State of Iowa v. Christopher Yenger , 919 N.W.2d 768 ( 2018 )


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  •                     IN THE COURT OF APPEALS OF IOWA
    No. 17-0592
    Filed June 20, 2018
    STATE OF IOWA,
    Plaintiff-Appellee,
    vs.
    CHRISTOPHER YENGER,
    Defendant-Appellant.
    ________________________________________________________________
    Appeal from the Iowa District Court for Wapello County, Joel D. Yates,
    Judge.
    Christopher Yenger appeals his convictions for two counts of first-degree
    murder following a jury trial. AFFIRMED.
    Mark C. Smith, State Appellate Defender, and Mary K. Conroy, Assistant
    Appellate Defender, for appellant.
    Thomas J. Miller, Attorney General, and Louis S. Sloven, Assistant Attorney
    General, for appellee.
    Heard by Vaitheswaran, P.J., and Doyle and Tabor, JJ.
    2
    VAITHESWARAN, Presiding Judge.
    A fire set in a home north of Ottumwa resulted in the death of two occupants.
    An investigation turned up no solid leads until a decade later. At that time, the
    State charged Christopher Yenger with two counts of first-degree murder. A jury
    found him guilty as charged. On appeal, Yenger contends (1) the State presented
    insufficient evidence to corroborate accomplice testimony, (2) his trial attorney was
    ineffective in failing to challenge certain jury instructions, and (3) the district court
    provided inadequate reasons for denying his post-trial motions.
    I.     Corroboration of Accomplice Testimony
    Iowa Rule of Criminal Procedure 2.21(3) requires the corroboration of
    accomplice testimony:
    A conviction cannot be had upon the testimony of an accomplice or
    a solicited person, unless corroborated by other evidence which shall
    tend to connect the defendant with the commission of the offense;
    and the corroboration is not sufficient if it merely shows the
    commission of the offense or the circumstances thereof.
    The district court designated one man—Zachary Dye—an accomplice as a matter
    of law. See State v. Douglas, 
    675 N.W.2d 567
    , 571 (Iowa 2004) (“When the facts
    and circumstances are undisputed and permit only one inference, whether a
    witness is an accomplice is a question of law for the court.”). The court instructed
    the jurors they could also find a second man—Kyle Jameson—an accomplice.
    See 
    id. (“In view
    of the contrary inferences that could be drawn from the evidence,
    it was for the jury to choose which inferences were warranted under the testimony
    given at trial.”). However, the court did not give the jurors a special interrogatory
    asking whether they found Jameson to be an accomplice.
    3
    Both men testified for the State and implicated Yenger. Yenger moved for
    judgment of acquittal on the ground the State failed to present sufficient evidence
    to corroborate their testimony. The court denied the motion.
    On appeal, Yenger argues Jameson, too, was an accomplice and,
    accordingly, his testimony could not be used to corroborate the testimony of Dye.
    See 
    id. at 572
    (stating “the testimony of one accomplice may not corroborate the
    testimony of another accomplice”). The State responds that, even if Jameson was
    an accomplice, foreclosing reliance on his testimony as corroborative of Dye’s
    testimony, there was ample independent evidence to corroborate both their stories.
    In addressing this question, we note, “Corroborative evidence need not be strong
    as long as it can fairly be said that it tends to connect the accused with the
    commission of the crime and supports the credibility of the accomplice[s].” State
    v. Barnes, 791 N.W.2 817, 824 (Iowa 2010) (quoting State v. Berney, 
    378 N.W.2d 915
    , 918 (Iowa 1985)).
    Dye testified he, Jameson, and Yenger went to a party. Yenger got into a
    fight, was head-butted by a man, and ended up with a bleeding, swollen nose. The
    trio was asked to leave the party. On their way to Dye’s apartment, Yenger said
    that “something had to be done.” He was “pissed off” and “said he wanted to catch
    the house on fire.” The three decided to return to the party “[t]o set the house on
    fire.” On the way, they stopped at a gas station. Yenger got out and “filled a beer
    bottle full of gasoline.” He “stuffed a paper towel or napkins in the top of the beer
    bottle” to “mak[e] a Molotov cocktail,” which Dye described as “kind of a gas bomb.”
    Dye and Yenger got out of the vehicle. When they got “right in front of the house,”
    Yenger lit the paper towel in the beer bottle and “threw it at the house.” Dye heard
    4
    “glass breaking” and saw “the house light up” and “flames go up.” They “ran as
    fast as [they] could back to the vehicle.” They turned and found “the house was
    fully in a blaze.”
    The following morning, the three learned the house burned down and two
    people died. Dye and Yenger decided to concoct a story that they “went to the
    party,” “[t]here was a fight,” they “got back in the car,” they “[w]ent to [Dye’s]
    apartment,” and they “all passed out.” Yenger later told Dye “to stick to the script”
    and “don’t talk about it.” After Dye was jailed, he received a note from Yenger
    stating “we have this thing beat” and “stick to the script.”
    Jameson similarly testified to their attendance at the party. When they were
    leaving, he said he heard Yenger “arguing with a guy.” Yenger got into the back
    seat of the car and “was kind of holding . . . his face or his mouth.” Yenger said,
    “[H]e was going to get them back or something.” On the way to Dye’s apartment,
    Yenger “said something about going back and setting the house on fire.” When
    they arrived at the apartment, Yenger got out and, “a couple minutes” later, Yenger
    “showed back up to the vehicle and he had a gas can.” The three returned to the
    party. Yenger got out of the car with the gas can. He went up to the house and
    tried “to set a tree on fire.” Jameson “kept seeing kind of little poofs of fire shoot
    up and then go back down.” He twice saw “a bright ball of fire.” Yenger ran back
    to the car and they took off. The next morning, after learning what happened,
    Yenger told Jameson “if anyone asked, to tell them we just went out to the party
    and was drinking and went home and passed out.” In an interview, Jameson
    conveyed the concocted story to law enforcement officers. Later, he “started
    feeling really bad” and, in a second interview, he told the officers “the whole story.”
    5
    When he was confronted with pictures of the crime scene and saw that there were
    no trees next to the house, he told an officer he believed Yenger “poured gas on
    the house and lit it on fire.”
    There were certainly discrepancies between Dye’s and Jameson’s versions
    of events, not the least of which were the descriptions of the container holding the
    gas. But both men consistently said Yenger started the fire.
    Yenger did not testify at trial. But in pretrial statements to two individuals,
    he essentially admitted his involvement in the crimes. See 
    Douglas, 675 N.W.2d at 572
    (“[A] defendant’s out-of-court confessions and admissions may corroborate
    the testimony of an accomplice.”).
    Acquaintance Jeramia Gillespie testified he asked Yenger if he would “be
    okay with” engaging in illegal activities. Yenger responded that, about ten years
    earlier, “he was involved in a house fire that killed two boys.” Yenger explained
    “he and Zach Dye were attending a party and they got into it with the people that
    were there already.” They left, but returned to the party with “like a Molotov cocktail
    . . . to get back at the people that made them leave.” According to Gillespie,
    Yenger said he “firebombed the place where the party was at.”
    Yenger also told fellow jailhouse resident Christopher Showalter “he had
    two bodies and that’s what he was there for.” He explained he was with Dye and
    Jameson, and he saw “a flash of light” from the car. Yenger told Showalter, “[T]hey
    say that he caught a tree on fire, and that it was wet, and that if anything, the house
    caught the tree on fire.” While in jail, Showalter heard Yenger tell Dye, “Keep your
    head up. Keep your stories straight. We can get through this if our stories match.”
    6
    According to Showalter, Yenger told another resident, “[Jameson] need not make
    it to court and that [the other resident] would be taken care of.”
    Yenger’s pretrial statements to Gillespie and Showalter amounted to
    independent corroborative evidence of the accomplice testimony. But there was
    more.
    Law enforcement officers also interviewed Yenger. Although he stuck with
    the concocted story and said he “went back to the apartment and passed out” after
    the party, he admitted going to the party with Dye and Jameson, getting into a fight
    at the party, getting “beat up,” and being “irritated.”          These admissions
    corroborated the accomplices’ testimony concerning his motive for setting the fire.
    See State v. O’Callaghan, 
    138 N.W. 402
    , 405 (1912) (noting defendant did not
    “deny his association with [the accomplices] . . . on the evening in question, prior
    to the commission of the offense, but also at the places named by [one of the
    accomplices] after the crime was committed”).
    We conclude there was sufficient independent evidence to corroborate the
    testimony of Dye and Jameson. The district court did not err in denying Yenger’s
    motion for judgment of acquittal.
    II.     Ineffective Assistance
    Yenger claims his trial attorney was ineffective in failing to challenge three
    jury instructions. To prevail, Yenger must show (1) deficient performance and (2)
    prejudice. See Strickland v. Washington, 
    466 U.S. 668
    , 687 (1984). We find the
    record adequate to address the issue. See State v. Ross, 
    845 N.W.2d 692
    , 697
    (Iowa 2014).
    7
    A.      Accomplice Instruction
    The district court gave the following accomplice instruction:
    An “accomplice” is a person who knowingly and voluntarily
    cooperates or aids in the commission of a crime.
    A person cannot be convicted only by the testimony of an
    accomplice. The testimony of an accomplice must be corroborated
    by other evidence tending to connect the defendant with the crime.
    You are instructed that the Court has found that Zachary Dye
    was an accomplice and you must consider him an accomplice and
    the defendant cannot be convicted only by that testimony. If you find
    Kyle Jameson is an accomplice, the defendant cannot be convicted
    only by that testimony. There must be other evidence tending to
    connect the defendant with the commission of the crime. Such other
    evidence, if any, is not enough if it just shows a crime was committed.
    It must be evidence tending to single out the defendant as one of the
    persons who committed it.
    Yenger argues, “Trial counsel should have requested and the district court should
    have given an instruction informing the jury that [Dye’s and Jameson’s] testimony
    could not be used to corroborate each other’s testimony.” Relatedly, he contends
    “[t]he jury should have been told there must be independent corroborating
    evidence connecting [him] to the crime.” His claim is premised on the assumption
    the jury found Jameson to be an accomplice. See State v. Harris, 
    589 N.W.2d 239
    , 242 (Iowa 1999) (“There is no language in [what is now Iowa Rule of Criminal
    Procedure 2.22(2)] mandating the submission of interrogatories in all instances in
    which the conditions described in the rule exist.”).1 Because the district court did
    not submit a special interrogatory asking the jury to answer this question, we do
    not know whether the jury found him to be an accomplice. For purposes of this
    argument, we will assume without deciding Jameson was an accomplice.
    1
    In State v. Ellis, No. 09-1210, 
    2011 WL 944428
    , at *6 (Iowa Ct. App. Mar. 21, 2011), this
    court stated, “[S]pecial interrogatories would have assisted this court in its appellate
    review.”
    8
    The instruction adequately conveyed the law that “the testimony of one
    accomplice may not corroborate the testimony of another accomplice.” See State
    v. Barnes, 
    791 N.W.2d 817
    , 824 (Iowa 2010) (quoting State v. Douglas, 
    675 N.W.2d 567
    , 572 (Iowa 2004)).         We recognize the uniform language is not
    designed for more than one accomplice. See Iowa State Bar Ass’n, Iowa Crim.
    Jury Instruction No. 200.4 (2016). But the modified language of this instruction
    identified Dye as one accomplice and identified Jameson as the other potential
    accomplice. The instruction also stated Yenger could not “be convicted only by
    the testimony of an accomplice.” It stood to reason that independent corroboration
    was required for each accomplice. See State v. Horn, 
    282 N.W.2d 717
    , 731 (Iowa
    1979) (finding language “sufficient to advise the jury that evidence of one or more
    accomplices cannot convict a defendant unless corroborated by other evidence”);
    State v. Everett, 
    214 N.W.2d 214
    , 219 (Iowa 1974) (finding district court adequately
    accommodated the defendant’s request to add a statement to an accomplice
    instruction indicating one accomplice could not corroborate the testimony of
    another accomplice).        As discussed, the record contains independent
    corroboration of the accomplice testimony. We conclude counsel did not breach
    an essential duty in failing to challenge the instruction.
    B.      Arson Instruction
    The first-degree murder charges required the State to prove four elements,
    including the following: (4) Yenger killed the individuals “while participating in the
    crime of Arson in the First Degree.” Arson was defined for the jury in a separate
    instruction.
    9
    Yenger argues his attorney should have challenged the arson instruction
    on the ground the jury was not “instructed that the State had to prove each and all
    elements of Arson in the First Degree in order to find [he] participated in the crime,
    as required in the fourth element of the offense of Murder in the First Degree.”
    Yenger is correct that the arson instruction did not require proof of each
    arson element. But (1) the jury was instructed to “consider all of the instructions
    together,” (2) the first-degree murder instructions informed the jury the State
    needed to prove “all of the elements,” and (3) one of the elements of first-degree
    murder was the participation in arson as separately defined. It follows that all the
    elements of arson had to be proved to find the fourth element of first-degree murder
    satisfied. See State v. Liggins, 
    557 N.W.2d 263
    , 267 (Iowa 1996) (“When a single
    instruction is challenged, it will be judged in context with other instructions relating
    to the criminal charge, not in isolation.”). Yenger’s attorney did not breach an
    essential duty in failing to challenge the arson instruction.
    C.    Prior Statements of Yenger
    The jury was instructed
    Evidence has been offered to show that the defendant made
    statements at an earlier time and place.
    If you find any of the statements were made, then you may
    consider them as part of the evidence, just as if they had been made
    at this trial.
    (Emphasis added). Yenger argues the highlighted language was incorrect. In his
    view,
    While the rules of evidence provide that statements of party
    opponents are admissible, the rule of evidence and the rationale
    underlying the hearsay exception provides no authority to require the
    jury to consider the statements as bearing the same weight as
    testimony received at trial, made under oath and under penalty of
    10
    perjury. Instead the jury should have been free to assign whatever
    weight and reliability to the statements as it saw fit.
    The challenged language comes from a uniform jury instruction. See Iowa State
    Bar Ass’n, Iowa Crim. Jury Instruction No. 200.44 (2016). “Normally, we are slow
    to disapprove of the uniform jury instructions.” State v. Ambrose, 
    861 N.W.2d 550
    ,
    559 (Iowa 2015).
    We recently examined the instructional language Yenger challenges. In
    State v. Payne, No. 16-1672, 
    2018 WL 1182624
    , at *8 (Iowa Ct. App. Mar. 7, 2018),
    we stated, “Any relevant statements [the defendant] made out of court that [were]
    inconsistent with his position at trial were . . . admissible, whether or not he
    testified.” We cited Iowa Rule of Evidence 5.801(d)(2), which, in part, excludes
    from the definition of hearsay “[a]n opposing party’s statement,” which “is offered
    against an opposing party” and “[w]as made by the party in an individual or
    representative capacity.” 
    Id. Significantly, the
    rule does not require the party
    opponent’s prior statement to have been made under oath. See Iowa R. Evid.
    5.801(d)(2). In contrast, a declarant-witness’s prior inconsistent statement must
    have been “given under penalty of perjury at a trial, hearing, or other proceeding
    or in a deposition.” Iowa R. Evid. 5.801(d)(1)(A). In both instances, it is up to the
    jury to decide what weight to accord those statements.
    Although the challenged instructional language does not appear in rule
    5.801(d)(2), we believe it is a correct statement of the law. Contrary to Yenger’s
    assertion, the language allows rather than requires the jury to consider the
    statements “just as if they had been made at this trial.” The language is consistent
    with other instructions, including an instruction authorizing jurors to consider prior
    11
    unsworn inconsistent statements to assess witness credibility. The language also
    is consistent with an instruction on witness credibility, which allows jurors to
    consider “[w]hether a witness has made inconsistent statements” in deciding what
    testimony to believe.
    Because the challenged language does not require jurors to accord the
    same weight to an unsworn prior inconsistent statement as they would to trial
    testimony, we conclude Yenger’s attorney breached no essential duty in failing to
    object to that portion of the instruction. See Payne, 
    2018 WL 1182624
    , at *9 (“The
    instruction did not direct the jury to assign the statement any particular weight or
    unduly emphasize the matter, nor did it create an improper permissive inference
    or presumption.”); see also State v. Hayes, No. 17-0563, 
    2018 WL 2722782
    , at *5
    (Iowa Ct. App. June 6, 2018) (concluding counsel was not ineffective in failing to
    challenge this instruction); State v. Wynn, No. 16-2150, 
    2018 WL 769272
    , at *3
    (Iowa Ct. App. Feb. 7, 2018) (noting instruction made “no reference to a
    presumption or an inference”); State v. Wineinger, No. 16-1471, 
    2017 WL 6027727
    , at *3 (Iowa Ct. App. Nov. 22, 2017) (concluding instruction was “a correct
    statement of law”); State v. Tucker, No. 13-1790, 
    2015 WL 405970
    , at *3 (Iowa Ct.
    App. Jan. 28, 2015) (disagreeing with assertion that the instruction was
    misleading).
    D.      Cumulative Error
    Yenger argues “the cumulative effect of multiple errors may amount to
    ineffective assistance.” Having found no individual errors, we decline to find
    cumulative error.
    12
    III.   Post-Trial Motions
    Yenger filed a combined motion in arrest of judgment and motion for new
    trial. He asserted the evidence was insufficient “to support the jury verdict in that
    the witnesses who were relied upon to corroborate the alleged accomplices’
    testimony were not credible” and the verdict was “contrary to law and evidence.”
    The State filed a resistance. At sentencing, the district court summarily denied the
    motions for “each and every reason set forth in the State’s Resistance.” The court
    also cited the standard set forth in State v. Ellis, 
    578 N.W.2d 655
    , 659 (Iowa 1998)
    (adopting weight-of-the-evidence standard for consideration of new trial motions
    filed under Iowa Rule of Criminal Procedure 2.24(2)(b)(6)). The State’s resistance
    summarized the evidence on which the State relied, including the testimony of Dye,
    Jameson, Showalter, and Gillespie.
    Yenger argues the court failed “to meaningfully consider his arguments in
    the post-trial motions.” He notes the absence of any reference to “his argument
    that Dye and Jameson lacked credibility” or his argument that “there was
    insufficient corroboration of their testimony.” Yenger acknowledges that, in State
    v. Maxwell, 
    743 N.W.2d 185
    , 193 (Iowa 2008), the Iowa Supreme Court refused to
    reverse a summary denial of a new trial motion. He asks us to overrule Maxwell.
    In Maxwell, the court stated,
    In denying Maxwell’s motion, the district court must have found the
    jury’s guilty verdict was not contrary to the weight of the evidence.
    Because Maxwell’s motion raised the issue in the district court, we
    are allowed to review the record to determine whether a proper basis
    exists to affirm the district court’s denial of Maxwell’s motion for new
    trial.
    
    13 743 N.W.2d at 193
    . We are not at liberty to overrule this precedent, as Yenger
    requests. Having reviewed the trial evidence and the merits of Yenger’s motion,2
    we conclude the district court did not abuse its discretion in denying the new trial
    motion. Assuming Yenger is also challenging the court’s denial of his motion in
    arrest of judgment, we conclude the jury’s findings of guilt were supported by
    substantial evidence.
    We affirm Yenger’s convictions for two counts of first-degree murder.
    AFFIRMED.
    Doyle, J., concurs; Tabor, J., dissents.
    2
    We are unpersuaded by the State’s error-preservation concern because the issue was
    raised and decided in the district court.
    14
    TABOR, Judge. (dissenting)
    I respectfully dissent. The court instructed the jurors that if they found
    Yenger made statements at an earlier time and place they were allowed to
    consider those out-of-court statements as part of the evidence—“just as if they had
    been made at this trial.”     This instruction misstated the law.       The majority
    acknowledges the disputed language cannot be found in the rules of evidence.
    And contrary to the majority’s interpretation, the instruction’s use of the term “may”
    does not mean the jurors were allowed but not required to give the out-of-court
    statements the same weight as sworn testimony. Rather, the instruction permitted
    jurors to decide whether they believed Yenger made the statements attributed to
    him by accomplices, acquaintances, or jailmates.         Once the jurors chose to
    consider Yenger’s out-of-court statements as part of the evidence, the instruction
    assigned his statements the same status as if he had made them under oath.
    Because the flawed instruction prejudiced Yenger, I would reverse and remand for
    a new trial.
    Yenger’s extrajudicial statements were not hearsay and were admissible
    because the State offered them against the opposing party.             See Iowa R.
    Evid. 5.801(d)(2)(A).   Admissions by a party-opponent “constitute substantive
    evidence of the facts asserted but are not conclusive evidence of those facts.” See
    State v. Bayles, 
    551 N.W.2d 600
    , 606 (Iowa 1996). Critically, substantive evidence
    is not the same as sworn testimony. Yenger’s admissions were not made under
    oath and, therefore, did not have the same binding effect on the declarant. Unless
    admissions are made in open court, they will not warrant a conviction without
    15
    sufficient corroboration.3 Iowa R. Crim. P. 2.21(4); State v. Polly, 
    657 N.W.2d 462
    ,
    466 n.1 (Iowa 2003). In the absence of the oath, any ability to observe the
    declarant’s demeanor, and cross examination to aid in determining credibility, the
    probative force of out-of-court statements differs from the probative force of
    testimony. It was a mistake to instruct the jury on a false equivalency.
    As the majority notes, the disputed language comes from a stock
    instruction. Iowa State Bar Ass’n, Iowa Criminal Jury Instruction 200.44 (2016). It
    is true we are “reluctant to disapprove uniform instructions.” See State v. Weaver,
    
    405 N.W.2d 852
    , 855 (Iowa 1987) (citing State v. Jeffries, 
    313 N.W.2d 508
    , 509
    (Iowa 1981)). But uniform instructions are not “preapproved” by our supreme
    court. See State v. Robinson, 
    859 N.W.2d 464
    , 490 (Iowa 2015) (Wiggins, J.,
    dissenting) (asserting “we can never delegate the formulation of the law to the
    instruction committee”).       In this instance, the bar association’s instruction
    committee did not cite any authority for treating a criminal defendant’s unsworn
    out-of-court statements as the equivalent of in-court testimony offered under oath.4
    3
    As Yenger points out, the uniform instruction on confessions by a defendant does not
    include a directive for the jury to consider the statements as if they had been made at trial.
    See Iowa State Bar Ass'n, Iowa Criminal Jury Instruction 200.16 (2016). Rather, the jury
    is told to consider various circumstances under which the confession was made before
    deciding how much weight to give it. 
    Id. 4 This
    uniform instruction previously read: “Evidence has been offered to show the
    Defendant made statements at an earlier time and place while not under oath. These
    statements are called admissions. You may consider an admission for any purpose.” See
    State v. Tejeda, 
    677 N.W.2d 744
    , 754 (Iowa 2004) (finding no prejudice from counsel’s
    failure to object to that instruction where the State did not offer any admissions by Tejeda).
    In reviewing the same instruction considered in Tejeda, one member of our court opined:
    “This instruction dangerously infers that all statements, offered as uttered by the
    defendant, implies, or arguably directs, their truth. This impeaches, surely shakes, any
    contrary exculpatory evidence offered to rebut its content.” Young v. State, No. 06-0763,
    
    2007 WL 3376830
    (Iowa Ct. App. Nov. 15, 2007) (Schechtman, S.J., concurring). It
    appears the instruction was revised in 2003.
    16
    The clear implication of the challenged instruction was that Yenger’s
    extrajudicial admissions were to be given the same force and effect as if he had
    uttered the words from the witness stand under the penalty of perjury. Because
    the court instructed the jury with an incorrect statement of law, we presume
    prejudice, unless the record affirmatively establishes no prejudice resulted. State
    v. Hanes, 
    790 N.W.2d 545
    , 551 (Iowa 2010). Yenger’s out-of-court admissions
    were the meat and potatoes of the State’s case; instructing the jury to view them
    in the same light as sworn testimony could not be considered harmless error.
    Further, the flawed jury instruction infringed on Yenger’s Fifth Amendment
    right against self-incrimination. Yenger decided not to testify; the district court
    instructed the jury not to draw an inference of guilt from that decision. Yet the court
    also instructed the jury that his earlier statements made outside of court could be
    considered as if they were his testimony. Other jurisdictions have held the mere
    fact that admitting statements by a party-opponent may motivate a defendant to
    take the stand to explain them does not mean he was compelled to do so in a
    manner implicating the privilege against self-incrimination. See, e.g, United States
    v. Holden, 
    557 F.3d 698
    , 706 (6th Cir. 2009).         But this situation is different.
    Although Yenger exercised his right not to testify, the court nevertheless instructed
    the jurors that they could consider his unsworn statements as a substitute for
    admissions made in open court. As a result, Yenger was effectively stripped of his
    right not to testify.   I would find submitting the challenged jury instruction
    constituted reversible error.