Jessica K. Lagatta v. Brandon B. Kettler ( 2021 )


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  •                    IN THE COURT OF APPEALS OF IOWA
    No. 21-0418
    Filed October 20, 2021
    JESSICA K. KETTLER,
    Petitioner-Appellee,
    vs.
    BRANDON B. KETTLER,
    Respondent-Appellant.
    ________________________________________________________________
    Appeal from the Iowa District Court for Dallas County, Thomas P. Murphy,
    Judge.
    Brandon Kettler appeals from the ruling on his petition to modify provisions
    of the decree that dissolved his marriage to Jessica Kettler. AFFIRMED AS
    MODIFIED.
    Tammy Westhoff Gentry and Natalie Hedberg of Parrish Kruidenier Dunn
    Gentry Brown Bergmann & Messamer L.L.P., Des Moines, for appellant.
    Anjela A. Shutts and Jennifer B. Chavez-Rivera of Whitfield & Eddy, P.L.C.,
    Des Moines, for appellee.
    Heard by Mullins, P.J., and Schumacher and Ahlers, JJ.
    2
    AHLERS, Judge.
    This case involves a request to modify a Kansas divorce decree that
    includes unusual visitation provisions. As the unusual circumstances of this case
    justify the unusual visitation provisions, we leave those provisions largely intact.
    Brandon Kettler filed this action seeking to modify the Kansas decree that
    dissolved his marriage to Jessica Kettler.1          Jessica filed an answer and
    counterclaim asking the court to deny Brandon’s request and approve her
    requested changes to other terms of the decree. The district court generally
    denied Brandon’s request and granted Jessica’s. Brandon appeals, asserting:
    (1) his visitation with the parties’ children should increase; (2) he should remain
    responsible for the children’s health insurance; (3) his obligations to undergo drug
    screens and to provide drug test results and mental-health reports to Jessica
    should terminate after a specified time; and (4) Jessica should not be allowed to
    suspend his visitation without seeking court approval.         Both parties request
    appellate attorney fees. Except for one minor modification, we affirm. We deny
    the requests for appellate attorney fees.
    I.     Background Facts and Proceedings
    Brandon and Jessica married in 2009.           Their marriage produced two
    children, born in 2011 and 2015. The parties divorced in Kansas in August 2016.
    To resolve their dissolution action, the parties entered into an agreement for the
    distribution of marital property and setting terms for the continued parenting of their
    1 Brandon’s petition identified Jessica by her maiden name. Uncontroverted
    testimony at trial established Jessica has not returned to her maiden name, so her
    name remains Jessica K. Kettler.
    3
    children. Their dissolution decree contains no findings of fact, presumably due to
    the agreement that settled their case.
    Under the parties’ initial joint parenting plan,2 the parties have joint legal
    custody of the children with Jessica having physical care. The plan provided for
    supervised visitation for Brandon that gradually increased to unsupervised
    visitation on the current schedule. The current schedule allows Brandon visitation
    on alternating weekends from 10:30 a.m. Saturday until 4:00 p.m. Sunday, with
    additional holiday visitation. The plan also required Brandon to maintain health
    insurance for the children, and it contained provisions about drug use and testing:
    Both Parents are to provide a safe, stable, kind and loving
    environment for the children at all times. Other considerations:
    Father and/or Mother shall not consume prescription medications
    other than those prescribed to them by licensed medical
    professionals, in the prescribed dosages.
    For the next 5 years (through July 1, 2021), Father agrees to
    provide the appropriate releases to any treating psychiatrist and/or
    therapist and Father’s pain clinic so that Mother may obtain quarterly
    updates about Father’s current prescribed medications, treatment
    plan, prognosis and opinions about Father’s ability to interact with
    the children.
    Father shall submit to up to one random drug test per month
    for up to 3 years (through July 1, 2019), if Mother requests, the
    purpose of said test to determine that Father is taking only his
    prescribed medications in the prescribed dosages. For the time
    period beginning July 1, 2019 and ending July 1, 2020, Father shall
    submit to one random drug test, if Mother requests. Father shall
    report for the test within 12 hours of receiving the request. Father
    shall provide to the drug testing facility all of the information
    necessary for them to make this evaluation. If the drug test is clean,
    Mother shall be responsible for the cost of the test. If Father fails the
    drug test, he shall be responsible for the cost of the test.
    Any failed drug test will result in the immediate suspension of
    Father’s parenting time, until such time that Father is in compliance
    for a period of two months, at which time parenting time will be
    reinstated within the following two weeks.
    2 Both parties were represented by counsel in reaching their settlement, which
    included agreeing to the joint parenting plan.
    4
    Jessica and the children moved from Kansas to Waukee, Iowa, in 2017.
    Brandon and his new wife moved from Kansas to Urbandale, Iowa, in 2018.
    Shortly after moving to Iowa, Brandon registered the Kansas dissolution decree in
    Iowa and then petitioned to modify the decree, seeking to increase his visitation
    and modify other provisions.
    Evidence submitted at the modification trial established that Brandon has
    several mental-health disorders as well as ongoing pain management issues.
    Brandon takes multiple prescription medications as a result. As mentioned, the
    parties’ stipulated decree provided for drug testing. The evidence established
    Brandon undergoes urinalysis drug testing during random appointments with his
    pain management doctor.        Brandon has taken two more urinalysis tests at
    Jessica’s request since the entry of the Kansas decree. Jessica twice requested
    Brandon to undergo a hair follicle test because it examines a longer usage window
    than urinalysis, but Brandon refused both times.     All tests to which Brandon
    submitted were negative for all substances other than prescribed medications.3
    Fifteen months into the modification proceeding, Jessica filed a motion for
    emergency suspension of Brandon’s parenting time, pointing to recent police
    reports documenting police response to domestic disturbances between Brandon
    and his new wife at their home.      The court initially granted the motion and
    suspended Brandon’s visitation, which was the first suspension of his visitation
    3Brandon provided results from drug tests collected: January 14, 2016; February
    18, 2016; April 12, 2016; September 15, 2016; December 29, 2017; May 3, 2018;
    December 12, 2018; November 13, 2019; June 5, 2020; and November 20, 2020.
    The four most recent tests did not screen for marijuana or related substances.
    5
    since the dissolution. After a hearing, the court rescinded its initial order, denied
    the motion for emergency suspension, and ordered Brandon to submit to a hair
    follicle drug test. Brandon provided a hair sample as ordered, although he failed
    to provide it within the ten-day deadline imposed by the court. The test was
    positive for cannabinoids.     Based on the positive test, Jessica suspended
    Brandon’s visitation. Brandon later filed an application for contempt, and the court
    reinstated Brandon’s visitation but declined to find Jessica in contempt for
    suspending visitation.
    The matter proceeded to trial over three days in early 2021. The first day
    and one-half of trial was held in the courtroom, where Brandon, Jessica, and
    Brandon’s new wife testified in person. The rest of the trial was conducted via
    videoconference due to COVID-19 pandemic precautions. During the courtroom
    portion of trial, the judge warned Brandon multiple times about his behavior
    disrupting the proceedings.     Following trial, the court issued a ruling denying
    Brandon’s request to increase his visitation. The ruling switched responsibility for
    providing health insurance for the children, obligating Jessica to provide it. The
    ruling also modified provisions for monitoring Brandon’s mental health and
    substance use. As for monitoring Brandon’s mental health and substance use, the
    ruling stated:
    Brandon shall . . . [quarterly] provide Jessica with a statement from
    a licensed health care provider regarding Brandon’s fitness to have
    unsupervised visits with the children.[4]
    . . . Brandon shall submit to one random hair follicle drug test
    (also referred to as hair stat) per month at Jessica’s request for the
    4A later ruling on the parties’ motions filed pursuant to Iowa Rule of Civil Procedure
    1.904(2) specified this statement must come “from a licensed mental health care
    provider.”
    6
    purpose of determining Brandon’s substance use. Said hair follicle
    drug test shall be completed within twelve hours of Jessica’s written
    request. Jessica shall insure the request is made so that Brandon
    may timely comply. Brandon shall provide Jessica an ongoing
    waiver so that she can obtain the test results from the testing facility
    immediately upon the results’ availability. If the tests come back
    positive, Brandon shall pay all test costs. If the tests come back
    negative, Jessica shall pay for the negative test costs, except that
    Brandon shall pay for test costs for three months following a positive
    test. A positive test is one which demonstrates that Brandon is
    misusing prescription drugs or using illegal drugs or substances.
    . . . [I]f Brandon takes a hair follicle drug test that is positive,
    immediate suspension of his parenting time shall occur until such
    time that Brandon is complying with no drug use for a period of three
    months.        Brandon’s compliance shall be demonstrated by
    consecutive monthly hair follicle testing. His parenting time shall be
    reinstated within two weeks of the third consecutive monthly negative
    test.
    Both parties filed motions under Iowa Rule of Civil Procedure 1.904(2), and the
    court’s subsequent order added the following language about drug testing:
    Jessica shall be entitled to choose the type of hair follicle drug test
    and substances tested to ensure that the test indicates any excess
    prescription medications and any illegal drug use.
    If Brandon does not submit to the test within the required time,
    the results will be deemed positive and Brandon’s visitation will be
    suspended in the same manner as if he failed a test.
    Brandon appeals the court’s orders.
    II.    Standard of Review
    Proceedings to modify a dissolution decree are heard in equity.               In re
    Marriage of Harris, 
    877 N.W.2d 434
    , 440 (Iowa 2016). “Thus, we review the district
    court’s decision de novo.” 
    Id.
     “Though we make our own findings of fact, we give
    weight to the district court’s findings.” 
    Id.
    III.   Analysis
    Brandon raises four issues with the modification ruling on appeal. Before
    addressing each issue individually, we will discuss whether a sufficient change in
    7
    circumstances occurred to permit modification of the dissolution decree. To modify
    custodial terms of a dissolution decree, a substantial change in circumstances
    must be established. In re Marriage of Brown, 
    778 N.W.2d 47
    , 51 (Iowa Ct. App.
    2009). A much less extensive change in circumstances is generally required to
    modify visitation. 
    Id.
     “The parent seeking to modify child visitation provisions of a
    dissolution decree must establish by a preponderance of evidence that there has
    been a material change in circumstances since the decree and that the requested
    change in visitation is in the best interests of the children.” In re Marriage of
    Salmon, 
    519 N.W.2d 94
    , 95–96 (Iowa Ct. App. 1994). “A substantial change is not
    necessary” to modify visitation. Nicolou v. Clements, 
    516 N.W.2d 905
    , 909 (Iowa
    Ct. App. 1994).
    While the original decree does not describe the circumstances at the time
    of dissolution, Jessica’s testimony and the stipulated decree’s drug-testing
    provisions establish that Brandon’s substance abuse was a major concern. The
    extent of Brandon’s mental-health issues at the time of dissolution are less clear,
    though he acknowledges being depressed at the time.
    The record shows Brandon’s mental state continues to be a major concern,
    no matter if substance abuse or mental illness—or possibly both—caused his
    mental state. Jessica introduced multiple written communications from Brandon
    that display unreasonable aggression and hostility. Rather than acknowledge the
    inappropriateness of his words, he testified the communications lack a “context”
    that would somehow justify his hostility. Jessica also introduced body camera
    videos from the police response to the domestic disturbances at Brandon’s home.
    These disturbing videos show Brandon’s erratic and hostile interactions with
    8
    police, including his claims he is the victim in the disturbances despite evidence to
    the contrary. Moreover, the district court observed Brandon’s behavior firsthand
    and noted his behavior in the modification ruling:
    [A]t trial, Brandon’s behavior was erratic. He was disruptive as he
    sat with his counsel. Brandon was speaking so loudly to his counsel
    that it interrupted proceedings. Brandon was rocking back in forth in
    his chair, rolling his eyes, [waving] his arms, raising his hand, and
    making audible sounds of exasperation. The court warned Brandon
    about his behavior twice, and came down hard on him a third time.
    Brandon’s interruptive behavior lessened, but it did not stop.
    ....
    It appears to the court that Brandon is suffering from
    substance abuse or mental illness; perhaps both.
    (Footnotes omitted.) We place weight on the court’s observations at trial. In re
    Marriage of Heiar, 954 N.W2d 464, 469 (Iowa Ct. App. 2020) (“The trial court has
    the advantage of listening to and observing the parties and witnesses and is in a
    better position to weigh the credibility of witnesses than the appellate court, which
    is limited to a written record.”).
    We see little evidence to support Brandon’s claim that he “is in a much
    healthier place mentally and in regard to his substance abuse issues now than
    when the dissolution of marriage was entered.” If anything, Brandon’s mental-
    health and substance-abuse issues have increased over the past one or two years.
    Brandon has undergone no substance-abuse treatment. While he passed the
    occasional drug tests required by his pain management doctor, his refusal to
    submit to hair follicle testing raises suspicions. Those suspicions were confirmed
    when the district court ordered Brandon to undergo a hair follicle test with a longer
    window of detection, and the test was positive for cannabinoids. Brandon claims
    his pain management doctor recommended cannabinoids, but he does not have a
    9
    prescription for such and an individual’s use or possession of cannabinoids without
    a prescription remains illegal in Iowa.       See Iowa Code § 124E.12 (2019).
    Furthermore, Brandon has not seen a mental-health therapist and has only treated
    his mental health through visits with a psychiatrist to manage his medications.
    Due to the fact Brandon’s mental health and substance abuse continue to
    be major concerns, and because Brandon has done little to treat these concerns,
    we do not find a change in circumstances that warrants modifying the dissolution
    decree to increase Brandon’s visitation.5 However, we do find by a preponderance
    of the evidence a material change in circumstances—specifically, Brandon’s
    failure to improve his mental health as expected in the decree—to justify the district
    court’s modifications to the terms of the decree regarding drug testing, disclosure
    of health records, and potential suspension of visitation. These modifications of
    current provisions of the decree—which include clarifications and extensions of the
    current provisions—are necessary to ensure the safety of the children.             As
    explained below, we also find a substantial change in circumstances justifying
    modification of the health insurance provisions.
    A.     Brandon’s Visitation
    Brandon argues the district court should have granted him more visitation
    time. The modification ruling continued the visitation schedule from the decree,
    with Brandon having visitation on alternate weekends.
    We agree with the district court that circumstances have not changed such
    that it is in the children’s best interests to increase Brandon’s visitation. The
    5 If Brandon successfully addresses his mental-health and substance-abuse
    issues in the future, he may seek modification then.
    10
    children are thriving in Jessica’s care, and testimony from the older child’s
    therapists suggest more visitation with Brandon would be detrimental to the child.
    As to Brandon’s claim that, because he gets one overnight of visitation on
    alternating weekends, there is no reason he should not get a second night on those
    weekends, we make two observations.              First, there is no standard visitation
    schedule, as each case is unique and visitation is set accordingly. See Lamansky
    v. Lamansky, 
    207 N.W.2d 768
    , 771 (Iowa 1973) (“There is no hard and fast rule
    by which matters of visitation may be arbitrarily settled.         Each case involves
    different parental personalities as well as the individual characteristics of the child.
    Obviously, the interplay of these factors is never the same, and precedent is of
    little value in determining what is right in a particular case.”); In re Marriage of
    Sperry, No. 03-1375, 
    2004 WL 793196
    , at *3 (Iowa Ct. App. Apr. 14, 2004) (“Each
    family situation is unique, so that we evaluate the visitation provisions on a case-
    by-case basis.”). Here, the parties agreed to the original visitation schedule to
    account for their unique circumstances—the uniqueness of which is created by
    Brandon’s unmitigated issues.          The evidence established those unique
    circumstances continue to exist, so no change is warranted.
    The    second    observation    is   related.      In   modification-of-visitation
    proceedings, the modification court does not retry the issue of visitation and set a
    visitation schedule of its liking. Instead, it must stick with the original schedule
    unless a change in circumstances warranting modification is established. See
    Nicolou, 
    516 N.W.2d at 909
     (“The [c]ourt cannot retry the issue of visitation but
    must find that there has been a . . . change in circumstances since the entry of the
    11
    original order to justify a change in visitation.”). The evidence does not establish
    a need for a change.
    For these reasons, we reject Brandon’s request to increase his visitation
    from that ordered in the decree.
    B.     Children’s Health Insurance
    The original decree designated Brandon as responsible for providing the
    children’s health insurance. Brandon argues the district court should not have
    modified this provision to make Jessica responsible for providing the children’s
    health insurance.
    Provisions for children’s health insurance are modifiable, as they are part of
    the award of child support. See In re Marriage of Goodman, 
    690 N.W.2d 279
    , 285
    (Iowa 2004). Child support is modifiable upon a showing of a substantial change
    in circumstances. In re Marriage of Mihm, 
    842 N.W.2d 378
    , 381 (Iowa 2014) (citing
    Iowa Code section 598.21C). Both parties have changed jobs since entry of the
    decree. These job changes were not contemplated in the decree, and they present
    a change in circumstances sufficient to permit modification on the issue of the
    children’s health insurance.
    Both parties can obtain health insurance for the children through their
    current employers. Regardless of whose insurance is “better,” Jessica’s insurance
    is at least adequate.    The evidence established Jessica’s insurance is less
    expensive, even after considering a higher deductible.         The evidence also
    established that Brandon uses his procurement of the health insurance to
    manipulate and control health care decisions for the children, one time delaying a
    needed surgery for one of the children. In designating Jessica as responsible for
    12
    the children’s health insurance, the court noted “insurance is a source of conflict
    between the parties.” We agree with the court that conflict is a major issue
    between the parties, exacerbated by the provision allowing Brandon to control the
    children’s health insurance.   This also presents a substantial change in the
    circumstances, and we agree “conflict will be lessened if Jessica provides
    insurance for the children.” Therefore, we affirm the provision designating Jessica
    as responsible for providing the children’s health insurance.
    C.     Drug Testing and Mental-Health Reports
    The district court required Brandon to submit to monthly drug testing at
    Jessica’s request and to allow Jessica to access those test results. The court also
    ordered Brandon to provide Jessica with quarterly reports from a mental-health
    care provider.     Brandon argues the court should have terminated both
    requirements after he successfully provided one year of positive mental-health
    reports and negative drug tests.
    Both the original decree and the modification ruling require Brandon to
    submit to drug testing once per month at Jessica’s request, although the decree
    only permitted monthly drug testing for the three years following dissolution plus
    one more test during the fourth year. Both the decree and modification ruling
    require Brandon to allow Jessica to monitor his mental-health treatment. However,
    the decree allowed Jessica expansive access to Brandon’s mental-health records
    for five years after dissolution. The modification ruling tightens this language to
    protect Brandon’s privacy by only requiring Brandon to provide Jessica with limited
    access to Brandon’s medical records and a quarterly conclusive report from a
    13
    mental-health professional.6 Presumably, the decree provided a time limit for
    these requirements because it was expected Brandon would improve. Time has
    shown he has not. Therefore, it was appropriate to extend the time for these
    requirements, and the court’s tweaks to the provisions were reasonable, in some
    respects benefiting Brandon.
    Brandon contends the testing and reporting provisions are “punitive,” but
    we see them as being in the children’s best interests as they will help ensure the
    children are safe while Brandon exercises his visitation. Brandon now has a post-
    dissolution track record of ongoing mental-health and substance-abuse issues.
    We see no indication Brandon will improve so significantly over the next several
    years such that ongoing mental-health and substance-abuse reporting will no
    6  At oral arguments, Brandon’s attorney questioned whether the district court
    tightened Jessica’s access to his medical records. We think it did. The original
    decree required Brandon “to provide the appropriate releases to any treating
    psychiatrist and/or therapist and [Brandon’s] pain clinic so that [Jessica] may
    obtain quarterly updates about [Brandon’s] current prescribed medications,
    treatment plan, prognosis and opinions about [Brandon’s] ability to interact with the
    children.” The district court opined “Brandon should have some therapist patient
    confidentiality” to allow him to “seek help without Jessica having access to certain
    mental and substance abuse counselor-oriented professional records.” To that
    end, the ruling required Brandon to provide quarterly mental-health reports
    regarding his fitness for visitation and:
    releases/waivers to Jessica for any treating psychiatrist, physician,
    or other licensed medical provider who provides Brandon
    prescriptions for medication, or monitors Brandon’s use of
    medication. The releases/waivers shall be broad enough so that
    Jessica can obtain from such medical providers information about
    medications prescribed to Brandon, and his compliance with the
    medical providers’ directives regarding doses of that medication.
    We read the court’s ruling as allowing Jessica to access Brandon’s medical
    records only to the extent necessary for Jessica to identify Brandon’s medications
    and his compliance with taking the medications as prescribed. This in combination
    with the quarterly mental-health reports grants Brandon more privacy than the
    original decree, which also allowed Jessica to access Brandon’s treatment plan
    and prognosis.
    14
    longer be appropriate. Therefore, we affirm the language indefinitely requiring
    Brandon to submit to drug testing and provide mental-health reports.               As
    mentioned, if Brandon shows ongoing improvement in the future, he can seek
    modification at that time.
    D.     Suspension of Brandon’s Visitation
    Brandon argues the district court should have required Jessica to seek court
    approval before she may suspend his visitation for a failed drug test. The original
    decree incorporating the parties’ agreement stated, “Any failed drug test will result
    in the immediate suspension of [Brandon’s] parenting time until such time that
    [Brandon] is in compliance for a period of two months, at which time parenting time
    will be reinstated within the following two weeks.” Similarly, the modification ruling
    states, “[I]f Brandon takes a hair follicle drug test that is positive, immediate
    suspension of his parenting time shall occur until such time that Brandon is
    complying with no drug use for a period of three months.” The modification order
    largely extends and clarifies Jessica’s ability to suspend Brandon’s visitation as a
    result of a failed drug test. We disagree with Brandon characterizing this language
    as providing Jessica “the authority to unilaterally suspend Brandon’s visitation.”
    The modification order sets an objective, defined standard for when Jessica can
    suspend Brandon’s visitation: “if Brandon takes a hair follicle drug test that is
    positive.” Should Jessica suspend Brandon’s visitation in the future, Jessica will
    merely be following the court’s order to do so only for the prescribed period
    following a failed drug test. Jessica has no discretion to suspend Brandon’s
    visitation upon a mere suspicion of drug use or other conduct without first obtaining
    court approval.    This lack of discretion distinguishes the cases relied on by
    15
    Brandon. See Lamansky, 
    207 N.W.2d at
    771–72 (requiring the district court to set
    terms of visitation rather than leaving it to the parties); Willey v. Willey, 
    115 N.W.2d 833
    , 838 (Iowa 1962) (prohibiting decree provision that gives one parent the
    discretion whether to allow visitation).
    We note that since dissolution, Jessica has responsibly exercised the power
    to request drug testing and to suspend Brandon’s visitation. She has not abused
    this power. Jessica only suspended Brandon’s visitation without seeking court
    approval once, when Brandon failed the court-ordered drug test during this
    modification action. While Jessica arguably allowed this suspension to continue
    too long, the modification order now clearly explains when Brandon’s visitation
    resumes after a failed drug test. We trust Jessica will keep acting responsibly and
    follow the modification ruling should Brandon fail a drug test in the future.
    That said, the modification ruling increased the time of Brandon’s
    suspended visitation upon a failed drug test from two months to three months. We
    see no justifiable reason to increase the suspension time following a positive drug
    test.
    Based on these considerations, we affirm the language allowing Jessica to
    suspend Brandon’s parenting time following a failed drug test without seeking court
    approval. However, we modify such language as follows: If Brandon takes a hair
    follicle drug test that is positive, immediate suspension of his parenting time shall
    occur until such time that Brandon is complying with no drug use for a period of
    two months. His parenting time shall be reinstated within two weeks of the second
    consecutive monthly negative test. Brandon remains responsible to pay for test
    costs for three months following a positive test.
    16
    E.     Appellate Attorney Fees
    Both parties seek appellate attorney fees. Appellate attorney fees in a
    dissolution of marriage modification proceeding “are not a matter of right, but rather
    rest in this court’s discretion.” In re Marriage of Okland, 
    699 N.W.2d 260
    , 270
    (Iowa 2005). The factors we consider include “the needs of the party seeking the
    award, the ability of the other party to pay, and relative merits of the appeal.” 
    Id.
    Brandon’s income is such that his need for an award of appellate attorney
    fees is not great. Brandon has also been largely unsuccessful on appeal. As a
    result, we decline to award him appellate attorney fees.
    We also decline Jessica’s request for appellate attorney fees. Although she
    largely succeeded on appeal, her need for a fee award is not great.
    IV.    Conclusion
    We modify the modification ruling to suspend Brandon’s parenting time for
    two months following a positive drug test, as spelled out in more detail in this
    opinion. We otherwise affirm the modification ruling and deny the requests for
    appellate attorney fees.
    AFFIRMED AS MODIFIED.