State of Iowa v. Patrick Ryan Thompson ( 2021 )

IN THE COURT OF APPEALS OF IOWA
No. 18-1821
Filed January 21, 2021
STATE OF IOWA,
Plaintiff-Appellee,
vs.
PATRICK RYAN THOMPSON,
Defendant-Appellant.
________________________________________________________________
Appeal from the Iowa District Court for Guthrie County, Brad McCall, Judge.
Patrick Thompson appeals his convictions of murder and arson.
AFFIRMED.
Martha J. Lucey, State Appellate Defender, and Stephan J. Japuntich,
Assistant Appellate Defender, for appellant.
Thomas J. Miller, Attorney General, and Genevieve Reinkoester, Assistant
Attorney General, for appellee.
Heard by Mullins, P.J., and May and Schumacher, JJ.
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MULLINS, Presiding Judge.
Patrick Thompson appeals his convictions of murder and arson. He argues
the district court erred in failing to issue a spoliation jury instruction and in denying
his motion to exclude expert witnesses, the evidence was not sufficient to support
the convictions, and trial counsel provided ineffective assistance.
I. Background Facts and Proceedings
At 12:24 a.m. on May 15, 2017, the Guthrie County Sheriff’s Department
was alerted to a house fire. Guthrie Center and Panora Fire Departments were
dispatched to the scene. The Guthrie Center home belonged to Shirley Exline,
who shared the home with her adult son, William Long, a grandchild, P.E., and a
great grandchild, S.C.1 The two children perished in the fire. Patrick Thompson
was charged with two counts of murder in the first degree, in violation of Iowa Code
sections 707.1 and 707.2(1)(b) (2017), and arson in the first degree, in violation of
Iowa Code sections 712.1 and 712.2(1)(b).2
This case involves extended family members of Shirley Exline. Thompson
is Shirley’s step-grandchild and the step-brother of P.E. Shirley has several
children including William Long and James Exline. James is the father of P.E. and
N.E., and is the step-father of Thompson and T.D. S.C. is the great-grandchild of
Shirley and the granddaughter of an older sister of James.
Thompson was found guilty after a jury trial. He appeals his conviction.
1Long passed away prior to trial from illness unrelated to the fire.
2Thompson initially had other charges pending that were dismissed prior to his
conviction.
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II. Discussion
A. Spoliation Instruction
“A spoliation instruction is ‘a direction to the jury that it [may] infer from the
State’s failure to preserve [evidence] that the evidence would have been adverse
to the State.’” State v. Hartsfield, 681 N.W.2d 626, 630 (Iowa 2004) (quoting State
v. Vinick, 398 N.W.2d 788, 795 (Iowa 1987)). Thompson argues we should review
the record for correction of errors at law. Id. at 630–31. He relies on our supreme
court’s statement that a “trial court does not have discretion to refuse a spoliation
instruction when the defendant has generated a jury question on the spoliation
inference.” Id. at 631. The court has since expanded its discussion, stating that
“review of alleged instructional error depends upon the nature of the supposed
error.” Alcala v. Mariott Int’l, Inc., 880 N.W.2d 699, 707 (Iowa 2016). In Alcala, the
court noted the similarity between a “district court’s refusal to give an inference
instruction on spoliation” and discovery sanctions. Id. The court ultimately
explained that review of a district court’s refusal to provide a spoliation instruction
is for abuse of discretion “because that instruction acts as a discovery sanction
and discovery sanctions are discretionary.” Id. The elements of a spoliation
inference are met when “(1) [the] evidence exists, (2) it is in the possession or
under the control of the State, (3) it would have been admissible at trial, and (4) the
State intentionally destroyed the evidence.” Hartsfield, 681 N.W.2d at 631.
Thompson’s argument targets the fourth element, intentional destruction of
evidence. Thompson does not, however, argue the State intentionally destroyed
evidence. He argues the State’s failure to properly package evidence is
“tantamount to intentional destruction.”
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“Spoliation involves more than destruction of evidence. Application of the
concept requires an intentional act of destruction. Only intentional destruction
supports the rationale of the rule that the destruction amounts to an admission by
conduct of the weakness of one’s case.” State v. Langlet, 283 N.W.2d 330, 333
(Iowa 1979). “Neither the rationale of the spoliation inference nor any authorities
found support submission of the inference [of spoliation] in the case of
unintentional destruction.” Id. at 334. “The issue [of spoliation] should not be
submitted to a jury merely upon a claim of spoliation made by a party, but only
where substantial evidence exists to support findings” on each of the four elements
described above. Id. at 335.
Thompson drove a motorcycle and wore a motorcycle suit, helmet, and
gloves. The morning after the fire, Thompson directed N.E. to deliver the suit,
helmet, and gloves to a friend who lived nearby. When law enforcement officials
arrived at the friend’s home to collect the evidence, they reported it smelled of
gasoline. There is no dispute that the proper collection method would be to place
the evidence in a nylon bag. The nylon bags are expensive, and departments do
not always have them. In this case, while waiting for a warrant to collect the
evidence, which took more than two hours, law enforcement officials attempted to
locate a nylon bag and were unable to do so. The items were placed in a paper
bag and then placed in the trunk of the collecting officer’s car. When the paper
bag was delivered to the lab for testing, it was placed in a nylon bag. Later, when
the bag was opened, the smell of gasoline had dissipated.
The record reveals that the motorcycle suit, helmet, and gloves were not
placed in the preferred nylon bag. However, there were efforts made to obtain a
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nylon bag. There is no evidence in the record that the failure to obtain a nylon bag
was intentional, and we will not elevate that failure to “tantamount to intentional
destruction.” Accordingly, the district court did not abuse its discretion in finding
the evidence insufficient to generate a jury instruction on the spoliation inference
and in refusing to instruct the jury on spoliation.
B. Expert Witnesses
“We review a trial court’s decision to admit or exclude expert testimony for
an abuse of discretion.’” Ranes v. Adams Lab’ys, Inc., 778 N.W.2d 677, 685 (Iowa
2010). We examine the district court’s determination on admissibility of expert
witness testimony to determine whether “the court exercised [its] discretion on
grounds or for reasons clearly untenable or to an extent clearly unreasonable.” Id.(quoting State v. Maghee, 573 N.W.2d 1, 5 (Iowa 1997)). Courts must ask
(1) whether expert testimony “‘will assist the trier of fact’ in understanding ‘the
evidence or to determine a fact in issue,’” and (2) if the expert “is qualified as an
expert by knowledge, skill, experience, training, or education.” Id. (quoting Iowa
R. Evid. 5.702). Iowa courts generally have a “liberal view on the admissibility of
expert testimony.” Id. There is no degree, particular education, or specialty
certification required to qualify an expert “as long as the testimony is within the
general area of expertise of the witness.” Id. at 687. “The proponent of the
evidence has the burden of demonstrating to the court as a preliminary question
of law the witness’s qualifications and the reliability of the witness’s opinion.” Id.
at 686. Once the court has completed a preliminary analysis of an expert witness’s
proposed testimony and has deemed it admissible, any remaining argument
regarding the expert’s qualifications targets the weight of the evidence not its
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admissibility. Hutchison v. Am. Fam. Mut. Ins. Co., 514 N.W.2d 882, 558 (Iowa
1994).
Thompson takes issue with admission of the testimony of Mike Lillebo,
David Embleton, Brady Langgaard, Matt Harmann, and Stephanie Yocco. Lillebo
is a Special Agent with the State Fire Marshal’s Office and personally participated
in the investigation of the fire. Embleton and Harmann serve as Chiefs for their
respective local fire departments, and Langgaard is a firefighter. All three
witnesses responded to the fire scene and participated in the emergency
response. Yocca is a criminalist with the Iowa Division of Criminal Investigation
(DCI). Yocca photographed the scene and participated in lab tests of evidence.
Following a hearing on Thompson’s motion to exclude the witnesses, the
district court found the arguments targeted at Lillebo “go not to the admissibility of
[the] opinions, but to the weight to be given to those opinions by the trier of fact.”
Lillebo’s testimony was deemed admissible. The district court also found Yocca
was qualified to testify by her training, education, and experience in the DCI Crime
Lab. Her testimony regarding testing evidence for ignitable liquid was deemed
admissible because it would “assist the jury in understanding the evidence or
determining facts in issue.” Regarding Embleton, Harmann, and Langgaard, the
district court noted it had not received information about educational backgrounds
of the witnesses. It did, however, note that all three witnesses had personally
observed the fire and that testimony would be admissible if relevant. The district
court declined to rule on the three remaining witnesses as experts.
On our review of the record, the testimony of Embleton, Harmann, and
Langgard focused on their history and experience as firefighters and their personal
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experiences with the Exline home fire. It does not appear that they testified as
expert witnesses. We find no abuse of discretion in allowing the firefighters to
testify as lay witnesses.
The district court made the following findings regarding Lillebo’s
qualifications:
Lillebo, who has some post-high school education but no degree,
began his career in law enforcement as a Military Policeman in the
United States Army. From 1993 to 2000 Lillebo was with the Iowa
State Patrol, initially as a State Trooper and then as a Trooper Pilot.
In 1993 Lillebo went to work with the State Fire Marshal’s Office.
Since then he has acted as both a Fire Inspector and an Arson
Investigator. He has worked continuously as an Arson Investigator
since 2010.
Lillebo first received training in fire origin and cause
investigations in 2003. He also acknowledged familiarity with
[National Fire Protection Association (NFPA)] guidelines and
standards and confirmed those guidelines and standards were
followed in the investigation of the fire at issue in this case. Lillebo
testified he has conducted more than 250 fire origin and cause
investigations in his career.
(Footnotes omitted.) Lillebo’s curriculum vitae was also submitted to the court,
revealing extensive experience in the years he has served the State Fire Marshal.
Although Lillebo does not have a particular degree related to science, he has years
of experience investigating fires and has participated in several trainings related to
fire and arson investigation. Lillebo testified his opinions were based on the totality
of the circumstances of the fire and that he and other investigators utilized NFPA
guidelines and the scientific method to investigate the fire.
The district court made the following findings related to the qualifications of
Yocca.
Yocca has a BS in forensic science with minors in chemistry and
biology as well as a Master’s Degree in forensic science. She has
been employed at the DCI Crime Lab for about three years. One of
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her primary responsibilities at the lab is to test various items in
connection with fire scene investigations to determine the presence
of ignitable fluids. She estimates she has conducted tests on
materials from more than 300 fires.
It is clear Yocca has the qualifications, based upon her
experience, training and education, to offer expert opinions related
to her testing of the various items for the presence of ignitable fluids.
Furthermore, based on the deposition record before the Court it does
not appear her opinions regarding the reason she failed to find
ignitable fluids go beyond the scope of her experience, training and
education. Such testimony will assist the jury in understanding the
evidence or determining facts in issue.
Yocca has extensive formal education in forensic science. She also has three
years of experience in testing fire evidence for ignitable fluids, the very topic on
which she testified.
Experts Lillebo and Yocca both presented evidence of education, training,
and experience in the areas of fire investigation related directly to their testimony.
The issues Thompson raised regarding these experts relate to the weight of the
evidence and not to admissibility. See id. On our review of the record, we find the
district court did not abuse its discretion in denying the motion to exclude the expert
witnesses.
C. Sufficiency of the Evidence
“Challenges to sufficiency of the evidence are reviewed for correction of
errors at law.” State v. Hansen, 750 N.W.2d 111, 112 (Iowa 2008). “Evidence is
substantial if it would convince a rational trier of fact the defendant is guilty beyond
a reasonable doubt.” Id. “In reviewing challenges to the sufficiency of evidence
supporting a guilty verdict, courts consider all of the record evidence viewed ‘in the
light most favorable to the State, including all reasonable inferences that may be
fairly drawn from the evidence.’” State v. Sanford, 814 N.W.2d 611, 615 (Iowa
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2012) (quoting State v. Keopasaeuth, 645 N.W.2d 637, 639–40 (Iowa 2002)). On
appellate review, “We will consider all the evidence presented, not just the
inculpatory evidence.” Id.Thompson argues (1) the evidence fails to show he started the fire, and
(2) that the fire was intentionally started. Thompson’s claims target his arson
conviction. Arson is defined as:
Causing a fire or explosion, or placing any burning or combustible
material, or any incendiary or explosive device or material, in or near
any property with the intent to destroy or damage such property, or
with the knowledge that such property will probably be destroyed or
damaged, . . . whether or not any such property is actually destroyed
or damaged.
Iowa Code § 712.1(1). “Arson is arson in the first degree when the presence of
one or more persons can be reasonably anticipated in or near the property which
is the subject of the arson, or the arson results in the death of a fire fighter, whether
paid or volunteer.” Id. § 712.2(1).
The opinions of expert witnesses conflicted regarding the origin and cause
of the fire. Lillebo opined the fire began on the exterior of the home, on the south
porch. Lillebo testified the cause of the fire was “open flame to an ignitable liquid,
incendiary fire.” Lillebo also testified the investigation ruled out an electrical event
caused by wiring and appliances on the porch, and the burned vehicles that were
parked outside the garage. He also testified the fire was unusual in that it was
widespread at the base, rather than developing “up and out” as “normal” flames
develop.
The defense expert also opined the fire originated on the south porch. The
defense expert was unable to identify a cause of the fire, but testified one possibility
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was extension cords used to power appliances located on the porch. Neighbors
who called the police the night of the fire noted the fire began on the outside of the
home, on the south side of the porch.
The homeowner, Shirley, testified that during the fire, she saw someone
fleeing from her home. She initially reported the person was short and the body
type physically resembled N.E. When deposed, Shirley said it was hard to tell
what the person looked like because it was dark outside and the room was full of
smoke. She also said the person was big and tall. At trial, Shirley testified she
could not identify the person she saw that night.
The record shows that the Iowa Department of Human Services was
involved with the family, investigating allegations of child sex abuse against both
James and N.E. Cell phone records reveal that James and his wife, Christene,
were angry with Shirley. Those records also show James and Thompson
discussed taking action to disable the vehicles that were available to Shirley, to
prevent her from appearing for the next juvenile court hearing in the sex-abuse
case set to occur on May 21, 2017. James stated he could not disable the cars
himself nor could he transport Thompson to Shirley’s home because he needed
an alibi. Thompson’s text messages show he volunteered that he could drive his
motorcycle to Shirley’s home wearing a helmet, park a few blocks away, and walk
to the home. Christene also exchanged text messages with Thompson,
expressing anger with the biological mother of P.E. The conversation included the
following exchange:
Thompson: Kill all the bitches with their head games.
Christene: Might.
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Thompson: Yeah. It’s the killing that entices me. Sounds so
good sometimes.
Christene: If it wasn’t against the law and I didn’t let them win,
it might be good.
Thompson: Yeah, it might.
The day before the fire, Thompson and James had the following text message
exchange:
James: You guys still coming today?
Thompson: Yep
James: Okay. [Christene] doesn’t think you guys will, so I
guess she will be surprised.
Thompson: Yeah, we’re going to run [his girlfriend] home
around noon or one. Then come there.
James: You bringing the bike still?
James: Is it still planned?
Thompson: Yep.
Shirley testified that when James learned of the fire, he and Christene came into
town and stood a few blocks away from the scene. Shirley tried to speak to James,
but he would not interact with her. She also testified Christene laughed while
Shirley tried to speak to James.
Thompson and N.E. spent the evening of May 14, 2017 (hours before the
fire), at the home of James and Christene to celebrate Mother’s Day. Thompson
initially told police he left at 10:30 or 11:00 p.m. and returned to his home in
Nevada. N.E. testified Thompson arrived at their shared apartment between 3:00
and 4:00 a.m. Video evidence from traffic cameras on the route identified by
Thompson shows a motorcycle on the highway around 2:30 a.m., which would
corroborate N.E.’s timeline of the evening. T.D., a half-sibling of Thompson and
step-sibling of N.E., testified she saw N.E. as he drove home that night. T.D.
testified that when she arrived at the home of James and Christene, Thompson
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was also present and left around 10:40 p.m. Cell phone records reveal that
Thompson did not call his girlfriend to say goodnight until after 3:00 a.m.
Testimony at trial shows that the morning after the fire, Thompson asked
N.E. to deliver his motorcycle suit, helmet, and gloves to a neighbor. Thompson
told the investigating officer he had a motorcycle helmet and a jacket, but no
special riding gear. When he was interviewed, N.E. told police Thompson did have
a motorcycle suit, and that he delivered it to the neighbor. When police arrived to
collect the motorcycle suit, helmet, and gloves from the neighbor, the items
allegedly had a strong odor of gasoline. But when tested, none of the items had
traces of gasoline.
Thompson also told investigating officers he did not have saddlebags
attached to his motorcycle. Testimony from Thompson’s co-workers revealed he
did have saddlebags, that they were removed from the motorcycle after the fire,
and that they had been left on the workplace premises, in an office and under a
desk. However, testimony also showed Thompson and all other employees had
access to the office, routinely left personal items in the office, and used the desk
to gain computer access. There was also a blowtorch that went missing from
Thompson’s employer around the date of the fire. But, another employee was
terminated following the fire for allegedly removing company property from the
premises.
From the evidence presented, a rational factfinder could make a number of
findings. Based on expert testimony about the fire itself, a rational factfinder could
find the fire’s origin was on the south porch of the home and was not due to faulty
wiring, electronics, or an act of nature like lightning. From that same testimony, a
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rational factfinder could find the cause of the fire was incendiary. A rational
factfinder could also find there was a significant amount of animosity between
Shirley and James, who with his wife and stepchildren, were critical of and at least
verbally hostile toward Shirley. A rational factfinder could further find that
Thompson’s whereabouts from just before 11:00 p.m. on May 14 to between 3:00
and 4:00 a.m. on May 15, 2017 are unknown. Moreover, a rational factfinder could
find Thompson took steps to conceal certain relevant possessions from
investigators including his motorcycle suit, helmet, gloves, and saddlebags. On
our review of the record, we conclude there is sufficient evidence from which a
rational factfinder could find Thompson guilty beyond a reasonable doubt of arson
in the first degree. See Hansen, 750 N.W.2d at 112.
D. Ineffective Assistance
Claims of ineffective assistance of counsel are reviewed de novo. State v.
Kuhse, 937 N.W.2d 622, 627 (Iowa 2020). Ineffective-assistance claims related
to judgments and sentences entered prior to July 1, 2019 may be considered on
direct appeal. State v. Macke, 933 N.W.2d 226, 228 (Iowa 2019). “Thus, we will
decide whether the appellate record is adequate to determine the claim. If not, the
claim will be preserved for postconviction relief.” Kuhse, 937 N.W.2d at 627
(quoting State v. Brothern, 832 N.W.2d 187 192 (Iowa 2013)).
Thompson argues generally that if any of his other claims on appeal fail,
they should be reviewed through the lens of ineffective assistance of counsel. The
State responded to the claim in a footnote only. The State argues the generality
of Thompson’s claim and his failure to identify how trial counsel was ineffective
render the claim waived pursuant to Iowa Rule of Appellate Procedure
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6.903(2)(g)(3). The rule provides an appellant’s brief must state “the appellant’s
contentions and the reasons for them with citations to the authorities relied on and
references to the pertinent parts of the record in accordance with rule 6.904(4).
Failure to cite authority in support of an issue may be deemed waiver of that issue.”
Iowa R. App. R. 6.903(2)(g)(3). The failure to cite authority has rendered the
development of the ineffective-assistance claim insufficient to allow its
consideration. In this situation, we “should not consider that claim, but [we] should
not outright reject it.” State v. Harris, 919 N.W.2d 753, 754 (Iowa 2018). Instead,
we “must preserve it for a postconviction-relief proceeding.” State v. Johnson, 784
N.W.2d 192, 198 (Iowa 2010).
Thompson’s brief makes broad statements about the legal framework
supporting ineffective-assistance claims but fails to identify any alleged error on
behalf of his trial counsel. Accordingly, we do not consider that claim, but preserve
it for a possible postconviction-relief proceeding.
III. Conclusion
Thompson has failed to show there was an intentional destruction of
evidence to necessitate a spoliation instruction. Because the expert witnesses
were qualified in accordance with the Iowa Rules of Evidence, the district court did
not abuse its discretion in denying Thompson’s motion to exclude. Following our
review of the record, we conclude a rational factfinder could find Thompson guilty
beyond a reasonable doubt of arson in the first degree. Thompson’s ineffective-
assistance-of-counsel claim is preserved for a possible postconviction-relief
proceeding.
AFFIRMED.