State of Iowa v. Eddie Hicks ( 2018 )

IN THE COURT OF APPEALS OF IOWA
No. 17-0130
Filed March 21, 2018
STATE OF IOWA,
Plaintiff-Appellee,
vs.
EDDIE HICKS,
Defendant-Appellant.
________________________________________________________________
Appeal from the Iowa District Court for Dubuque County, Thomas A. Bitter,
Judge.
A defendant appeals his conviction for murder in the first degree.
AFFIRMED.
Mark C. Smith, State Appellate Defender, and Bradley M. Bender, Assistant
Appellate Defender, for appellant.
Thomas J. Miller, Attorney General, and Louis S. Sloven, Assistant Attorney
General, for appellee.
Heard by Danilson, C.J., and Vaitheswaran, Doyle, Tabor, and McDonald,
JJ.
2
TABOR, Judge.
Eddie Hicks appeals his conviction for first-degree murder in the death of
his girlfriend Kahdyesha Lemon. Hicks challenges (1) the denial of his motion to
suppress statements he made to police officers at the hospital; (2) the sufficiency
and the weight of the State’s evidence rebutting his intoxication and justification
defenses; and (3) the denial of his request for substitute counsel. Hicks also raises
several pro se claims.
On the suppression issue, we do not find admission of his statements
requires reversal of his conviction. The record supports the district court’s
determination regarding the sufficiency and weight of the evidence. And we find
no abuse of discretion in the court’s denial of substitute counsel. None of the
claims raised in Hicks’s pro se supplemental brief entitle him to a new trial, though
we preserve his ineffective assistance of counsel claim for postconviction
proceedings.
I. Facts and Prior Proceedings
Hicks and Lemon began dating in 2006 in Chicago. They had a tumultuous
relationship marked by infidelity and abuse. They separated after an argument in
May 2015. Around Memorial Day that year Hicks called Lemon’s mother
threatening to “flatten [Lemon’s] head into a pancake” and saying “[Lemon] is going
to be one daughter [she] don’t have anymore.” Hicks also said he recently
discovered Lemon had misrepresented how old she was and because she was
underage when their relationship began, Hicks expressed concern he “could be
doing time as a result.” Around the same time, Hicks called Lemon’s sister with
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this dark message: “[Y]ou all going to catch you all sister in the casket; tell your
mama to get this casket ready.”
Hicks and Lemon reconciled on June 12, 2015. They took a bus from
Chicago to Dubuque four days later. When they arrived in Dubuque, according to
Hicks, “everything was fine.” But Hicks later began to feel faint and sought medical
attention. The next day started off as uneventful. Lemon went to work; later they
picked up Hicks’s medication, ate, smoked marijuana, and napped.
Hicks later said that upon waking up, he accessed Facebook on his phone,
prompting an argument with Lemon. According to Hicks, he got up and went into
the bathroom and Lemon threw a phone at him. Then the fight turned physical
and Hicks recalled Lemon trying to hit him with a frying pan and stab him with a
paring knife. Hicks said he returned Lemon’s attacks.
Eventually, he fled the apartment and demanded water and alcohol from
neighbors. A witness hanging out with friends at another apartment said she heard
“somebody was yelling for help” and found Hicks with “blood all over him.” She
went to get water, but when she came back, Hicks was demanding alcohol, or
“otherwise he’s going to kill [them.]” Another witness gave Hicks a half-full bottle
of Paramount rum and he “chugged it all.”
Police responded to two 911 calls reporting a stabbing. One of the callers
reported Hicks falling from a ten-foot retaining wall outside the apartment building.
In an alley near Lemon’s apartment, officers found Hicks sitting on the ground,
bleeding from “a couple stab wounds.” As the squad car pulled up, the first
responding officer planned to render medical aid, but then she saw Hicks
“scooting” toward her. Hicks started to grab the officer’s leg and try to force his
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way into her squad car, so she pinned him against the door and sprayed him with
mace. The second officer to arrive observed that Hicks’s conduct veered from
erratic to calm. Hicks was able to answer the officer when asked for his first and
last names, where he was staying, and what happened. Hicks said he’d been
“stabbed up.” Hicks also identified Kahdyesha as the person who stabbed him.
Emergency medical personnel loaded Hicks onto a cot and into an
ambulance. He was handcuffed to the cot and a police officer rode along in the
ambulance to the hospital. An emergency room doctor described Hicks as
“intermittently agitated” and recalled at times “his language was difficult to
understand” and other times he “spoke very clearly.” Hicks had benzodiazepines,
alcohol, and phencyclidine (PCP) in his system, according to a toxicology report.
Before he was sedated by medical staff so they could treat his injuries,
Hicks spoke briefly with Officer Cory Tuegel in the emergency room. Tuegel asked
Hicks just seven questions, starting with “what happened?” Hicks responded: “I
loved her too much.” Hicks clarified he was talking about his girlfriend, Kahdyesha
Lemon. Hicks said Lemon was “home sleeping” but also acknowledged she
suffered stab wounds. Hicks soon ended the conversation.
Back at the apartment building, officers discovered Lemon outside,
suffering from more than one-hundred incised stab wounds. Inside the apartment,
the floors were so soaked in blood that it was difficult for officers to keep their
footing. Blood splatter glazed the walls of the bedroom, kitchen, and bathroom.
An officer testified he could not remember an area of the home not covered in
blood. Officers found a bent frying pan matted with hair and blood. Officers also
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located a paring knife on the bed and later discovered two of Lemon’s teeth, with
the “whole root” attached, under the rug.
Medics rushed Lemon to the hospital and straight into a trauma room.
Lemon was given roughly three times her blood volume to improve her blood
pressure. Doctors shocked her heart and gave her epinephrine fifteen to twenty
times to restart her heart. Despite these efforts, Lemon died three to four hours
later of hemorrhagic shock. She was twenty-one years old.
Hicks woke up the next day in the hospital and asked about Lemon. Officers
Brendan Welsh and Nick Schlosser set up an audio-recorder in Hicks’s hospital
room and interviewed him. According to Hicks, Lemon was angry because she
just found out from Facebook that Hicks had been cheating on her “on and off for
ten years.” Hicks told them Lemon hit him with a pan and was trying to stab him.
Hicks told the officers: “I hit her once probably, twice, all I was trying to do was get
this girl up off of me.” He later admitted hitting her as many as four times in the
head. Hicks also said Lemon tried to stab him in the heart. He showed the officers
he had four or five cuts to his chest and neck. But Hicks said he was able to take
the knife from her. He admitted cutting her multiple times “anywhere” on her body.
He also said he “knew he was stronger than her, that [he] could get away from
her.” Hicks told the officers he last smoked PCP four days before the stabbing.
When Hicks was discharged from the hospital, he left in police custody.
The State charged Hicks with murder in the first degree, in violation of Iowa
Code sections 707.1 and 707.2(1)(a) (2015). He pleaded not guilty claiming self-
defense and intoxication. Hicks filed a motion to suppress his statements to
Officers Tuegel, Welsh, and Schlosser. After concluding Hicks was not in custody
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when questioned at the hospital, the district court denied Hicks’s motion to
suppress. Hicks also filed pro se motions requesting a change of venue and a
new presiding judge. Hicks also filed a pro se motion seeking substitute counsel
and claiming his legal team treated him poorly and lied to him. The court set
Hicks’s motion for hearing. At the hearing Hicks expressed his dissatisfaction with
his attorneys and the court. The court denied his motion for substitute counsel.
Hicks waived his right to a jury trial and requested a change of presiding
judge. The court noted his waiver of a jury trial, denied his request for a change
of judge, and proceeded with a bench trial. Several responding officers and
emergency medical personnel testified, as did Officers Tuegel, Welsh, and
Schlosser. Lemon’s mother and sister also testified about Hick’s threatening
phone calls. Both parties also presented expert testimony regarding the
intoxicating effects of PCP. Hicks testified in his own defense. After a six-day trial,
the court rejected Hicks’s self-defense and intoxication defenses and found him
guilty of first-degree murder. Hicks now appeals.
II. Scope and Standards of Review
We review Hicks’s suppression and ineffective-assistance-of-counsel
claims de novo. See State v. Young, 863 N.W.2d 249, 252 (Iowa 2015); State v.
Straw, 709 N.W.2d 128, 133 (Iowa 2006). For those constitutional claims, we
independently evaluate the totality of the circumstances. State v. Turner, 630
N.W.2d 601, 606 (Iowa 2001). We examine challenges to the sufficiency of the
evidence for legal error. See State v. Sanford, 814 N.W.2d 611, 615 (Iowa 2012).
We review Hicks’s challenges to the denial of a new trial, the denial of substitute
counsel, and the judge’s recusal decision for an abuse of discretion. See State v.
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Lopez, 633 N.W.2d 774, 778 (Iowa 2004); State v. Millsap, 704 N.W.2d 426, 432
(Iowa 2005). A court abuses its discretion if it acts unreasonably or bases its
conclusions on untenable grounds. Millsap, 704 N.W.2d at 432.
III. Analysis
A. Did the District Court Properly Deny the Motion to Suppress?
Before trial, Hicks moved to suppress all statements he made when
interviewed by police at the hospital, alleging they were obtained in violation of the
Fifth, Sixth, and Fourteenth Amendments to the United States Constitution and
Article I, Section l0 of the Iowa Constitution. The district court denied the
suppression motion.
To be admissible, Hick’s inculpatory statements to police must pass a “dual
test.” See State v. Countryman, 572 N.W.2d 553, 557 (Iowa 1997). We first decide
if police were required to give Miranda warnings, and, if so, whether police properly
gave them. Id.; see Miranda v. Arizona, 384 U.S. 436, 479 (1966) (holding before
police subject a person to a custodial interrogation, they must inform him of the
right to counsel, that counsel may be appointed if he cannot afford it, his right to
remain silent, and that any of his statements may be used as evidence against
him). Second, we resolve whether the statement is voluntary and satisfies due
process. Countryman, 527 N.W.2d at 557. Miranda warnings are not required
unless police subject the suspect to both custody and interrogation. Berkemer v.
McCarty, 468 U.S. 420, 429 (1984).
1. Statements to Officer Tuegel
Hicks contends the district court should have suppressed his statements to
Officer Tuegel made shortly after arriving at the hospital. He asserts Tuegel’s
8
bedside questioning amounted to a custodial interrogation, and Tuegel did not
provide Hicks with his constitutionally guaranteed Miranda warning. The State
counters the defense claim by arguing Hicks was not in custody at the time so no
Miranda advisory was required.
A Miranda warning must be given if a suspect is in custody resulting from
formal arrest “or any other circumstances where the suspect is deprived of his or
her freedom of action in any significant way.” State v. Ortiz, 766 N.W.2d 244, 251
(Iowa 2009) (quoting Miranda, 384 U.S. at 444). When determining if a suspect is
in custody, we consider the extent to which the suspect is restrained and if a
reasonable person under such restraint would believe he was not free to leave.
See id. We apply the following four factors: “(1) the language use to summon the
individual; (2) the purpose, place, and manner of the interrogation; (3) the extent
to which the defendant is confronted with evidence of [his] guilt; and (4) whether
the defendant is free to leave the place of questioning.” Id. (quoting State v.
Miranda, 672 N.W.2d 753, 759 (Iowa 2003)).
Here, police did not summon Hicks to the hospital, but when they
encountered Hicks outside Lemon’s apartment, they used pepper spray and
physically restrained him to prevent him from leaving the scene. An officer
handcuffed Hicks to a cot and accompanied him in the ambulance. This officer
remained at the hospital to ensure “Hicks was secure, for the investigation to
continue” and described himself as “on guard duty,” only leaving when another
officer relieved him. Assuming without deciding a reasonable person subject to
these restraints and this level of sustained supervision would not have felt at liberty
to leave, we nevertheless conclude reversal is not required.
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Assuming Hicks was in custody, because Tuegel did not issue a Miranda
warning before questioning Hicks, the statements were inadmissible. See Ortiz,
766 N.W.2d at 251.1 But we need not reverse if the error was harmless. See State
v. Peterson, 663 N.W.2d 417, 430 (Iowa 2003). To establish harmless error, the
State must prove beyond a reasonable doubt that the mistake did not contribute to
the verdict. Id. at 431. We will look to the actual basis for the verdict and consider
“the probative force of that evidence against the force of the erroneously admitted
evidence standing alone.” Id.
Because Hicks chose to try his case to the court rather than a jury, we have
greater insight into the factfinder’s reasoning. The verdict came with a description
of what evidence the court considered when reaching its conclusion. The court
did not mention Hicks’s statements to Officer Tuegel, indicating they played no
significant role in the finding of guilt. Hicks’s prior threats to kill Lemon, his worry
about prosecution for their sexual relationship while she was underage, and
Lemon’s extensive wounds were far more probative points than any incriminating
inferences that the court could have drawn from Hicks’s brief conversation with
Tuegel. We conclude admission of the statements was harmless.
2. Statements to Officers Welsh and Schlosser
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Hicks also argues his statements were involuntary under the totality of circumstances.
To find a statement is involuntary, generally there must be coercive police activity. State
v. Vincik, 398 N.W.2d 788, 790 (Iowa 1987). Hicks does not point to any indicator of
coercive police activity, rather he makes conclusory statements claiming coercion. We do
not find Hicks’s capacity for self-determination was critically impaired or his will was
overborne by Tuegel’s brief questioning. See State v. Tyler, 867 N.W.2d 136, 176 (Iowa
2015) (finding statements voluntary though defendant had recently undergone surgery
and told officers she was “really out of it”); Countryman, 572 N.W.2d at 558 (finding a
defendant's statements were voluntarily given despite the fact she was “under the
influence of drugs and was confused”).
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Next Hicks argues the district court should have suppressed the more
extensive statements he made to Officers Welsh and Schlosser because he did
not knowingly, voluntarily, and intelligently waive his Miranda rights.2 Hicks also
claims these statements were involuntary due to his intoxication and physical and
emotional condition at the time of questioning. The voluntariness assessment is
identical for Miranda and due process purposes. See Tyler, 867 N.W.2d at 174.
a. Waiver of Miranda Rights
When a defendant challenges the validity of a Miranda waiver, the State
must establish by a preponderance of the evidence that the waiver was knowing,
voluntary, and intelligent. See Countryman, 572 N.W.2d at 559. A waiver is
voluntary if it is not the product of misconduct or overreaching by police. Id. And
to be knowing and intelligent, the waiver must be made with an understanding of
the rights given up and the resulting consequences. Id.
We look to a number of factors in deciding if Hicks voluntarily waived his
Miranda rights, including his age, prior experience in the criminal justice system,
whether he was under the influence of drugs, his mental ability, whether police
used deception, his ability to understand the questions and respond, the length of
the interrogation, his physical and emotional reaction, and whether any deprivation
or physical punishment was used. See Tyler, 867 N.W.2d at 175.
Hicks was in his mid-twenties and had prior experience in the criminal
justice system, telling the officers he was on parole at the time of the interview. He
2
The State claims the interrogation by Officers Welsh and Schlosser was not custodial.
As in the preceding section, we assume without deciding that their questioning also
amounted to a custodial interrogation.
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does not allege a limited intellectual ability. He appeared to understand the
questions asked and responded appropriately. The officers did not use deception
or any coercive tactics. The only factors highlighted by Hicks are his treatment in
the hospital and his toxicology screen showing the presence of alcohol and
controlled substances.
Considering all of the voluntariness factors, we find the Miranda waiver was
valid. Officers Welsh and Schlosser came into Hicks’s hospital room the morning
after he was admitted and set up an audio-recorder. After Hicks awoke, the officers
briefly chatted with him. They read Hicks his Miranda rights around 12:30 in the
afternoon, stopping to confirm he understood each one. Hicks initially declined to
speak with officers but said he would be willing to talk with them later. When the
officers returned, they repeated the Miranda warnings and confirmed Hicks
understood each right; this time he agreed to tell the officers what happened.
The officers did not employ intimidating, coercive, or deceptive means to
induce Hicks to waive his Miranda rights. On the contrary, the recording verifies
the officers used calm voices when approaching Hicks and confirmed his desire to
talk with them. The officers even helped Hicks get the bottled water he preferred
to the hospital’s filtered water and offered their cellular phones to Hicks when he
said he wanted to call his father but couldn’t reach him on the hospital’s phone.
The State proved Hicks voluntarily waived his Miranda rights.
The recording also reveals Hicks waived his Miranda rights knowingly and
intelligently. Both times the officer provided the Miranda warnings, Hicks
confirmed he understood each right and the implications of waiver. Hicks argues
he could not make a knowing and intelligent decision due to the residual effects of
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sedatives and illicit drugs in his system. But a treating physician kept Hicks
sedated until the illicit drugs left his system. And Hicks’s conversations captured
by the recording indicate he was aware of his situation and could communicate
effectively with others. For example, he was able to recite his parents’ phone
numbers to hospital staff, express concern about physical discomfort resulting from
a catheter, and discuss the medical purpose of a blood draw he initially did not
want. Given Hicks’s ability to interact coherently and his affirmative indications he
understood the Miranda warning and still wished to talk with officers, we conclude
the State proved Hicks’s decision-making abilities were not impaired by the effects
of sedatives or illicit drugs and his waiver was knowingly and intelligently made.
Id. at 176 (finding Tyler voluntarily waived her Miranda rights at the hospital though
she had lost a large amount of blood and was taking several medications).
b. Voluntariness of Statements
Hicks claims even if his Miranda waiver was effective, the district court erred
in determining his statements were voluntary. Involuntariness must generally be
tied to police coercion. Vincik, 398 N.W.2d at 790 (Iowa 1987). But Hicks does
not claim his statements were the product of coercion; instead he argues his drug
intoxication and physical and emotional condition at the time of questioning
prevented him from making voluntary statements. A statement may be involuntary
if a person’s “capacity for self-determination [is] critically impaired.” Countryman,
572 N.W.2d at 558.
As noted above, Hicks’s conversations captured by the recording do not
reveal an impairment from either the lingering effects of medically administered
sedatives or from his own use of illicit drugs. Hicks does not sound distraught or
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irrational on the recording. He comprehends the officers’ questions and gives
coherent answers. Because Hicks’s statements to Officers Welsh and Schlosser
were voluntary, the district court properly allowed them into evidence.
But even if the district court should have suppressed Hicks’s statements to
Welsh and Schlosser—because Hicks either could not voluntarily waive his
Miranda rights or could not make a voluntary statement due to the residual effects
of sedatives—the error was harmless. See Peterson, 663 N.W.2d at 430 (noting
reversal is not necessary when guilty verdict is “surely not attributable to the error”).
During the interrogation, Hicks admitted defending himself against Lemon’s
attacks which is the same defense he advanced at trial and the same claim he
made to friends on a jailhouse phone call. Any material admissions made during
the interrogation were repeated at another time. Reversal would not be required.
B. Did the State Offer Substantial Evidence and Did the Court Correctly
Deny Hicks’s Motion for New Trial Based on the Weight of the Evidence?
Hicks challenges both the sufficiency and the weight of the evidence for his
first-degree murder conviction. As to sufficiency, we assess the record in the light
most favorable to the State, including all reasonable inferences that we may fairly
draw from the evidence. State v. Howse, 875 N.W.2d 684, 688 (Iowa 2016). We
will uphold the court’s verdict if it is supported by substantial evidence. Id.
Evidence is substantial when a reasonable fact-finder could rely on it to find the
defendant guilty beyond a reasonable doubt. Id. Evidence is not substantial if it
raises only suspicion, speculation, or conjecture. Id.
When reviewing the weight of the evidence, we must grant a new trial if the
verdict is contrary to law or evidence. Iowa R. Crim. P. 2.24(2)(b)(6). A verdict is
14
contrary to evidence when it is against the greater weight of the evidence
presented at trial. State v. Taylor, 689 N.W.2d 116, 133–34 (Iowa 2004). Under
the weight-of-the-evidence standard, the court balances the evidence and
considers the credibility of witnesses. Id. at 134. In deciding whether to grant a
new trial on this ground, the district court enjoys wide discretion, but it must
exercise that discretion carefully and sparingly. Id. We will discuss each claim in
turn.
1. Intoxication Defense
Hicks contends the district court erred by concluding he could form the
specific intent necessary to commit first-degree murder. “Specific intent not only
requires the defendant to be aware of doing an act, but doing it with a specific
purpose in mind.” State v. Guerrero Cordero, 861 N.W.2d 253, 259 (Iowa 2015)
(overruled on other grounds) (quoting State v. Rinehart, 283 N.W.2d 319, 320–21
(Iowa 1979)). According to Hicks’s appellate argument, he was too high on PCP
to form specific intent to kill Lemon. To prevail, Hicks must show he was so
intoxicated he “could no longer reason and was incapable of forming a felonious
intent.” See id. “[I]f intoxication negates the specific-intent element . . . , [Hicks]
can only be found guilty of a lesser included offense consisting of the act without
the intent.” Id.
Viewing the evidence in the light most favorable to the district court’s ruling,
we find ample evidence that Hicks could and did form specific intent to kill Lemon.
While motive is not an element of murder, we have found it relevant to establish
the mental elements necessary to prove first-degree murder. See State v. Caples,
857 N.W.2d 641, 646 (Iowa Ct. App. 2014) (holding motive evidence probative of
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question whether defendant acted with malice aforethought). In this case, the fact
finder could have reasonably concluded that Hicks—having forewarned Lemon’s
mother he would “flatten” her daughter’s head “like a pancake”—acted precisely
on that threat by smashing his girlfriend’s face with a frying pan so hard that he
knocked out her two front teeth at the root.
Moreover, Hicks’s own testimony supports the district court’s finding of
specific intent. Hicks was able to provide a detailed account of his actions the day
before the attack and the day of the attack, up until the time that Lemon allegedly
became angry with him over a Facebook post. Hicks testified he could not
remember the events well from that point forward. Although Hicks admitted
smoking marijuana, he did not testify to using PCP either the day of the attack or
the day before. In his interview with officers at the hospital, Hicks said he last
smoked PCP four days before the stabbing. And although Hicks claimed at trial
he had no memory of the attack, he was able to describe defending himself on a
jailhouse phone call a few days later.
Physical evidence also supports the State’s theory that Hicks was aware of
what occurred. In another jailhouse phone call, Hicks recounted the attack and
stated Lemon tried to mace him. Investigators found the remnants of a mace
container in the apartment, corroborating Hicks’s recollection. He testified Lemon
began the attack by throwing a phone at him in the bathroom. Investigating officers
found the phone between the toilet and bathroom wall indicating Hicks accurately
remembered the evening’s events.
Both Hicks and the State presented expert testimony regarding the impact
of PCP on a person’s reasoning abilities and thought processes. On behalf of the
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State, criminalist Justin Grodnitzky testified a person will “feel the high effects thirty
minutes to an hour. This high will last anywhere between four to six hours, and
then you can have residual effects lasting twenty-four to seventy-two hours.” But
Grodnitzky cautioned PCP impacts each user differently and therefore the user’s
self-reported response to PCP is significant. Grodnitzky also found no correlation
between the concentration of PCP in a person’s blood and his level of cognitive
impairment. Grodnitzky opined those impaired by PCP could still make conscious
choices. He referenced studies involving PCP-impaired drivers who were still able
to make conscious decisions to operate the vehicle. But the criminalist did caution
that marijuana exacerbates the effects of PCP.
Forensic toxicologist Michael Rehberg testified on Hicks’s behalf. He
described PCP as “a dissociative anesthetic” meaning people intoxicated by PCP
may be awake but unable to recognize their surroundings. According to Rehberg,
PCP can trigger psychotic episodes and can cause an intoxicated person to
“become paranoid, become fearful and respond in a negative way to those fears.”
To determine if a person is under the influence of PCP, Rehberg suggested
attempting to interact with the person to see if he can understand the conversation.
Additionally, Rehberg found a correlation between person’s blood concentration of
PCP and his level of intoxication. But Rehberg also described PCP as “still just
truly totally unpredictable.” He believed there is no way to know with certainty how
a person will react to PCP each time he uses it regardless of his blood
concentration levels. Rehberg also disagreed with Grodnitzky about the effects of
mixing PCP and marijuana, opining marijuana and benzodiazepines can dampen
the effects of PCP if used together.
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On appeal, the defense focuses on Rehberg’s testimony, asserting the level
of PCP in Hicks’s blood (twenty nanograms per milliliter the next day) and his
erratic conduct after the attack lead to the inevitable conclusion that Hicks was so
intoxicated that he could not form specific intent. We disagree the expert evidence
or Hicks’s behavior inexorably points to the success of Hicks’s intoxication
defense. Both Rehberg and Grodnitzky agreed PCP’s effects are unpredictable—
differing from person to person. And Rehberg conceded marijuana and
benzodiazepines can mitigate PCP’s impact, and both were in Hicks’s system at
the time of the attack. Although the experts disagreed whether the degree of
intoxication correlates to the level of PCP in a person’s system, the court was
entitled as the fact finder to evaluate the two experts and choose to believe the
State’s expert on that point. See State v. Blair, 347 N.W.2d 416, 420 (Iowa 1984).
The district court could have reasonably rejected the intoxication defense
based on Hicks’s ability to communicate with others after the attack. Rehberg
testified a person’s inability to communicate with others or failure to realize others
are even present may show PCP intoxication. But Hicks was able to make
demands of witnesses after he fled Lemon’s apartment and responded coherently
to their questions.3 That information, coupled with Grodnitzky’s view that a person
can be impaired by PCP but still understand his actions, suggests Hicks was
capable of forming specific intent.
The district court also could have reasonably accepted Grodnitzky’s view
that a person’s self-perception of PCP intoxication is important. Hicks told his
3
Hicks can be heard talking to a neighbor in the background of a recorded 911 call.
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father from jail that he was not intoxicated and “there was nothing wrong” with him
at the time of the attack. Hicks also complained to friends that his “lawyer is trying
to use the PCP/self-defense but I know it was straight self-defense on my part.”
Given Hicks’s ability to remember the attack during his interview with officers, his
statements indicating he did not feel intoxicated, his failure to identify his most
recent PCP use at trial, his ability to communicate with neighbors immediately after
the attack, and the experts’ agreement that PCP impacts each user differently, the
record contains sufficient evidence that Hicks could form specific intent.
As to the weight of the evidence, we find no abuse of discretion in the
district court’s denial of a new trial. See Taylor, 689 N.W.2d at 134 (discussing
limited appellate review). The district court had the opportunity to evaluate the
expert testimony indicating PCP impacts each user differently and Hicks’s own
concessions that “there was nothing wrong” with him during the attack. See
Heaton v. State, 420 N.W.2d 429, 432 (Iowa 1988) (noting a defendant’s
recollection of events to others negated his “blackout claim” made at trial). The
district court also could consider Hicks’s earlier threats against Lemon in deciding
whether the intoxication defense was viable. The greater weight of the evidence
concerning specific intent to kill did not tip the scales against the district court’s
finding of guilt.
2. Self-Defense
Hicks also alleges the district court erred in failing to determine his actions
were justified. “A person is justified in the use of reasonable force when the person
reasonably believes that such force is necessary to defend oneself or another from
any imminent use of unlawful force.” Iowa Code § 704.3. The State bears the
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burden to prove justification did not exist. State v. Thornton, 498 N.W.2d 670, 673
(Iowa 1993). To rebut Hicks’s claim of self defense, the State was required to
prove one of the following: (1) Hicks started or continued the incident which
resulted in Lemon’s death; (2) Hicks had an alternative course of action was
available; (3) Hicks did not believe he was in imminent danger of death or injury
and the use of force was not necessary to save him; (4) Hicks did not have
reasonable grounds for the belief; or (5) the force used by Hicks was
unreasonable. See State v. Shanahan, 712 N.W.2d 121, 134 (Iowa 2006).
Hicks contends the State did not present substantial evidence to rebut his
self-defense claim. He cites his own testimony alleging Lemon was the aggressor.
Hicks told officers at the hospital Lemon initiated the attack by swinging a pan at
him. A neighbor testified he heard both Hicks and Lemon yelling “I’m going to kill
you” the night of the attack.4 Based on this evidence, Hicks argues he had no
other course of action available and had to use force to get away from Lemon
because the apartment only had one exit, and he reasonably believed he was in
imminent danger based on Lemon’s wielding of the frying pan and paring knife.
But even assuming Lemon initiated the attack and Hicks reasonably needed
to use some force to avoid harm, the State provided substantial evidence that the
amount of force used by Hicks was unreasonable. Only one knife was recovered
from the scene, covered in blood from both Lemon and Hicks. From this evidence,
the fact finder reasonably could conclude Hicks disarmed Lemon and then
launched his own knife attack, stabbing her 113 times. Lemon also suffered blunt-
4
At his deposition the neighbor stated he only heard Lemon make the threat.
20
force trauma and two of her teeth were knocked out. The medical examiner
classified Lemon’s wounds as defensive. Given the extreme nature of Lemon’s
injuries, the record contains sufficient evidence supporting the State’s position that
the brutality used by Hicks far exceeded what was necessary to protect himself,
defeating Hicks’s self-defense claim.
Hicks’s weight-of-the-evidence argument also fails on his justification
defense. While Lemon’s injuries alone weigh in favor of unreasonable force, they
provide even more persuasive proof when compared to Hicks’s superficial cuts,
the longest measuring three centimeters. The greater weight of the evidence
supported the court’s rejection of Hicks’s self-defense claim.
C. Did the District Court Properly Deny Hicks’s Motion for New Counsel?
Hicks argues he was entitled to substitute counsel after alleging a
breakdown in attorney-client communications. To justify appointment of substitute
counsel, Hicks must show “sufficient cause” for changing attorneys. See State v.
Martin, 608 N.W.2d 445, 449 (Iowa 2000). A conflict of interest, irreconcilable
conflict, or a complete breakdown in communication between the client and
attorney may serve as sufficient cause. Id. To show a complete breakdown in
communication, Hicks must show a severe and pervasive conflict with counsel or
contact so minimal that meaningful communication was not possible. See State v.
Tejeda, 677 N.W.2d 744, 752 (Iowa 2004).
Once Hicks raised a “colorable complaint” about his counsel, the district
court had a duty to investigate. See id. at 750. The court makes an adequate
inquiry by asking the defendant the nature of the communication problem. Id. at
751. A defendant who simply expresses “frustration with the proceedings” has not
21
demonstrated a complete breakdown in communications. Lopez, 633 N.W.2d at
781. Here, the district court held a hearing on the motion for substitute counsel
and asked Hicks open-ended questions about his dissatisfaction. Hicks noted his
complaints were contained in his motion and a letter he mailed to the court. In
those filings, Hicks alleged his attorneys had “lied, deceived, duped and [were] not
even doing [at least] their best ability to prove [his] innocence, for the charges
brought against me.” He complained that “since day one” his counsel had talked
down to him, “hollered” at him, and hung up during the phone calls. He alleged
the defense attorneys’ secretary had lied to him about their availability. Hicks also
believed his attorneys were “basically forcing [him] to go to trial” even though he
was not ready. He generally “refuse[d] to work with a public defender in Iowa”
alleging their caseloads were too high and they lacked the experience “to fight high
profile cases.”
When the court gave Hicks an opportunity to expand on his concerns and
provide supporting evidence, Hicks offered an unfocused critique of the overall
handling of his case. A review of the hearing reveals Hicks’s dissatisfaction with
the legal system as a whole and not his counsel specifically. Hicks made some
references to pro se filings claiming his attorneys failed to file the correct motions,
but the record shows counsel filed the same motions when appropriate. The court
gave Hicks the chance to personally explain his conflict as required by Tejada and
Lopez. See 677 N.W.2d at 750 (recognizing duty to inquire when a defendant
alleges a breakdown in communication); 633 N.W.2d at 781 (noting court gave the
defendant an opportunity to explain a communication problem).
22
While best practices might encourage a district court to probe more deeply
into the reasons behind a defendant’s request for substitute counsel, we conclude
the court here made adequate inquiry into Hicks’s claims and Hicks failed to prove
a complete breakdown in communication. See State v. Marshall, No. 03-0990,
2006 WL 1279042, at *4 (Iowa Ct. App. May 10, 2006).5
We also note any communication difficulties between Hicks and his
attorneys appear to have been resolved before trial. At a hearing eleven days
later, Hicks noted that after the hearing on his motion for substitute counsel, he
agreed to sit down and talk his attorneys and was now “happy” with them. It is
possible for pretrial communication breakdowns to be resolved before trial. See
Tejeda, 677 N.W.2d at 752. And when pretrial breakdowns are timely remedied,
the defense suffers no adverse effect. See id. Because Hicks conceded any
communication breakdown was remedied less than two weeks later, we conclude
his defense was not adversely affected and the court did not abuse its discretion
in denying Hicks’s motion.
D. Hicks’s Pro Se Claims
In addition to arguments briefed by counsel, Hicks presents several claims
on his own accord.6 First, he alleges the State committed prosecutorial misconduct
5
In Marshall, the defendant wrote the court and complained his attorney was not
representing him correctly, failed to return phone calls, was not available when the
defendant wanted to communicate with him, and claimed his attorney was not experienced
enough and lacked the skill necessary to mount an effective defense. Id. When asked
twice at a hearing why he didn’t want to be represented by current counsel, Marshall failed
to elaborate on the claims made in his letter. Id. This court concluded the district court
made adequate inquiries and Marshall failed to prove a complete breakdown. Id.
6
Some of Hicks’s pro se issues reiterate claims addressed by counsel and require no
additional analysis.
23
by way of a Brady violation.7 To prevail Hicks must show by a preponderance of
the evidence “(1) the prosecution suppressed evidence; (2) the evidence was
favorable to him; and (3) the evidence was material to the issue of guilt.” See
DeSimone v. State, 803 N.W.2d 97, 103 (Iowa 2011) (citation omitted). Hicks
requested the State provide him a table frame, the broken tabletop, a sample of
tabletop glass from Lemon’s wounds, and a portion of blood soaked carpet. The
court ordered the materials be provided to Hicks. Nothing in the record indicates
the State failed to comply with the order; Hicks cannot show the prosecution
suppressed the evidence. See id.
Next Hicks challenges the cause of Lemon’s death, noting she suffered a
punctured lung during an operation to treat her wounds. But Hicks can only be
relieved of liability “if an intervening act breaks the chain of causal connection
between [his] actions and [Lemon]’s death.” State v. Garcia, 616 N.W.2d 594, 597
(Iowa 2000). “[T]he intervening act must be the sole proximate cause of death.”
Id. An act is not a superseding cause if it is a normal consequence of the situation
created by a defendant. Id. Had Hicks not stabbed Lemon more than one hundred
times and beat her with a frying pan, she would not have required emergency
medical attention. The punctured lung resulted from surgery, a normal
consequence of the stabbing, and was not the sole cause of her death. Lemon
died of blood loss. Hicks cannot escape liability.
Hicks also contends the district court judge should have recused himself.
Hicks believes because he filed motions and affidavits complaining about the
7
See Brady v. Maryland, 373 U.S. 83, 87 (1963) (holding due process requires the
prosecution to disclose exculpatory evidence to the accused).
24
judge’s performance, the judge could not be impartial. But “[o]nly personal bias or
prejudice stemming from an extrajudicial source constitutes a disqualifying factor.”
Millsap, 704 N.W.2d at 432. “[A]ctual prejudice must be shown before a recusal is
necessary.” Id. Because Hicks does not show the judge had any knowledge other
than what he learned in court as the proceedings progressed, the judge had no
cause to recuse.
Finally, Hicks alleges he received ineffective assistance of counsel. He
asserts his counsel lied to him. Because the record is not developed adequately
to reach this issue, we preserve the claim for postconviction relief proceedings.
See State v. Coil, 263 N.W.2d 293, 296 (Iowa 1978).
AFFIRMED.
Vaitheswaran, Doyle, and McDonald, JJ., concur; Danilson, C.J., concurs
specially.
25
DANILSON, Chief Judge. (concurring specially)
I concur in all respects with the majority opinion but write separately to
acknowledge the weighty issues of whether Hicks had the ability to form the
specific intent of premeditated murder and, if so, whether he formed the intent
before the act resulting in death.
The evidence reflects that Hicks did not start the conflict with Lemon, and
Hicks was under the influence of alcohol and drugs at the time of the murder. Very
soon after the murder, Hicks was out of control and incoherent due to intoxicants.
In a somewhat similar factual scenario, but limited only to intoxication by alcohol,
the Iowa Supreme Court stated:
The jury should have been directed that, while it is not necessary that
premeditation, deliberation, and intent to kill should have existed for
any particular length of time before the killing, yet the intent to kill
should have preceded the act of killing long enough to admit
premeditation and deliberation; and as to whether there was such
time, the jury are the judges. But, regarding the instruction as
correct, and assuming that the jury were not misguided by its
somewhat obscure and uncertain language, and really found that
deliberation and premeditation did precede the act resulting in death,
in accord with the language we have just used in our opinion, the
evidence utterly fails to authorize the conclusion that deliberation and
premeditation on the part of defendant did precede the fatal stabs
causing death. They were given in a conflict while defendant was
excited by intoxicating liquors, if not intoxicated. There is no
evidence tending to show that after the conflict began there could
have been, before the stabbing, a moment––an instant of time––for
deliberation and premeditation. Certainly, there is not one word of
evidence tending to prove that, before the conflict commenced, there
was premeditation and deliberation. We therefore conclude that the
finding of the jury to the effect that there was deliberation and
premeditation, upon which the verdict of murder in the first degree is
based, is utterly unsupported by the evidence, and should have been
set aside upon this ground by the district court. For the error in failing
to do so the judgment is reversed.
State v. Sopher, 30 N.W. 917, 920 (Iowa 1886).
26
Unlike the facts in Sopher, here Hicks made a statement to Lemon’s mother
that he would kill Lemon. Although Hicks and Lemon may have briefly reconciled
after the statement, the statement is evidence of Hicks’ state of mind. Moreover,
sometime during the conflict, a neighbor heard a woman and a man say they were
going to kill the other. Consequently, even if Hicks had abandoned his earlier state
of mind as expressed to Lemon’s mother, Hicks may well have had sufficient time
for premeditation and deliberation during the conflict. Yet, it is possible that Lemon
had already suffered sufficient knife wounds when the statement was made by
Hicks and that Lemon’s death was imminent. Nonetheless, the sheer number of
knife wounds inflicted by Hicks upon Lemon is also evidence of premeditation and
deliberation. See Winston v. State, 269 S.W.3d 809, 812 (Ark. 2007) (holding “the
nature, extent, and number of wounds inflicted”—forty-five stab wounds most of
which were easily treatable and survivable—permit an inference of premeditation
and deliberation).
With respect to Hicks’ intoxication defense, without the testimony of the
neighbor hearing Hicks’ statement during the conflict and the neighbors who first
encountered Hicks after the conflict, the evidence may well have negated the
specific-intent element because soon after the murder Hicks was incoherent.
However, the neighbors’ testimony was sufficient for the district court to reject the
intoxication defense.
Accordingly, I find these facts distinguishable from the facts in Sopher and
support the majority’s finding of sufficient evidence to affirm the conviction.