In the Matter of the Adoption of B.A.J. (Child) K.L. (father) v. Z.H. (mem. dec.) ( 2017 )


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  •       MEMORANDUM DECISION
    Pursuant to Ind. Appellate Rule 65(D),
    this Memorandum Decision shall not be                                       FILED
    regarded as precedent or cited before any                              Jun 23 2017, 8:38 am
    court except for the purpose of establishing                                CLERK
    the defense of res judicata, collateral                                 Indiana Supreme Court
    Court of Appeals
    and Tax Court
    estoppel, or the law of the case.
    ATTORNEY FOR APPELLANT                                   ATTORNEYS FOR APPELLEE
    Shana D. Levinson                                        Ryan H. Cassman
    Levinson & Levinson                                      Cathy M. Brownson
    Merrillville, Indiana                                    Coots, Henke & Wheeler, PC
    Carmel, Indiana
    IN THE
    COURT OF APPEALS OF INDIANA
    In the Matter of the Adoption of                         June 23, 2017
    B.A.J. (child);                                          Court of Appeals Case No.
    29A05-1701-AD-110
    K.L. (father),                                           Appeal from the Hamilton
    Respondent/Appellant,                                    Superior Court
    The Honorable Steven R. Nation,
    v.                                               Judge
    Trial Court Cause No.
    Z.H.                                                     29D01-1508-AD-1097
    Petitioner/Appellee
    May, Judge.
    [1]   K.L. (Father) appeals the trial court’s order his consent was not required for the
    adoption of B.A.J. (Child) by Z.H. (Stepfather). We affirm.
    Court of Appeals of Indiana | Memorandum Decision 29A05-1701-AD-110 | June 23, 2017             Page 1 of 9
    Facts and Procedural History
    [2]   Child was born to B.H. (Mother) out of wedlock on July 14, 2011. On Child’s
    birth certificate a man with the initials B.J. is listed as Child’s father. However,
    around May 2012, Mother told Father he was the biological father of Child.
    Mother, Father, and Child lived together until June 2013, when Father moved
    out. After June 2013, Mother allowed Father to visit with Child, and Father
    provided an ambiguous amount of financial support for Child until sometime in
    early 2014.
    [3]   From January 6, 2014, through April 22, 2014, Father attended a court-ordered
    drug and alcohol rehabilitation program in Illinois as a result of a probation
    violation for an earlier conviction of operating a vehicle while intoxicated.
    When Father completed the program, he contacted Mother, who allowed him
    to visit with Child under her supervision until June 2014. After that time, Child
    visited with Father overnight on several occasions until August 2014.
    [4]   In August 2014, Mother told Father he could no longer see Child. Mother
    allowed Father’s parents to visit with Child, but discontinued those visits in
    March 2015, when she discovered Father’s parents were allowing Father to see
    Child. Mother did not notify Father of her new address when she and
    Stepfather moved to Hamilton County. 1
    1
    Mother and Stepfather married in November 2014.
    Court of Appeals of Indiana | Memorandum Decision 29A05-1701-AD-110 | June 23, 2017   Page 2 of 9
    [5]   On July 27, 2015, Father filed a Petition to Establish Paternity in Lake County.
    On August 12, 2015, Stepfather filed a Petition to Adopt Child in Hamilton
    County. On September 21, 2015, the Lake County court granted Mother’s
    motion for change of venue, and the Hamilton County court took jurisdiction
    over both the Paternity and Adoption actions. Father timely filed a motion to
    intervene and contest Child’s adoption.
    [6]   On August 24, 2016, the trial court held a hearing on Father’s motion to contest
    Child’s adoption by Stepfather. During that hearing, the court heard evidence
    Father relapsed in July 2016 by using cocaine and alcohol. After the relapse, he
    voluntarily checked himself into an inpatient rehabilitation program, which he
    completed just prior to the August 24 hearing. At the time of the hearing,
    Father was living in an independent living area at the rehabilitation center.
    [7]   On December 16, 2016, the trial court entered an order concluding Father’s
    consent was not required for Child’s adoption by Stepfather. On December 22,
    2016, the trial court entered an order granting Stepfather’s petition to adopt
    Child.
    Discussion and Decision
    Appellate Court Jurisdiction
    [8]   As an initial matter, Stepfather argues our court does not have jurisdiction over
    Father’s appeal because Father does not appeal a final appealable order. Our
    court has jurisdiction in all appeals taken from final judgments. Ind. App. Rule
    Court of Appeals of Indiana | Memorandum Decision 29A05-1701-AD-110 | June 23, 2017   Page 3 of 9
    5(A). The order Father appeals, the denial of his motion to contest Child’s
    adoption, did not dispose of all claims as to all parties in the case as required by
    Indiana Appellate Rule 2(H)(1). Nor has he requested we assume jurisdiction
    over the matter as an interlocutory appeal under Indiana Appellate Rule 14.
    However, our Indiana Supreme Court has held these procedural missteps are
    not fatal to an appeal:
    Although it is never error for an appellate court to dismiss an
    untimely appeal, the court has jurisdiction to disregard the
    forfeiture and resolve the merits. Adoption of O.R., 16 N.E.3d
    [965,] 971-72 [(Ind. 2014)].
    Indiana’s rules and precedent give reviewing courts authority “to
    deviate from the exact strictures” of the appellate rules when
    justice requires. In re Howell, 
    9 N.E.3d 145
    , 145 (Ind. 2014).
    “Although our procedural rules are extremely important . . . they
    are merely a means for achieving the ultimate end of orderly and
    speedy justice.” American States Ins. Co. v. State ex rel. Jennings,
    
    258 Ind. 637
    , 640, 
    283 N.E.2d 529
    , 531 (1972). See also App. R.
    1 (“The Court may, upon the motion of a party or the Court’s
    own motion, permit deviation from these Rules.”). This
    discretionary authority over the appellate rules allows us to
    achieve our preference for “decid[ing] cases on their merits rather
    than dismissing them on procedural grounds.” Adoption of O.R.,
    16 N.E.3d at 972 (citation omitted). See also In re Adoption of T.L.,
    
    4 N.E.3d 658
    , 661 n.2 (Ind. 2014) (considering merits after
    denying appellees’ motion to dismiss based on procedural
    defect); Pabey v. Pastrick, 
    816 N.E.2d 1138
    , 1142 (Ind. 2004)
    (stating that “dismissal with prejudice was not the appropriate
    remedy for . . . noncompliance with” Appellate Rule 9.). [sic]
    These principles have been borne out in Court of Appeals
    precedent that departed from the strictures of the appellate rules
    Court of Appeals of Indiana | Memorandum Decision 29A05-1701-AD-110 | June 23, 2017   Page 4 of 9
    to consider the merits of procedurally similar CHINS cases - also
    concerning premature notices of appeal. See In re J.V., 
    875 N.E.2d 395
    , 398 (Ind. Ct. App. 2007) (electing to decide merits
    of CHINS appeal, despite premature notice of appeal, because
    trial court held dispositional hearing and issued dispositional
    decree before Court of Appeals obtained jurisdiction), trans.
    denied. See also In re T.Y.T., 
    714 N.E.2d 752
    , 756 n.3 (Ind. Ct.
    App. 1999); In re M.K., 
    964 N.E.2d 240
    , 244 (Ind. Ct. App.
    2012).
    We recently deviated from the appellate rules in Adoption of O.R.
    due in part to the weighty parental interest involved. Indeed, it is
    well established that “the Fourteenth Amendment to the United
    States Constitution protects the traditional right of parents to
    establish a home and raise their children.” 16 N.E.3d at 972
    (citing Pierce v. Soc’y of Sisters, 
    268 U.S. 510
    , 534-35, 
    45 S.Ct. 571
    ,
    
    69 L.Ed. 1070
     (1925)).
    Given the purpose of our appellate rules, our preference for
    deciding cases on their merits, our Court of Appeals precedent,
    and the important parental interest at stake, we choose to
    disregard Parents’ forfeiture and reach the merits. See Adoption of
    O.R., 16 N.E.3d at 971-72.
    In re D.J. v. Indiana Dept. of Child Services, 
    68 N.E.3d 574
    , 579-80 (Ind. 2017).
    Based on that reasoning, including the importance of deciding cases wherein a
    child’s stability and important parental interests are at stake, we elect to
    Court of Appeals of Indiana | Memorandum Decision 29A05-1701-AD-110 | June 23, 2017   Page 5 of 9
    disregard Father’s noncompliance with the appellate rules, exercise jurisdiction
    over his appeal, and decide the issues on their merits. 2
    Trial Court’s Findings and Conclusions Regarding Father’s Consent 3
    [9]    We will not disturb a decision in an adoption proceeding unless the evidence
    leads to but one conclusion and the trial judge reached an opposite conclusion.
    In re Adoption of M.A.S., 
    815 N.E.2d 216
    , 218 (Ind. Ct. App. 2004). We will not
    reweigh the evidence or judge the credibility of witnesses. 
    Id.
     Instead we
    examine the evidence most favorable to the decision together with reasonable
    inferences drawn therefrom to determine whether there is sufficient evidence to
    sustain the decision. 
    Id.
     The decision of the trial court is presumed correct, and
    it is the appellant’s burden to overcome that presumption. 
    Id.
    [10]   Generally, courts may not grant a petition for adoption without the consent of
    the child’s biological parents. 
    Ind. Code § 31-19-9-1
    (a). There are, however,
    exceptions to that general rule. The exception at issue herein provides:
    2
    Additionally, we note the trial court stated in its order denying Father’s motion to contest, “A separate
    decree of adoption shall be entered.” (Appellant’s App. Vol. II at 19.) The Chronological Case Summary
    indicates the trial court entered a decree of adoption on December 22, 2016.
    3
    In addition to the sufficiency of the evidence to support the trial court’s decision, Father argues as an initial
    matter that the trial court erred when it did not decide his petition to establish paternity prior to determining
    whether his consent was required for Stepfather’s adoption of Child. If the trial court did so in error, that
    error was harmless. Father was treated as Child’s father throughout the proceedings, the trial court held a
    hearing regarding whether Father’s consent was required, and the trial court adjudicated the issue as if
    Father’s paternity had already been established. Thus, Father cannot demonstrate he was prejudiced by the
    trial court’s failure to enter an order establishing his paternity or that it impacted the trial court’s final
    decision. See Rogers v. R.J. Reynolds Tobacco Co., 
    745 N.E.2d 793
    , 796 (Ind. 2001) (trial court’s procedural
    error was harmless when it did not ultimately affect the outcome of the case).
    Court of Appeals of Indiana | Memorandum Decision 29A05-1701-AD-110 | June 23, 2017                     Page 6 of 9
    (a) Consent to adoption, which may be required under section 1
    of this chapter, is not required from any of the following:
    *****
    (11) A parent if:
    (A) a petitioner for adoption proves by clear and
    convincing evidence that the parent is unfit to be a parent;
    and
    (B) the best interests of the child sought to be adopted
    would be served if the court dispensed with the parent’s
    consent.
    
    Ind. Code § 31-19-9-8
    (a)(11) (2016). 4
    [11]   Regarding Father’s fitness to be a parent and the best interests of Child, the trial
    court found and concluded:
    47. [Stepfather] proved by clear and convincing evidence that
    [Father] is unfit to be a parent and the best interest of the child
    sought to be adopted would be served if the court dispensed with
    [Father’s] consent.
    48. [Father] has a long history of substance abuse, and has lost
    his driver’s license as a result. Multiple attempts of [sic]
    treatment have not cause [sic] [Father] to remain sober. It is
    4
    Father also argues Stepfather did not prove he failed to communicate or provide financial support for Child
    for at least one year, as listed as an exception to Father’s consent in Indiana Code § 31-19-9-8(a)(2) (2016).
    However, the statute is written in the disjunctive, and thus “either provides independent grounds for
    dispensing with parental consent.” In re Adoption of T.W., 
    859 N.E.2d 1215
    , 1218 (Ind. Ct. App. 2006).
    Court of Appeals of Indiana | Memorandum Decision 29A05-1701-AD-110 | June 23, 2017                Page 7 of 9
    illustrative that even as this matter pended [Father] used alcohol
    and cocaine.
    49. [Father] has a criminal history of at least three (3) OWI’s
    and a violation of probation.
    50. [Father] reported to his substance abuse treatment provider
    that he was unemployed and homeless. [Father] does not have a
    driver’s license due to his criminal history. He has attempted
    suicide and had an abusive childhood.
    51. [Father] has a long-standing substance abuse problem
    involving alcohol, and cocaine. [Father] was unable to refrain
    from using alcohol and cocaine even with an adoption pending
    wherein it was alleged he was unfit due to his substance abuse
    history. Essentially, on the eve of trial where he could lose any
    parental rights due, in part[,] to his history of abusing substances,
    he abused substances. Likewise, on the eve of a trial on the issue
    whether he had the wherewithal to provide financially for
    [Child,] he purchased drugs and alcohol for himself. Tragically,
    [Father] relapsed about one (1) month prior to the final hearing.
    Considering all of the foregoing, the Court concludes [Father] is
    unfit.
    52. Evidence is clear and convincing that the child’s best
    interest would be best served by dispensing with the necessity of
    [Father’s] consent.
    53. Due to [Father’s] demonstrated parental unfitness,
    dispensing with [Father’s] consent would serve the child’s best
    interests. Mother and Step-Father have provided for the child’s
    needs and he has thrived in their care.
    (Appellant’s App. Vol. II at 18-19.)
    Court of Appeals of Indiana | Memorandum Decision 29A05-1701-AD-110 | June 23, 2017   Page 8 of 9
    [12]   Father does not specifically challenge any of the trial court’s findings, and his
    alternate versions of facts and explanations are invitations for us to reweigh the
    evidence and judge the credibility of witnesses, which we cannot do. See In re
    Adoption of M.A.S., 
    815 N.E.2d at 218
     (appellate court will not reweigh evidence
    or judge the credibility of witnesses).
    [13]   Sufficient evidence supported the trial court’s findings of fact and conclusions of
    law. Father testified regarding his substance abuse, and the trial court received
    evidence of his housing situation. The trial court also received evidence
    regarding Child’s condition in Mother and Stepfather’s care. We conclude
    clear and convincing evidence supported the trial court’s decision to deny
    Father’s motion to contest Child’s adoption by Stepfather based on Father’s
    unfitness as a parent and Child’s best interests. See In re Adoption of M.L., 
    973 N.E.2d 1216
    , 1223 (Ind. Ct. App. 2012) (concluding father unfit as parent due
    to continued substance abuse and instability; and concluding adoption was in
    child’s best interests because she was thriving in adoptive parents’ care).
    Conclusion
    [14]   We exercise jurisdiction over this matter and conclude the trial court’s
    conclusions of law and findings of fact were supported by the evidence.
    Accordingly, we affirm.
    [15]   Affirmed.
    Brown, J., and Pyle, J., concur.
    Court of Appeals of Indiana | Memorandum Decision 29A05-1701-AD-110 | June 23, 2017   Page 9 of 9