State of Iowa v. Gregory Hintze ( 2019 )


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  •                     IN THE COURT OF APPEALS OF IOWA
    No. 18-1418
    Filed March 6, 2019
    STATE OF IOWA,
    Plaintiff-Appellee,
    vs.
    GREGORY HINTZE,
    Defendant-Appellant.
    ________________________________________________________________
    Appeal from the Iowa District Court for Scott County, Stuart P. Werling,
    Judge.
    A defendant appeals following his conviction for extortion. SENTENCE
    VACATED AND REMANDED.
    Mark C. Smith, State Appellate Defender, and Theresa R. Wilson, Assistant
    Appellate Defender, for appellant.
    Thomas J. Miller, Attorney General, and Sharon K. Hall, Assistant Attorney
    General, for appellee.
    Considered by Potterfield, P.J., and Tabor and Bower, JJ.
    2
    BOWER, Judge.
    Gregory Hintze appeals following his conviction for extortion. Hintze claims
    the court abused its discretion in sentencing by allowing the victim’s mother to
    provide a victim impact statement and by considering unproven and unprosecuted
    offenses. We vacate the defendant’s sentence and remand for resentencing
    before a different judge.
    I.     Background Facts & Proceedings
    In June and July 2017, Hintze posted nude photos of M.G. on the door of
    the apartment she lived in with her husband and threatened further distribution of
    the photos around the apartment complex if M.G. and her husband did not pay him
    money. The State charged Hintze with one count of extortion, in violation of Iowa
    Code section 711.4 (2017); two counts of first-degree harassment, in violation of
    section 708.7(2); and being a habitual offender, in violation of section 902.8.
    On May 18, 2018, pursuant to a plea agreement with the State, Hintze
    pleaded guilty to extortion, a class “D” felony. As part of the agreement, the State
    dropped the two counts of harassment and the habitual offender enhancement.
    The parties were free to argue over the appropriate sentence. For a factual basis,
    Hintze admitted to threatening to post photos of M.G., communicating the threat to
    M.G., having the intention of receiving something back, and that he did not have
    the right to do so. The court accepted Hintze’s plea.
    The court held a sentencing hearing on July 24.             Hintze requested
    probation, and the State requested imprisonment. According to the pre-sentence
    investigation report, Hintze’s criminal history includes three convictions for second-
    degree sexual abuse of young children in 1990.
    3
    M.G., the extortion victim, had died under unrelated circumstances in
    February 2018, and her mother asked to give a victim impact statement at the
    sentencing hearing. Hintze objected to the mother providing a statement, but the
    court overruled the objection. The mother’s victim impact statement included
    implications Hintze requested M.G. procure a child for him. The court stated it was
    not taking the mother’s statement into consideration in its sentencing decision.
    The court then cited the minutes of testimony as supporting the mother’s
    allegations. Defense counsel objected as Hintze had not admitted that portion of
    the minutes, and the mother interjected, “It’s true.” In response, the court stated it
    “does not take into consideration the statements in the minutes of evidence that
    were not admitted to by the Defendant.” The court then referred to Hintze’s
    criminal history as “in and of itself sufficient for the Defendant to deserve the jail
    time that the Court will impose in this matter.” The court also found jail time
    necessary for the protection of the public.
    The court entered judgment and imposed the statutory sentence of an
    indeterminate term of imprisonment not to exceed five years and the minimum
    required fine and surcharge. Hintze appeals, claiming the sentencing court abused
    its discretion by considering improper factors in sentencing him including an
    improper victim statement and unproven, unprosecuted offenses.
    II.    Standard of Review
    “Our review of a sentence imposed in a criminal case is for correction of
    errors at law.” State v. Formaro, 
    638 N.W.2d 720
    , 724 (Iowa 2002). We will only
    reverse the district court if the court abuses its discretion or there is a defect in the
    sentencing procedure. State v. Letscher, 
    888 N.W.2d 880
    , 883 (Iowa 2016). If a
    4
    court uses any improper consideration in sentencing a defendant, resentencing is
    required. State v. Grandberry, 
    619 N.W.2d 399
    , 401 (Iowa 2000).
    III.   Analysis
    “Generally, a sentence will not be upset on appellate review unless a
    defendant can demonstrate an abuse of discretion or a defect in the sentencing
    procedure.” State v. Cheatheam, 
    569 N.W.2d 820
    , 821 (Iowa 1997) (citation
    omitted). “We give sentencing decisions by a trial court a strong presumption in
    their favor.” State v. Hopkins, 
    860 N.W.2d 550
    , 553 (Iowa 2015). “An abuse of
    discretion will only be found when a court acts on grounds clearly untenable or to
    an extent clearly unreasonable.” State v. Leckington, 
    713 N.W.2d 208
    , 216 (Iowa
    2006).
    Hintze claims the court improperly considered a victim impact statement
    offered by the mother of M.G. The State agrees M.G.’s mother does not fall within
    the statutory definition of victim for purposes of a victim impact statement.
    Because M.G. died under circumstances unrelated to Hintze’s case, the State
    urges it was reasonable to allow the mother to speak on M.G.’s behalf and her
    comment during the sentencing hearing about an unproven bad act cannot be
    shown to have affected the sentencing decision.
    The authority to submit victim impact statements is wholly statutory and
    limited to specific persons. State v. Matheson, 
    684 N.W.2d 243
    , 244 (Iowa 2004).
    That group of persons only extends to immediate family members of the person
    suffering physical, emotional, or financial harm if the victim “died or was rendered
    incompetent as a result of the offense or who was under eighteen years of age at
    the time of the offense.” 
    Iowa Code § 915.10
    (3). Even if a party has no standing
    5
    under section 915.10 to provide a victim impact statement, it does not require
    vacation of the sentence unless prejudice results. See State v. Sumpter, 
    438 N.W.2d 6
    , 9 (Iowa 1989).
    A district court may not consider unproven or unprosecuted offenses in
    sentencing a defendant unless (1) the facts before the court reveal that the
    defendant committed the offense, or (2) the defendant admits it. State v. Jose,
    
    636 N.W.2d 38
    , 41 (Iowa 2001). “The sentencing court should only consider those
    facts contained in the minutes that are admitted to or otherwise established as
    true.” State v. Gonzalez, 
    582 N.W.2d 515
    , 517 (Iowa 1998) (citation omitted). The
    portions of the minutes not necessary to establish the plea’s factual basis are
    deemed denied by the defendant and a sentencing court cannot rely on them. 
    Id.
    “If a district court improperly considers unprosecuted and unproven additional
    charges, we will remand the case for resentencing.” Formaro, 
    638 N.W.2d at 725
    .
    The mother’s statement was hostile, bitter, and exhibited a desire for
    retribution against Hintze. The mother’s statement introduced facts not otherwise
    in the record and included serious allegations against Hintze that mirrored Hintze’s
    prior offenses. The court stated it was not taking the mother’s statement into
    consideration for sentencing purposes, then cited the minutes of testimony where
    a police report noted M.G. making the same allegations. Defense counsel properly
    objected as Hintze had not admitted facts supporting those allegations. As the
    court and defense counsel discussed whether the allegation could be considered,
    the victim’s mother interjected, “It’s true.” The court then stated it would not
    consider the minutes not admitted to by Hintze.
    6
    The mother’s victim impact statement resulted in the introduction of
    prejudicial information into the sentencing court’s consideration. She introduced
    facts and unproven crimes outside the record of the plea. The court found the
    statement not prejudicial because the allegations were contained in the minutes of
    testimony, but the allegations were in the unadmitted and unproven portion of the
    minutes of testimony. The mother’s statement and the court’s initial disclaimer
    based on unadmitted portions of the minutes of testimony engenders some
    question as to their effect on the court’s consideration. “We cannot speculate
    about the weight a sentencing court assigned to an improper consideration . . . .”
    Gonzalez, 
    582 N.W.2d at 517
    . Therefore we vacate the defendant’s sentence and
    remand for resentencing before a different judge.
    SENTENCE VACATED AND REMANDED.