Michael Merrill and Karen Jo Frescoln v. Valley View Swine, LLC and JBS Live Pork, LLC f/k/a Cargill Pork, LLC ( 2020 )


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  •                IN THE SUPREME COURT OF IOWA
    No. 19–0821
    Filed March 27, 2020
    MICHAEL MERRILL and KAREN JO FRESCOLN,
    Appellants,
    vs.
    VALLEY VIEW SWINE, LLC and JBS LIVE PORK, LLC f/k/a CARGILL
    PORK, LLC,
    Appellees.
    Appeal from the Iowa District Court for Wapello County, Annette J.
    Scieszinski, Senior Judge.
    Two plaintiffs who voluntarily dismissed their claims appeal a
    district court order directing them to reimburse the defendants for costs
    and expenses. AFFIRMED.
    Benjamin G. Arato, Steven P. Wandro, and Jennifer H. De Kock of
    Wandro & Associates, PC, Des Moines, for appellants.
    William H. Roemerman & Laura M. Williams of Elderkin & Pirnie,
    PLC, Cedar Rapids, for appellee Valley View Swine, LLC.
    Shannon L. Sole and Robert C. Gallup of Faegre Drinker Biddle &
    Reath LLP, Des Moines, for appellee JBS Live Pork, LLC f/k/a Cargill Pork,
    LLC.
    2
    MANSFIELD, Justice.
    I. Introduction.
    This case requires us to interpret Iowa Code section 657.11(5), a
    litigation-cost-shifting provision relating to animal feeding operations:
    If a court determines that a claim is frivolous, a person who
    brings the claim as part of a losing cause of action against a
    person who may raise a defense under this section shall be
    liable to the person against whom the action was brought for
    all costs and expenses incurred in the defense of the action.
    Iowa Code § 657.11(5) (2013).
    A group of property owners filed a petition alleging that certain
    confined animal feeding operations (CAFOs) operated and supported by
    the defendants constituted a nuisance. Because the plaintiffs had failed
    to exhaust farm mediation, they had to dismiss their initial lawsuit. The
    plaintiffs refiled. Later, two of the plaintiffs voluntarily dismissed their
    claims a second time, resulting in an adjudication against them on the
    merits. See Iowa R. Civ. P. 1.943.
    The defendants sued by these two plaintiffs moved for costs and
    expenses pursuant to Iowa Code section 657.11(5), and the district court
    granted their motions. The two plaintiffs now appeal. They argue: (1) two
    voluntary dismissals do not mean they had “a losing cause of action,”
    (2) their claims were not frivolous, and (3) the district court improperly
    assessed certain costs and expenses. On our review, we hold that these
    plaintiffs had a losing cause of action, that the district court did not abuse
    its discretion in finding their claims frivolous, and that the district court’s
    apportionment of costs and expenses was appropriate. Accordingly, we
    affirm the judgment of the district court.
    3
    II. Facts and Procedural History.
    The underlying litigation has been before us already. See Honomichl
    v. Valley View Swine, LLC, 
    914 N.W.2d 223
    (Iowa 2018).                     We will not
    restate all the details. In 2013, after obtaining authorization from the Iowa
    Department of Natural Resources, Valley View Swine began operating two
    CAFOs in Wapello County for swine owned by JBS Live Pork. The CAFOs
    are known as Site 1 and Site 2. Other CAFOs are also in operation or
    planned in Wapello and Jefferson Counties.
    In November 2013, seventy property owners filed suit against Valley
    View, Valley View’s principals, JBS, and several other defendants. The
    petition alleged claims of negligence and nuisance “based on the odors,
    pathogens, and flies they alleged stem from the CAFOs, as well as
    defendants’ alleged failure to use prudent management practices to reduce
    these odors, pathogens, and flies.”
    Id. at 228.
    The plaintiffs included
    Michael Merrill and Karen Jo Frescoln. All the plaintiffs, however, had to
    dismiss their original suit without prejudice because they had not
    complied with the farm mediation requirement. See Iowa Code § 657.10. 1
    On April 2, 2014, the plaintiffs, now numbering sixty-nine and
    having exhausted farm mediation, refiled their action. The district court
    severed the action into three divisions based upon the allegations against
    three diverse defendant groups. Division A encompassed the plaintiffs who
    were suing Valley View, Valley View’s principals, and JBS over Site 1 and
    Site 2. Divisions B and C involved other sets of plaintiffs and defendants.
    Merrill and Frescoln were plaintiffs in division A.
    Merrill lives in Batavia, 2.36 miles from Site 1 and 3.69 miles from
    Site 2. He was deposed on July 30, 2015, and questioned at length about
    1The   plaintiffs’ present counsel were not representing them at that time.
    4
    odor and other effects resulting from the two CAFOs. He testified that his
    home has odor problems only when there is a slight breeze out of the
    southwest up to five miles per hour. He recalled there being odor issues
    six to twelve times in 2015 through the date of his deposition and eight to
    sixteen times in 2014.        However, Merrill kept an odor calendar from
    February 2015 through July 2015 that specifically noted only two
    occasions of odor at his home—on June 1 and July 12. Merrill works as
    an auto mechanic out of his house. He testified the odor on June 1 caused
    him to cut short the time he was spending outside working by thirty to
    forty-five minutes.     On July 12, the odor again forced Merrill into the
    house. Merrill did not specifically investigate where the odors were coming
    from, but Valley View operates the two closest CAFOs.
    Frescoln, who was deposed the day before Merrill, lives in rural
    Libertyville, 5.65 miles from Site 1 and 6.51 miles from Site 2.                 Her
    nuisance claims do not pertain to her actual residence though. Frescoln
    spends time in Batavia babysitting her grandchildren at a farmhouse that
    is much closer to Site 1 and Site 2. The farmhouse was formerly owned
    by Frescoln and her husband but, at all relevant times, was owned by their
    daughter and son-in-law.        The underlying land is owned by Frescoln’s
    husband, who has early-onset Alzheimer’s disease. 2 Frescoln does have
    an ownership interest in several nonhabitable structures on the land: a
    barn with a concrete floor “that maybe one day will blow down we hope,”
    a storage area consisting of an old railroad car, and a grain bin that is
    rented out to a farmer.
    Frescoln testified that she smells odor almost daily at her daughter
    and son-in-law’s home in Batavia. Her calendar contains approximately
    2Frescolntestified in her deposition that she was on the deed, but the property
    records showed she was not.
    5
    one or two odor entries per month. The entries reflect times when the odor
    was at its worst. On many occasions, the odor interfered with activities,
    such as Frescoln’s grandchildren playing outside. Frescoln also noticed
    an abundance of green flies, which she attributes to the CAFOs. Frescoln
    testified that the family had to postpone moving cattle onto the farmstead
    in Batavia because the smells from the CAFOs made it too difficult to be
    outside installing and repairing fencing.           She said she no longer goes
    camping on that property, although she has not been camping in four
    years anywhere. It should be noted that Frescoln’s husband, daughter,
    and son-in-law are not plaintiffs in the litigation.
    The district court had implemented a “bellwether” procedure
    whereby selected groups of plaintiffs in divisions A, B, and C of the
    litigation would have their claims tried first. Merrill and Frescoln were
    chosen as two of the bellwether plaintiffs in division A. In February 2016,
    a jury returned a defense verdict in the division C bellwether trial. The
    division A bellwether trial was scheduled to go forward in August.
    On June 7, two months before this scheduled trial, Merrill dismissed
    his claims voluntarily.        Three days later, Valley View and JBS filed a
    motion for judgment and costs and expenses, including attorney fees,
    against Merrill pursuant to Iowa Code section 657.11(5) and Iowa Rule of
    Civil Procedure 1.413(1).
    Meanwhile, on June 8, the district court entered a summary judgment
    ruling striking the defendants’ immunity defense on the ground that Iowa
    Code section 657.11(2) was unconstitutional as applied to the division A
    plaintiffs. 3 On July 15, this court granted the defendants’ application for
    3Section   657.11(2) provides,
    2. An animal feeding operation, as defined in section 459.102,
    shall not be found to be a public or private nuisance under this chapter or
    under principles of common law, and the animal feeding operation shall
    6
    an interlocutory appeal and stayed proceedings. That appeal was resolved
    nearly two years later when this court, on June 22, 2018, reversed the
    district court’s ruling.       
    Honomichl, 914 N.W.2d at 238
    –39.                 Yet we
    explained that the statute could still be found unconstitutional as to the
    division A plaintiffs if, on “a fact-based analysis,” they showed that
    they (1) “received no particular benefit from the nuisance
    immunity granted to their neighbors other than that inuring
    to the public in general[,]” (2) “sustain[ed] significant
    hardship[,]” and (3) “resided on their property long before any
    animal operation was commenced” on neighboring land and
    “had spent considerable sums of money in improvements to
    their property prior to construction of the defendant’s
    facilities.”
    Id. at 237–39
    (quoting Gacke v. Pork Xtra, L.L.C., 
    684 N.W.2d 168
    , 178
    (Iowa 2004)).
    On September 24, after procedendo had issued and the case had
    been returned to the district court, Frescoln voluntarily dismissed her
    claims. On October 11, Valley View and JBS filed a motion for costs,
    expenses,     and    attorney     fees    as   to   Frescoln     under     Iowa      Code
    section 657.11(5) and Iowa Rule of Civil Procedure 1.413(1). Both Merrill
    not be found to interfere with another person’s comfortable use and
    enjoyment of the person’s life or property under any other cause of action.
    However, this section shall not apply if the person bringing the action
    proves that an injury to the person or damage to the person’s property is
    proximately caused by either of the following:
    a. The failure to comply with a federal statute or regulation or a
    state statute or rule which applies to the animal feeding operation.
    b. Both of the following:
    (1) The animal feeding operation unreasonably and for substantial
    periods of time interferes with the person’s comfortable use and enjoyment
    of the person’s life or property.
    (2) The animal feeding operation failed to use existing prudent
    generally accepted management practices reasonable for the operation.
    Iowa Code § 657.11(2).
    7
    and Frescoln resisted the motions, and the district court held a hearing on
    November 20.
    A few weeks later, on December 11, the district court issued its
    ruling. The court found that Merrill and Frescoln’s pleadings were not
    sanctionable under rule 1.413(1). Turning to Iowa Code section 657.11(5),
    the court declined to award any attorney fees, reasoning they were not
    “costs and expenses” within that meaning of that statute.        Iowa Code
    § 657.11(5).     The court did, however, reject Merrill and Frescoln’s
    argument that two-time voluntary dismissers did not qualify as having “a
    losing cause of action.”
    Id. The court
    elaborated,
    The statutory reference [in section 657.11(5)] to “brings the
    claim as part of a losing cause of action” reasonably embraces
    other, non-trial situations where a decision on the merits is
    effected: such outcome could take shape as a summary-
    judgment dismissal—or, as in this case, a second, voluntary
    dismissal.
    In addition, after summarizing the deposition testimony of Merrill
    and Frescoln which had been submitted by the parties, the district court
    found their claims to be “frivolous” as that term is used in Iowa Code
    section 657.11(5). As to Merrill, the court observed,
    Merrill was unable to tie any of the odor he detected to
    the subject CAFOs either by his direct experience or
    circumstantially through other evidence. And, he made no
    real effort to do so.
    ....
    . . . While he detected swine odor on two identified dates
    and a handful of unspecified occasions in 2014 and 2015, his
    experience with odor was negligible.
    As to Frescoln, the court noted she did not own either the land or the
    house at which she had found the odor conditions to be intolerable. The
    court summed up her situation as follows:
    8
    Frescoln’s claims in this case are without substance of
    property ownership, and do not establish soundness in fact
    when all of the evidence she produces and that she fails to
    produce, is reconciled.
    The court invited Valley View and JBS to quantify their costs and
    expenses in a supplemental filing. After receiving these filings and Merrill
    and Frescoln’s resistances, the court entered a judgment on April 19,
    2019. It awarded $7630.60 against Merrill and $7652.28 against Frescoln
    in favor of JBS, and $1686.67 against Merrill and $1531.97 against
    Frescoln in favor of Valley View. In addition to expenses for the depositions
    of Merrill and Frescoln themselves, these awards included a pro rata share
    of certain overall defense costs in the division A and the division C
    litigation, such as expert depositions.
    Merrill and Frescoln appealed, and we retained the appeal.
    III. Standard of Review.
    “We review questions of statutory interpretation for correction of
    errors at law.” Standard Water Control Sys., Inc. v. Jones, 
    938 N.W.2d 651
    ,
    656 (Iowa 2020).
    We have not previously addressed the standard of review to be
    applied when a district court finds a claim frivolous under Iowa Code
    section 657.11(5). See Iowa Code § 657.11(5). We believe an abuse-of-
    discretion standard of review should govern. That is the standard applied
    to reviews of sanctions under Iowa Rule of Civil Procedure 1.413(1). See
    Barnhill v. Iowa Dist. Ct., 
    765 N.W.2d 267
    , 272 (Iowa 2009). We also note
    the wording of section 657.11(5). It states, “If a court determines that a
    claim is frivolous.” Iowa Code § 657.11(5) (emphasis added). It does not
    provide, “If a claim is frivolous . . . .” Arguably, the words chosen by the
    legislature recognize that the court in the matter has some discretion, or
    at least has fact-finding authority. See also Woodland Hills Homeowners
    9
    Ass’n of Thetford Twp. v. Thetford Twp., No. 275315, 
    2008 WL 2117147
    ,
    at *3–4 (Mich. Ct. App. May 20, 2008) (per curiam) (stating that a trial
    court’s decision to award costs and fees to a prevailing defendant under
    the Michigan Right to Farm Act is reviewed for an abuse of discretion).
    IV. Analysis.
    Again, Iowa Code section 657.11(5) provides,
    If a court determines that a claim is frivolous, a person who
    brings the claim as part of a losing cause of action against a
    person who may raise a defense under this section shall be
    liable to the person against whom the action was brought for
    all costs and expenses incurred in the defense of the action.
    On appeal, Merrill and Frescoln contend that they did not have “a
    losing cause of action,” that their claims were not “frivolous,” and that they
    were charged for amounts that were not “costs and expenses incurred in
    the defense of the action.”
    Id. We will
    address these arguments in turn.
    A. When a Party Dismisses His or Her Claims Voluntarily a
    Second    Time,    Does    that   Party    Have    “a   Losing    Cause    of
    Action”? Merrill and Frescoln dismissed their claims voluntarily in this
    case, after having dismissed them voluntarily in a previous case. Iowa
    Rule of Civil Procedure 1.943 provides that a second voluntary dismissal
    “shall operate as an adjudication against that party on the merits, unless
    otherwise ordered by the court, in the interests of justice.” Merrill and
    Frescoln do not dispute they understood their second dismissals would be
    with prejudice. But they argue they did not have a “losing cause of action”
    within the meaning of Iowa Code section 657.11(5).
    We disagree. A common-sense view would hold that a party who
    suffers an adverse “adjudication against that party on the merits” is a
    losing party with a losing cause of action. Id.; see Smith v. Lally, 
    379 N.W.2d 914
    , 916 (Iowa 1986) (affirming summary judgment dismissing
    10
    third action after two voluntary dismissals under an identically worded
    former rule). Further, Iowa precedents allow a party to be recognized as a
    prevailing party even when the case is resolved through a voluntary
    dismissal. See In re Property Seized from Herrera, 
    912 N.W.2d 454
    , 469–
    73 (Iowa 2018) (finding that a property owner was the prevailing party and
    could recover attorney fees under Iowa Code section 809A.12(7) when the
    state voluntarily dismissed its forfeiture action); In re Marriage of Roerig,
    
    503 N.W.2d 620
    , 622 (Iowa Ct. App. 1993) (finding that where a plaintiff
    dismissed her modification petition on the first day of trial, the defendant
    was a prevailing party and could recover attorney fees pursuant to Iowa
    Code section 598.36).
    There are policy reasons to favor this interpretation.         See Iowa
    Code 4.4(3) (“In enacting a statute, it is presumed that . . . [a] just and
    reasonable result is intended.”).     The legislature’s goal was “to protect
    animal agricultural producers who manage their operations according to
    state and federal requirements from the costs of defending nuisance suits.”
    Id. § 657.11(1).
    That goal could be thwarted if the liability for costs and
    expenses for bringing a frivolous claim could be avoided simply by entering
    a voluntary dismissal, especially a second voluntary dismissal that
    operates as an adjudication on the merits.         In Darrah v. Des Moines
    General Hospital, we held that a voluntary dismissal (even a first dismissal)
    should not deprive the court of jurisdiction to award sanctions under what
    is now rule 1.413(1), noting, “If the plaintiff can terminate the ability of the
    court to impose sanctions by a voluntary dismissal, the rule’s effectiveness
    would be significantly undermined.” 
    436 N.W.2d 53
    , 54 (Iowa 1989). The
    same logic applies here.
    Merrill and Frescoln argue that no “judgment” has been entered, so
    costs and expenses cannot be awarded. Again, we disagree. Rule 1.951
    11
    defines a judgment as “[e]very final adjudication of any of the rights of the
    parties in an action.”     Iowa R. Civ. P. 1.951.     The second voluntary
    dismissal thus operates as a judgment and could be pled for res judicata
    purposes if these plaintiffs attempted to file a third action. See 
    Smith, 379 N.W.2d at 916
    .
    Merrill and Frescoln also maintain that the court no longer had
    jurisdiction over them once they dismissed their claims. They argue that
    Darrah carved out a narrow exception under what is now rule 1.413(1),
    but Iowa Code section 657.11(5) does not allow for a similar exception.
    This is simply a reframing, in jurisdictional terms, of Merrill and Frescoln’s
    contention that section 657.11(5) does not apply to voluntary dismissals.
    We disagree and believe the reasoning of Darrah applies just as well here.
    In that case we said, “In light of the sanction nature of [rule 1.413(1)], we
    believe the trial court must necessarily retain jurisdiction to rule on
    motions made shortly after voluntarily dismissal which are based on filings
    made while the case was still pending.” 
    Darrah, 436 N.W.2d at 55
    . So too
    under section 657.11(5).
    B. Were the Claims of Merrill and Frescoln Frivolous? We next
    consider whether the district court abused its discretion in finding the
    claims of Merrill and Frescoln frivolous. Both asserted claims of temporary
    nuisance, permanent nuisance, and negligent harm to property against
    Valley View and JBS.
    Iowa defines a nuisance as “[w]hatever is injurious to health,
    indecent, or unreasonably offensive to the senses, or an obstruction to the
    free use of property, so as essentially to interfere unreasonably with the
    comfortable enjoyment of life or property.”      Iowa Code § 657.1(1).     In
    addition, we have made clear that to overcome the statutory limits on
    liability in Iowa Code section 657.11(2), a plaintiff must “receive[] no
    12
    particular benefit from the nuisance immunity granted to [his or her]
    neighbors,” must sustain “significant hardship,” and must have resided
    on his or her property prior to the construction of the defendant’s facilities.
    
    Honomichl, 914 N.W.2d at 237
    (quoting 
    Gacke, 684 N.W.2d at 178
    ).
    A plaintiff bringing a nuisance action must have some kind of
    interest in the affected property. That is why this court held in 1998 that
    the nuisance immunity set forth in Iowa Code section 352.11(1)(a)
    amounted to an unconstitutional “taking of private property.” Bormann v.
    Bd. of Supervisors, 
    584 N.W.2d 309
    , 321 (Iowa 1998). And it was also the
    rationale of our 2004 decision in Gacke holding section 657.11(2)
    unconstitutional under certain circumstances. As we explained in a key
    paragraph:
    B. Existence of protected right.      We first consider
    whether the Gackes’ desire to enjoy their home free from
    noxious odors is a right protected by article I, section 1 of the
    Iowa Constitution.      This clause states that one of the
    inalienable rights accorded citizens is “acquiring, possessing
    and protecting property.” Iowa Const. art. I, § 1. Property
    consists not only of the physical land, but also “the rights of
    use and enjoyment.” Liddick v. City of Council Bluffs, 
    232 Iowa 197
    , 221–22, 
    5 N.W.2d 361
    , 374 (1942); accord [State v.]
    Osborne, 171 Iowa [678,] 695, 154 N.W. [294,] 301 [1915]
    (“The first section of our Bill of Rights assures to every man
    protection in his natural right to acquire, possess, and enjoy
    property.”). Therefore, the plaintiffs’ right to possess their
    property includes their right to use and enjoy it. See 
    Osborne, 171 Iowa at 693
    , 154 N.W. at 300 (“Depriving an owner of
    property of one of its essential attributes is depriving him of
    his property within the constitutional provision [article I,
    section 1].”).
    
    Gacke, 684 N.W.2d at 177
    . The Restatement (Second) of Torts takes a
    similar position:
    For a private nuisance there is liability only to those who have
    property rights and privileges in respect to the use and
    enjoyment of the land affected, including
    (a) possessors of the land,
    13
    (b) owners of easements and profits in the land, and
    (c) owners of nonpossessory estates in the land that are
    detrimentally affected by interferences with its use and
    enjoyment.
    Restatement (Second) of Torts § 821E, at 102–03 (Am. Law Inst. 1979); see
    also
    id. cmt. d,
    at 104 (indicating that “members of the family of the
    possessor of a dwelling who occupy it along with him may properly be
    regarded as sharing occupancy with intent to control the land and hence
    as possessors”).
    Applying this law to the facts of this case, we conclude the district
    court did not abuse its discretion in finding the claims in question
    frivolous, even though reasonable people could see the matter differently.
    See 
    Barnhill, 765 N.W.2d at 279
    (“Admittedly, there is a fine line at times
    between zealous advocacy and frivolous claims.”).
    Merrill’s home was located 2.36 and 3.69 miles respectively from the
    CAFOs at issue. His evidence of harm was marginal. Merrill could identify
    only two times over a six month time period when his “odor calendar”
    mentioned odor; those are also the only two occasions when odor actually
    affected his activities.   The district court found that Merrill “did not
    produce evidence of any material impact that his infrequent detection of
    generalized swine odor imposed on his actual use of his property.” The
    district court also faulted Merrill for having no specific basis for concluding
    the odors even came from Site 1 and Site 2. Those findings are supported
    by the record.
    Frescoln, meanwhile, described events that a jury could find to be
    significant hardships and an unreasonable interference. See 
    Honomichl, 914 N.W.2d at 237
    ; 
    Gacke, 684 N.W.2d at 178
    . Unfortunately, she lacked
    the legally required connection to the property. The house in question was
    owned by her daughter and son-in-law; the land was owned by her
    14
    husband. Frescoln retained an interest in some utility buildings, but the
    record does not suggest the CAFOs had any impact on the use or operation
    of those buildings. Frescoln also spent considerable time on the property
    as a babysitter for her grandchildren, but she did not reside there.
    For these reasons, we conclude the district court did not abuse its
    discretion in determining that Merrill’s and Frescoln’s claims were
    frivolous. Once more, we express some words of caution. The district
    court commented specifically on the large damages sought by Merrill and
    Frescoln (up to $750,000 or $100,000 per year). Those amounts may have
    been exaggerated, but they do not render the underlying claims frivolous.
    Likewise, the district court noted that Frescoln had “personally
    assumed [a] profile as an activist against the confinement production of
    market hogs—describing the methodology of that industry as ‘sinful.’ ”
    The court added, “Her litigation purpose is clear: to stop CAFO operation
    due to the type of operation it is, which is not a legitimate purpose under
    Iowa nuisance law.” However, whether litigation motives are pure or not,
    a claim is not frivolous unless the claim itself lacks substance. We suspect
    Valley View and JBS themselves had ulterior motives for filing the present
    motions. Presumably, their attorney fees to litigate the merits of these
    motions have far exceeded the $18,501.82 at issue. Yet an award of costs
    and expenses could have a deterrent effect on other potential plaintiffs.
    That too is permissible so long as the motions are well-grounded.
    C. Was the District Court’s Apportionment of Costs and
    Expenses Proper? Finally, even assuming their causes of action were
    “losing” and their claims were “frivolous” within the meaning of Iowa Code
    section 657.11(5), Merrill and Frescoln challenge the costs and expenses
    actually awarded by the district court. They raise two separate points.
    15
    First, they contend they should not be charged any share of costs
    and expenses incurred by the defendants in division C and in a separate
    Poweshiek County case. 4 The district court made a pro rata assessment
    under a complicated formula suggested by the defendants, reasoning that
    those costs and expenses were also necessary to prepare for defense of the
    division A bellwether claims brought by Merrill, Frescoln, and others.
    Second, Merrill and Frescoln argue they should not be assessed costs and
    expenses that do not meet the usual criteria for taxation of costs, such as
    the limit on expert fees and the requirement that depositions have been
    used at trial. See Iowa Code § 622.72; Iowa R. Civ. P. 1.716.
    On the first point, we affirm the district court’s determination that
    “[u]nder the unique circumstances of efficient joinder of CAFO case
    preparation,” the costs and expenses in division C and the Poweshiek
    County case were also related to defending claims in division A. Discovery
    was effectively consolidated.            Accordingly, at least some portion of
    division C and Poweshiek County costs and expenses were “incurred in
    the defense of the action[s]” brought by Merrill and Frescoln. Iowa Code
    § 657.11(5). 5
    On the second point, we do not share Merrill and Frescoln’s view
    that costs and expenses under Iowa Code section 657.11(5) are limited to
    4Merrill and Frescoln point out that the Poweshiek County case was dismissed on
    April 5, 2016, with costs assessed to the plaintiffs therein.
    5Merrill  and Frescoln do not challenge the specific proration formula used by the
    district court. Nor have Merrill and Frescoln argued that Iowa Code section 657.11(5)
    requires an incremental cost approach. Under an incremental cost approach, the
    defendants could recover only those costs and fees they would have avoided but for Merrill
    and Frescoln’s presence in the litigation. We have said that rule 1.413(1), which is worded
    somewhat differently, “codifies a ‘but for’ causation requirement, limiting a fee-based
    sanction to the fees that would have been avoided but for the improper filings.” First Am.
    Bank v. Fobian Farms, Inc., 
    906 N.W.2d 736
    , 751 (Iowa 2018); see also Iowa R. Civ.
    P. 1.413(1) (stating that a sanction “may include an order to pay the other party or parties
    the amount of the reasonable expenses incurred because of the filing”). We leave for
    another day whether a similar approach should be followed under section 657.11(5).
    16
    taxable costs. The legislature used the phrase “costs and expenses,” not
    “costs.” See
    id. Merrill and
    Frescoln’s reading of the statute would render
    the word “expenses” superfluous, an outcome that is disfavored. See
    id. § 4.4(2)
    (“In enacting a statute, it is presumed that . . . [t]he entire statute
    is intended to be effective.”). In fact, their reading would render the entire
    provision superfluous, since taxable costs are already recoverable under
    Iowa Code sections 625.1 and 625.11. See
    id. §§ 625.1,
    .11. The district
    court actually took a fairly narrow view of “expenses”; for example, it
    declined to award expenses for travel to depositions on the ground that
    they “are typically billed collaterally with attorney fees.”
    V. Conclusion.
    For the foregoing reasons, we affirm the district court’s judgment.
    AFFIRMED.
    All justices concur except Appel, J., who takes no part.