Bradley Bradford v. State of Indiana ( 2012 )

FOR PUBLICATION
ATTORNEY FOR APPELLANT: ATTORNEYS FOR APPELLEE:
CRAIG PERSINGER GREGORY F. ZOELLER
Marion, Indiana Attorney General of Indiana
MICHAEL GENE WORDEN
Deputy Attorney General
Indianapolis, Indiana
FILED
Jan 27 2012, 9:18 am
IN THE CLERK
of the supreme court,
COURT OF APPEALS OF INDIANA court of appeals and
tax court
BRADLEY BRADFORD, )
)
Appellant-Defendant, )
)
vs. ) No. 59A01-1104-CR-215
)
STATE OF INDIANA, )
)
Appellee-Plaintiff. )
APPEAL FROM THE ORANGE CIRCUIT COURT
The Honorable Larry R. Blanton, Judge
Cause No. 59C01-0910-FC-89
January 27, 2012
OPINION – FOR PUBLICATION
DARDEN, Judge
STATEMENT OF THE CASE
Bradley Bradford appeals his conviction for child molesting as a class C felony.1
We reverse and remand.
ISSUE
Whether the trial court abused its discretion by admitting into evidence
testimony from a Department of Child Services (“DCS”) worker regarding
the conclusion of her investigation into the allegation of sexual abuse.
FACTS2
In late July of 2009, Bradford and some of his family members traveled from
Marion, Indiana to Orange County, Indiana so they could go to Holiday World.
Bradford—along with his then-wife, Terry Bradford; their child, S.B.; their nieces, seven-
year-old A.T. and eight-year-old S.T.; and A.T. and S.T.’s half-brother, eleven-year-old
M.B.—stayed the night in a hotel in French Lick the evening before going to Holiday
World. While at the hotel, the group went swimming and eventually returned to their
single hotel room.
There was testimony from A.T. and M.B. that Bradford, who was lying on the bed
in his underwear, told A.T. to get on the bed with him or he would not take her to
Holiday World. She told him that she first needed to change out of her wet swimsuit, and
she then changed into her pajamas. A.T. testified that when she got on the bed, Bradford
began “kissin’ all over [her,]” including on her belly and arms, (tr. 44), and that he also
touched and rubbed her “private area” or “vagina” with his fingers and touched it on the
1
Ind. Code § 35-42-4-3(b).
2
We heard oral argument in the Indiana Court of Appeals Courtroom on December 13, 2011. We
commend counsel on their oral advocacy.
2
outside of her pajamas. (Tr. 53). M.B., who was lying on the sofa, testified that Bradford
“kissed [A.T.] like all over and then was like rubbing her[,]” (tr. 65), and that Bradford
kissed A.T. “on like the neck and then it kinda went like down the back and then on the
arms and legs[,]” (tr. 65-66), and “very close” to her vaginal area. (Tr. 66). On cross-
examination, when asked if he saw Bradford “touch [A.T.] in the private area[,]” M.B.
responded, “Yes.” (Tr. 69).
Bradford’s wife, Terry, who was lying on the bed immediately next to Bradford,
testified that she never saw Bradford touch A.T. in an inappropriate sexual manner but
that she did see Bradford giving A.T. “belly farts,” which she explained was the action of
blowing on her belly and made a “noise type thing.” (Tr. 180). Bradford’s videotaped
statement to police, which was admitted into evidence and played for the jury, revealed
that Bradford generally denied touching A.T. in an inappropriate manner or in the vaginal
area. Bradford stated that before they went swimming, he picked up A.T., gave her a hug
and kiss on the cheek, and blew on her stomach to make her laugh. He also stated that,
on the second morning at the hotel after A.T. had slept on the floor the previous night, he
had A.T. get into the bed, tucked her under the covers, and rubbed her shoulder and belly
but he stated that he was already dressed and that he was not in the bed with her.
After the group returned home to Marion, M.B. told his grandmother and later his
mother, Melissa Campbell, what he saw Bradford do to A.T. at the hotel. Campbell
reported the allegations to the Marion Police Department, and the police reported the
sexual abuse allegations to the Grant County DCS. Jessica Arrendale, the DCS case
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assessor assigned to the case, interviewed A.T., Campbell, M.B., S.T., and S.B. as part of
a DCS investigation.
On October 13, 2009, the State charged Bradford with child molesting as a class C
felony. During Bradford’s March 2011 jury trial, DCS worker Arrendale testified that at
the conclusion of her investigation, she submitted to her DCS supervisor a “311” final
report in which she concluded that the sexual abuse allegation was “substantiated.” (Tr.
120). Bradford objected that Arrendale’s testimony invaded the province of the jury, and
the trial court overruled the objection. During the State’s closing argument, the
prosecutor referenced Arrendale’s testimony and her conclusion that she had
substantiated the sexual abuse allegation. The jury found Bradford guilty as charged, and
the trial court sentenced Bradford to five years with two years suspended. Additional
facts will be provided as necessary.
DECISION
Bradford argues that the trial court abused its discretion by allowing Arrendale’s
testimony into evidence because it invaded the province of the jury and violated Indiana
Evidence Rule 704(b). The admission and exclusion of evidence falls within the sound
discretion of the trial court, and we review the admission of evidence only for abuse of
discretion. Wilson v. State, 765 N.E.2d 1265, 1272 (Ind. 2002). An abuse of discretion
occurs “where the decision is clearly against the logic and effect of the facts and
circumstances.” Smith v. State, 754 N.E.2d 502, 504 (Ind. 2001).
Indiana Evidence Rule 704(b) provides that “[w]itnesses may not testify to
opinions concerning intent, guilt, or innocence in a criminal case; the truth or falsity of
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allegations; whether a witness has testified truthfully; or legal conclusions.” “Such
testimony is an invasion of the province of the jurors in determining what weight they
should place upon a witness’s testimony.” Rose v. State, 846 N.E.2d 363, 367 (Ind. Ct.
App. 2006).
In the context of child molesting cases, however, the Indiana Supreme Court has
recognized “that there is a special problem in assessing the credibility of children who are
called upon as witnesses to describe sexual conduct.” Lawrence v. State, 464 N.E.2d
923, 925 (Ind.1984), abrogated on other grounds by Lannan v. State, 600 N.E.2d 1334(Ind. 1992). In Lawrence, our supreme court held:
Whenever an alleged child victim takes the witness stand in such cases, the
child’s capacity to accurately describe a meeting with an adult which may
involve touching, sexual stimulation, displays of affection and the like, is
automatically in issue, whether or not there is an effort by the opponent of
such witness to impeach on the basis of a lack of such capacity. The
presence of that issue justifies the court in permitting some accrediting of
the child witness in the form of opinions from parents, teachers, and others
having adequate experience with the child, that the child is not prone to
exaggerate or fantasize about sexual matters. Such opinions will facilitate
an original credibility assessment of the child by the trier of fact, so long as
they do not take the direct form of “I believe the child’s story”, or “In my
opinion the child is telling the truth.”
Lawrence, 464 N.E.2d at 925.3
During Bradford’s jury trial, DCS worker Arrendale testified regarding the process
and interview methods she used in her investigation and then the following exchange
occurred between the prosecutor and Arrendale:
3
We note that two recent cases that discussed the child molest exception allowing testimony regarding
whether a child is prone to exaggerate or fantasize have had transfer granted and are currently before our
Indiana Supreme Court. See Hoglund v. State, 945 N.E.2d 166 (Ind. Ct. App. 2011), trans. granted; State
v. Velasquez, 944 N.E.2d 34 (Ind. Ct. App. 2011), trans. granted.
5
Q Alright, and then after your interview and you talked with [A.T.’s
mother], did you do anything else in relation to your investigation of
this allegation?
A Uh, just concluded my 311 and submitted that to my supervisor.
Q And what’s a 311?
A A 311 is our final report when we receive a new report, a 311 report
is basically our conclusion as to whether we found, uh, or whether
we believe abuse or neglect occurred.
Q And what are your options as far as conclusions as far as abuse,
alleged abuse?
[Defense counsel:] I’m going to object in, in that . . . is the
province of the jury to draw any conclusions as to whether any abuse
occurred here. That invades the . . . it’s the ultimate issue and
invades the province of the jury, Your Honor.
[Prosecutor:] Judge, she can tell what her conclusion was as far as
her report was and her duty and role as a case manager for the
Department of Child Services. That wouldn’t invade the province of
the jury. She can tell what her investigation (inaudible).
[Defense counsel:] Renew my objection.
THE COURT: It was Ms. Arrendale’s investigation. She can, I
think she’s certainly allowed to give us her opinion and then, of
course, that would be subject to cross. I’m going to allow the
question.
A Uh, when we receive a new report, we have to determine whether to
substantiate abuse, which means that we believe that abuse and
neglect occurred, or we can unsubstantiate it, which means we don’t
feel that there’s enough evidence to say that abuse or neglect
occurred. Regarding this report with [A.T.], I substantiated sexual
abuse, meaning our office feels that there was enough evidence to
conclude that sexual abuse occurred.
(Tr. 119-20).
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Bradford asserts that Arrendale’s testimony amounted to “a double violation of
Evid. R. 704(b), because in addition to offering a personal and corporate opinion that the
allegations at issue were true, she also vouched for the credibility of the State’s key
witness, A.T.” Bradford’s Br. at 6. We will review each alleged violation of Rule 704(b)
in turn.
1. Truthfulness of Testimony
Bradford argues that Arrendale’s testimony was improperly admitted because it
was “a direct opinion on the credibility of [A.T.].” Reply Br. at 4. The State contends
that Arrendale’s testimony was not a direct assertion as to A.T.’s credibility because
Arrendale did not testify that she believed A.T.’s testimony and made no comment
regarding her testimony. Instead, the State contends that Arrendale’s testimony was “[a]t
most” an indirect comment on the credibility of A.T. because “[a]ll that Ms. Arrendale
testified to was that following her investigation, . . . she determined that there was
sufficient evidence to conclude that the allegations of sexual abuse were substantiated for
purposes of further action by the [DCS].” State’s Br. at 6.
“No witness, whether lay or expert, is competent to testify that another witness is
or is not telling the truth.” Angleton v. State, 686 N.E.2d 803, 812 (Ind. 1997), reh’g
denied. Our supreme court, however, has made a distinction between direct and indirect
vouching testimony, prohibiting the former but allowing the latter. As set forth above, in
Lawrence, the supreme court explained that opinion testimony that can “facilitate an
original credibility assessment of the child by the trier of fact” will be allowed “so long as
they do not take the direct form of ‘I believe the child’s story’, or ‘In my opinion the
7
child is telling the truth.’” Lawrence, 464 N.E.2d at 925 (emphasis added). In that case,
our supreme court reviewed the testimony of a clinical social worker who testified that an
alleged victim of child molestation had “a strong ability to know what happen[ed] to her”
and had “a great anxiety on (her) part to be very sure she was telling the truth very
precisely.” Id. Our supreme court held that the “the challenged testimony of the social
worker in this case . . . did not take this direct form, and was thus properly permitted by
the trial court to be heard by the jury.” Id. (emphasis added).
In Carter v. State, which involved an autistic child molest victim, our supreme
court considered the testimony from a psychologist specializing in autism who testified
essentially that autistic children do not deliberately deceive others. 754 N.E.2d 877, 882
(Ind. 2001), reh’g denied, cert. denied, 537 U.S. 831 (2002). The supreme court
recognized that “[a]though [the psychologist] did not at any point directly state an
opinion that [the victim] was telling the truth, the jury could easily have drawn a logical
inference: autistic children do not deliberately lie, [the victim] is autistic, therefore [the
victim] is not lying.” Id. (emphasis added). The supreme court concluded that
. . . based on the entire context of the expert’s testimony that she came close
to, but did not cross the line into impermissible Rule 704(b) vouching.
Although her statements that autistic children find it difficult to deliberately
deceive others may have been persuasive, the jury still had to draw its own
inference as to whether [the victim’s] story was an accurate account.
Id. at 882-83.
Likewise, here, although Arrendale’s testimony that she substantiated that abuse
had occurred as part of her DCS investigation may have been persuasive, she did not
directly vouch for the truthfulness of A.T.’s testimony. Indeed, Arrendale made no
8
specific comment on A.T.’s trial testimony. Thus, we conclude that Arrendale’s
testimony did not constitute improper vouching of whether A.T. had testified truthfully.
See, e.g., Carter, 754 N.E.2d 882; see also Krumm v. State, 793 N.E.2d 1170, 1178 (Ind.
Ct. App. 2003) (holding that testimony from psychologist and forensic interviewer
properly admitted where testimony, while persuasive, did not directly comment on
credibility of child victim’s testimony).
2. Truth of Allegations
We now turn to Bradford’s argument that Arrendale’s testimony violated the
provision in Indiana Evidence Rule 704(b) that prohibits witnesses from providing
opinion testimony regarding “the truth or falsity of allegations[.]”
Here, Arrendale’s testimony initially focused on the process and interview
methods she used as a DCS worker to investigate the allegations that A.T. had been
sexually abused by Bradford. However, at the end of her testimony, over Bradford’s
objection, Arrendale testified, “I substantiated sexual abuse, meaning our office feels that
there was enough evidence to conclude that sexual abuse occurred.” (Tr. 120).
Bradford argues that Arrendale’s testimony “asserted both an individual opinion,
and the opinion of an agency [DCS] which would undoubtedly have a certain degree of
prestige in the minds of most jurors . . . that the allegations in question were true.”
Bradford’s Br. at 6. Bradford contends that her testimony “directly runs afoul of Evid. R.
9
704(b)’s prohibition against a witness testifying as to [her] opinion of the truth or falsity
of the allegations.” Id.4
We agree with Bradford that Arrendale’s testimony constituted an opinion
regarding the truth of the allegations, thereby violating Indiana Evidence Rule 704(b).
Arrendale testified that she was assigned by DCS to investigate allegations that A.T. had
been sexually abused by Bradford. Arrendale explained that she interviewed A.T. and
others regarding the allegations and concluded that A.T. had been sexually abused. Even
the prosecutor, during closing argument, referred to Arrendale’s testimony that she had
substantiated the sexual abuse allegations. Because Arrendale’s testimony addressed the
truthfulness of the allegations, it was improper and invaded the province of the jury in
violation of Indiana Evidence Rule 704(b). See e.g., Jones v. State, 581 N.E.2d 1256,
1258 (Ind. Ct. App. 1991) (holding that child protective services investigator’s opinion
testimony that child victim was sexually molested was an assertion as to her belief as to
truth of victim’s allegations and invaded province of jury); see also Rose v. State, 846
N.E.2d 363, 369 (Ind. Ct. App. 2006) (holding that doctor’s repeated testimony that he
believed and was convinced by child victim’s allegations invaded province of the jury).
Therefore, the trial court erred by admitting Arrendale’s testimony into evidence.
3. Harmless Error
Because the trial court erred by admitting Arrendale’s testimony, we must
determine whether such error is harmless or whether it requires reversal. When a trial
4
The State did not make a specific argument addressing whether Arrendale’s testimony violated this
provision of Indiana Evidence Rule 704(b) and instead concentrated its argument on whether the
testimony constituted an improper vouching of the credibility of A.T.’s testimony.
10
court abuses its discretion in the admission of evidence, we will reverse only if the error
is inconsistent with substantial justice or affects the substantial rights of a party. See Ind.
Trial Rule 61; Pitts v. State, 904 N.E.2d 313, 318 (Ind. Ct. App. 2009), trans. denied. In
viewing the effect on a defendant’s substantial rights, we look to the probable impact on
the factfinder. Pitts, 904 N.E.2d at 318. “The improper admission of evidence is
harmless error when the conviction is supported by substantial independent evidence of
guilt as to satisfy the reviewing court that there is no substantial likelihood that the
questioned evidence contributed to the conviction.” Lafayette v. State, 917 N.E.2d 660,
666 (Ind. 2009). “Reversal may be compelled if the record as a whole discloses that the
erroneously admitted evidence was likely to have had a prejudicial impact on the fact-
finder, thereby contributing to the judgment.” Ground v. State, 702 N.E.2d 728, 732
(Ind. Ct. App. 1998). “To determine whether the erroneous admission of irrelevant and
prejudicial evidence . . . is harmless, we judge whether the jury’s verdict was
substantially swayed. If the error had substantial influence, or if one is left in grave
doubt, the conviction cannot stand.” Lafayette v. State, 917 N.E.2d 660, 666-67 (Ind.
2009) (citation and internal quotation marks omitted).
Here, the trial court erroneously allowed Arrendale to testify that she
“substantiated sexual abuse” and that she and the office of DCS believed that Bradford
had sexually abused A.T. (Tr. 120). Thereafter, during the State’s closing argument, the
prosecutor made multiple references to Arrendale’s testimony that she substantiated
abuse and used her testimony as evidence that A.T. and M.B. were not lying about the
child molestation allegation against Bradford. Specifically, the prosecutor stated that
11
Arrendale was “train[ed] to interview kids to try to get to the truth of what happened,” (tr.
211), and that Arrendale, who had a “duty at law” or a “duty to investigate” for DCS, (tr.
212), interviewed A.T. and M.B. and concluded that “the abuse was substantiated.” (Tr.
213). The prosecutor also stated that Arrendale “did the right thing” and argued that the
jury should “do [its] duty . . . and find the defendant guilty as charged of child
molesting.” (Tr. 218). During the State’s rebuttal argument, the prosecutor again
emphasized Arrendale’s testimony as corroborating evidence to support the truthfulness
of A.T. and M.B.’s testimony regarding the allegations against Bradford, stating that
Arrendale was “trained to find the truth about what happened” and that A.T.’s and M.B.’s
allegations were “enough for Jessica Arrendale to do her duty from DCS to investigate
and to substantiate the abuse.” (Tr. 230).
After reviewing the record as a whole, we conclude that—despite A.T.’s testimony
and M.B.’s corroborating testimony that provided evidence of guilt—the erroneously
admitted testimony here likely had a prejudicial impact upon the jury. In light of the
nature of Arrendale’s testimony and the repeated references to Arrendale’s testimony
during the State’s closing arguments, we are unable to conclude that there was no
substantial likelihood that this erroneously admitted evidence contributed to the
conviction or that the jury’s verdict was not substantially swayed by this evidence. If an
error of this nature had substantial influence, or if we are left in grave doubt, a
defendant’s conviction cannot stand. Lafayette, 917 N.E.2d at 666-67. Considering the
State’s case as a whole, we cannot say that the admission of testimony was harmless.
We, therefore, reverse Bradford’s conviction and remand for retrial.
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Reversed and remanded.
FRIEDLANDER, J., and VAIDIK, J., concur.
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