People v. Hayes , 2021 IL App (1st) 190881 ( 2021 )

2021 IL App (1st) 190881No. 1-19-0881
Opinion filed December 6, 2021
First Division
______________________________________________________________________________
IN THE
APPELLATE COURT OF ILLINOIS
FIRST DISTRICT
______________________________________________________________________________
THE PEOPLE OF THE STATE OF ILLINOIS, ) Appeal from the
) Circuit Court of
Plaintiff-Appellee, ) Cook County.
)
v. ) No. 12 CR 17957
SYLVESTER HAYES, )
) Honorable
Defendant-Appellant. ) Stanley J. Sacks,
) Judge, presiding.
)
PRESIDING JUSTICE HYMAN delivered the judgment of the court, with opinion.
Justices Pucinski and Walker concurred in the judgment and opinion.
OPINION
¶1 A jury found Sylvester Hayes guilty of first degree murder for the shooting death of
Frederick Giles. The trial court sentenced him to 55 years in prison, and we affirmed his conviction
and sentence on direct appeal. See People v. Hayes, 2017 IL App (1st) 153213-U. Central to
Hayes’s appeal was a challenge to the sufficiency of the evidence based on the alleged deficiencies
in the testimony of six eyewitnesses to Giles’s murder. Id. ¶¶ 37-48. Hayes cited “scientific
studies” related to the phenomenon of weapon focus and the lack of correlation between witness
No. 1-19-0881
certainty and accuracy. Id. ¶¶ 42, 44. We declined to consider these studies largely because “Hayes
did not attempt to call an expert witness at trial regarding the psychology of witness
identifications.” Id. ¶ 44 (citing People v. Lerma, 2016 IL 118496).
¶2 Picking up on the record deficiencies we highlighted, Hayes filed a postconviction petition,
arguing trial counsel’s ineffectiveness for failing to investigate or call an expert witness to opine
on the weaknesses in eyewitness testimony that would not be apparent from cross-examination.
He alleged counsel knew, at minimum, about the science related to weapon focus and did nothing
to investigate further. And counsel’s insufficient investigation prejudiced him because credibility
of the eyewitnesses was essential for the State to overcome Hayes’s alibi defense. The trial court
dismissed the petition in a written order, reasoning that trial counsel conducted “meaningful
adversarial testing” and so could not have performed deficiently. The trial court said nothing about
prejudice.
¶3 We reverse, finding Hayes’s claim of ineffective assistance arguable. Our decision on
direct appeal indicated expert testimony may have bolstered Hayes’s argument that the
eyewitnesses were either distracted by the presence of a weapon or that the jury should not have
been confident in the witnesses’ certitude. And, though all the witness identifications were
sufficient to uphold Hayes’s conviction under an exceedingly deferential standard of review, none
was pristine. Thus, we find it arguable that an expert on eyewitness identifications could have
undermined their credibility to the extent that a reasonable probability exists for a different
outcome.
¶4 We remand for further proceedings consistent with the Post-Conviction Hearing Act (725
ILCS 5/122-1 et seq. (West 2020)).
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¶5 Background
¶6 We extensively recounted the facts in our order on direct appeal, including detailed
testimony about the eyewitnesses’ direct and cross-examinations. Hayes, 2017 IL App (1st)
153213-U, ¶¶ 4-35. We briefly summarize those facts and recount additional detail essential to our
analysis.
¶7 Six eyewitnesses saw an offender shoot Giles. Each described brief periods of observation.
Rivianna Gilmore, who was walking with Giles, saw the offender for less than one minute and
looked directly at him for one or two seconds. Faydra Brookshire, who saw the offender from
inside her apartment at a distance of five feet, got a look at his profile for about five seconds. Kevin
Neely, who saw the offender from his apartment, got a direct look at his face for “less than a
second.” Jasmine Bell, who saw the offender from her fourth story window, viewed the offender
for about 30 seconds as he moved from shooting Giles to getting into a car. Edward Reed, in his
apartment, got a “full frontal” view of the offender’s face for “four or five seconds.” Finally,
Officer Irene Singleton saw the shooting from her car and, though she never saw the offender’s
face from the front, got a view of both sides of the offender’s face for three seconds on each side.
¶8 The descriptions of the offender also varied. Few agreed on the offender’s height. Gilmore
thought the offender was 5 feet, 6 inches or 5 feet, 7 inches; Reed and Singleton thought he was
between 5 feet, 8 inches and 5 feet, 10 inches; Bell believed he was 6 feet; and Neely could only
say he was shorter than 5 feet, 11 inches. Two witnesses could not agree about the presence of
facial hair—Neely said the offender had a little mustache, but Reed said he had no facial hair.
Gilmore thought the offender had a “square head,” but Singleton found distinctive the “round
shape” of the offender’s head.
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¶9 They agreed on a few points. Everyone who described the offender’s age thought he was
young, with Singleton guessing between 26 and 29 years. Everyone who described the offender’s
skin tone—Gilmore, Neely, and Reed—said he had a dark complexion. And everyone who
described the offender’s clothes—Gilmore, Brookshire, Neely, and Singleton—said he had on all
dark or all black clothes.
¶ 10 Four of the witnesses testified about seeing a gun. Brookshire and Singleton commented
that the offender was holding a gun. Gilmore described a black gun that one would need two hands
to hold. Neely described a gun with a “clip that was hanging out of it,” and Reed described a “semi-
automatic” gun with an extended clip.
¶ 11 All the witnesses identified Hayes in some format after the offense. Twenty-three days
after the shooting, Gilmore went to the police station and identified Hayes’s picture in a photo
lineup of 55 photographs. A day after Gilmore’s identification, Brookshire, Neely, Bell, Reed, and
Singleton went separately to the police station and viewed a live lineup. They all identified Hayes
as the offender with the gun.
¶ 12 No physical evidence connected Hayes to the shooting. Hayes testified that he was with
his friend, Marcus Gilbert, and his friend’s mother, Nicole Smallwood, at the time of the shooting.
The three testified they were at a party between 3 and 4 p.m. until 11 p.m. or midnight. The
shooting took place at about 7 p.m. Both Smallwood and Gilbert testified that Hayes remained
with them at the party and never left.
¶ 13 Based on this evidence, we affirmed Hayes’s conviction on direct appeal, finding the
discrepancies in identification were for the jury to resolve. Id. ¶ 47. We rejected Hayes’s claim
about weapon focus and that scientific studies show a weak correlation between certainty and
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accuracy. Id. ¶ 42 (weapon focus); id. ¶ 44 (witness certainty). Because Hayes had failed to call
an expert, we declined to consider the studies even though they “may call into question the
reliability of eyewitness identifications.” Id. ¶ 44.
¶ 14 Hayes then filed a postconviction petition arguing his trial counsel was ineffective for
failing to call an expert in eyewitness identifications. He alleged that the State’s case at trial was
based on witnesses who all had “fleeting opportunity[ies]” to see the offender during a “chaotic
and violent” encounter. Hayes also cited cases referring to the “scientific consensus” on weapons
focus along with two scientific studies. Hayes alleged “this knowledge was available” to trial
counsel and that counsel was ineffective for failing to “seek expert testimony.” The trial court
summarily dismissed Hayes’s petition. The court primarily relied on counsel’s trial strategy,
finding that counsel “vigorously cross examined the State’s eyewitnesses regarding their
identifications,” rendering Hayes’s claim affirmatively rebutted by the record.
¶ 15 Jurisdiction
¶ 16 Before we discuss the merits of Hayes’s argument, we must first assure ourselves that we
have appellate jurisdiction. People v. Smith, 228 Ill. 2d 95, 104 (2008). Two irregularities warrant
our attention. First, in the notice of appeal, the judgment being appealed and the date of the
judgment do not match. Second, the clerk file-stamped the notice of appeal more than 30 days after
the trial court entered judgment. We find neither defect precludes exercise of jurisdiction.
¶ 17 The notice of appeal, which Hayes drafted, describes the judgment he is appealing as “post-
conviction petition denial.” The trial court entered its order dismissing Hayes’s petition on March
8, 2019, but Hayes’s petition lists the date of the trial court’s judgment as March 15, 2019. We
construe notices of appeal liberally, and if the defect is one of form, not substance, failure to strictly
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comply with the requirements for a notice of appeal is not fatal to jurisdiction. Id. at 104-05. Here,
we can easily discover the source of the error and confirm that Hayes’s error is one of form. The
circuit clerk sent notice of the trial court’s judgment to Hayes, and the notice is dated March 15,
2019. It appears Hayes interpreted the date of the notice as the date of the trial court’s judgment.
But the notice references the March 8, 2019, order and incorporates it by reference. We see no way
the State could have been prejudiced where the only judgment referenced by the clerk’s notice is
the March 8 judgment dismissing Hayes’s postconviction petition. See id. (unfairness to prevailing
party is overarching concern).
¶ 18 Similarly, the filing date of the notice of appeal does not defeat jurisdiction. A pro se
incarcerated litigant timely files their notice of appeal if the notice is placed in the institutional
mail within 30 days of the judgment appealed. See People v. Shines, 2015 IL App (1st) 121070,
¶ 31. To rely on the “mailbox rule,” the litigant must include an affidavit complying with section
1-109 of the Code of Civil Procedure (735 ILCS 5/1-109 (West 2020)) and stating the time and
place of deposit in the mail and the complete address for delivery. Cf. Shines, 2015 IL App (1st)
121070, ¶ 33; see also Ill. S. Ct. R. 12(b)(6) (eff. July 1, 2017). Hayes’s notice of appeal includes
a certificate of service swearing under penalty of perjury that he placed his notice in the
institutional mail at Stateville Correctional Center on April 3, 2019. The certificate of service is
notarized and includes the address of the Cook County circuit clerk’s office.
¶ 19 Were we to have any doubt that Hayes timely mailed his notice of appeal, the envelope
dispels it. The envelope attached to the notice of appeal shows postal service processing on April
5, 2019. See People v. Maiden, 2013 IL App (2d) 120016, ¶¶ 11-13 (discussing split in authority
on whether postmark is competent evidence of proof of mailing).
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¶ 20 We have jurisdiction over Hayes’s appeal where he timely placed his notice of appeal in
the institutional mail and any defects on the notice were of form, not substance.
¶ 21 Analysis
¶ 22 Hayes argues the trial court erred in dismissing his postconviction petition at the first stage
because he made an arguable claim that trial counsel was ineffective for failing to investigate and
call an expert in eyewitness identifications. He claims expert evidence (i) would have been
“critical” to undermining the six eyewitnesses, (ii) would have called into question the
identification procedures used by police, and (iii) would have bolstered his alibi defense. The State
responds that refraining from calling an expert was a valid trial strategy given counsel’s
“question[ing] every identification witness, and thoroughly argu[ing] misidentification.”
Alternatively, the State contends that expert testimony would not have impacted the outcome
because the eyewitnesses “were consistent, credible, and corroborated each other.” We agree with
Hayes. The State’s arguments about trial strategy are better suited for later stages of postconviction
proceedings, and its prejudice analysis ignores both the low pleading bar for first stage
postconviction petitions and the imperfections in the eyewitness identifications.
¶ 23 The Post-Conviction Hearing Act provides defendants with a vehicle to allege violations
of their constitutional rights that were not, and could not have been, raised on direct review. People
v. Allen, 2015 IL 113135, ¶ 20. Proceedings under the Act occur in three stages. Id. ¶ 21. At the
first stage, the trial court considers the petition without input from the parties and may only dismiss
where it is “frivolous or patently without merit.” Id. ¶ 25. A frivolous petition relies on “ ‘an
indisputably meritless legal theory or a fanciful factual allegation.’ ” Id. (quoting People v.
Hodges, 234 Ill. 2d 1, 16 (2009)). Our supreme court has defined meritless legal theories as those
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“completely contradicted by the record” and fanciful factual allegations as based on “fantastic or
delusional” scenarios. (Internal quotation marks omitted.) Id. First-stage pleading standards are
“forgiving.” Id. ¶ 43. The Act intends that most petitions be tested through the later adversarial
stages. See id. ¶ 25 (there are “limited number of reasons for summary dismissal”); see also
Hodges, 234 Ill. 2d at 9 (at first stage “threshold for survival is low”).
¶ 24 When we review petitions dismissed at the first stage, we take the petitioner’s allegations
as true and construe them liberally. People v. Edwards, 197 Ill. 2d 239, 244 (2001). The petition
need only allege a “limited amount of detail” (id.), “capable of independent corroboration.”
(Internal quotation marks omitted.) Allen, 2015 IL 113135, ¶ 24. We review first-stage dismissal
de novo. Id. ¶ 19.
¶ 25 The familiar two prong analysis from Strickland v. Washington, 466 U.S. 668 (1984),
governs Hayes’s claim. See People v. Utley, 2019 IL App (1st) 152112, ¶ 36. To demonstrate
ineffective assistance, defendants must show (i) their counsel’s performance was deficient and
(ii) any deficient performance prejudiced them. Id. We find Hayes’s pleadings at least arguably
satisfied both prongs of the Strickland test.
¶ 26 Arguable Deficiency
¶ 27 Trial counsel performs deficiently when “actions or inactions constituted error(s) so serious
as to fall below an objective standard of reasonableness under prevailing professional norms.”
(Internal quotation marks omitted.) People v. Wilborn, 2011 IL App (1st) 092802, ¶ 76. Though
not controlling, our supreme court has acknowledged the American Bar Association Standards for
Criminal Justice as instructive to understanding the contours of trial counsel’s obligations. People
v. Palmer, 162 Ill. 2d 465, 477-78 (1994). Relevant here, the ABA urges defense counsel to
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investigate and consider “potential avenues of impeachment of prosecution witnesses” and
“determine whether the client’s interests would be served by engaging *** forensic *** or other
experts, or other professional witnesses.” ABA Standards for Criminal Justice § 4-4.1(c), (d) (4th
ed. 2015). We have similarly recognized that counsel may be ineffective for failing to “present
available evidence to support a defense.” People v. York, 312 Ill. App. 3d 434, 437 (2000).
¶ 28 Of course, as the State argues, decisions determining which witnesses to call and which
evidence to present ultimately belong with counsel, and we typically consider them matters of trial
strategy. Id. But Hayes’s burden to address a claim of trial strategy does not attach until the second
stage of postconviction proceedings. People v. Tate, 2012 IL 112214, ¶ 22 (“State’s strategy
argument [about counsel’s failure to call certain witnesses] is inappropriate for the first stage.”).
The State acknowledges Tate but argues our decision in People v. Viramontes, 2017 IL App (1st)
160984, limited Tate to its facts.
¶ 29 Even accepting the State’s gloss on Viramontes as limiting, we would distinguish it on two
grounds: (i) trial counsel had already elicited the expert testimony the defendant proposed to
introduce through cross-examination of the State’s expert at trial, and (ii) Hayes’s pleadings, taken
as true and liberally construed, show counsel failed to conduct a meaningful investigation into an
eyewitness identification expert at all.
¶ 30 The State, in Viramontes, presented expert testimony that the victim’s head injuries could
only have been caused by “severe force” and that the victim’s drug use did not contribute to her
death. Viramontes, 2016 IL App (1st) 160984, ¶ 22. The expert who performed the victim’s
autopsy similarly concluded that the force applied to the victim “had to be significant” and “a drug
overdose did not contribute to or cause” the bleeding in the victim’s brain that led to death. Id.-9-
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¶ 24. In an affidavit to his postconviction petition, the defendant’s proposed expert witness averred
that “the testimony that it would take a ‘relatively significant force’ to inflict the [victim’s] injuries
*** was ‘not necessarily true.’ ” Id. ¶ 29. According to the defendant’s expert, the victim’s internal
brain bleeding could have been caused by “mild” injury, and cocaine use could have contributed
to the injury as well as the victim’s cancer diagnosis. Id. ¶¶ 29-30.
¶ 31 Our analysis of trial counsel’s deficiency focused on trial counsel’s cross-examination of
the State’s experts. Id. ¶ 52. Counsel elicited testimony, for example, that cocaine can cause the
kind of brain bleeding the victim suffered and her injuries, including some bruising, could have
been caused by her cancer. Id. Defendant’s counsel, then, pointed to evidence supporting the
argument that the victim “had not been severely beaten and that cocaine significantly contributed
to her death.” Id.
¶ 32 As we pointed out in Hayes’s direct appeal, no expert in eyewitness identification testified
to support the witnesses’ focus on the shooter’s weapon or that the jury should not be so confident
in the witnesses’ certainty. See Hayes, 2017 IL App (1st) 153213-U, ¶¶ 42, 44. Unlike the cross-
examination in Viramontes, which allowed defendant’s counsel to present an alternative argument
supported by evidence, nothing in the trial record here would have given trial counsel the ability
to argue weapon focus or the fallibility of eyewitness certainty.
¶ 33 Hayes’s allegations also distinguish his claim from the defendant’s claim in Viramontes.
After reciting several studies and cases describing the fallibility of eyewitness testimony, Hayes
alleged “this knowledge was available to counsels, trial and appellate” but “counsel [did not] seek
expert testimony.” We focus mainly on Hayes’s allegation that trial counsel did not even “seek”
an expert on eyewitness identifications. In Viramontes, there was nothing to “seek.” Counsel knew
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the State would call its own expert and ably cross-examined that expert to elicit the same
information counsel could have elicited through a defense expert. Viramontes, 2016 IL App (1st)
160984, ¶ 52. Hayes’s counsel had no comparable opportunity for meaningful adversarial testing
because neither party put forward experts.
¶ 34 The specificity in Hayes’s allegations also distinguish his ineffectiveness claim from that
raised on direct appeal in People v. Macklin, 2019 IL App (1st) 161165, on which the State also
relies. There, the court rejected reliance on Lerma because it had not been decided at the time of
the defendant’s trial, meaning counsel could not have been incompetent for “failing to correctly
predict that the law will change.” Id. ¶ 38. Hayes’s jury trial also took place before Lerma. Hayes
alleges, however, that counsel knew about the law and science surrounding expert identification
testimony, so the court’s concern in Macklin is not present. Because Macklin was bound by the
record and not the allegations in a postconviction petition, we doubt the majority’s analysis will
ever be much help when considering petitions challenging the failure to present eyewitness
experts. Had we any doubt, the State concedes in its brief that “ample authority” existed supporting
an argument for the admission of expert testimony about misidentification at the time of Hayes’s
trial.
¶ 35 We agree with the State that trial counsel need not introduce (or attempt to introduce)
expert testimony about eyewitness identification in every case involving eyewitnesses. See Lerma,
2016 IL 118496, ¶ 25 (finding abuse of discretion in excluding eyewitness expert “given the
specific facts presented”). Nothing here should be read to limit a trial court’s discretion to consider
the relevance of expert testimony given the facts in front of it. For example, expert testimony may
not be as valuable where the witness knows the suspect. See id ¶¶ 26-31. But we find it arguable
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that “this is the type of case for which expert eyewitness testimony is both relevant and
appropriate.” Id. ¶ 26. Like Lerma, we have no physical evidence linking Hayes to the offense,
and he made no admissions. Id. Also like Lerma, several factors could have contributed to the
unreliability of eyewitness testimony, including “the stress of the event itself, the use and presence
of a weapon *** [and] nighttime viewing.” Id.
¶ 36 To the extent Hayes needs additional information to establish the relevance of expert
eyewitness testimony more concretely, that raises a question for later postconviction review. The
State correctly states that the decision in Lerma contemplates the exercise of the trial court’s
discretion in admitting testimony from an expert in eyewitness identification. But in the
postconviction context, we cannot see how, on first-stage review, a trial court could say for sure
how the court’s discretion ought to have been exercised without further factual development as to
the expert’s proposed testimony. For our purposes, it is enough that the record does not
“completely contradict” Hayes’s claim that an expert’s testimony would have been relevant and
admissible. See Hodges, 234 Ill. 2d at 16 (defining first-stage standard).
¶ 37 Accepting his allegations as true, we agree with Hayes—counsel should have investigated
and sought admission of an expert witness on eyewitness identification given the facts. At this
early stage, we cannot characterize Hayes’s claims as either “indisputably meritless” or based on
“fanciful factual allegations.” The petition warrants second-stage proceedings under the Act.
¶ 38 Arguable Prejudice
¶ 39 We also agree that Hayes has sufficiently alleged prejudice from counsel’s at least arguably
deficient performance. To show prejudice, a defendant must demonstrate a reasonable probability
that the result of the trial would have been different had counsel performed adequately, meaning
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“a probability sufficient to undermine confidence in the outcome.” (Internal quotation marks
omitted.) People v. Gonzalez, 385 Ill. App. 3d 15, 21 (2008). This imposes a low burden. See
People v. Lucious, 2016 IL App (1st) 141127, ¶ 45 (“prejudice may be found even when the chance
that minimally competent counsel would have won an acquittal is significantly less than 50 percent
as long as a verdict of not guilty would be reasonable” (internal quotation marks omitted)). In the
context of first-stage postconviction proceedings, it need only be arguable that, had counsel
performed adequately, a significantly less than 50% chance exists of a different outcome. Hodges,
234 Ill. 2d at 16 (first-stage standard); Lucious, 2016 IL App (1st) 141127, ¶ 45 (probability of
prejudice).
¶ 40 We substantially, even if inadvertently, previewed our prejudice analysis in our order from
Hayes’s direct appeal. Hayes, 2017 IL App (1st) 153213-U. We acknowledged that science may
“call into question the reliability of eyewitness identifications” but relied on the five factors from
Neil v. Biggers, 409 U.S. 188 (1972), because “Hayes did not attempt to call an expert witness to
testify regarding the psychology of eyewitness identifications.” Hayes, 2017 IL App (1st) 153213-
U, ¶ 44. Hayes, now supported by his citations of cases and secondary authority, draws our
attention specifically to weapon focus and the weak correlation between witness certainty and
accuracy.
¶ 41 Hayes’s petition cites the seminal case, State v. Henderson, 27 A.3d 872 (N.J. 2011), in
support of his claim of prejudice. The court analyzed several studies and found that weapon focus
“can impair a witness’ ability to make a reliable identification.” Id. at 905. The court noted that
“weapon-absent” conditions led to “significantly more accurate descriptions of the perpetrator”
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and weapon focus can be exaggerated by an offense of short duration where the witness does not
have a chance to acclimate to the presence of weapon.
¶ 42 When the shooting happened, Brookshire observed the offender for five seconds but also
noticed a gun, meaning at least part of that five seconds was dedicated to perceiving the gun.
Similarly, Singleton also noticed a gun after getting a direct look at the offender for about six
seconds. Two other witnesses looked at the gun long enough to learn details about it. Neely, who
observed the offender for less than a second, described the gun as having “a clip that was hanging
out of it.” Reed, who only saw the offender’s face for four or five seconds, could tell the gun was
“semi-automatic.” This testimony at least arguably fits within Henderson’s description of weapon
focus: “when the interaction is brief, the presence of a visible weapon can affect the reliability of
an identification and the accuracy of a witness’s description of the perpetrator.” Id.
¶ 43 The State resists this conclusion, arguing that weapon focus does not apply because these
witnesses were never “confronted by a gun” or “in physical danger.” The State cites no authority,
legal or scientific, supporting this limit on the scope of weapon focus. But we have found cases,
contrary to the State’s claim “no such authority exists,” explaining that a witness does not have to
be directly threatened with a weapon for weapon focus to damage their reliability. See State v.
Martinez, 2021-NMSC-002, ¶ 51, 478 P.3d 880 (corollary to weapon focus is “witness distraction
resulting from the presence of any unusual or out-of-place object, whether dangerous or not”
(emphasis added)); Young v. State, 374 P.3d 395, 422-23 (Alaska 2016) (citing studies showing
that object need only be “incongruous—such as a stalk of celery” for witness to suffer same effect
as weapon focus). In short, the State cannot defeat Hayes’s claim of weapon focus, especially at
this early stage of proceedings, just because some witnesses were not directly in harm’s way.
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¶ 44 As we mentioned on direct appeal, none of the witnesses expressed uncertainty about their
identifications. Hayes, 2017 IL App (1st) 153213-U, ¶¶ 44, 46. But Henderson, on which Hayes
relied in his petition, calls that aspect of witness testimony into question too. Witness confidence
and accuracy may not be related. Henderson, 27 A.3d at 889. By the time witnesses testify, they
may be mistaken, all the while “exud[ing] supreme confidence.” Id. As a result, “there is almost
nothing more convincing [to a jury] than a live human being who takes the stand, points a finger
at the defendant, and says ‘That’s the one!’ ” (Emphasis omitted.) Id. (quoting Watkins v. Sowders,
449 U.S. 341, 352 (1981) (Brennan, J. dissenting)). Essentially, use of an expert presents the only
way to inform a jury of this weak correlation: “[j]urors *** tend to be unaware of the generally
weak relationship between confidence and accuracy, and are also unaware of how susceptible
witness certainty is to manipulation by suggestive procedures or confirming feedback.” State v.
Lawson, 291 P.3d 673, 705 (Or. 2012).
¶ 45 We turn then to the State’s primary objection to further postconviction proceedings—its
claim that the remaining eyewitness testimony adequately eliminates prejudice from the lack of
expert testimony. We disagree. Even though the testimony was sufficient to affirm Hayes’s
conviction, it suffered substantial weaknesses and competed with three alibi witnesses.
¶ 46 Because Hayes asserted an alibi defense and had witnesses of his own, we find helpful the
analogy our supreme court made between Strickland’s prejudice prong and the first prong of plain
error. See People v. White, 2011 IL 109689, ¶ 133. Both analyses are “evidence-dependent and
result-oriented.” Id. ¶ 134. We typically find an error prejudicial in the plain error context where
the jury heard conflicting narratives neither fanciful nor corroborated by physical evidence. People
v. Sebby, 2017 IL 119445, ¶¶ 61-63.
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¶ 47 The State repeats a refrain that the eyewitnesses corroborated each other. For the reasons
we set out in our summary of the trial testimony (supra ¶¶ 6-10), the State overplays its hand. Most
witnesses viewed the offender for seconds, at night, from variable distances, and at variable angles.
The only physical characteristic the witnesses described consistently happened to be general—the
offender’s complexion. And, for the reasons already outlined, an expert could explain significant
weapon focus and overconfident identifications. The court’s admonishment in Sebby is apt: we are
not concerned with whether the evidence is sufficient but with whether the sufficient evidence
insulates the jury’s verdict from counsel’s error. Cf. Sebby, 2017 IL 119445, ¶ 60. To that end, the
State ignores Hayes’s trial testimony, corroborated by two other witnesses, that he was with them
elsewhere and not at the scene of the shooting at the time it took place. Nothing is fanciful about
Hayes’s presence at a party for several hours on the night of the shooting. See id. ¶ 61.
¶ 48 At oral argument, the State repeatedly referred to Hayes’s burden as “demonstrate[ing]”
that counsel’s performance prejudiced him. In doing so, the State places too high a burden on
Hayes. As mentioned, allegations and not proof (or “demonstrations”) govern first-stage
proceedings. Allen, 2015 IL 113135, ¶ 25 (court to take allegations in petition as true). Only at
later stages does a petitioner demonstrate or make a “substantial showing of” a constitutional
violation. People v. Coleman, 206 Ill. 2d 261, 277 (2002).
¶ 49 The State, again at oral argument, emphasized the possibility that a counter-expert could
have been called to rebut Hayes’s counsel’s expert. Perhaps. See People v. Jaimes, 2021 IL App
(2d) 190241-U, ¶ 33. But considerations of both trial strategy (id.) and credibility are left to the
later stages.
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¶ 50 Taking the competing narratives, together with the weaknesses in the eyewitness testimony
and adding the value an identification expert, at least arguably, could have added to Hayes’s
defense, we find it at least arguable that Hayes was prejudiced by counsel’s at least arguably
deficient performance. Ultimately, it would be unfair to suggest on direct appeal that one of the
deficiencies in Hayes’s challenge to the sufficiency of the evidence against him was the lack of
expert testimony and then, on postconviction review, hold that he was not at least arguably
prejudiced by counsel’s failure to call the type of expert we identified. Accordingly, Hayes has
satisfied the low pleading bar justifying further proceedings.
¶ 51 On Remand
¶ 52 We exercise our authority under Illinois Supreme Court Rule 366(a)(5) (eff. Feb. 1, 1994)
to assign Hayes’s case to a different judge on remand. See People v. DiCorpo, 2020 IL App (1st)
172082, ¶ 55 (authority under Rule 366(a)(5) includes authority to reassign to different judge on
remand). No party has alleged judicial bias (see, e.g., Eychaner v. Gross, 202 Ill. 2d 228, 279-80
(2002)), and we do not find any. But the judge ruling on Hayes’s petition at the first stage appears
to have prejudged issues that should only arise at the second stage. In dismissing Hayes’s claim
that trial counsel was ineffective, the court relied almost exclusively on its deference to counsel’s
possible strategic reasons for not calling an expert in eyewitness identifications. As we have
stressed in rejecting the State’s similar argument, evaluating counsel’s strategy decisions requires
fact-finding at later stages of postconviction proceedings. Tate, 2012 IL 112214, ¶ 22; see People
v. Serrano, 2016 IL App (1st) 133493,¶ 45 (court’s misapplication of proper standard valid basis
for reassigning case on remand).
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¶ 53 In short, the trial court did not take Hayes’s allegations as true—that trial counsel knew of
the legal and scientific support for an eyewitness expert and did nothing. Thus, out of an abundance
of caution and to avoid even the appearance of prejudgment, we order the case reassigned to a
different judge for further proceedings consistent with the Act.
¶ 54 Reversed and remanded with directions.
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No. 1-19-0881
No. 1-19-0881
Cite as: People v. Hayes, 2021 IL App (1st) 190881Decision Under Review: Appeal from the Circuit Court of Cook County, No. 12-CR-
17957; the Hon. Stanley J. Sacks, Judge, presiding.
Attorneys James E. Chadd, Douglas R. Hoff, and Christopher Kopacz, of
for State Appellate Defender’s Office, of Chicago, for appellant.
Appellant:
Attorneys Kimberly M. Foxx, State’s Attorney, of Chicago (Alan J.
for Spellberg, Matthew Connors, and Christine Cook, Assistant
Appellee: State’s Attorneys, of counsel), for the People.
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