Nathaniel Miller, Jr. v. Drake University ( 2022 )

IN THE COURT OF APPEALS OF IOWA
No. 22-0097
Filed December 21, 2022
NATHANIEL MILLER, JR.,
Plaintiff-Appellant,
vs.
DRAKE UNIVERSITY and TREMELL MURPHY,
Defendants-Appellees.
________________________________________________________________
Appeal from the Iowa District Court for Polk County, Paul D. Scott, Judge.
A plaintiff appeals the district court ruling granting the defendant’s motion
for summary judgment. AFFIRMED.
Shayla L. McCormally, Maureen C. Cosgrove, and Kolby P. Warren of
McCormally & Cosgrove, P.L.L.C., Des Moines, and Daniel T. Craig of McEldrew
Young Purtell Merritt, Philadelphia, Pennsylvania, for appellant.
Jason M. Craig and Rebecca E. Reif of Ahlers & Cooney, P.C., Des Moines,
for appellee.
Heard by Tabor, P.J., and Schumacher and Chicchelly, JJ.
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SCHUMACHER, Judge.
Nathaniel Miller appeals the district court’s grant of summary judgment in
favor of Drake University (Drake). Miller claims the court should have provided
more time for electronic discovery. He also asserts the court wrongly found there
were no genuine issues of material fact. We find Miller failed to properly move for
a continuance to conduct more discovery. We also determine summary judgment
was appropriate. We affirm.
I. Background Facts & Proceedings
On August 31, 2019, a group of Drake students hosted a party at an off-
campus house.1 The home’s renters included several Drake basketball student
athletes. Tremell Murphy, a renter and student athlete, was handling a pistol when
it discharged, sending a bullet through a wall that struck Miller in the head. Miller
survived the shooting but suffered a brain injury as a result. Two police officers
responded to a report that someone had either fallen or had been shot. Individuals
at the scene reported Miller had fallen and hit his head. One of the officers noticed
the bullet hole in the wall. A bullet casing was also located at the scene.
Miller filed a petition on June 10, 2020, alleging Drake, Murphy, and the
owners of the home were liable for his injuries. Miller claimed, “Upon information
and belief, [a] basketball coach told [d]efendant Murphy to deny involvement in Mr.
Miller’s injuries.” Furthermore, “[b]ecause [d]efendant Murphy, under the authority
of a Drake University basketball coach, delayed in reporting what actually
1The home was owned by Front Door Investors, LLC. While initially named as a
defendant, Front Door Investors, LLC is not a party to this appeal and was
voluntarily dismissed from the proceedings by Miller.
3
happened to Mr. Miller, [h]ospital staff was delayed in providing proper medical
care to Mr. Miller.”
Discovery commenced following the filing of the petition, the extent of which
is in dispute. The parties exchanged initial disclosures and some interrogatories.
Miller deposed Drake’s chief information technology officer, who explained how a
search of Drake’s electronic information could be conducted. Since the filing of
the petition, Miller sought more electronically stored information (ESI) than Drake
believed was necessary. Drake’s counsel filed an affidavit explaining that Drake
had provided over 1300 pages of documents to Miller.
On June 2, 2021, members of the corporation that owned the property
where the shooting occurred and the Peterson Family Living Trust moved for
summary judgment.2 Miller responded, asking for more time to respond and a
continuance of the summary judgment hearing. Miller also included a “Request
for Motion Regarding E-Discovery.” Drake moved for summary judgment on
June 22. Miller filed his resistance to the motion on July 8 but did not ask for a
continuance of the summary judgment hearing. The day before the summary
judgment hearing, counsel for Miller filed an affidavit explaining that there were still
outstanding issues that needed to be resolved through discovery. A combined
hearing was held on August 27, addressing Miller’s e-discovery requests as well
as the defendants’ motions for summary judgment.
2 Ross Peterson and D. Ann Peterson are members of Front Door Investors, LLC,
but the Peterson Family Living Trust is not a member. None of the three are parties
to this appeal.
4
The district court granted Drake’s motion for summary judgment on
October 29. That same day, the court entered its order regarding e-discovery,
finding the matter to be moot. On November 15, Miller timely moved to reconsider,
enlarge, or amend pursuant to Iowa Rule of Civil Procedure 1.904(2). The clerk’s
office rejected the motion the following day, noting a lack of signature. Miller’s
counsel re-filed the motion with an added signature within ten minutes of the
rejection notice. The court denied the motion. Miller appeals.
II. Standard of Review
We review motions for summary judgment for the correction of errors at law.
Slaughter v. Des Moines Univ. Coll. of Osteopathic Med., 925 N.W.2d 793, 800
(Iowa 2019). “Summary judgment is proper when the movant establishes there is
no genuine issue of material fact and it is entitled to judgment as a matter of law.
‘We view the record in the light most favorable to the nonmoving party.’” Id.(citations omitted).
A court’s decision on whether to grant a continuance on a motion for
summary judgment is reviewed for an abuse of discretion. Bitner v. Ottumwa
Cmty. Sch. Dist., 549 N.W.2d 295, 302 (Iowa 1996).
III. Jurisdictional Issues
Before turning to the merits of the case, we must first address two
jurisdictional questions. The supreme court, on its own motion, requested the
parties to address the issues. “First, the appeal may be interlocutory and require
permission from this court to proceed because the case remains pending against
defendant [Murphy].” Second, questions exist over the timeliness of Miller’s appeal
because his re-filed rule 1.904(2) motion to enlarge or amend was one day late.
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After supplemental briefing by the parties, the supreme court ordered the
jurisdictional issues to be addressed with the appeal and transferred the appeal to
this court.
A. Interlocutory Appeal
A party may appeal as a matter of right from “[a]ll final orders and judgments
of the district court.” Iowa R. App. P. 6.103(1). The necessary corollary is that
parties generally cannot appeal non-final judgments. However, “[a]ny party
aggrieved by an interlocutory ruling or order of the district court may apply to the
supreme court for permission to appeal in advance of final judgment.” Iowa R.
App. P. 6.104(1). Therefore, we are presented with two questions. First, is the
district court’s order a final judgment? Second, if it is not final, should permission
to appeal be granted?
Both parties assert the present appeal is not a final judgment. We agree.
“Whether a complete dismissal of one defendant in a multi-defendant action is final
for purposes of appeal turns on the question of whether the interest of the
dismissed defendant is severable from the claims against other defendants.”
Buechel v. Five Star Quality Care, Inc., 745 N.W.2d 732, 735 (Iowa 2008). If the
interests are severable, then the judgment is final as to the dismissed defendant.
Id. Drake, in its answer, asserted a defense of comparative fault. Comparative
fault apportions the degree of liability between the named defendants. Id. As such,
the claims are not severable, and the judgment is not final. Id.The question now turns on whether to grant Miller an appeal.
Because it is often difficult to determine whether an order is
final, this court has routinely held that appeals improvidently filed as
a matter of right may be treated as applications for interlocutory
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appeal. As a general rule, however, we sparingly grant interlocutory
appeals on this basis. The main factor in determining whether such
an interlocutory appeal should be granted is whether consideration
of the issue would serve the “interest of sound and efficient judicial
administration . . . .”
Id. at 735–36 (ellipsis in original) (internal citations omitted). Because the
remaining defendant’s liability remains at issue, we believe granting the appeal is
in the interest of judicial efficiency. Id. We grant the interlocutory appeal.
B. Timeliness
The question remains whether this court has jurisdiction to hear the case.
A party must file a “notice of appeal . . . within thirty days after the filing of the final
order or judgment.” Iowa R. App. P. 6.101(1)(b). However, if a party files a
1.904(2) motion to amend or enlarge, the notice of appeal must be filed within thirty
days after the filing of the ruling on that motion. Id. This issue arose because
Miller’s 1.904(2) motion, which was originally timely filed,3 was rejected by the clerk
because it lacked a signature in the motion itself. Miller was notified of the rejection
on November 16, and refiled the motion—this time including the signature—ten
minutes later. The motion was technically a day late. Because of that, the motion
did not toll the thirty days to file a notice of appeal after the court’s judgment. As
a result, Miller’s notice of appeal filed on January 13 was untimely.
A late notice of appeal generally divests this court of subject matter
jurisdiction. Evenson v. Winnebago Indus., Inc., 922 N.W.2d 335, 337 (Iowa
3 Rule 1.904(2) motions must be filed within fifteen days of the final judgment. See
Iowa R. Civ. P. 1.904(3). The district court ruled on the motion for summary
judgment on October 29. Miller initially filed the rule 1.904 motion on
November 15. While fifteen days after October 29 falls on November 13, that was
a Saturday. As such, the motion was due by the following Monday, the 15th. See
Iowa R. Civ. P. 1.1801; Iowa Code § 4.1(34) (2020).
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2019). However at times an untimely filing may relate back to a timely one that
was rejected by the clerk’s office because of minor errors. Our supreme court, in
Jacobs v. Iowa Department of Transportation, held:
We conclude that for purposes of meeting a deadline, a filing may
relate back to the original date it was received by the electronic
document management system (EDMS) when the filing party
demonstrates the following three conditions are met. First, the party
submitted an electronic document that was received by EDMS prior
to the deadline and was otherwise proper except for minor errors in
the electronic cover sheet. Second, the proposed filing was returned
by the clerk’s office after the deadline because of these minor errors.
Third, the party promptly resubmitted the filing after correcting the
errors.
887 N.W.2d 590, 591 (Iowa 2016).
The third prong of the Jacobs test is met here—the clerk rejected the motion
because of a missing signature, which was rectified by Miller’s counsel minutes
later. It is nearly impossible for Miller to have responded more promptly. However,
Drake points out, the facts are somewhat distinct from those found in Jacobs. First,
unlike in Jacobs, the error was not in a cover sheet, but in the motion itself.
Moreover, the missing signature may not be a “minor error.” See Jones v. Great
River Med. Ctr., No. 17-1646, 2018 WL 4360983, at *3 (Iowa Ct. App. Sept. 12,
2018) (holding that a missing signature on a petition was not a minor error); but
see Toney v. Parker, 958 N.W.2d 202, 208 (Iowa 2021) (noting the clerk could
have instructed counsel to rectify a missing signature in a memorandum rather
than rejecting it).
That said, several factors suggest the late filing relates back to the timely
one. First, as explained in Jones, our case law suggests the requirement to include
a signature traditionally was “merely directory,” and such an error did not deprive
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the court of jurisdiction. 2018 WL 4360983, at *3 (collecting cases); see also
Jacobs, 887 N.W.2d at 599 (explaining that the interim rules related to electronic
filing “were designed ‘to continue the court practices that governed paper filing, not
to change them’” (citation omitted)). Similarly, we only require substantial
compliance with filing rules. Toney, 958 N.W.2d at 208. Toney held that Jacobs
applied to errors on a resistance to a motion for summary judgment that failed to
redact a social security number in its appendix, expanding Jacobs’s scope.4 Id.
“Moreover, we ‘normally strive to resolve disputes on their merits.’” Jacobs, 887
N.W.2d at 599 (citation omitted). And we are disinclined to punish a party for
technical mistakes unless “the correction of such mistakes would materially
prejudice the rights of the defendant.” Toney, 958 N.W.2d at 210 (citation omitted).
Drake does not oppose the resolution of this appeal on the merits. As a result, we
determine the late-filed rule 1.904(2) motion relates back to the timely filed motion,
Miller’s notice of appeal was timely, and we have jurisdiction to hear this case.
IV. Discovery
Miller contends he was entitled to further e-discovery prior to the court
granting Drake’s motion for summary judgment. In support of that contention,
Miller points to several rules that generally permit the discovery of electronic
information. See, e.g., Iowa Rs. Civ. P. 1.500(1)(2), 1.501, 1.503(1)(a), and 1.512.
In response, Drake asserts Miller failed to timely request additional time for
4 We acknowledge that unlike the present case, the deadline to file a resistance to
summary judgment is non-jurisdictional. Toney, 958 N.W.2d at 208. That said,
Toney does indicate that the holding in Jacobs is not limited to cover sheets. See
id.
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discovery prior to the summary judgment proceedings and, even if he had,
additional time would not have been warranted.
We agree with Drake that Miller failed to properly ask the district court for
additional time to conduct discovery. Non-moving parties to a summary judgment
motion ordinarily should have time to conduct discovery prior to the motion. Bitner,
549 N.W.2d at 301. “However, there is no requirement . . . that summary judgment
not be entered until all discovery is completed.” Id. at 302. Instead, Iowa Rule of
Civil Procedure 1.981(6) states:
Should it appear from the affidavits of a party opposing the motion
that the party for reasons stated cannot present by affidavit facts
essential to justify the opposition, the court may refuse the
application for judgment or may order a continuance to permit
affidavits to be obtained or depositions to be taken or discovery to be
had or may make such other order as is just.
This section “compromises an ‘out’ for a party who legitimately needs additional
time to gather facts essential to justify its opposition when faced by a summary
judgment motion.” Bitner, 549 N.W.2d at 301.
A party must properly invoke the rule to obtain its benefit. “It is clear that
under rule [1.981(6)] it is incumbent upon the resister to set forth by affidavit the
reasons why it cannot proffer evidentiary affidavits and what additional factual
information is needed to resist the motion.” Id. (emphasis added). Indeed, a failure
to file an affidavit “is sufficient grounds to reject the claim that the opportunity for
discovery was inadequate.” Id. at 302.
Miller’s counsel filed an affidavit which asked the court to “refuse the
application for judgment pursuant to [Iowa Rule of Civil Procedure] 1.981(6) and
allow [Miller] to perform the full extent of [their] discovery.” However, that affidavit
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was filed on August 26. A party resisting summary judgement must file a response
within fifteen days of the moving party filing the summary judgment motion. Iowa
R. Civ. P. 1.981(3). Miller timely filed his resistance on July 8. However, “[i]f
affidavits supporting the resistance are filed, they must be filed with the resistance.”
Id. (emphasis added). Miller filed the supporting affidavit over six weeks after the
resistance, well beyond what rule 1.981(3) commands. Because a lack of a
rule 1.981(6) affidavit is sufficient to defeat a claim for a continuance, the district
court did not abuse its discretion in proceeding to the merits of the summary
judgment motion.
Even if we were to consider Miller’s claim absent the affidavit, the court did
not abuse its discretion. The district court, after discussing the lack of a
rule 1.981(6) affidavit, ultimately held that Miller “had a full and fair opportunity to
conduct discovery,” due to the fourteen months Miller had available to conduct
discovery. Drake’s counsel swore in an affidavit that the school provided over
1300 pages of documents to Miller. Miller conducted a deposition of Drake’s chief
information technology officer. And Miller had ample time to conduct other
discovery, such as depositions, interrogatories, or other record requests over the
course of the fourteen months since the petition was filed.
Finally, to the extent Miller claims Drake improperly refused to comply with
e-discovery requests, Drake’s appropriate action would have been a motion to
compel prior to summary judgment proceedings. See Iowa R. Civ. P. 1.517.
V. Whether an Issue of Material Fact Exists
Miller claims the court erred when the court granted summary judgment
because the court acknowledged questions of material fact existed. The district
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court expressly noted, “The question of whether a Drake University basketball
coach instructed all the basketball players present at the incident to lie about the
cause of plaintiff’s injuries is unquestionably a factual issue that would not be
appropriate for summary judgment.” Yet the district court concluded summary
judgment was appropriate because Miller could not establish a causal connection
between the alleged conduct by the Drake coach and Miller’s medical care.
We agree. It is true that “negligence cases do not ordinarily lend
themselves to summary adjudication.” Virden v. Betts & Beer Const. Co., 656
N.W.2d 805, 807 (Iowa 2003). Causation is generally best left to a jury. Id.However, it may “be decided as a matter of law in an exceptional case.” Id. Such
an exceptional case exists when “the relationship between cause and effect
nonetheless is so apparent and so unrelated to defendant’s conduct that no
reasonable jury could conclude defendant’s fault was a proximate cause of
plaintiff’s injuries.” Id. (citation omitted). A defendant is the proximate cause of the
plaintiff’s injuries when “the damages would not have occurred but for the
defendant’s negligence.” Id. at 808.
Miller failed to present any evidence raising a fact question over causation.
Police officers responded to the scene after a report of a gunshot or someone
falling. An officer observed a bullet hole in the wall and found a bullet casing. First
responders were aware a gunshot may have caused the injuries. More
significantly, Miller’s only support comes from his conclusory allegations in his
pleadings implicating the Drake coach. Such is insufficient to resist summary
judgment. See Stevens v. Iowa Newspapers, Inc., 728 N.W.2d 823, 827 (Iowa
2007) (“A party resisting a motion for summary judgment cannot rely on the mere
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assertions in his pleadings but must come forward with evidence to demonstrate
that a genuine issue of fact is presented.”). Miller has not presented any evidence
that medical care was ever delayed, let alone what caused any alleged delay.5
Indeed, Miller largely concedes he has failed to present enough evidence through
his persistent requests for additional time to conduct discovery in order to obtain
the evidence needed to press his claim. Because there is no genuine question of
material fact related to causation, the district court properly granted summary
judgment.
AFFIRMED.
5At oral arguments, counsel for Miller indicated both parties were in possession of
Miller’s medical records. They were not filed as part of the summary judgment
proceeding and are not part of our record on appeal.