State of Iowa v. Jeffrey Juergens ( 2021 )

IN THE COURT OF APPEALS OF IOWA
No. 20-0825
Filed October 6, 2021
STATE OF IOWA,
Plaintiff-Appellee,
vs.
JEFFREY JUERGENS,
Defendant-Appellant.
________________________________________________________________
Appeal from the Iowa District Court for Dubuque County, Monica Zrinyi
Wittig, Judge.
Jeffrey Juergens appeals his convictions of lascivious acts with a child by
solicitation and indecent exposure. AFFIRMED.
Martha J. Lucey, State Appellate Defender, and Shellie L. Knipfer, Assistant
Appellate Defender, for appellant.
Thomas J. Miller, Attorney General, and Darrel Mullins, Assistant Attorney
General, for appellee.
Considered by Tabor, P.J., Mullins, J., and Gamble, S.J.*
*Senior judge assigned by order pursuant to Iowa Code section 602.9206
(2021).
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GAMBLE, Senior Judge.
Jeffrey Juergens appeals his convictions of lascivious acts with a child by
solicitation and indecent exposure. We affirm.
I. Background Facts
Juergens is a grandfather figure to, then four-year-old, A.R.G. In March
2019, A.R.G.’s parents arranged for Juergens to watch A.R.G. when their usual
babysitters were not available. The next day, A.R.G. watched a movie featuring a
character with a scar and commented “that grandpa had showed her his scar.” Her
parents questioned if she meant Juergens’s scar from open-heart surgery. A.R.G.
told them no and instead said that Juergens had pulled down his pants. When
questioned further about what she meant, A.R.G. demonstrated what Juergens did
by pulling her pants down. A.R.G. also told her mother that Juergens “asked her
to touch it, and she said no.” According to the father, A.R.G. also said that
Juergens “touched her down there so it hurt, and then she laid down on the floor
and cried.”
The father called his mother (the grandmother) and asked about what
A.R.G. said. Juergens was with the grandmother and denied he did anything, but
A.R.G. could hear his denials over the phone and kept saying, “Yes, he did. Yes,
he did, did do that.”
The mother planned to report the incident the following Monday. That
weekend, the mother was stressed and “pretty emotional” but “tr[ied] to keep it
peaceful for [A.R.G.] and not talk about it a whole lot, because [she] wasn’t quite
sure how to deal with it.” A.R.G. did not bring up the incident over the weekend.
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The following Monday, the mother gave a statement to the police while
A.R.G. was present. Then the mother took A.R.G. for a medical examination by a
pediatrician. A.R.G. was “very quiet and subdued” during the examination. The
pediatrician talked primarily with the mother, then with A.R.G. A.R.G. responded
to questions by nodding her head yes or no. The pediatrician asked “whether her
grandfather did what she said earlier, whether he had showed her his private
parts,” and A.R.G. responded affirmatively. She asked “if he had her touch his
private parts with her hand,” and A.R.G. responded affirmatively. She asked
“whether he put his private parts in her mouth,” and A.R.G. responded in the
negative. And she asked “if he put his fingers or private parts inside of her private
parts,” and A.R.G. responded in the negative.
Ten days later, Rachel Haskin completed a recorded child protective center
(CPC) forensic interview of A.R.G. During the interview, A.R.G. stated Juergens
showed her his “coochie” and asked her to touch it but she said no.
Juergens was then charged by trial information with second-degree sexual
abuse, lascivious acts with a child by fondling or touching, lascivious acts with a
child by solicitation, and indecent exposure. A jury found Juergens guilty of
lascivious acts with a child by solicitation and indecent exposure. He was acquitted
of the other two counts.
Juergens appeals raising evidentiary claims. We will discuss additional
facts as necessary.
II. Standard of Review
“Although we normally review evidence-admission decisions by the district
court for an abuse of discretion, we review hearsay claims for correction of errors
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at law.” State v. Smith, 876 N.W.2d 180, 184 (Iowa 2016). “A court must exclude
hearsay unless it is admitted as an exception or exclusion to the hearsay rule.”
State v. Overstreet, No. 15-1704, 2016 WL 7403728, at *4 (Iowa Ct. App. Dec. 21,
2016) (citing State v. Newell, 710 N.W.2d 6, 18 (Iowa 2006)). “Subject to the
requirement of relevance, the district court has no discretion to deny the admission
of hearsay if it falls within an exception, or to admit it in the absence of a provision
providing for admission.” Id. (quoting Newell, 710 N.W.2d at 18).
III. Discussion
“Hearsay is a statement, other than one made by the declarant while
testifying at the trial . . . offered in evidence to prove the truth of the matter
asserted.” State v. Veverka, 938 N.W.2d 197, 199 (Iowa 2020) (citation and
internal quotation marks omitted). “As a general rule hearsay is not admissible.”
Id. “Hearsay can be admitted when the proffered evidence falls within one of the
numerous exceptions to the hearsay rule.” Id.Here, several of A.R.G.’s out-of-court statements were admitted for the truth
of the matter asserted through various means. So the district court should not
have admitted them unless they fell within an exception to the rule against hearsay.
Juergens claims the district court erred in two respects. First, he argues the court
erred in admitting a video of the CPC interview and testimony of A.R.G.’s parents
under the residual exception to the hearsay rule. Second, he argues the court
erred in permitting the pediatrician to testify to A.R.G.’s statements under the
medical-treatment exception. We address Juergens’s claims in turn.
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A. Residual Exception
We first address the district court’s admission of the CPC interview under
the residual exception to the hearsay rule. Iowa Rule of Evidence 5.807 governs
the rule and provides:
a. In general. Under the following circumstances, a hearsay
statement is not excluded by the rule against hearsay even if the
statement is not specifically covered by a hearsay exception in rule
5.803 or 5.804:
(1) The statement has equivalent circumstantial guarantees of
trustworthiness;
(2) It is offered as evidence of a material fact;
(3) It is more probative on the point for which it is offered than
any other evidence that the proponent can obtain through
reasonable efforts; and
(4) Admitting it will best serve the purposes of these rules and
the interests of justice.
b. Notice. The statement is admissible only if, before the trial
or hearing, the proponent gives an adverse party reasonable notice
of the intent to offer the statement and its particulars, including the
declarant’s name and address, so that the party has a fair opportunity
to meet it.
The residual exception to the hearsay rule is used “very rarely, and only in
exceptional circumstances.” Id. at 200 (citation omitted). “‘Before hearsay
evidence can be admitted’ under the residual exception, ‘the district court must
make five findings concerning the nature of the evidence: (1) trustworthiness; (2)
materiality; (3) necessity; (4) notice; and (5) service of the interests of justice.’” Id.
at 201 (citation omitted).
1. The CPC video
Juergens attacks the district court’s finding with respect to the first element,
whether the CPC video is trustworthy. He points to differences between what
A.R.G. said in the interview and what she told her parents and grandmother, that
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A.R.G. had already been questioned by several adults before the CPC interview,
and the style of questioning used during the interview.
“With respect to trustworthiness, the relevant consideration is whether the
proffered evidence has ‘circumstantial guarantees of trustworthiness.’” Id. at 203(citation omitted). We conclude the CPC interview has “circumstantial guarantees
of trustworthiness” despite Juergens’s concerns for multiple reasons. First,
hearsay submitted through video evidence “is more reliable than many other forms
of hearsay because the trier of fact could observe for itself how the questions were
asked, what the declarant said, and the declarant’s demeanor.” State v. Rojas,
524 N.W.2d 659, 663 (Iowa 1994). Second, interviewer Haskin has been
“educated and trained in this type of interview” and has completed over 2000 such
interviews. See State v. Neitzel, 801 N.W.2d 612, 623 (Iowa Ct. App. 2011).
Haskin asked age-appropriate questions that were generally open-ended and non-
leading. See Rojas, 524 N.W.2d at 663. She did ask A.R.G., “Has a boy ever
showed you his coochie?” This is a close-ended question. However, it left open
A.R.G. to identify the person who showed her “his coochie.” A.R.G.’s response
identified Juergens, her “grandpa,” in response. In doing so, she went beyond the
close-ended scope of the question and identified Juergens unprompted. So we do
not view the questioning as leading. Third, our trust in the interview is not
undermined by the fact that four-year-old A.R.G.’s story varied slightly from when
she talked to others. It is unexceptional that a child of A.R.G.’s age would not be
totally consistent each time she discussed her interaction with Juergens. Fourth,
we do not take issue with the fact that A.R.G. had talked to others (her parents,
grandma, and pediatrician) beforehand. Children must be able to recount
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instances of abuse to adults for investigations to commence. So we will not find a
child’s out-of-court statement untrustworthy simply because the child had
previously disclosed abuse to other adults. Cf. State v. Garcia, No. 20-0227, 2021
WL 210744, at *1, 2 (Iowa Ct. App. Jan. 21, 2021) (finding A CPC interview
trustworthy and the child had previously disclosed the abuse to a parent); State v.
Heggebo, No. 17-1194, 2018 WL 6719729, at *1, 2, 4 (Iowa Ct. App. Dec. 19,
2018) (determining a CPC video was trustworthy where the child had talked to both
parents and a nurse about the abuse and prior to the CPC interview); State v. Olds,
No. 14-0825, 2015 WL 6510298, at *1, 8 (Iowa Ct. App. Oct. 28, 2015) (finding a
video of a CPC interview admissible and the child had previously disclosed the
abuse to her parent).
Juergens also challenges the last element, whether the evidence serves the
interest of justice. See Veverka, 938 N.W.2d at 201. “With respect to the finding
regarding the interests of justice, evidence serves the interests of justice where
‘[t]he appropriate showing of reliability and necessity were made, and admitting the
evidence advances the goal of truth-seeking expressed in Iowa Rule of
Evidence [5.102].” Veverka, 938 N.W.2d at 204 (alterations in original) (citations
omitted). Juergens contends there can be no “showing of reliability” as required
under this element because the evidence is not trustworthy. See id. We disagree.
On the contrary, and as already discussed, we find this evidence to be trustworthy.
It is reliable. And it is necessary. Since there were no witnesses to this occurrence
other than Juergens and the child, the statements of the child are “more
probative… than any other evidence that the [State] can obtain through reasonable
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efforts.” Id. So the last element requiring the CPC video’s admission be in the
interest of justice is met.
We conclude the court correctly admitted the CPC interview video under the
residual exception to the hearsay rule.
2. Parents’ testimony
Next, Juergens argues the court erred in permitting the parents to testify to
A.R.G.’s statements to them under the residual exception to the hearsay rule. The
State’s brief heading argues the parents’ testimony qualifies under the residual
exception; however, it does not develop a supporting argument. Instead the State
argues the parents’ “testimony was merely cumulative and therefore not
prejudicial.” We agree. “[T]he erroneous admission of hearsay is presumed to be
prejudicial unless the contrary is established affirmatively.” State v. Hildreth, 582
N.W.2d 167, 170 (Iowa 1998). “However, we will not find prejudice if the admitted
hearsay is merely cumulative.” Id.The parents’ retelling of A.R.G.’s out-of-court statements included
statements that were properly admitted through other means, including the CPC
video. The father’s testimony that A.R.G. told him Juergens touched her
inappropriately transcends the child’s disclosure in the CPC interview. But this
statement is cumulative of other evidence as well. For example, in A.R.G.’s
deposition, which was admitted at trial, she stated that “grandpa” touched her
private part while they watched television. The pediatrician testified that A.R.G.
“said that he touched her privates and touched her genitals with his hand, and that
she touched his private parts.” The pediatrician’s clinical notes were admitted at
trial and stated that A.R.G. “endorsed that ‘grandpa’ showed her his privates and
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had her touch his privates with her hand. She also endorsed that he touched her
privates (pointed to her genitals) with his hand and with his private parts.”
Therefore, we conclude the testimony of A.R.G’s parents was merely cumulative
and not prejudicial, making it unnecessary to determine whether A.R.G.’s
statements were admissible under the residual exception. See id.B. Medical-Treatment Exception
Finally, Juergens claims the pediatrician’s testimony was improperly
admitted under the medical-treatment exception. Iowa Rule of Evidence 5.803(4)
governs this exception and provides:
The following are not excluded by the rule against hearsay,
regardless of whether the declarant is available as a witness:
....
(4) Statement made for medical diagnosis or treatment. A
statement that:
(A) Is made for—as is reasonably pertinent to—medical
diagnosis or treatment; and
(B) Describes medical history, past or present symptoms or
sensations, or the inception or general cause of symptoms or
sensations.
The reasoning for this exception being “statements made by a patient to a doctor
for purposes of medical diagnosis or treatment are likely to be reliable because the
patient has a selfish motive to be truthful.” State v. Walker, 935 N.W.2d 874, 879
(Iowa 2019) (citation and internal quotations omitted). “[A] child-declarant’s
identification of an abuser during treatment with a healthcare professional . . . fall[s]
within the exception when ‘the declarant’s motive in making the statement [was]
consistent with the purposes of promoting treatment’ and was of the type
‘reasonably relied on by a physician in treatment or diagnosis.’” Id. (fourth
alteration in original) (quoting State v. Tracy, 482 N.W.2d 675, 681 (Iowa 1992)).
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“Yet as to both requirements, the statements must also ‘be reasonably pertinent to
diagnosis or treatment.’” State v. Smith, 876 N.W.2d 180, 185 (Iowa 2016) (citation
omitted).
Juergens first challenges whether A.R.G.’s motive in making the statements
to the pediatrician was for the purpose of medical treatment. He argues the mother
took A.R.G. to the pediatrician at the direction of the Iowa Department of Human
Services “to document any evidence [and] for determination of whether abuse
occurred,” as opposed to medical treatment. Juergens focuses on the fact that
“[t]here were no claims of physical injury prior to the appointment with [the
pediatrician].” But that does not mean A.R.G. did not need medical attention. The
pediatrician testified her examination of A.R.G. “was at the recommendation of the
ER so that she could be examined by a pediatrician, due to concerns for sexual
abuse.” See id. at 187 (holding the State has the burden to show the statements
of the child are pertinent to the diagnosis and treatment by a doctor or medical
provider). “In cases of child sexual abuse, ascertaining the identity of the abuser
is important for medical purposes because the child’s age prevents her [or him]
from implementing self-care . . . .” Walker, 935 N.W.2d at 879. When a child
identifies a family member as their abuser, the treating physician “is . . . often
concerned about the possibility of recurrent abuse.” See Smith, 876 N.W.2d at
186. And the physician can identify and treat emotional and psychological injuries
that result from familial abuse. See id. So a family member’s identity as the
perpetrator is relevant to the physician’s treatment of the child.
Here, the pediatrician asked A.R.G. questions about what, if anything,
happened to her body so she could determine if A.R.G. required medical
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treatment. The pediatrician asked “very standard questions,” which were “specific
questions, as [the pediatrician] had been trained in residency.” A.R.G. was
withdrawn and sat on the floor, presumably in effort to not engage in the
examination. Yet she meaningfully participated in the examination by nodding or
shaking her head in response to questions, as opposed to responding to all
questions uniformly. She shook her head in the negative when the pediatrician
asked “whether he put his private parts in her mouth,” and “if he put his fingers or
private parts inside of her private parts.” So we conclude she answered questions
truthfully and in effort to further her medical treatment.
Juergens also argues A.R.G.’s statements1 are not the type a physician
could reasonably rely on in treatment or diagnosis. See id. Juergens highlights
A.R.G. “ha[d] been repeatedly questioned” and had heard “the adults’ version of
events as they repeat[ed] them to each other” and reasons, as a result, her
statements could not be reliable. We disagree. Simply because A.R.G.’s family
asked her questions about what happened so they could understand her needs
does not mean she could not provide reliable information to a physician. Instead,
we find A.R.G.’s statements to be the type a physician could rely on when
determining if she required any type of treatment. Here, the pediatrician relied on
A.R.G.’s statements to conclude she required no additional treatment.
Therefore, we conclude the court properly permitted the pediatrician’s
testimony under the medical-treatment exception.
1A statement can be “[n]onverbal conduct, if intended as an assertion.” Iowa R.
Evid. 5.801(c). Here, A.R.G.’s nonverbal conduct of shaking or nodding her head
amount to statements.
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IV. Conclusion
The court correctly admitted the CPC interview under the residual exception
to the hearsay rule. The parents’ testimony about what A.R.G. said was
cumulative so it was not prejudicial. And the pediatrician’s testimony was properly
admitted under the medical-treatment exception to the hearsay rule.
AFFIRMED.