William Slaton v. State of Indiana (mem. dec.) ( 2019 )


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  • MEMORANDUM DECISION
    FILED
    Pursuant to Ind. Appellate Rule 65(D),
    Apr 16 2019, 9:16 am
    this Memorandum Decision shall not be
    regarded as precedent or cited before any                                            CLERK
    Indiana Supreme Court
    court except for the purpose of establishing                                        Court of Appeals
    and Tax Court
    the defense of res judicata, collateral
    estoppel, or the law of the case.
    ATTORNEYS FOR APPELLANT                                   ATTORNEYS FOR APPELLEE
    Stephen T. Owens                                          Curtis T. Hill, Jr.
    Jonathan O. Chenoweth                                     Attorney General of Indiana
    Indianapolis, Indiana                                     J.T. Whitehead
    Deputy Attorney General
    Indianapolis, Indiana
    IN THE
    COURT OF APPEALS OF INDIANA
    William Slaton,                                           April 16, 2019
    Appellant-Petitioner,                                     Court of Appeals Case No.
    18A-PC-1607
    v.                                                Appeal from the Vanderburgh
    Superior Court
    State of Indiana,                                         The Honorable Robert J. Pigman,
    Appellee-Respondent.                                      Judge.
    Trial Court Cause No.
    82D03-1604-PC-2070
    Tavitas, Judge.
    Court of Appeals of Indiana | Memorandum Decision 18A-PC-1607 | April 16, 2019                     Page 1 of 20
    Case Summary
    [1]   William Slaton Jr. appeals the post-conviction court’s (“PC court”) denial of his
    petition for post-conviction relief (“PCR”). We affirm.
    Issues
    [2]   Slaton raises two issues, which we restate as:
    I.       Whether Slaton was denied the effective assistance of
    appellate counsel.
    II.      Whether Slaton pleaded guilty involuntarily to the habitual
    substance offender allegation because he was not properly
    advised of his rights.
    Facts
    [3]   The facts, as stated in Slaton’s direct appeal, follow:
    On June 27, 2013, the Evansville Police Department received a
    report of suspected methamphetamine manufacturing at Slaton’s
    address. Four officers arrived at the address and smelled a
    chemical odor, which they associated with the manufacture of
    methamphetamine, coming from the house. Officers Robert
    Hahn and Nick Henderson approached the house, which was
    divided into two apartments. The officers walked up onto the
    porch, which allowed access to doors belonging to each
    apartment.
    The officers first knocked on the door to the rear apartment, and
    a woman answered. The officers explained why they were at the
    house. The woman informed them that the odor was coming
    from next door and pointed them to the other apartment. The
    officers walked across the porch to the front apartment. The
    Court of Appeals of Indiana | Memorandum Decision 18A-PC-1607 | April 16, 2019   Page 2 of 20
    door to that apartment was boarded up, but next to the door was
    an open window. Officer Hahn looked through the window and
    into the apartment that belonged to Slaton. He saw Slaton
    inside, carrying a glass jar toward the kitchen sink. Officer Hahn
    asked Slaton to stop. Slaton made eye contact with Officer
    Hahn, but Slaton, still holding the jar, continued more quickly
    toward the sink despite the officer’s repeated requests to stop. At
    that point, Officer Henderson dove through the open window
    and grabbed Slaton.
    The police detained Slaton and two other individuals located in
    the house. Once outside, Slaton consented to a search of the
    apartment. The search produced a number of items associated
    with the manufacture of methamphetamine, including:
    pseudoephedrine blister packs; lithium batteries; ammonium
    nitrate cold packs; aluminum foil; lye; acid-based drain cleaner; a
    glass jar with tubing attached to it; and several empty two-liter
    bottles. Additionally, 0.69 grams of methamphetamine was
    found in Slaton’s bedroom.
    The State charged Slaton as follows: Count 1, dealing in
    methamphetamine, a Class B felony; Count 2, maintaining a
    common nuisance, a Class D felony; and Count 3, dealing in
    methamphetamine, a Class B felony. The State also alleged that
    Slaton was an habitual substance offender. Slaton filed a pre-trial
    motion to suppress, which the trial court denied. A jury trial was
    held in September 2014, and the jury found Slaton guilty of
    attempted dealing in methamphetamine, a lesser included offense
    of Count 1, and guilty of possession of methamphetamine, a
    lesser included offense of Count 3. Slaton admitted to being an
    habitual substance offender. The trial court sentenced Slaton to
    fifteen years on Count 1, enhanced by three years due to his
    habitual substance offender status, and one and one-half years on
    Count 3, to be served concurrently with Count 1.
    Court of Appeals of Indiana | Memorandum Decision 18A-PC-1607 | April 16, 2019   Page 3 of 20
    Slaton v. State, No. 82A05-1412-CR-589, slip op. at 2-4 (Ind. Ct. App. July 20,
    2015) (footnote omitted).
    [4]   On direct appeal, Slaton raised two issues: (1) whether evidence admitted at
    trial was obtained as a result of an illegal search of Slaton’s curtilage and
    residence, and (2) whether his sentence was inappropriate in light of the nature
    of his offenses and his character. We concluded that Slaton’s Fourth
    Amendment rights were not violated and that his sentence was not
    inappropriate.
    [5]   In April 2016, Slaton filed a petition for post-conviction relief, which he later
    amended. Slaton argued that his appellate counsel rendered ineffective
    assistance of counsel because counsel failed to raise a jury instruction issue on
    direct appeal and that his guilty plea to being a habitual substance offender was
    involuntary because the trial court failed to advise Slaton of his rights. After a
    hearing, the PC court entered findings of fact and conclusions of law denying
    Slaton’s petition for PCR. Slaton now appeals.
    Analysis
    [6]   Slaton appeals the PC court’s denial of his petition for PCR. Our Supreme
    Court has stated:
    The petitioner in a post-conviction proceeding bears the burden
    of establishing grounds for relief by a preponderance of the
    evidence. When appealing from the denial of post-conviction
    relief, the petitioner stands in the position of one appealing from
    a negative judgment. To prevail on appeal from the denial of
    Court of Appeals of Indiana | Memorandum Decision 18A-PC-1607 | April 16, 2019   Page 4 of 20
    post-conviction relief, a petitioner must show that the evidence as
    a whole leads unerringly and unmistakably to a conclusion
    opposite that reached by the post-conviction court. [Where, as
    here, a post-conviction court has made findings of fact and
    conclusions of law in accordance with Indiana Post-Conviction
    Rule 1(6), we] do not defer to the post-conviction court’s legal
    conclusions[.] A post-conviction court’s findings and judgment
    will be reversed only upon a showing of clear error – that which
    leaves us with a definite and firm conviction that a mistake has
    been made.
    Hollowell v. State, 
    19 N.E.3d 263
    , 268-69 (Ind. 2014) (internal quotations and
    citations omitted). As the clearly erroneous standard “is a review for
    sufficiency of evidence, we neither reweigh the evidence nor determine the
    credibility of witnesses.” State v. Greene, 
    16 N.E.3d 416
    , 418 (Ind. 2014).
    “Rather, we ‘consider only the evidence that supports that judgment and the
    reasonable inferences to be drawn from that evidence.’” 
    Id.
     (quoting Ben-Yisrayl
    v. State, 
    738 N.E.2d 253
    , 258-59 (Ind. 2000), cert. denied, 
    534 U.S. 1164
    , 
    122 S. Ct. 1178
     (2000)).
    I. Ineffective Assistance of Appellate Counsel
    [7]   Slaton argues that his appellate counsel rendered ineffective assistance by failing
    to raise a jury instruction issue on direct appeal. The standard of review for a
    claim of ineffective assistance of appellate counsel is the same as for trial
    counsel. Ben-Yisrayl v. State, 
    729 N.E.2d 102
    , 106 (Ind. 2000), cert. denied, 
    534 U.S. 830
    , 
    122 S. Ct. 73
     (2001). To prevail on a claim of ineffective assistance of
    counsel, a petitioner must demonstrate both that: (1) his or her counsel’s
    performance was deficient, and (2) the petitioner was prejudiced by the
    Court of Appeals of Indiana | Memorandum Decision 18A-PC-1607 | April 16, 2019   Page 5 of 20
    deficient performance. 
    Id.
     (citing Strickland v. Washington, 
    466 U.S. 668
    , 687,
    
    104 S. Ct. 2052
    , 2064 (1984). The failure to satisfy either prong will cause the
    claim to fail. Grinstead v. State, 
    845 N.E.2d 1027
    , 1031 (Ind. 2006). Ineffective
    assistance of counsel claims, thus, can be resolved by a prejudice analysis alone.
    
    Id.
    [8]   Our Supreme Court has held that ineffective assistance of appellate counsel
    claims “generally fall into three basic categories: (1) denial of access to an
    appeal, (2) waiver of issues, and (3) failure to present issues well.” Garrett v.
    State, 
    992 N.E.2d 710
    , 724 (Ind. 2013). Slaton’s claim is based upon the waiver
    of issues category. “To show that counsel was ineffective for failing to raise an
    issue on appeal thus resulting in waiver for collateral review, ‘the defendant
    must overcome the strongest presumption of adequate assistance, and judicial
    scrutiny is highly deferential.’” 
    Id.
     (quoting Ben-Yisrayl, 738 N.E.2d at 260-61).
    [9]   To evaluate the performance prong when appellate counsel waived issues upon
    appeal, we apply the following test: (1) whether the unraised issues are
    significant and obvious from the face of the record; and (2) whether the
    unraised issues are clearly stronger than the raised issues. Id. “If the analysis
    under this test demonstrates deficient performance, then we evaluate the
    prejudice prong which requires an examination of whether ‘the issues which . . .
    appellate counsel failed to raise would have been clearly more likely to result in
    reversal or an order for a new trial.’” Id. (quoting Bieghler v. State, 
    690 N.E.2d 188
    , 194 (Ind. 1997), cert. denied, 
    525 U.S. 1021
    , 
    119 S. Ct. 550
     (1998)).
    Court of Appeals of Indiana | Memorandum Decision 18A-PC-1607 | April 16, 2019   Page 6 of 20
    [10]   Slaton argues that the trial court improperly gave a jury instruction on
    attempted dealing in methamphetamine as a lesser-included offense, that he
    objected to the instruction, and that appellate counsel was ineffective for failing
    to raise the issue on direct appeal. We disagree. We conclude that the jury
    instruction issue was not clearly stronger than the issues raised by appellate
    counsel. Moreover, even if Slaton’s appellate counsel had raised the jury
    instruction issue on direct appeal, the issue would not have been likely to result
    in a reversal of Slaton’s convictions.
    [11]   Our Supreme Court has developed a three-part test to determine whether to
    instruct a jury on a lesser-included offense of the crime charged. “First, the trial
    court must compare the statute defining the crime charged with the statute
    defining the alleged lesser-included offense to determine if the alleged lesser-
    included offense is inherently included in the crime charged.” Fisher v. State,
    
    810 N.E.2d 674
    , 678 (Ind. 2004). “Second, if a trial court determines that an
    alleged lesser-included offense is not inherently included in the crime charged
    under step one, then it must determine if the alleged lesser-included offense is
    factually included in the crime charged.” 
    Id.
     “If the alleged lesser-included
    offense is neither inherently nor factually included in the crime charged, the
    trial court should not give an instruction on the alleged lesser-included offense.”
    
    Id.
     “Third, if a trial court has determined that an alleged lesser-included offense
    is either inherently or factually included in the crime charged, it must look at
    the evidence presented in the case by both parties to determine if there is a
    serious evidentiary dispute about the element or elements distinguishing the
    Court of Appeals of Indiana | Memorandum Decision 18A-PC-1607 | April 16, 2019   Page 7 of 20
    greater from the lesser offense and if, in view of this dispute, a jury could
    conclude that the lesser offense was committed but not the greater.” 
    Id.
    [12]   Here, Slaton argues only with respect to the third step. 1 According to Slaton,
    there was no serious evidentiary dispute that would have warranted instructing
    the jury on attempted dealing in methamphetamine. Slaton was charged with
    dealing methamphetamine, which, at the time of Slaton’s offense, provided in
    part: “A person who: (1) knowingly or intentionally: (A) manufactures . . .
    methamphetamine, pure or adulterated, . . . commits dealing in
    methamphetamine, a Class B felony. . . .” 
    Ind. Code § 35-48-4-1
    .1(a). The
    term “manufacture” means “the production, preparation, propagation,
    compounding, conversion, or processing of a controlled substance, either
    directly or indirectly by extraction from substances of natural origin,
    independently by means of chemical synthesis, or by a combination of
    extraction and chemical synthesis, and includes any packaging or repackaging
    of the substance or labeling or relabeling of its container.” 
    Ind. Code § 35-48-1
    -
    18.
    [13]   Slaton notes that “Indiana courts have consistently held that the manufacturing
    process need not be complete to violate the manufacturing statute.” Buelna v.
    State, 
    20 N.E.3d 137
    , 141 (Ind. 2014). Slaton contends that the police officers
    smelled odors associated with a meth lab and found precursors, used reaction
    1
    An attempt to commit an offense is inherently included in that offense. See 
    Ind. Code § 35-31.5-2
    -168(2).
    Court of Appeals of Indiana | Memorandum Decision 18A-PC-1607 | April 16, 2019                     Page 8 of 20
    vessels, and methamphetamine. According to Slaton, “there was no dispute
    that meth had been made; at issue was whether it had been made by Slaton or
    Hale.” Appellant’s Br. p. 24. Slaton argues that, because manufacturing was in
    process, there was no evidence to support an attempted dealing
    methamphetamine instruction. The State, however, points out that our
    appellate opinion “makes it clear that there was no active lab at work when the
    police officers arrived at Petitioner’s home, and Petitioner himself argued as
    such at trial.” Appellee’s Br. p. 15.
    [14]   The PC court found that the instruction was proper because a serious
    evidentiary dispute existed:
    In Petitioner’s case, there was a serious evidentiary dispute
    regarding the extent of operations, when and if the operation
    occurred, and who performed what part of the operation. As
    noted by the Indiana Court of Appeals in its opinion and by trial
    counsel in her argument at sentencing, the evidence at trial
    established that there was no active lab at the time police arrived.
    One officer observed Petitioner walking with a glass jar toward
    the sink and Petitioner’s subsequent refusal to follow his
    command to stop. In its later search, police discovered items
    associated with the manufacture of methamphetamine
    (pseudoephedrine blister packs, lithium batteries, ammonium
    nitrate cold packs, aluminum foil, lye, drain cleaner; a glass jar
    with tubing attached, and several empty two-liter bottles).
    However, a complete and intact operational lab was not present.
    Officers noted a smell before entering but no smoke, heat or other
    evidence of active “cooking” was observed once they had made
    entry. No methamphetamine was in production at that time, and
    the two-liter bottles were empty of any partially finished or
    finished product. Officers located less than a gram of
    methamphetamine in a separate room, and there was no
    Court of Appeals of Indiana | Memorandum Decision 18A-PC-1607 | April 16, 2019   Page 9 of 20
    evidence that it or the “pill dough,” a by-product of the
    methamphetamine cooking process, found in the toilet were from
    the possible lab components. Nor was there evidence that the
    “pill dough” had been recently produced or placed in the toilet.
    While there was a scintilla of evidence that a lab had been active
    sometime prior to officers’ entry, it is questionable whether the
    State could prove beyond a reasonable doubt that the lab had
    been in operation while Petitioner was present. This conclusion
    is consistent with the fact that the jury did in fact convict
    Petitioner of attempted dealing only.
    Appellant’s App. Vol. II pp. 11-12. The PC court concluded that the jury
    instruction issue was not clearly stronger than the issues raised on direct appeal
    and that Slaton failed to demonstrate appellate counsel’s performance was
    deficient.
    [15]   As we noted in our opinion in Slaton’s direct appeal, when officers entered
    Slaton’s residence, they found many precursors needed to manufacture
    methamphetamine, and they found a small amount of methamphetamine in a
    bedroom. They did not, however, discover an active methamphetamine lab.
    The PC court’s conclusion that a serious evidentiary dispute existed as to
    whether Slaton committed dealing methamphetamine or attempted dealing
    methamphetamine is not clearly erroneous.
    [16]   Given the serious evidentiary dispute, the jury instruction issue was not clearly
    stronger than the Fourth Amendment and sentencing issues raised by appellate
    counsel on direct appeal. Moreover, even if appellate counsel had raised the
    jury instruction issue on direct appeal, Slaton failed to demonstrate that the
    outcome of the appeal would have been different. The PC court properly
    Court of Appeals of Indiana | Memorandum Decision 18A-PC-1607 | April 16, 2019   Page 10 of 20
    denied Slaton’s petition for PCR on his claim of ineffective assistance of
    appellate counsel.
    II. Involuntary Guilty Plea
    [17]   Next, Slaton argues that his guilty plea to the habitual substance offender
    allegation was involuntary. A post-conviction proceeding is a proper vehicle
    for challenging a guilty plea, and we look at the evidence before the post-
    conviction court that supports its determination that a guilty plea was
    voluntary, intelligent, and knowing. Moffitt v. State, 
    817 N.E.2d 239
    , 248-49
    (Ind. Ct. App. 2004), trans. denied. According to Slaton, the guilty plea was
    involuntary because the trial court did not inform him of his rights pursuant to
    Boykin v. Alabama, 
    395 U.S. 238
    , 
    89 S. Ct. 1709
     (1969). See Hall v. State, 
    849 N.E.2d 466
    , 469 (Ind. 2006) (“Boykin requires that the record must show, or
    there must be an allegation and evidence which show, that the defendant was
    informed of, and waived, three specific federal constitutional rights: the
    privilege against compulsory self-incrimination, right to trial by jury, and the
    right to confront one’s accusers.”); see also 
    Ind. Code § 35-35-1-2
    . 2 The State,
    2
    At the time of Slaton’s offense and trial, Indiana Code Section 35-35-1-2(a) provided:
    The court shall not accept a plea of guilty or guilty but mentally ill at the time of the crime
    without first determining that the defendant:
    (1) understands the nature of the charge against the defendant;
    (2) has been informed that by the defendant’s plea the defendant waives the defendant’s rights
    to:
    (A) a public and speedy trial by jury;
    (B) confront and cross-examine the witnesses against the defendant;
    (C) have compulsory process for obtaining witnesses in the defendant’s favor; and
    Court of Appeals of Indiana | Memorandum Decision 18A-PC-1607 | April 16, 2019                         Page 11 of 20
    however, argues that Slaton did not plead guilty to the habitual substance
    offender allegation; rather, Slaton stipulated to the facts and a Boykin
    advisement was not required.
    [18]   After the jury found Slaton guilty, the following discussion occurred outside the
    presence of the jury:
    BY COURT: Okay. Have the parties talked about - everybody
    can be seated. Have the parties had any conversation about the
    remaining Count [the habitual offender count]?
    [Deputy Prosecutor]: Judge with respect to the remaining count
    the terms of years is three to eight years. The State is willing to
    make an offer on the HSO if Defendant pleads of [sic] three years
    with the Court to determine placement.
    BY COURT: Okay.
    (D) require the state to prove the defendant’s guilt beyond a reasonable doubt at a trial at
    which the defendant may not be compelled to testify against himself or herself;
    (3) has been informed of the maximum possible sentence and minimum sentence for the crime
    charged and any possible increased sentence by reason of the fact of a prior conviction or
    convictions, and any possibility of the imposition of consecutive sentences;
    (4) has been informed that the person will lose the right to possess a firearm if the person is
    convicted of a crime of domestic violence (IC 35-31.5-2-78); and
    (5) has been informed that if:
    (A) there is a plea agreement as defined by IC 35-31.5-2-236; and
    (B) the court accepts the plea;
    the court is bound by the terms of the plea agreement.
    Court of Appeals of Indiana | Memorandum Decision 18A-PC-1607 | April 16, 2019                     Page 12 of 20
    [Deputy Prosecutor]: But there needs to be a decision because
    the jury is waiting.
    BY COURT: Right. You want to talk to your client about that?
    [The parties then arrange a meeting between defense counsel and
    Slaton]
    BY COURT: Okay. All right. Come and get me when you’re
    finished.
    *****
    [Defense Counsel]: Mr. Slaton I have advised you that the State
    has offered you a plea deal for three years and at this time after
    hearing the maximum and the minimum that you can serve if
    you go to trial on this what would you like to do?
    BY DEFENDANT: Take the three I guess.
    [Defense Counsel]: He wants to take the three year offer.
    BY COURT: Okay. Is that a voluntary act on your part sir?
    BY DEFENDANT: Yeah (affirmative) as much as I hate to
    even do time at all.
    BY COURT: Okay. Well it’s an enhancement of your sentence
    so if you appeal your sentence and you get it reversed then this
    goes away. Do you understand that?
    BY DEFENDANT: I know.
    Court of Appeals of Indiana | Memorandum Decision 18A-PC-1607 | April 16, 2019   Page 13 of 20
    BY COURT: Okay. And so you admit that you have those two
    misdemeanor marijuana possession charges?
    BY DEFENDANT: Yes.
    BY COURT: Okay. And that you - you’d have a right to a
    hearing on that and your Counsel would be here, you’d have a
    right to question the evidence just like you did at the trial. Do
    you understand all that? Do you understand that sir?
    BY DEFENDANT: Yeah (affirmative).
    BY COURT: Okay. All right. And you want to go ahead and
    admit that that petition they’ve filed is true, is that right?
    BY DEFENDANT: Yes.
    BY COURT: Okay. Let’s set a sentencing date then. We’ll
    show an admission. Let’s set a sentencing date for . . .
    Trial Tr. Vol. pp. 402-05.
    [19]   The chronological case summary provides a “Plea Guilty” disposition of the
    habitual substance offender allegation on the day of the trial. Appellant’s
    Direct Appeal Suppl. App. p. 72. At sentencing, however, the CCS provides:
    “Defendant admitted to the Habitual Substance Offender count during Trial by
    jury.” Id. at 73. The trial court’s sentencing order provides both a “Plea
    Guilty” with respect to the habitual substance offender allegation and that
    “Defendant admitted to the Habitual Substance Offender count during Trial by
    Jury.” Direct Appeal App. Vol. I p. 125.
    Court of Appeals of Indiana | Memorandum Decision 18A-PC-1607 | April 16, 2019   Page 14 of 20
    [20]   The PC court found that Slaton did not, in fact, plead guilty. Rather, the PC
    court found Slaton’s situation “nearly identical” to the situation in Hopkins v.
    State, 
    889 N.E.2d 314
     (Ind. 2008), and concluded:
    The trial transcript establishes that after the jury found Petitioner
    guilty of two charges, the State offered that it would agree to a
    sentence of three (3) years with the Court to determine placement
    for execution of the sentence if Petitioner admitted to “the
    HSO.” After discussions with trial counsel, Petitioner agreed to
    do so. The jury was still present in the jury room and the State
    had witnesses and exhibits. The State submitted its evidence to
    trial counsel who was granted time to review and discuss the
    evidence and its implications and consequences with Petitioner.
    Petitioner then admitted the two (2) misdemeanor convictions for
    possession of marijuana that were listed on the documents and
    confirmed that he was doing so voluntarily. After further
    inquiry, he also admitted that the State’s allegations in its
    pleading were true – that the convictions were prior and
    unrelated as set forth in the statute. Because Petitioner did not
    plead guilty but rather stipulated to facts, the Court was not
    required to confirm Petitioner had been advised of and waived
    any specific rights before accepting his admission. Consequently,
    Petitioner had failed to carry his burden of proof as to this
    allegation.
    Appellant’s App. Vol. II pp. 13-14.
    [21]   In Hopkins, the defendant challenged his habitual offender status in a petition
    for PCR. He argued that his “guilty plea” to the habitual offender allegation
    was not voluntary and intelligent because he was not advised of his rights under
    Boykin, including his right against self-incrimination, the right to trial by jury,
    and the right to confront his accusers. The parties, however, contested whether
    Court of Appeals of Indiana | Memorandum Decision 18A-PC-1607 | April 16, 2019   Page 15 of 20
    the defendant had entered into a guilty plea or a stipulation of facts. The post-
    conviction court determined that the defendant had entered into a stipulation of
    facts, not a guilty plea. Consequently, the defendant was not required to be
    advised of his Boykin rights.
    [22]   On appeal, our Supreme Court noted the following:
    After the jury returned its verdict on the principal charges back in
    2000, Hopkins and his lawyers indicated a desire to waive trial by
    jury on the habitual allegation. There followed a discussion
    between the trial court, counsel, and the defendant.
    MR. GELLER: Yes, Judge, (inaudible). . . . Judge, my client
    will admit to the elements involved in the habitual offender.
    ******
    THE COURT: Mr. Hopkins, you’re aware that you have the
    continuing right to have this phase of the trial determined by
    the Jury which has previously been sworn in this cause—is
    that correct?
    DEFENDANT ANTHONY HOPKINS: Yes.
    THE COURT: And it’s your choice to waive that jury trial
    and to proceed by stipulation and admit your guilt on the—or
    admit that the State has proven the habitual offender
    sentence enhancement—is that correct, sir?
    DEFENDANT ANTHONY HOPKINS: Is it—can I ask
    you a question on this?
    Court of Appeals of Indiana | Memorandum Decision 18A-PC-1607 | April 16, 2019   Page 16 of 20
    THE COURT: Um hum . . . .
    DEFENDANT ANTHONY HOPKINS: As far as me
    pleading guilty on that. If I appeal my case and over turn
    [sic] it—does that still stand—if I plead guilty for the
    habitual?
    ******
    THE COURT: Okay—it is correct that if you appeal and the
    Court of Appeals over turns [sic] the conviction upon which
    the Court attaches the sentencing enhancement, then that’s
    out—because it’s not a new crime. It’s enhancement of that
    sentence. It is also possible that the Court of Appeals could
    reverse and remand for retrial—if the reversal wasn’t for
    insufficiency of the evidence. So, it could get reversed. It
    could come back and we could retry that count in theory and
    then the sentencing enhancement could again attach. Do
    you understand that?
    DEFENDANT ANTHONY HOPKINS: Yes, ma’am.
    ******
    THE COURT: Okay—I believe I asked you, but let me
    repeat or—just to cover my bases, that you have the right
    to—continuing right to counsel throughout the habitual
    phase of this trial. Do you understand that?
    DEFENDANT ANTHONY HOPKINS: Yes, ma’am.
    THE COURT: Okay. Do you want to proceed with the
    stipulation of the habitual sentencing enhancement at this
    time?
    Court of Appeals of Indiana | Memorandum Decision 18A-PC-1607 | April 16, 2019   Page 17 of 20
    DEFENDANT ANTHONY HOPKINS: Yes, ma’am.
    [The State then set forth the dates of the commission,
    conviction, and sentencing of the three felony offenses used
    to establish Hopkins’ habitual offender status, and the
    exhibits were admitted into evidence without objection from
    Hopkins.]
    THE COURT: Okay, Mr. Hopkins, is that true as stated by
    the Prosecutor?
    DEFENDANT ANTHONY HOPKINS: Yes, ma’am.
    ******
    THE COURT: Okay, the Court finds that the State has
    proven that Anthony Hopkins accumulated three—two or
    more—in this case, three, prior unrelated felony convictions.
    The commission, conviction and sentencing on the first
    occurring before the commission, conviction and sentencing
    [on the second]; the second which occurred before the
    commission, conviction and sentencing on the third—all of
    which occurred before the commission and conviction of Mr.
    Hopkins in the present case. And we will show that the
    sentence enhancement has been—habitual sentence
    enhancement has been proven.
    (Tr. at 737-47 (emphasis added).) The trial court then brought
    the jurors back into the courtroom and informed them what had
    just transpired: “Okay—the good news is that [phase two] of this
    trial, the Defendant [ ] and the State resolved by stipulation or
    admission.” (Id. at 748 (emphasis added).) The Court then
    dismissed the jury and eventually imposed additional years for
    the habitual.
    Court of Appeals of Indiana | Memorandum Decision 18A-PC-1607 | April 16, 2019   Page 18 of 20
    Hopkins, 889 N.E.2d at 315-17. Our Supreme Court agreed with the post-
    conviction court and held that the “post-conviction court’s determination that
    what occurred was a stipulation rather than a plea should stand.” Id. at 317.
    [23]   We agree that this case is much like Hopkins. As in Hopkins, the trial court and
    the parties here mentioned both guilty pleas and admitting prior convictions.
    Slaton attempts to argue that he was in fact pleading guilty because, in addition
    to admitting to the underlying prior offenses, he also admitted that the petition
    was true. The petition alleged that Slaton had two prior substance offenses,
    which were Class A misdemeanors or Class D felonies and were unrelated to
    the current substance offenses charged. The PC court found that Slaton was
    merely admitting “that the State’s allegations in its pleading were true – that the
    convictions were prior and unrelated as set forth in the statute.” Appellant’s
    App. Vol. II p. 102.
    [24]   As in Hopkins, although the trial court could have been much clearer here in the
    procedure it was following, we cannot say that the PC court’s conclusion is
    clearly erroneous. Because the PC court determined that the procedure here
    was a stipulation rather than a guilty plea, the Boykin advisements were not
    required. The PC court’s denial of Slaton’s PCR petition on this issue is not
    clearly erroneous.
    Conclusion
    [25]   The PC court’s denial of Slaton’s petition for PCR is not clearly erroneous. We
    affirm.
    Court of Appeals of Indiana | Memorandum Decision 18A-PC-1607 | April 16, 2019   Page 19 of 20
    [26]   Affirmed.
    Baker, J., and May, J., concur.
    Court of Appeals of Indiana | Memorandum Decision 18A-PC-1607 | April 16, 2019   Page 20 of 20
    

Document Info

Docket Number: 18A-PC-1607

Filed Date: 4/16/2019

Precedential Status: Precedential

Modified Date: 4/16/2019