Jerrick Whitley v. State of Indiana (mem. dec.) ( 2015 )

MEMORANDUM DECISION
Feb 24 2015, 6:51 am
Pursuant to Ind. Appellate Rule 65(D), this
Memorandum Decision shall not be regarded as
precedent or cited before any court except for the
purpose of establishing the defense of res judicata,
collateral estoppel, or the law of the case.
ATTORNEY FOR APPELLANT ATTORNEYS FOR APPELLEE
Valerie K. Boots Gregory F. Zoeller
Marion County Public Defender Attorney General of Indiana
Indianapolis, Indiana
Eric P. Babbs
Deputy Attorney General
Indianapolis, Indiana
IN THE
COURT OF APPEALS OF INDIANA
Jerrick Whitley, February 24, 2015
Appellant-Defendant, Court of Appeals Case No.
49A02-1406-CR-433
v. Appeal from the Marion Superior
Court
State of Indiana, The Honorable Helen Marchal,
Judge
Appellee-Plaintiff
Cause No. 49G16-1401-FD-1987
Mathias, Judge.
[1] Jerrick Whitley (“Whitley) was convicted in Marion Superior Court of Class D
felony confinement and Class A misdemeanor battery. Whitley raises two
issues on appeal:
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I. Whether the trial court abused its discretion when it admitted the
recording of the victim’s 911 call into evidence; and,
II. Whether the trial court fundamentally erred by failing to tender a specific
unanimity instruction to the jury.
[2] We affirm in part, reverse in part, and remand for proceedings consistent with
this opinion.
Facts and Procedural History
[3] Whitley and Jasmine Walker (“Jasmine”) were involved in a romantic
relationship prior to December 4, 2013. On that date, Whitley and Jasmine
argued, and Whitley began to gather the belongings he kept at Jasmine’s home.
As the argument became more heated, Jasmine alleged that Whitley put his
hand around her neck. Jasmine claimed she lost consciousness and when she
awoke she was lying on the floor of the hall closet.
[4] Next, Whitley demanded that Jasmine drive him to his home. He also threw
Jasmine’s cell phone, which dislodged the phone’s battery. Jasmine’s three
children were present in the home, and as Jasmine was attempting to calm her
youngest child, Whitley put his arm around her neck and lifted her off the
ground. Whitley continued to demand that Jasmine take him where he wanted
to go.
[5] Jasmine, fearful of what Whitley might do, drove Whitley to his home. Her
eight-year-old son was also in the car. Whitley complained about Jasmine’s
slow driving and hit her in the face with a closed fist. When they arrived at
Whitley’s residence, Whitley took Jasmine’s car keys. Jasmine and her son
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attempted to walk away, but Whitley came after them and demanded that
Jasmine drive him to an additional location.
[6] After Whitley returned Jasmine’s keys, she locked him out of the vehicle. But
Whitley picked up a cinder block and threatened to smash the car window, so
Jasmine unlocked the vehicle. Whitley also took Jasmine’s purse and cell
phone. During the drive to the intersection of 16th Street and Brookside,
Whitley hit Jasmine a second time in the face. After Whitley exited the vehicle
with Jasmine’s belongings, Jasmine executed a u-turn because she wanted to
see which direction Whitley was going. As she slowly drove past him, Whitley
shattered her rear driver’s side window with his fist.
[7] Jasmine drove to her brother’s home nearby where she called and checked on
her two daughters. Jasmine, her son, and her brother then returned to Jasmine’s
house where she called 911. Whitley was arrested in January 2014.
[8] On January 17, 2014, Whitley was charged with Class D felony strangulation,
Class D felony intimidation, Class D felony battery of a child, Class D felony
confinement, Class A misdemeanor battery resulting in bodily injury, Class B
misdemeanor criminal recklessness and Class B misdemeanor criminal
mischief. The State later amended the charging information to add an
additional count of battery as a Class C felony. A jury trial commenced on
May 9, 2014. Whitley was found guilty of Class D felony confinement and
Class A misdemeanor battery, and he was acquitted of the remaining charges.
Whitley was later sentenced to concurrent terms of 1095 days for the
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confinement conviction and 365 days for the battery conviction. Whitley now
appeals. Additional facts will be provided as needed.
I. The 911 Call
[9] Whitley claims that the trial court abused its discretion when it admitted the
recording of Jasmine’s 911 call into evidence over his hearsay objection. The
State argues that the trial court properly admitted the recording under the
excited utterance exception to the hearsay rule. “Generally, ‘[a] trial court has
broad discretion in ruling on the admissibility of evidence and we will disturb
its rulings only where it is shown that the court abused that discretion.’” Speers
v. State, 999 N.E.2d 850, 852 (Ind. 2013) (quoting Turner v. State, 953 N.E.2d
1039, 1045 (Ind. 2011)).
[10] Hearsay is defined as “a statement that . . . is not made by the declarant while
testifying at the trial or hearing[] and . . . is offered in evidence to prove the
truth of the matter asserted.” Ind. Evidence Rule 801(c). Hearsay is
inadmissible unless it falls under an exception provided either by law or the
rules of evidence. Ind. Evidence Rule 802. An exception to the hearsay rule, an
excited utterance, is “[a] statement relating to a startling event or condition
made while the declarant was under the stress of excitement caused by the
event or condition.” Ind. Evidence. Rule 803(2); see also Fowler v. State, 829
N.E.2d 459, 463 (Ind. 2005) (stating that the statement may be admitted if three
elements are shown: (1) a startling event, (2) a statement made by a declarant
while under the stress of excitement caused by the event, and (3) that the
statement relates to the event). “The ultimate issue is whether the statement is
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deemed reliable because of its spontaneity and lack of thoughtful reflection and
deliberation.” Fowler, 829 N.E.2d at 463. An excited utterance can be made in
response to a question so long as the statement is unrehearsed and is made
under the stress of excitement from the event. Yamobi v. State, 672 N.E.2d 1344,
1346 (Ind. 1996) (“A declaration does not lack spontaneity simply because it
was an answer to a question.”).
[11] In support of his argument, Whitley focuses primarily on the length of time
between the events in this case and the 911 call. “The lapse of time is not
dispositive, but if a statement is made long after a startling event, it is usually
‘less likely to be an excited utterance.’” Teague v. State, 978 N.E.2d 1183, 1187
(Ind. Ct. App. 2012) (quoting Boatner v. State, 934 N.E.2d 184, 186 (Ind. Ct.
App. 2010)).
[12] Whitley exited Jasmine’s vehicle, and she drove to her brother’s home. She
then returned to her own home before calling 911, so we can infer that more
than a few minutes passed. Whitley argues, “[d]uring her drive to her brother’s
home, and then during the longer drive back to her own home with her brother,
Jasmine had ample time to deliberate and reflect upon the evening’s events and
to discuss matters with her brother.” Appellant’s Br. at 19. Although an
indeterminate amount of time passed after Whitley exited Jasmine’s vehicle and
Jasmine placed the 911 call, after reviewing the record, we may reasonably infer
that minutes passed, and not hours. Importantly, during much of this time,
Jasmine did not have her cellphone, because Whitley had taken it from her.
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[13] The State presented evidence that Jasmine was still under stress from being
battered and confined when she placed the 911 call. Jasmine cried while
speaking with the 911 operator and her voice sounded shaky. Also, the
responding police officer observed that Jasmine was crying and seemed scared
and nervous when he arrived at her home. Tr. pp. 215-16. Jasmine told the
officer she was afraid that Whitley would return to her home and cause further
harm. Id.
[14] For all of these reasons, the trial court acted within its discretion when it
determined that Jasmine placed the 911 call while under the stress of
excitement caused by the startling event and admitted the 911 call into evidence
under the excited utterance exception to the hearsay rule.
[15] Even if the trial court erred in admitting the 911 call into evidence, we will not
reverse the convictions if the error was harmless. Turner v. State, 953 N.E.2d
1039, 1059 (Ind. 2011). The error is harmless if there is “substantial
independent evidence of guilt satisfying the reviewing court there is no
substantial likelihood the challenged evidence contributed to the conviction.”
Id. “Generally, errors in the admission of evidence are to be disregarded unless
they affect the substantial rights of a party.” Id. If the erroneously admitted
evidence was cumulative, the admission is harmless error for which we will not
reverse a conviction. Lehman v. State, 926 N.E.2d 35, 37 (Ind. Ct. App. 2010).
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[16] Jasmine’s statements during the 911 call are cumulative of her testimony at trial
and other properly admitted evidence. Accordingly, any error in the admission
of the 911 call was harmless.
II. Jury Instruction
[17] In Baker v. State, 948 N.E.2d 1169 (Ind. 2011), the defendant was charged with
three counts of child molestation for molesting three different victims. At trial,
the victims described numerous acts of child molestation that occurred in a
three-year period of time. Baker was convicted as charged.
[18] On appeal, Baker argued that his convictions were “not sustained by evidence
of jury unanimity” because the State presented evidence of a greater number of
separate criminal offenses than with what Baker was charged. Id. at 1173,
1175. Our supreme court held that
the State may in its discretion designate a specific act (or acts) on
which it relies to prove a particular charge. However if the State
decides not to so designate, then the jurors should be instructed that in
order to convict the defendant they must either unanimously agree that
the defendant committed the same act or acts or that the defendant
committed all of the acts described by the victim and included within
the time period charged.
Id. at 1177. See also Lainhart v. State, 916 N.E.2d 924 (Ind. Ct. App. 2009)
(concluding that the trial court committed fundamental error by failing to
instruct the jury that it was required “to reach a unanimous verdict as to which
crime, if any, the defendant committed”).
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[19] In this case, Whitley observes that the State generically charged him with one
count of Class A misdemeanor battery and one count of Class D felony
confinement but claims the State presented evidence of multiple, separate
batteries and two separate acts of confinement. Therefore, he argues that the
trial court should have sua sponte tendered to the jury the specific unanimity
instruction approved in Baker.1 Because Whitley did not raise the issue in the
trial court, he argues that fundamental error occurred, i.e. the lack of a Baker
instruction deprived him of a fair trial.
[20] “The ‘fundamental error’ exception is extremely narrow and applies only when
the error constitutes a blatant violation of basic principles, the harm or potential
for harm is substantial, and the resulting error denies the defendant
fundamental due process.” Mathews v. State, 849 N.E.2d 578, 587 (Ind. 2006).
“The error claimed must either make a fair trial impossible or constitute clearly
blatant violations of basic and elementary principles of due process.” Brown v.
State, 929 N.E.2d 204, 207 (Ind. 2010) (internal quotation omitted). “This
exception is available only in egregious circumstances.” Id. (internal quotation
omitted).
[21] In Baker, the defendant waived his claim of instructional error but argued that
he was deprived of a fair trial. Our supreme court observed that the only issue
in the case was the credibility of the witnesses and the defense strategy was to
1
The trial court simply advised the jury that “[t]o return a verdict, each of you must agree to it.”
Appellant’s App. p. 90. The jury was also instructed not to sign any verdict form “for which there
is not unanimous agreement.” Id. at 94-95.
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point out inconsistencies in the victims’ statements to the jury. 948 N.E.2d at
1179. Baker argued that the children were lying in retaliation for Baker
reporting that one victim was in a car with a boy at 3:00 a.m., and as a result
she was grounded. Our supreme court concluded:
Ultimately the jury resolved the basic credibility dispute against
[Baker] and would have convicted the defendant of any of the various
offenses shown by the evidence to have been committed. We conclude
Baker has not demonstrated that the instruction error in this case so
prejudiced him that he was denied a fair trial.
Id. (internal quotation and citation omitted).
[22] Here, Whitley was charged and convicted of one count of Class A
misdemeanor battery. The State generically alleged that Whitley “did
knowingly in a rude, insolent or angry manner touch Jasmine Walker, another
person, and further that said touching resulted in bodily injury to the other
person, specifically: pain and/or swelling and/or redness.” Appellant’s App. p.
31. In its closing argument, the State argued that there were “multiple batteries
in this case.” Tr. p. 300. Specifically, the State discussed the evidence of the
following alleged acts: 1) that Whitley grabbed Jasmine’s neck with his hands,
2) he put his arm around her neck, choking Jasmine, 3) Whitley punched
Jasmine in the face for driving too slow, and 4) he punched Jasmine a second
time after she stopped the vehicle at a stop sign. Tr. pp. 300-01.
[23] Whitley was also convicted of Class D felony confinement and the charging
information provided: Whitley “did knowingly, by force, or threat of force,
remove Jasmine Walker and/or [D.C.] from one place to another, that is: from
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Ms. Walker’s home to 450 N. Gray St. and/or to 16th Street and/or 2800
Brookside N. Drive.” Appellant’s App. p. 30. Whitely contends that
there can be no confidence in the unanimity of the jury’s verdict
because the instruction on unanimity failed to advise the jury that to
convict it must either unanimously agree that [Whitley] committed the
same act or acts of confinement by forcible removal, or that he
committed both of the forcible removals described by Jasmine that
were included in the charge.
Appellant’s Br. at 13.
[24] As in Baker, credibility was the only issue at trial, and Whitley argued that
Jasmine was a “scorned” woman whose testimony was not credible and was
not consistent with other evidence admitted at trial. See tr. pp. 305-26. Whitley
was acquitted of both strangulation and Class C felony battery.2 The acquittal
on those charges leads to the reasonable conclusion that the jury did not find
Jasmine’s or her children’s testimony concerning the first incident in the
hallway outside Jasmine’s bedroom to be credible.
[25] However, the State argued that it proved three additional acts of battery, and
therefore, Whitley argues that it is not possible to determine whether the jurors
unanimously agreed that he committed the same act of battery against Jasmine.
In support of this argument, Whitley cites Castillo v. State, 734 N.E.2d 299 (Ind.
Ct. App. 2000), summarily aff’d on transfer, 741 N.E.2d 1196 (2001).
2
The Class C felony battery charge alleged that Whitley knowingly touched Jasmine “in a rude, insolent, or
angry manner, which resulted in serious bodily injury to” her. Appellant’s App. p. 39. The charging
information defined the bodily injury as “extreme pain and/or permanent or protracted loss or impairment of
a function of a bodily member or organ and/or a concussion and/or unconsciousness.” Id.
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[26] Castillo was charged with one count of dealing in cocaine. Over Castillo’s
objection, the State was permitted to introduce evidence of two acts of dealing
in cocaine. During closing argument, the State told the jury that it had “a
choice” and could find Castillo guilty of either the dealing in cocaine that
occurred at Castillo’s home or an earlier dealing that same day at a different
location. Id. at 304.
[27] On appeal, Castillo argued that his conviction was not supported by a
unanimous jury verdict. Our court observed that that the trial court did not
instruct the jurors that they were required to render a unanimous verdict
concerning which dealing crime Castillo committed. Id. “It is possible, given
these facts, that some jurors believed that Castillo committed the earlier dealing
crime at Garcia’s home while other jurors believed that Castillo committed the
dealing violation at his home later that same day. Consequently, it is possible
that the jury’s verdict of guilty regarding the charge of dealing in cocaine was
not unanimous.” Id. at 304-05. Our court therefore vacated Castillo’s
conviction for dealing in cocaine.
[28] Citing Castillo, our court similarly vacated the defendant’s conviction for
disseminating harmful material to a minor in Scuro v. State, 849 N.E.2d 682
(Ind. Ct. App. 2006), trans. denied. In that case, the State presented evidence that
Scuro disseminated harmful material to the victim on at least three separate
occasions, but he was charged with only one count of dissemination to the
victim based on an unspecified incident. Id. at 688. As in Castillo, our court
observed that “we have no way of knowing” whether the jury’s verdict was
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unanimous as to one of the three separate acts. Id. Therefore, even though
Scuro waived the issue because he failed to object to either the verdict forms or
the verdict, our court vacated his conviction for dissemination of harmful
material to a minor.3 Id. at 689.
[29] Due process requires jurors “to render a unanimous verdict as to which actual
offense was perpetrated.” Lainhart, 916 N.E.2d at 941 (citing Schad v. Arizona,
501 U.S. 624, 631-32 (1991); Richardson v. United States, 526 U.S. 813, 820
(1999)). In this case, it is possible that the jurors believed that Whitley battered
Jasmine based on one of three alleged acts of battery but that no unanimity
amongst the jury existed as to which act or acts Whitley committed. We
therefore conclude that the trial court’s instructional error deprived Whitley of a
fair trial as to the Class A misdemeanor battery charge, and we vacate that
conviction.
[30] However, we reach the opposite conclusion on the Class D felony confinement
conviction. Although the charging information alleged that Whitley confined
Jasmine from her “home to 450 N. Gray St. and/or to 16th Street and/or 2800
Brookside N. Drive,” at trial the State argued and the evidence established that
Whitley continuously confined Jasmine from her home to Brookside Drive
where Whitley finally exited her vehicle. See Appellant’s App. p. 30; Tr. pp.
299-300. The jury considered the credibility of Jasmine’s testimony that
3
This same conviction was also vacated on additional grounds after our court determined that Indiana Code
section 35-49-3-3 does not permit multiple convictions where only one display of harmful material is
disseminated, albeit to multiple victims.
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Whitley forced her to drive him to both his home and a second location and
concluded that her testimony was credible. Accordingly, we conclude that, with
regard to the confinement conviction, the instructional error did not prejudice
Whitely.
Conclusion
[31] The trial court did not abuse its discretion when it admitted the recording of
Jasmine’s 911 call into evidence. Also, we affirm Whitley’s Class D felony
confinement conviction. However, the trial court’s failure to tender to the jury
the specific unanimity instruction approved of in Baker constitutes fundamental
error. Therefore, we conclude that Whitley’s Class A misdemeanor battery
charge should be vacated, and we remand this case to the trial court for
proceedings consistent with this opinion.
[32] Affirmed in part, reversed in part, and remanded for proceedings consistent
with this opinion.
Najam, J., and Bradford, J., concur.
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