Matthew Christopher Yost v. State of Indiana (mem. dec.) ( 2020 )


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  • MEMORANDUM DECISION
    Pursuant to Ind. Appellate Rule 65(D),
    this Memorandum Decision shall not be                                   FILED
    regarded as precedent or cited before any                          Jun 05 2020, 10:56 am
    court except for the purpose of establishing
    CLERK
    the defense of res judicata, collateral                             Indiana Supreme Court
    Court of Appeals
    estoppel, or the law of the case.                                        and Tax Court
    ATTORNEY FOR APPELLANT                                   ATTORNEYS FOR APPELLEE
    Talisha R. Griffin                                       Steven J. Hosler
    Marion County Public Defender Agency                     Samantha M. Sumcad
    Appellate Division                                       Deputy Attorneys General
    Indianapolis, Indiana                                    Indianapolis, Indiana
    IN THE
    COURT OF APPEALS OF INDIANA
    Matthew Christopher Yost,                                June 5, 2020
    Appellant-Defendant,                                     Court of Appeals Case No.
    19A-CR-2834
    v.                                               Appeal from the Marion Superior
    Court
    State of Indiana,                                        The Honorable Grant W. Hawkins,
    Appellee-Plaintiff.                                      Judge
    Trial Court Cause No.
    49G05-1909-F5-35951
    Bailey, Judge.
    Court of Appeals of Indiana | Memorandum Decision 19A-CR-2834 | June 5, 2020                Page 1 of 11
    Case Summary
    [1]   Matthew Christopher Yost (“Yost”) appeals his five convictions of criminal
    recklessness, as Level 5 felonies,1 and his sentence. We dismiss, without
    prejudice, his appeal of his convictions, and we reverse his sentence and
    remand with instructions.
    Issues
    [2]   Yost raises two issues which we restate as follows:
    I.       Whether Yost may challenge his convictions on direct
    appeal after pleading guilty without a plea agreement.
    II.      Whether the trial court abused its discretion when it
    imposed consecutive terms of imprisonment.
    Facts and Procedural History
    [3]   On September 12, 2019, the State charged Yost with five counts of criminal
    recklessness, as Level 5 felonies. At his October 9 guilty plea hearing, Yost pled
    guilty to all five counts. At that hearing, Yost admitted as follows.
    [4]   On September 7, 2019, Yost reported to police that there was a silver Dodge
    Charger parked in front of his house and that the occupants of the Charger were
    firing guns and attempting to enter his house. When Indianapolis Metropolitan
    1
    
    Ind. Code § 35-42-2-2
    (a), (b)(2).
    Court of Appeals of Indiana | Memorandum Decision 19A-CR-2834 | June 5, 2020   Page 2 of 11
    Police Department (“IMPD”) Officer Joshua Brown (“Officer Brown”) and
    Detective Theodore Brink “(Det. Brink”) arrived at the scene, there was a silver
    Dodge Charger there but no individuals firing any weapons or trying to enter
    the house. The officers were in marked cars and in full police uniforms. The
    officers saw Yost look out through the blinds of a window in his house several
    times, but Yost relayed through dispatch that he did not see officers outside of
    his house. Dispatch then hung up so that the officers on the scene could
    attempt to communicate with Yost.
    [5]   After hanging up, Yost opened fire on the IMPD officers, firing bullets through
    the French doors on the east side of the house towards the front yard and street
    where Det. Brink and Officer Brown were located. The officers took cover and
    requested back up. At least one of the bullets fired towards the officers hit the
    house behind where they had taken cover. Yost also fired bullets into the house
    of his neighbor, Mary Glaser (“Glaser”), and into an alley between Yost and
    Glaser’s houses. Yost reported that at the time of the incident he was suffering
    from withdrawal of Benzodiazepine, his mental health medication.
    [6]   Yost having admitted to a factual basis for his guilty plea, the trial court entered
    convictions on all five criminal recklessness counts.
    [7]   At Yost’s November 6 sentencing hearing, the State offered testimony from
    IMPD officers as to the timing in between the rounds of gunshots during the
    September 7 incident. The first volley, comprised of two shots, was fired by
    Yost through the French double doors on the side of Yost’s house and towards
    Court of Appeals of Indiana | Memorandum Decision 19A-CR-2834 | June 5, 2020   Page 3 of 11
    Officer Brown and Det. Brink. After approximately two minutes of silence,
    Yost fired a second volley of gunshot rounds, a number of which ricocheted off
    the sidewalk in between the silver Dodge and the black CRV behind which the
    officers had taken cover. During that volley, Det. Brink also heard gunshot
    rounds hitting buildings. Yost also fired gunshot rounds at Glaser’s house.
    Glaser was at a window looking across the side yard at Yost’s French double
    doors when Yost fired ten rounds at her house, three of which entered the
    house.
    [8]   A third volley of gunshot rounds began approximately eight to ten minutes after
    the second volley. The third volley included four rounds which Det. Brink
    believed were fired from the back of Yost’s house towards other officers who
    had taken up position there. After the third volley ended, Det. Brink saw Yost
    open a window at the front of the house, yell something, and then close the
    window after Det. Brink called for Yost to show him his hands. Approximately
    ten minutes after the third volley, Yost fired another single gunshot toward the
    alley behind his and Glaser’s houses. Then a special weapons and tactics
    (“SWAT”) team arrived and ordered Yost to exit his house. Yost complied and
    was arrested.
    [9]   From this incident, Yost was charged with five separate offenses. Counts I and
    III were based on the second volley of gunshot rounds fired at Glaser’s house
    and into the sidewalk and street in front of Yost’s house, respectively. Count II
    was based on a round of gunshots hitting Lexington Avenue after passing Det.
    Brink during one of the first three volleys. Count IV stemmed from the first
    Court of Appeals of Indiana | Memorandum Decision 19A-CR-2834 | June 5, 2020   Page 4 of 11
    volley of gunshot rounds fired at the sidewalk and street between Det. Brink
    and Officer Brown. And, Count V was based on the single gunshot fired into
    the alley between Yost’s and Glaser’s house approximately ten minutes after
    the third volley.
    [10]   At the sentencing hearing, the State also presented evidence of Yost’s extensive
    criminal history. The trial court sentenced Yost to an aggregate fifteen-year
    term of imprisonment. Specifically, the court sentenced Yost to six years each
    on Counts I and III with both counts running concurrently; three years on
    Count II, which was to run concurrently with all other counts; six years on
    Count IV to be served consecutively to Counts I and III; and three years on
    Count V to be served consecutively to Count IV. Yost now appeals his
    convictions and his sentence.
    Discussion and Decision
    Appeal of Convictions
    [11]   Yost directly appeals his convictions as violations of the constitutional
    prohibition against double jeopardy, despite the fact that he pled guilty to all
    five convictions. However, it is well-settled that a conviction based on a guilty
    plea may not be challenged by direct appeal, Tumulty v. State, 
    666 N.E.2d 394
    ,
    395 (Ind. 1996); rather, it must be challenged through a petition for post-
    conviction relief, Brightman v. State, 
    758 N.E.2d 41
    , 44 (Ind. 2001). As we
    recently explained in Hoskins v. State, there are
    Court of Appeals of Indiana | Memorandum Decision 19A-CR-2834 | June 5, 2020   Page 5 of 11
    [t]wo exceptions to the prohibition on challenging a guilty plea
    on direct appeal…. First, a person who pleads guilty is entitled to
    contest on direct appeal the merits of a trial court’s sentencing
    decision where the trial court exercised sentencing discretion.
    Collins v. State, 
    817 N.E.2d 230
     (Ind. 2004). Further, a person
    who pleads guilty is entitled to contest on direct appeal the trial
    court’s discretion in denying withdrawal of the guilty plea prior to
    sentencing. Brightman v. State, 758 N.E.2d [41, 44 (Ind. 2001)].
    
    143 N.E.3d 358
    , 360 (Ind. Ct. App. 2020) (emphasis added) (quoting Creekmore
    v. State, 
    853 N.E.2d 523
    , 532-33 (Ind. Ct. App. 2006), clarified on denial of reh’g,
    
    858 N.E.2d 230
    ). See also Hayes v. State, 
    906 N.E.2d 819
    , 821 n.1 (Ind. 2009)
    (noting that, under Tumulty v. State, Hayes could not have directly appealed his
    conviction because he pled guilty, and holding the Court of Appeals acted
    contrary to Tumulty when it reversed Hayes’s conviction sua sponte); Mapp v.
    State, 
    770 N.E.2d 332
    , 334 (Ind. 2002) (reaching same conclusion within the
    context of a direct appeal based on double jeopardy grounds). Neither
    exception discussed in Hoskins applies here; therefore, Yost may not challenge
    his convictions through a direct appeal.
    [12]   Yost asserts that the inability to bring a direct appeal of a conviction to which a
    defendant pled guilty applies only when there is a plea agreement, not when
    there is an “open” guilty plea, such as his, where the trial court is left with
    sentencing discretion. E.g., Collins, 817 N.E.2d at 231. However, the cases
    Court of Appeals of Indiana | Memorandum Decision 19A-CR-2834 | June 5, 2020   Page 6 of 11
    Yost cites are either inapplicable2 or contrary to Indiana Supreme Court
    precedent.3
    [13]   Because Yost’s challenge to his convictions cannot be brought on direct appeal,
    we dismiss his appeal of his convictions without prejudice as to his ability to
    present his claim in a petition for post-conviction relief. See Hoskins, 143
    N.E.3d at 361.
    Consecutive Sentences
    [14]   Yost also challenges his sentence, and that is a challenge that he may—indeed,
    must—raise in a direct appeal, if at all. Kling v. State, 
    837 N.E.2d 502
    , 504 (Ind.
    2005) (citing Collins, 817 N.E.2d at 230). Specifically, Yost contends that the
    trial court erred when it imposed consecutive terms of imprisonment that
    exceeded the maximum term allowed under Indiana Code Section 35-50-1-
    2(d)(2). A trial court has discretion to sentence a defendant to consecutive or
    concurrent terms of imprisonment. I.C. § 35-50-1-2(c); see also Cardwell v. State,
    2
    Graham v. State, 
    903 N.E.2d 538
    , 540 (Ind. Ct. App. 2009), involved a challenge to a sentence, not a
    conviction. And McElroy v. State, 
    864 N.E.2d 392
    , 396 (Ind. Ct. App.), trans. denied, involved a challenge to a
    conviction within the context of a PCR, not a direct appeal.
    3
    Yost cites Thompson v. State, 82 N.E3d 376, 379 (Ind. Ct. App. 2017), trans. denied; Kunberger v. State, 
    46 N.E.3d 966
    , 971 (Ind. Ct. App. 2015); and Warton v. State, 
    42 N.E.3d 539
    , 540-41 (Ind. Ct. App. 2015). To
    the extent those cases hold that a defendant may directly appeal his conviction when he enters an “open”
    guilty plea, they are inconsistent with Supreme Court caselaw such as Hayes and Tumulty, both of which
    involved “open” guilty pleas. See Hayes, 906 N.E.2d at 820; Tumulty, 666 N.E.2d at 395. Moreover, they are
    distinguishable from the instant case in one very important respect; they all emphasized that they involved
    open pleas from which the defendants received no benefit. See, e.g., Thompson, 82 N.E3d at 379; Warton, 42
    N.E.3d at 540-41. Yost clearly did receive a benefit from his open guilty plea. Tr. at 74-55; 80-81 (both the
    prosecutor and trial court noting that, if Yost had not entered his guilty plea when he did, the State would
    have filed the additional charge of attempted murder for which the sentence of imprisonment would have
    been much longer).
    Court of Appeals of Indiana | Memorandum Decision 19A-CR-2834 | June 5, 2020                      Page 7 of 11
    
    895 N.E.2d 1219
    , 1222 (Ind. 2008) (noting that sentencing decisions lie within
    the sound discretion of the trial court). An abuse of discretion occurs if the
    decision is “clearly against the logic and effect of the facts and circumstances
    before the court, or the reasonable, probable, and actual deductions to be drawn
    therefrom.” Gross v. State, 
    22 N.E.3d 863
    , 869 (Ind. Ct. App. 2014) (citation
    omitted), trans. denied.
    [15]   Unless a defendant’s offenses are crimes of violence as defined by statute,4
    Indiana Code Section 35-50-1-2 limits the maximum consecutive terms of
    imprisonment that a trial court may impose for a single “episode of criminal
    conduct.” I.C. § 35-50-1-2(c), (d). The total of the consecutive terms of
    imprisonment to which a defendant may be sentenced for felony convictions
    arising out of an episode of criminal conduct is seven years when the most
    serious crime is a Level 5 felony. I.C. § 35-50-1-2(d)(2); see also Daugherty v.
    State, 
    52 N.E.3d 885
    , 895 (Ind. Ct. App. 2016) (holding the “aggregate
    sentence” for offenses that were a single episode of criminal conduct could not
    exceed maximum term of incarceration under the statute), trans. denied; Wood v.
    State, 
    988 N.E.2d 374
    , 379 (Ind. Ct. App. 2013) (holding “cumulative
    sentences” for five Class D felony convictions that were a single episode of
    criminal conduct could not exceed statutory maximum term of incarceration).
    Here, all of Yost’s convictions are Level 5 felony convictions for criminal
    4
    Criminal recklessness is not listed as a crime of violence. I.C. § 35-50-1-2(a).
    Court of Appeals of Indiana | Memorandum Decision 19A-CR-2834 | June 5, 2020           Page 8 of 11
    recklessness. Therefore, the only question is whether Yost’s crimes were part of
    a “single episode of criminal conduct” for which his consecutive sentence must
    be limited to seven years.
    [16]   An “episode of criminal conduct” is defined as “offenses or a connected series
    of offenses that are closely related in time, place, and circumstance.” I.C. § 35-
    50-1-2(b). See also Purdy v. State, 
    727 N.E.2d 1091
    , 1092 (Ind. Ct. App. 2000)
    (quotation and citation omitted) (stating a single episode of criminal conduct is
    “an occurrence or connected series of occurrences and developments which
    may be viewed as distinctive and apart although part of a larger or more
    comprehensive series”), trans. denied. For criminal actions to be considered a
    single episode of criminal conduct, it is not necessary that the victim of each
    action is the same. Harris v. State, 
    861 N.E.2d 1182
    , 1188 (Ind. 2007). Nor is it
    required that the alleged conduct was so closely related in time, place and
    circumstances “that a complete account of one charge cannot be related without
    referring to details of the other charge,” although that is a factor the court may
    consider. 
    Id.
    [17]   Both the Supreme Court and this court have held that criminal actions that
    were not “precisely simultaneous or contemporaneous” but took place only
    seconds or minutes apart were a single episode of criminal conduct. See Reed v.
    State, 
    856 N.E.2d 1189
    , 1200 (Ind. 2006) (holding rounds of gunshots that were
    fired a few seconds apart at two different officers in two different cars were a
    single episode); see also Harris, 861 N.E.2d at 1188 (holding sexual acts against
    two different victims that took place five minutes apart in the same location
    Court of Appeals of Indiana | Memorandum Decision 19A-CR-2834 | June 5, 2020   Page 9 of 11
    were a single episode of criminal conduct); Dimmit v. State, 
    25 N.E.3d 203
    , 219
    (Ind. Ct. App. 2015) (holding two batteries occurring during a bar fight within a
    few minutes of each other and against two different victims were a single
    episode), trans. denied; Henson v. State, 
    881 N.E.2d 36
    , 39 (Ind. Ct. App. 2008)
    (holding two burglaries of different garages in the same morning were a single
    episode of criminal conduct), trans. denied.5
    [18]   Here, Yost fired multiple rounds of gunshots within minutes of each other. The
    rounds were fired at different people but from the same location and apparently
    for the same reason—i.e., Yost contended he was experiencing withdrawal
    symptoms because he had stopped taking his mental health medication. The
    multiple rounds of gunfire took place within a total period of twenty minutes,
    which is a relatively short period of time. See Purdy, 
    727 N.E.2d at 1092
    (holding defendant’s assault of girlfriend and subsequent acts of resisting arrest
    and battery of the police were a single episode of criminal conduct as they took
    place during “a relatively short period of time and all were related to his assault
    on [his girlfriend]”). The four rounds of gunfire were a “connected series of
    offenses that [were] closely related in time, place, and circumstance,” i.e., a
    single episode of criminal conduct.6 I.C. § 35-50-1-2(b). Therefore, the trial
    5
    We disagree with the State’s assertion that this case is closer to the facts of Williams v. State, 
    891 N.E.2d 621
    , 631 (Ind. Ct. App. 2008), where the criminal acts took place a day apart.
    6
    We note that, although Yost’s acts were a single “episode of criminal conduct” for purposes of the
    consecutive sentencing statute, there was nevertheless a factual basis for the five counts of criminal
    recklessness to which Yost knowingly pled guilty in order to obtain the benefit of a sentence lower than that
    for attempted murder. And, while we do not address the merits of his convictions of those five counts, we do
    Court of Appeals of Indiana | Memorandum Decision 19A-CR-2834 | June 5, 2020                         Page 10 of 11
    court erred in imposing an aggregate sentence in excess of seven years. I.C. §
    35-50-1-2(d)(2); Daugherty, 52 N.E.3d at 895.
    Conclusion
    [19]   Because Yost’s challenge to his convictions cannot be brought on direct appeal
    given his guilty plea, we dismiss his appeal of his convictions without prejudice
    as to his ability to present his claim in a petition for post-conviction relief.
    However, we reverse Yost’s sentence and remand with instructions for the trial
    court to limit the aggregate term of imprisonment to not more than seven years
    per Indiana Code Section 35-50-1-2(c), (d)(2).
    [20]   Dismissed in part, reversed and remanded in part.
    Crone, J., and Altice, J., concur.
    note that his sentence under the consecutive sentencing statute would be limited to seven years whether he
    was convicted of two Level 5 felony counts or five such counts. I.C. § 35-50-1-2(c), (d)(2).
    Court of Appeals of Indiana | Memorandum Decision 19A-CR-2834 | June 5, 2020                   Page 11 of 11