 460
     (2012),
    People v. House, 
    2019 IL App. (1st) 110580-B
    , and People v. Buffer, 
    2019 IL 122327
    , he argued
    that he was entitled to a new sentencing hearing based on the changes in the law regarding the
    sentencing of juvenile offenders and emerging adults. The petitioner asserted that his sentence of
    70 years’ imprisonment was a de facto life sentence and that it violated both the eighth amendment
    (U.S. Const., amend. VIII) and the Illinois proportionate penalties clause (Ill. Const. 1970, art I, §
    11). In discussing the characteristics of youth that should have been considered in rendering a just
    sentence as applied to him, the petitioner cited to his learning disability at the time of the offense,
    the influence of his 30-year-old codefendant, and the fact that he committed the crime just two
    months after his 18th birthday.
    ¶ 21    On August 3, 2020, the circuit court denied the petitioner’s motion for leave to file his
    successive postconviction petition. In its written order, the circuit court explained that the
    petitioner had failed to meet the cause and prejudice test. The court found that the petitioner’s
    sentence did not violate the eighth amendment (U.S. Const., amend. VIII) because he was 18 years
    6
    No. 1-20-1016
    old at the time of the offense and the protections outlined in Miller extend only to juvenile
    offenders. The court further found that the petitioner’s sentence did not shock the moral sense of
    our community under the proportionate penalties clause (Ill. Const. 1970, art I, § 11) because the
    petitioner was an active participant in the crime and was not coerced or encouraged by any other,
    older individuals, notwithstanding his intellectual disability.
    ¶ 22    The petitioner now appeals.
    ¶ 23                                         III. ANALYSIS
    ¶ 24    On appeal, the petitioner contends that the circuit court erred in denying him leave to file
    his second successive postconviction petition, where he sufficiently stated cause and prejudice
    with respect to his claims that his 70-year sentence is unconstitutional as applied to him under the
    Illinois proportionate penalties clause (Ill. Const. 1970, art I, § 11). 1
    ¶ 25    Before addressing the petitioner’s argument, however, we must first address the State’s
    contention that we are without jurisdiction to consider this appeal because it was untimely filed.
    ¶ 26    For the following reasons, we agree with the State and find that we are without jurisdiction
    to consider this appeal.
    ¶ 27    It is axiomatic that “the filing of a notice of appeal ‘is the jurisdictional step which initiates
    appellate review.’ ” People v. Smith, 
    228 Ill. 2d 95
    , 104 (2008) (quoting Niccum v. Botti,
    1
    We note that in his opening brief the petitioner initially argued that his 70-year sentence was
    unconstitutional as applied to him both under the eighth amendment (U.S. Const., amend. VIII) and the
    Illinois proportionate penalties clause (Ill. Const. 1970, art I, § 11). Both arguments were premised on the
    fact that the sentence was an unconstitutional de facto life sentence and that it was improperly imposed
    without any consideration of his age and youthful characteristics. However, in his reply brief the
    petitioner subsequently conceded that under the recent decision of our supreme court in People v. Dorsey,
    
    2021 IL 123010
    , ¶¶50-65, his eligibility for day-for-day good conduct credit negates any argument that
    his sentence is an unconstitutional de facto life sentence. Accordingly, the petitioner acknowledged that
    he has no argument under the eighth amendment (U.S. Const., amend. VIII). Nonetheless, he asks us to
    permit him to proceed with his as-applied proportionate penalties challenge to his sentence, because that
    sentence “shocks the moral sense of our community.” See Ill. Const. 1970, art I, § 11.
    7
    No. 1-20-1016
    Marinaccio, DeSalvo & Tameling, Ltd., 
    182 Ill. 2d 6
    , 7 (1998). Accordingly, unless a notice of
    appeal is properly filed, the reviewing court has no jurisdiction and is obligated to dismiss the
    appeal. 
    Id.
     Indeed, our supreme court has held that “the appellate and circuit courts of this state
    must enforce and abide by” the supreme court rules, and that they do not have the authority to
    excuse compliance with the filing requirements of the supreme court rules governing appeals.
    (Emphasis in original.) People v. Lyles, 
    217 Ill. 2d 210
    , 216 (2005). Whether a court has
    jurisdiction is a question of law and is reviewed de novo. People v. Salem, 
    2016 IL 118693
    , ¶ 11.
    ¶ 28    Pursuant to Illinois Supreme Court Rule 606(b) “the notice of appeal must be filed with
    the clerk of the circuit court within 30 days after the entry of the final judgement appealed from.”
    Ill. S. Ct. R. 606 (b) (eff. July 1, 2017). According to Illinois Supreme Court Rule 373 (Ill. S. Ct.
    R. 373 (eff. July 1, 2017)), “briefs or other documents required to be filed within a specified time
    will be the date on which they are actually received by the clerk of the reviewing court.” However,
    “[i]f received after the due date, the time of mailing by an incarcerated, self-represented litigant
    shall be deemed the time of filing” and “[p]roof of mailing shall be as provided in Rule 12.” 
    Id.
    This rule also applies to the notice of appeal filed in the trial court. 
    Id. ¶ 29
        Illinois Supreme Court Rule 12(b)(6) (eff. July 1, 2017) provides that in the case of service
    by mail by an incarcerated pro se litigant, service is proved by certification under section 1-109 of
    the Code of Civil Procedure (Code) (735 ILCS 5/1-109 (West 2018)) of the person who deposited
    the document in the institutional mail, “stating the time and place of deposit and the complete
    address to which the document was to be delivered.” (Emphasis added.)
    ¶ 30    Thus, when a notice of appeal is filed outside the 30-day period following the order being
    appealed, the notice is deemed timely if the petitioner attaches a proof of service in compliance
    with Rule 12(b)(6) (eff. July 1, 2017) showing that it was mailed to the clerk of the circuit court
    8
    No. 1-20-1016
    within the 30-day period. See Secura Insurance Co. v. Illinois Farmers Insurance Co., 
    232 Ill. 2d 209
    , 215-16 (2009) (reasoning that the proof of mailing establishes “the date the document was
    timely mailed to confer jurisdiction on the appellate court”).
    ¶ 31   In the present case, the petitioner is appealing from the final judgment of the circuit court
    entered on August 30, 2020. As such, he was required to file his appeal by September 2, 2020. The
    notice of appeal, however, is file-stamped September 18, 2020, which is outside of the requisite
    30-day period. Accordingly, for this court to have jurisdiction, the record must establish the
    petitioner timely mailed his petition in accordance with Rules 373 and 12(b)(6) regarding proof of
    service. Specifically, the record must contain a proof of service of mailing prior to the expiration
    of the 30-day period, i.e., a certification in compliance with section 1-109 of the Code (735 ILCS
    5/1-109 (West 2018)).
    ¶ 32   The petitioner here concedes that he did not file a proper certification pursuant to section
    1-109 of the Code (735 ILCS 5/1-109 (West 2018)). Nonetheless, he argues that his appeal was
    timely because the postmark on the envelope for his notice of appeal indicates that he mailed that
    notice on September 1, 2020, prior to the expiration of the 30 days. In doing so, the petitioner relies
    on the decision in People v. Humphrey, 
    2020 IL App (1st) 172837
    , arguing that a postmark may
    serve as sufficient certification of a timely filing by a self-represented litigant residing in prison.
    For the following reasons, we disagree and find that case inapposite.
    ¶ 33   In Humphrey, the defendant did not file a section 1-109 certification proof of service with
    his notice of appeal. Humphrey, 
    2020 IL App (1st) 172837
    , ¶18. Instead, he relied solely on the
    envelope containing his notice of appeal, which was postmarked before the 30-day due date. 
    Id.
    The appellate court found that it had jurisdiction based solely on that postmark. 
    Id.
     The court held
    that because the postmark reflected that the notice of appeal had been timely mailed, it had
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    No. 1-20-1016
    jurisdiction over the appeal. 
    Id. at ¶21
    . The court reasoned that to hold the postmark inadequate
    would be to ignore the fact that the notice of appeal had, in fact, been mailed in a timely fashion.
    
    Id.
     As the court explained:
    “Requiring a court to overlook a clearly legible postmark showing that a document was
    processed by a disinterested third party, such as the post office, on or before the date by
    which the document was required to be mailed is to disregard the best, most competent
    evidence of the latest date of mailing consistent with the pro-mailing policy of Rule 373.”
    
    Id. at ¶18
     (quoting People v. Hansen, 
    2011 IL App (2d) 081226
    , ¶14) (internal quotation
    marks omitted).
    ¶ 34   We acknowledge the holding in Humphrey, but note that after it was decided, in People v.
    Tolbert, 
    2021 IL App (1st) 181654
    , ¶ 11, another division of this appellate court found that under
    the same circumstances we lacked jurisdiction to consider a defendant’s appeal despite the
    existence of a postage meter stamp indicating that the defendant had mailed the notice of appeal
    before the expiration of the 30-days.
    ¶ 35   In determining whether a postmark or a postage meter stamp could be used in lieu of a
    section 1-109 certification, in Tolbert, we looked to the plain language of Rule 373 and the history
    of its amendments. We explained that, as originally written, Rule 373 expressly “permitted proof
    of mailing to be evidenced by a postmark.” 
    Id. ¶ 16
     (citing Huber v. American Accounting Ass’n,
    
    2014 IL 117293
    , ¶ 13). However, because of problems with “illegible postmarks, and in some
    cases, delays in affixing the postmarks” Rule 373 was amended in 1981, to eliminate postmarks
    as a method of proof, and instead to “require proof of mailing by an attorney’s certificate or a
    nonattorney’s affidavit.” 
    Id. ¶ 16
     (citing Ill. S. Ct. R. 373, Committee Comments (rev. Jan. 5,
    1981)). We further noted that a subsequent amendment to the rule in 1993, further incorporated
    10
    No. 1-20-1016
    the requirements of proof of service under Rule 12. 
    Id. ¶ 36
       Noting as “significant” the fact that the amendments to Rule 373 eliminated postmarks as
    proof of mailing “entirely, even legible ones,” we held that under the plain language of Rule 373,
    jurisdiction was proper only where the record contains a certification verifying the date, time, and
    address for delivery. 
    Id. ¶¶ 20-21
    . As we explained:
    “The clearest indication that the rule intended to avoid any kind or quality of postmarks is
    its complete absence in the rules, with or without a qualifier. At the time of the rule's
    amendment, the goal was to eliminate the need to debate the question of timeliness on those
    occasions when the postmark was not legible. It was not the case that all postmarks were
    illegible. To read into the rule an exception for ‘legible postmarks’ is to revert to a time
    when that method of proof was discarded in exchange for the certainty that Rule
    12(b)(6) now provides.” 
    Id. ¶ 20
    .
    ¶ 37   Considering the history and express purpose of Rule 373, we found that the potential
    availability of other “objective proof of timely mailing” was irrelevant in establishing jurisdiction.
    
    Id. ¶ 21
    . As we explained, “a determination as to whether such other proof satisfies the
    requirements of Rule 373 is a task which lies exclusively within the scope of our supreme court's
    rulemaking authority. See Ill. S. Ct. R. 3 (eff. July 1, 2017).” 
    Id.
     Where “the word ‘postmark’ and
    its indicia as a method of proof have long since been abandoned” and our supreme court has not
    “seen fit to amend the rule to permit any form of mail system generated verification absent an
    accompanying certification,” we are not at liberty to determine which methods of proof could be
    presumptively or implicitly included in the court’s rules. 
    Id.
     Accordingly, we concluded that a
    postmark alone is insufficient to confer jurisdiction on this court. 
    Id. ¶ 38
       We agree with the well-reasoned analysis of Tolbert and find that it adequately negates the
    11
    No. 1-20-1016
    holding in Humphrey. Accordingly, we reject the petitioner’s invitation to follow Humphrey
    instead of Tolbert. Based on the plain language of Rule 373, we find that absent the certification
    of proof of service in the record before us, we are without jurisdiction to consider the petitioner’s
    appeal and must dismiss it.
    ¶ 39   In reaching this conclusion, we reiterate that the petitioner himself concedes that he has
    failed to provide this court with the proper certification. Moreover, proof of service to establish
    the timely filing of a notice of appeal is not a task with which the petitioner lacks familiarity. Such
    is demonstrated by the record, which is replete with copies of past certifications, properly
    completed and submitted by the petitioner in compliance with our supreme court’s rules.
    ¶ 40                                 III. CONCLUSION
    ¶ 41   Accordingly, because the record before us does not establish this court has jurisdiction over
    the petitioner’s appeal, we must dismiss it.
    ¶ 42   Appeal dismissed.
    12