Jose Luis Aguilar Olvera v. State of Iowa ( 2019 )

IN THE COURT OF APPEALS OF IOWA
No. 18-0930
Filed August 21, 2019
JOSE LUIS AGUILAR OLVERA,
Applicant-Appellant,
vs.
STATE OF IOWA,
Respondent-Appellee.
________________________________________________________________
Appeal from the Iowa District Court for Emmet County, Nancy L.
Whittenburg, Judge.
A postconviction applicant appeals the denial of relief from his life sentence
for sexual abuse of a child. AFFIRMED.
Michael H. Johnson, Spirit Lake, for appellant.
Thomas J. Miller, Attorney General, and Sharon K. Hall, Assistant Attorney
General, for appellee State.
Considered by Vaitheswaran, P.J., and Tabor and May, JJ.
2
TABOR, Judge.
Jose Luis Aguilar Olvera (Aguilar) appeals the denial of his petition for
postconviction relief. Aguilar is serving life in prison for first-degree sexual abuse.
Following a bench trial, the district court found Aguilar committed sex acts against
his girlfriend’s six-year-old daughter, J.L.M. Through that sexual contact, Aguilar
infected J.L.M. with herpes simplex virus 2 (HSV2). That infection caused J.L.M.
“severe emotional and physical pain associated with the [herpes] lesions in her
private area.”
In his postconviction action, Aguilar tried to unravel the evidence linking him
to J.L.M.’s herpes infection. Aguilar alleged his trial attorneys were ineffective in
allowing him to submit blood and saliva samples under a nontestimonial
identification order. See Iowa Code § 810.1 (2013). The postconviction court
explained a “subtext to Aguilar’s claim” was that “he may not have understood the
procedures because his first language is not English.” The court then rejected
Aguilar’s allegations, finding his attorneys had no duty to pursue meritless
objections to the State’s collection of samples. After reviewing the criminal and
postconviction records, we likewise find Aguilar did not prove his attorneys
performed below professional norms by not objecting to the nontestimonial
identification procedures. We thus affirm the denial of postconviction relief.
I. Facts and Prior Proceedings
Aguilar and his girlfriend, Carmelina, brought J.L.M. to a clinic because the
six-year-old child was experiencing painful urination in late October 2012. A nurse
practitioner noted J.L.M. had an infection in the perineal area between her vagina
and anus. Two days later, another adult accompanied J.L.M. for her return visit to
3
the clinic. The child was “in excruciating pain and having difficulty walking.” The
nurse practitioner counted more than a dozen “open lesions in J.L.M.’s genitalia.”
A specialist diagnosed J.L.M. with genital herpes. According to the medical
testimony, HSV2 is “not curable” and “impairs the bodily function when there is an
outbreak in that J.L.M. is unable to urinate normally.” The virus is normally
transmitted by skin-to-skin contact. The first outbreak occurs within four to twelve
days of contact.
As a mandatory reporter, the nurse practitioner called the Iowa Department
of Human Services (DHS) in early November 2012. A DHS child-abuse
investigator learned Aguilar had lived with Carmelina and J.L.M. for about two
years. During a November 2012 interview at the family residence, Aguilar acted
as a translator because Carmelina spoke only Spanish and the investigator spoke
only English.1 Although the exchange was somewhat fragmented, Carmelina
appeared to tell the DHS investigator that she took medication for a similar
infection within the past year. The DHS placed J.L.M. in foster care.
Once she felt comfortable in her new placement, J.L.M. revealed to her
foster mother and her therapist that Aguilar had sexual contact with her. After
additional investigation, the Emmet County Sheriff filed a complaint and affidavit
charging Aguilar with second-degree sexual abuse in October 2013. The
prosecuting attorney applied under Iowa Code chapter 810 to detain Aguilar for
obtaining saliva and blood samples. The application alleged the samples were
necessary to verify if Aguilar had infected J.L.M. with HSV2. The district court
1
The child-abuse investigator testified Aguilar understood and spoke English well.
4
approved the application on October 14, 2013, and ordered Aguilar to appear for
nontestimonial procedures. Aguilar tested positive for HSV2.
Two weeks later, the State filed a trial information charging Aguilar with one
count of sexual abuse in the first degree, a class “A” felony, and one count of
sexual abuse in the second degree, a class “B” felony. Aguilar waived his right to
a jury trial. During his bench trial, J.L.M. testified over closed-circuit television
outside of Aguilar’s physical presence.2 She told the court Aguilar “hurt” her by
“put[ting] his private stuff against her skin.” J.L.M. circled on a diagram the part of
her body where he touched her. J.L.M. recalled Aguilar sexually abused her three
times while her mother was at work.
The district court considered J.L.M.’s testimony to be “extremely credible”
and found Aguilar guilty as charged. The court sentenced him to concurrent terms
of life and twenty-five years in prison. Our court affirmed his convictions. See
State v. Aguilar, No. 14-1225, 2015 WL 5965076, at *7 (Iowa Ct. App. Oct. 15,
2015).
In his application for postconviction relief, Aguilar alleged he was denied his
right to effective assistance of counsel because his criminal trial attorneys failed
“to resist, quash, object to, or move to suppress a buccal swab and blood test of
the defendant ordered by the [d]istrict [c]ourt on October 14, 2013.” Aguilar and
his trial attorneys, Edward Bjornstad and Gregory Jones, all testified at the
postconviction trial. The district court denied relief. Aguilar appeals.
2
The district court allowed the procedure under Iowa Code section 915.38 after finding
J.L.M. would be traumatized by giving testimony in front of Aguilar.
5
II. Scope and Standards of Review
We generally review the denial of postconviction relief to correct legal error.
Goode v. State, 920 N.W.2d 520, 523 (Iowa 2018). But we engage in a de novo
review when the claim for relief implicates a constitutional violation, such as
ineffective assistance of counsel. Linn v. State, 929 N.W.2d 717, 729 (Iowa 2019).
Aguilar’s petition alleged ineffective assistance under the state constitution
only. See Iowa Const. art. I, § 10. Our supreme court has interpreted article I,
section 10 as affording broader protections than its federal counterpart in some
ways. See, e.g., State v. Young, 863 N.W.2d 249, 278 (Iowa 2015) (precluding
use of uncounseled misdemeanor convictions for enhancement purposes). But
here, Aguilar recites the Sixth Amendment standard for ineffective assistance of
counsel. See Strickland v. Washington, 466 U.S. 668, 687 (1984). We will thus
apply that test. To succeed, Aguilar must prove by a preponderance of evidence:
(1) his trial counsel failed to perform an essential duty, and (2) prejudice resulted
from that failure. State v. Schlitter, 881 N.W.2d 380, 388 (Iowa 2016).
III. Analysis
Aguilar raises two claims of ineffective assistance on appeal: (1) trial
counsel was ineffective for not ensuring Aguilar had an interpreter for a hearing on
the State’s motion for nontestimonial identification, for not explaining that motion
to Aguilar, and for agreeing Aguilar would submit saliva and blood samples; and
(2) trial counsel was ineffective for failing to investigate and present evidence that
J.L.M. could have contracted HSV2 from someone other than him.
But Aguilar preserved error only on the first theory. The postconviction court
did not rule on a claim addressing the scope of counsel’s investigation into other
6
possible sources for J.L.M’s infection.3 And Aguilar did not request a ruling on that
ground. We decline to consider the second claim for the first time on appeal. See
Lamasters v. State, 821 N.W.2d 856, 864 (Iowa 2012) (“Meier distinguishes
between the situation where error was preserved even though ‘the record or ruling
on appeal contains incomplete findings or conclusions’ and the situation where the
issue was ‘not considered by’ the district court and thus error was not preserved.”
(citing Meier v. Senecaut, 641 N.W.2d 532, 540 (Iowa 2002))).
Turning to his first theory, a bit of additional background is necessary to
assess trial counsel’s performance. Two attorneys represented Aguilar during his
criminal case. After Aguilar’s arrest, Edward Bjornstad entered an appearance.
Bjornstad moved for bond review and represented Aguilar during the hearing on
that motion on October 14, 2013. At that hearing, Aguilar told the court he spoke
“a little bit” of English. Aguilar said he did not need an interpreter but having one
would be “better.” When asked if he understood the proceeding, Aguilar replied,
“All right.”
The October 14 proceeding addressed not only bond review, but also the
State’s motion for nontestimonial identification. Attorney Bjornstad said the
defense did not resist that motion but did not consent to admission of the test
results into evidence. The court explained it had already granted the State’s
request. Bjornstad asked Aguilar if he understood the State would obtain bodily
samples, and Aguilar answered “yes.”
3
In its written findings and verdict, the criminal trial court decided, “Other propositions of
how J.L.M. may have contracted herpes simplex virus 2 do not rise to a level of a
reasonable doubt. It is a mere possibility.”
7
A week later, the sheriff transported Aguilar from the jail to the clinic to have
his blood drawn. The sample tested positive for HSV2.4 With that information in
hand, the State charged Aguilar with sexual abuse in the first degree. Because
that offense was a class “A” felony, the court appointed Gregory Jones from the
public defender’s office to represent Aguilar. Attorney Jones did not seek to
exclude the positive test results.5
In his postconviction action, Aguilar faulted both attorneys for their failure to
object to the nontestimonial identification procedure. Partnered with that claim was
Aguilar’s regret over not having an interpreter at the October 14, 2013, hearing
where his attorney asserted no objection to that procedure.6
Aguilar testified at the postconviction hearing he did not understand his
defense attorney could challenge the order to provide a blood sample. He also
asserted his attorneys did not discuss with him the possibility of excluding the
blood test results.
Countering Aguilar’s claims, neither criminal defense attorney believed a
viable challenge existed. Bjornstad testified he communicated with his client
4
During the postconviction hearing, the State also elicited testimony from Aguilar that a
July 2013 blood test obtained during the child-welfare case showed he had the virus.
5
But Jones attacked the results in another way. He moved to adjudicate a point of law
questioning whether the legal definition of “serious injury” (the enhancing element for first-
degree sexual abuse) included the sexual transmission of HSV2. The court declined to
answer the question, concluding it was a function for the trier of fact. At the bench trial,
Jones argued the State did not offer sufficient proof of serious injury. The court denied
his motion for judgment of acquittal. The court held Aguilar’s sex act infecting J.L.M. with
HSV2 caused her serious injury—declining to differentiate between “an acute or latent
injury.” Although not ultimately successful, Jones pursued a sound trial strategy by
concentrating on the State’s proof of serious injury under these facts. See Strickland, 466
U.S. at 689 (“There are countless ways to provide effective assistance in any given case.”).
6
Aguilar had an interpreter at both his criminal and postconviction trials.
8
without an interpreter and Aguilar understood their conversations.7 In one of those
conversations, Bjornstad explained the nontestimonial identification order to
Aguilar. The experienced criminal attorney told the court he “didn’t believe there
was sufficient grounds to quash the order.” Both Bjornstad and Jones knew
Aguilar had submitted a blood sample several months earlier in the child-welfare
case that also showed he had the HSV2 virus. Jones testified that based on his
research and years of experience, he didn’t see any grounds to suppress the
results of those two tests.
Like the district court, we find attorneys Bjornstad and Jones had no duty to
object to the nontestimonial identification order without a promising basis for doing
so. See State v. Halverson, 857 N.W.2d 632, 635 (Iowa 2015) (“Counsel, of
course, does not provide ineffective assistance if the underlying claim is
meritless.”). Both defense counsel independently decided after researching the
issue, that Iowa law permitted the State to obtain Aguilar’s saliva and blood
samples through the court order. Cf. Ledezma v. State, 626 N.W.2d 134, 143
(Iowa 2001) (explaining attorneys’ strategic decisions made after thorough
investigation of the law and facts are “virtually unchallengeable” (quoting
Strickland, 466 U.S. at 690–91)).
7
Aguilar devotes about nine pages of his brief to the interpreter issue. We acknowledge
Aguilar may have had a right to have an interpreter at the October 14, 2013 hearing. See
Iowa Code § 622A.2. But we do not see attorney Bjornstad’s failure to press that point as
a material breach of duty. See Avila v. State, No. 15-1558, 2017 WL 1088099, at *3 (Iowa
Ct. App. Mar. 22, 2017) (finding trial counsel did not breach an essential duty by failing to
request an interpreter or object to the court’s decision that an interpreter was not required).
The postconviction court found Aguilar was “sufficiently proficient in English” to understand
the discussion of the nontestimonial identification order.
9
Their decisions were well-founded. “Chapter 810 provides an avenue for
the county attorney to obtain nontestimonial identification information from a
suspect” even before his or her arrest. Bousman v. Iowa Dist. Ct., 630 N.W.2d
789, 795 (Iowa 2001); accord State v. Ripperger, 514 N.W.2d 740, 746 (Iowa Ct.
App. 1994). That information includes “blood and saliva samples.” Iowa Code
§ 810.1. The district court may approve a prosecutor’s request for nontestimonial
identification when the application establishes:
1. That there is probable cause to believe that a felony
described in the application has been committed.
2. That there are reasonable grounds to suspect that the
person named or described in the application committed the felony
and it is reasonable in view of the seriousness of the offense to
subject that person to the requested nontestimonial identification
procedures.
3. That the results of the requested nontestimonial
identification procedures will be of material aid in determining
whether the person named or described in the application committed
the felony.
4. That such evidence cannot practicably be obtained from
other sources.
Id. § 810.6.
That code section survived an attack on its constitutionality in Bousman.
Our supreme court rejected Bousman’s argument that the nontestimonial
identification order “violated his constitutional rights solely because it was issued
under a standard of reasonable grounds to suspect rather than probable cause.”
Bousman, 630 N.W.2d at 798 (reasoning saliva sampling did not involve a
“significant intrusion into a person’s bodily security”); see also State v. Doss, No.
05-1192, 2006 WL 1410191, at *3 (Iowa Ct. App. May 24, 2006) (equating bodily
intrusion of obtaining blood or saliva sample (albeit after conviction) with taking
fingerprints or a photograph). The Bousman court also found the lesser degree of
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suspicion in the statute tolerable because the order issued only upon judicial
authorization. Id. at 798–99.
Aguilar does not argue the State’s application for nontestimonial
identification failed to satisfy the four elements in section 810.6. Nor does he offer
any antidote to the constitutional analysis in Bousman. In fact, Aguilar’s brief does
not even cite chapter 810 or Bousman.
Instead, Aguilar relies on State v. Height, which held a “compulsory medical
examination” to see if the defendant had “the same venereal disease that had been
contracted by the victim” violated “his bodily integrity” and thus “due process.” See
91 N.W. 935, 939–40 (Iowa 1902) (describing physicians’ physical exam of
defendant’s “private parts while he was confined in jail” on sexual abuse charges).
Aguilar contends the drawing of his blood “by needle was at least as invasive, if
not more so, than the examination performed in Height.”
The State argues Aguilar’s reliance on Height is misplaced. We agree.8
Height held that “securing evidence by an invasion of the private person of the
defendant” violated the due process clause of article I, section 9 of the Iowa
Constitution. Id. at 940. In Height, “the examination by physicians was made
under the direction of the prosecuting attorney” without prior court approval. Id. at
936. The Height court reasoned it would not be “unlawful to require defendant to
uncover his face or hands, or take his feet from under a chair, in the courtroom, for
purposes of identification.” Id. at 938. But the Height court disapproved of
8
We likewise reject Aguilar’s reliance on State v. Pettijohn, 899 N.W.2d 1, 37–38 (Iowa
2017) (holding admission of warrantless breath test in drunken-boating prosecution
violated article I, section 8 of the Iowa Constitution). Pettijohn did not address the
nontestimonial identification procedure in chapter 810. See 899 N.W.2d at 37–38.
11
requiring “disclosure of those parts of the person not usually exposed” without due
process. Id.
Sidestepping Aguilar’s contention, we do not find it helpful to compare the
intrusive nature of examining Height’s “private parts” with the drawing of Aguilar’s
blood sample.9 Instead, we look to the important development in the law over the
last 100-odd years since Height—the legislature has enacted procedures for
obtaining nontestimonial identification in felony cases. See Iowa Code ch. 810.
Those procedures include the requirement of a written application by a prosecuting
attorney, accompanied by at least one supporting affidavit, presented to the court
for approval. Id. §§ 810.3, .4. The court can issue an order for nontestimonial
identification only if the application meets the standards set out above. Id. § 810.6.
The subject of the order has the right to counsel and the opportunity to request
that the court modify or vacate the order. Id. §§ 810.8, .9. These statutory
provisions ensure due process for the subject of the order.
Aguilar ignores these due-process safeguards in chapter 810 when insisting
his attorneys were remiss in not objecting to the blood draw under the authority of
Height. Dragged down by this incomplete line of reasoning, Aguilar fails to
overcome the presumption counsel’s performance was reasonable under
prevailing professional norms.
AFFIRMED.
9
We recognize drawing blood is a “physical intrusion, penetrating beneath the skin, [that]
infringes an expectation of privacy that society is prepared to recognize as reasonable.”
Skinner v. Ry. Lab. Execs.’ Ass’n, 489 U.S. 602, 616 (1989).