Com. v. Zizzo, D., III ( 2022 )

J-S05029-22
NON-PRECEDENTIAL DECISION - SEE SUPERIOR COURT I.O.P. 65.37
COMMONWEALTH OF PENNSYLVANIA : IN THE SUPERIOR COURT OF
: PENNSYLVANIA
:
v. :
:
:
DOMINIC RAYMOND ZIZZO, III :
:
Appellant : No. 1062 MDA 2021
Appeal from the Judgment of Sentence Entered July 30, 2019
In the Court of Common Pleas of Luzerne County
Criminal Division at No: CP-40-CR-0001792-2017
BEFORE: PANELLA, P.J., STABILE, J., and DUBOW, J.
MEMORANDUM BY STABILE, J.: FILED OCTOBER 19, 2022
Appellant, Dominic Raymond Zizzo, III, appeals from the judgment of
sentence imposed in the Court of Common Pleas of Luzerne County on July
30, 2019, following the revocation of Appellant’s probation. Upon review, we
affirm.1
The factual and procedural background of the instant appeal is not at
issue. The trial court summarized the relevant background as follows:
On November 21, 2017, [Appellant] pled guilty to one count of
statutory sexual and indecent assault. Sentencing occurred on
April 13, 2018. [Appellant] received 11 to 23 months on the
statutory sexual assault charge and 36 months of consecutive
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1 We note that counsel for Appellant previously filed a petition to withdraw
under Anders v. California, 386 U.S. 738, 744 (1967) and Commonwealth
v. Santiago, 978 A.2d 349, 361 (Pa. 2009). Upon review, we denied
counsel’s petition and remanded to allow counsel to file either a proper
Anders brief or an advocate brief. Counsel complied, filing an advocate brief.
The matter is now ripe for our decision.
J-S05029-22
probation on the indecent assault charge. He was given credit for
359 days of incarceration served prior to sentencing.
On July 29, 2019, a probation revocation hearing was held as a
result of a violation report which was dated March 26, 2019. The
report alleged that [Appellant] violated the terms of his probation
by engaging in unsupervised contact with minors, consuming
alcohol and failing to complete sex offender treatment. At the
conclusion of the hearing[,] [Appellant]’s probation was revoked.
He was then resentenced to 24 to 84 months on the indecent
assault charge[,] which was graded as a felony of the third degree.
No direct appeal was filed following the revocation hearing. On
December 11, 2019, [Appellant] filed a motion for post conviction
collateral relief. As a result of the PCRA motion, [Appellant]’s
appellate rights were reinstated regarding the revocation of his
probation. A notice of appeal was filed on his behalf on August 4,
2021.
An order was then issued by [the trial court] which required a
concise statement of errors complained of on appeal pursuant to
[Pa.R.A.P.] 1925(b) be filed by [Appellant] within twenty-one
days. Counsel filed a concise statement on August 31, 2021. The
statement alleges error in connection with the finding that
[Appellant] violated his probation by having inappropriate contact
with minors and being discharged from the sexual offender
program. Error is also alleged in permitting testimony by the
Commonwealth’s witness in violation of [Appellant]’s Fifth
Amendment Rights.
Trial Court Opinion, 9/22/21, at 1-2 (unnumbered).
Appellant raises the following issues for our review:
I. Whether the [trial] court erred or abused its discretion
in finding that [Appellant] violated his probation by:
a. having inappropriate contact with minors;
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b. being discharged from the sexual offender
program.2
II. Whether the [trial] court erred in permitting testimony
by the Commonwealth’s witness in violation of
[Appellant]’s Fifth Amendments rights.
Appellant’s Brief at 1.
As noted above, on April 13, 2018, Appellant was sentenced to 11 to 23
months on the statutory sexual assault charge and 36 months of consecutive
probation on the indecent assault charge. In connection with the probation
term, the trial court imposed, among others, the following conditions:
• Must attend and complete sexual offender treatment.
• No contact with victim.
• No contact with minors/or places where minors frequent/schools,
school zones, school activities, public pools, parks, or
playgrounds.
Sentencing Order, 4/13/18.
On March 26, 2019, the Luzerne County Probation Department issued a
Parole Violation Report, which was filed on April 24, 2019, after Appellant
waived his right to a Gagnon I hearing.3 In the report, the Probation
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2 Sub-issue I(b), while listed as a claim, was not addressed in the argument
section of the brief. Similarly, while the issue was raised in Appellant’s Rule
1925(b) statement, it was not addressed by the trial court in its Rule 1925(a)
opinion.
3 See Gagnon v. Scarpelli, 411 U.S. 778 (1973). When a probationer is
detained pending a revocation hearing, due process requires a determination
at a pre-revocation hearing, a Gagnon I hearing, that probable cause exists
(Footnote Continued Next Page)
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Department alleged that Appellant committed, inter alia, a technical violation
of the rules of probation and parole, as well as the trial court sentencing order.
The Probation Department identified the violated condition as a court ordered
condition, specifically the “No Unsupervised Contact With Minors” condition.
In the report, the Probation Department described the offending conduct as
follows:
Offender violated said rule, in that his alleged conduct constitutes
a failure to comply with the rules of Probation and Parole, as well
as the Court Order. [Appellant] admitted to having contact with
a 17-year-old minor on occasion, and admitted to “making out,
kissing, fondling, and grabbing” her as well. His justification being
that “she was turning eighteen in a couple [of] weeks.” Upon
questioning in the probation office, [Appellant] admitted to the
actions and said he “waited until her birthday” to have sexual
contact with her. He also admitted to being alone with his friend’s
5-year-old niece on multiple occasions. He admitted to being
sexually aroused by the victim climbing on him, and said that the
victim “grabbed his crotch area” and “sucked his fingers.” He
admitted the contact to the group on March 21, 2019, and also in
the probation office on March 25, 2019. [Appellant] said he
“should have lied.”
[Appellant] is a Tier II Sex Offender and cannot be at such an
event according to the rules. [Appellant] disclosed this
information to [p]olygraph examiner and his [Sexual Offender
Assessment Board] Counselor, Thomas Dougherty. Mr.
Dougherty reported the two incidents to Child Line.
Parole Violation Report, 3/26/19 at 1-2.
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to believe that a violation has been committed. Commonwealth v. Sims,
770 A.2d 346, 349 (Pa. Super. 2001). Where a finding of probable cause is
made, a second, more comprehensive hearing, a Gagnon II hearing, is
necessary before the court can make a final revocation decision. Id.-4-
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At the revocation hearing, counsel for Appellant argued that the
condition imposed by the trial court (i.e., no contact with minors) was different
from the condition being enforced by the Probation Department (i.e., no
unsupervised contact with minors), and that the Probation Department in
essence modified the condition without the approval of the trial court.
Furthermore, counsel argued that to the extent the Probation Department
properly modified the condition initially imposed by the trial court, the
Commonwealth failed to prove that the contact at issue here was
unsupervised. N.T., Revocation, 7/29/19, at 22-23.
The Probation Department acknowledged that the condition, as
formulated by the trial court, was impossible to enforce, given the nature of
Appellant’s employment (working at a pet store). N.T., Revocation, 7/29/19,
at 5. Accordingly, the Probation Department authorized Appellant to work in
an environment where children could be potentially present (pet store) and
interpreted the condition imposed by the trial court to mean “no adverse
contact with minors,” id., or “no unsupervised contact with minors,” id. at 6-
7; see also Parole Violation Report, supra. The Commonwealth argued that
the initial condition (no contact with minors) was not changed by the Probation
Department, and that, essentially, it meant no adverse contact with minors.
Id. at 21-23.
The trial court agreed with the Commonwealth’s position and revoked
Appellant’s probation. This appeal followed.
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On appeal, Appellant argues that the trial court erred or abused its
discretion in finding that Appellant had inappropriate contact with minors. To
this end, Appellant notes that the condition of probation imposed by the trial
court was different from the condition as interpreted and/or enforced by the
Probation Department, and that, under the interpretation of the condition
advanced by the Probation Department, the Commonwealth failed to prove
that Appellant violated the condition of probation. We disagree.
The Commonwealth must prove the probation violation by a
preponderance of the evidence and, once it does so, the decision to revoke
probation is a matter for the court’s discretion, and that decision will not be
disturbed on appeal in the absence of an error of law or an abuse of discretion.
See Commonwealth v. Smith, 669 A.2d 1008, 1011 (Pa. 1996);
Commonwealth v. Kalichak, 943 A.2d 285, 290-91 (Pa. Super. 2008).
A challenge to the sufficiency of the evidence supporting the revocation
of probation is a question of law subject to plenary review. Commonwealth
v. Perreault, 930 A.2d 553, 558 (Pa. Super. 2007). We must determine
whether the evidence admitted at the revocation hearing and all reasonable
inferences drawn therefrom, when viewed in the light most favorable to the
Commonwealth, is sufficient to support the conclusion that the probationer
violated the terms of probation. Id.We do not need to address whether the Probation Department modified
the condition of probation, or whether the condition, as interpreted and/or
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enforced by the Probation Department, is inconsistent with the original
condition imposed by the trial court because, under either version of the
condition, Appellant could not make out, kiss, fondle, and grab a 17-year-old
female or have contact, on multiple occasions, with a 5 year-old female. In
other words, whether supervised or not, Appellant violated the terms of his
probation because, under either version of the condition, Appellant could not
engage in the conduct at issue here.
As Appellant admitted to the conduct described above and having found
that the conduct was barred under the terms of Appellant’s probation, we must
conclude that Appellant’s sufficiency of the evidence claim is without merit.
Accordingly, the trial court did not err or abuse its discretion in rejecting
Appellant’s sufficiency claim.
Next, Appellant argues that the trial court erred in allowing the
Commonwealth witness to testify as to Appellant’s admissions to the
incriminating conduct described above because those statements were
obtained in violation of his right against self-incrimination under the Fifth
Amendment to the Constitution. Specifically, Appellant argues that the
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incriminating statements were the result of custodial interrogation without
being provided Miranda4 warnings.5 We disagree.
The Fifth Amendment privilege against self-incrimination is
generally not self-executing, and ordinarily an individual must
assert the privilege for subsequent statements to be considered
“compelled” within the meaning of the Fifth Amendment.
However, the Fifth Amendment is self-executing where an
individual is subject to custodial interrogation without being given
Miranda warnings.
Commonwealth v. Cooley, 118 A.3d 370, 375 (Pa. 2015) (internal
citations omitted).
In Cooley, our Supreme Court noted:
Custodial interrogation is defined as “questioning initiated by law
enforcement officers after a person has been taken into custody
or otherwise deprived of his freedom of action in any significant
way[,]” Miranda, at 444[.]
An individual is in custody if he is “physically denied his freedom
of action in any significant way or is placed in a situation in which
he reasonably believes that his freedom of action or movement is
restricted by the interrogation.” Commonwealth v. Johnson,
[727 A.2d 1089, 1100 (Pa. 1999)] (citations omitted). Regarding
custody, the United States Supreme Court has further held the
“ultimate inquiry is ... whether there [was] a ‘formal arrest or
restraint on freedom of movement’ of the degree associated with
a formal arrest.” Stansbury v. California, 511 U.S. 318, 322,
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4 Miranda v. Arizona, 384 U.S. 436 (1966).
5 Our standard of review regarding evidentiary issues is well settled. “The
admissibility of evidence is at the discretion of the trial court and only a
showing of an abuse of that discretion, and resulting prejudice, constitutes
reversible error.” Commonwealth v. Sanchez, 36 A.3d 24, 48 (Pa. 2011)
(citations omitted). “To constitute reversible error, an evidentiary ruling must
not only be erroneous, but also harmful or prejudicial to the complaining
party.” Commonwealth v. Lopez, 57 A.3d 74, 81 (Pa. Super. 2012) (citation
omitted).
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114 S.Ct. 1526, 128 L.Ed.2d 293 (1994) (citation omitted). The
standard for determining whether an encounter is custodial is an
objective one, focusing on the totality of the circumstances with
due consideration given to the reasonable impression conveyed to
the individual being questioned. Commonwealth v. Gwynn,
[723 A.2d 143, 148 (Pa. 1998)] (Opinion Announcing Judgment
of the Court) (citation omitted).
Id. at 376.
Here, the record shows that Appellant attended a routine probation
interview during which he made incriminatory statements. There is no
indication that police officers were present, he was under arrest or its
functional equivalent, or he somehow was compelled to make those
statements during the interview. As Appellant was not in custody and did not
assert the privilege against self-incrimination, his incriminating statements
were admissible. See Minnesota v. Murphy, 465 U.S. 420, 440 (1984).6,7
Appellant’s second and final claim is, therefore, without merit.
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6 In Murphy, probationer was obligated as part of his probation to report to
his probation officer; during a mandatory probation meeting, the officer
questioned the probationer about new crimes, to which he confessed.
Murphy, 465 U.S. at 422–25. The Supreme Court found that the interaction
between the officer and probationer during a mandatory probation meeting
did not rise to the level of custodial interrogation, as there was no formal
arrest or its functional equivalent. Id. at 429–30.
7 Even less compelling is the evidence supporting a “custodial interrogation”
by the counselor. There is no indication policer officers attended the
counseling session; counseling was out-patient in nature, and Appellant
arrived and attended the session independently. Finally, there is no
suggestion Appellant was in some way misled by any expectation of
confidentiality at any point, as he knew his probation officer would be privy to
the information disclosed. Accordingly, we must conclude that the protections
(Footnote Continued Next Page)
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In light of the foregoing, we conclude that Appellant is entitled to no
relief.
Judgment of sentence affirmed.
Judgment Entered.
Joseph D. Seletyn, Esq.
Prothonotary
Date: 10/19/2022
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of the Fifth Amendment against self-incrimination were not applicable as well
in connection with the incriminating statements made by Appellant to the
counselor. See Commonwealth v. Knoble, 42 A.3d 976, 981-82 (Pa. 2012).
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