Tajh Malik Ross v. State of Iowa ( 2021 )


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  •                     IN THE COURT OF APPEALS OF IOWA
    No. 19-1938
    Filed July 21, 2021
    TAJH MALIK ROSS,
    Applicant-Appellant,
    vs.
    STATE OF IOWA,
    Respondent-Appellee.
    ________________________________________________________________
    Appeal from the Iowa District Court for Linn County, Sean McPartland,
    Judge.
    Tajh Ross appeals the district court’s denial of his application for
    postconviction relief. AFFIRMED.
    Fred Stiefel, Victor, for appellant.
    Thomas J. Miller, Attorney General, and Thomas E. Bakke, Assistant
    Attorney General, for appellee State.
    Considered by Bower, C.J., Ahlers, J., and Mahan, S.J.*
    *Senior judge assigned by order pursuant to Iowa Code section 602.9206
    (2021).
    2
    MAHAN, Senior Judge.
    Tajh Ross appeals the district court’s denial of his application for
    postconviction relief following his 2014 convictions for murder in the first degree,
    intimidation with a dangerous weapon, and going armed with intent. Upon our
    review, we affirm the court’s order denying Ross’s application for postconviction
    relief.
    I.        Background Facts and Proceedings
    In its opinion affirming Ross’s convictions on direct appeal, this court set
    forth the following facts:
    At approximately 9:30 p.m. on September 22, 2012, Haley
    McConnell, Neil Clark, and Latasha Roundtree were going to a party
    in Cedar Rapids. McConnell was driving, Roundtree was sitting in
    the passenger’s seat, and Clark was sitting in the back. The address
    of the house was 649 16th Avenue SW. The streets were not well
    lit, and being unable to locate the residence, they drove around the
    neighborhood slowly at approximately five to ten miles per hour.
    After driving past the house at 649 16th Avenue SW, the
    passenger window shattered, and Roundtree fell over, having
    suffered a gunshot wound to the head. After Roundtree was shot,
    McConnell sped away and heard gunshots as she drove further
    down the street. Clark urged McConnell to drive to a local hospital,
    and following emergency treatment there, Roundtree was
    transported to University Hospitals in Iowa City but died shortly
    thereafter.
    The house located at 649 16th Avenue has two rental units,
    one upstairs and one downstairs. Amber Houston and her cousins,
    Jeremiah Ellis and Frederick Hanson, lived in the downstairs unit.
    Earlier in the day on September 22, Ellis’s girlfriend, Alleigha Church-
    Greene, informed Ellis she had heard of plans that Davonte Safforld
    intended to “shoot up” Ellis’s residence. The district court noted,
    “There was bad blood between Ellis and Safforld for reasons
    unexplored in the testimony.” It was agreed the threat was not
    serious, and the party was not cancelled.
    Those invited to the party were Liban Muhidin (Liban), Yasin
    Muhidin (Yasin), Adrian Kenney, Alexus Omar, Church-Greene, and
    Ross. All had arrived at the residence by approximately 9:00 p.m.
    Shortly thereafter, Ellis and Hanson began discussing the threat
    3
    posed by Safforld, and everyone at the house became aware of it.
    Yasin and Kenney then left so Yasin could change clothes. The
    others were gathered outside the residence.
    A green car passed by the house, which the parties believed
    could contain Safforld because Safforld’s girlfriend drove a green
    vehicle. Ellis went to the corner and watched it drive away.
    Meanwhile, Liban called Yasin and told him to retrieve Liban’s guns
    from his residence. Yasin returned with an AK–47 and a .40 caliber
    handgun in the trunk of Liban’s car. Liban placed the AK–47 in an
    empty trashcan across the street, while Yasin and Ross argued over
    who should hold the handgun. Ross took the handgun, telling Yasin
    he was too little to operate it. Ellis was also armed with his own .22
    caliber handgun.
    After the guns were distributed and most of the group had
    crossed the street to an abandoned house, the parties observed
    McConnell’s car (a white vehicle) drive slowly past. Ellis raised his
    handgun but was prevented by Yasin from firing. The second time
    the car approached the house, Liban ran across the street to the 649
    residence so the vehicle would decrease its speed. After Liban
    reached the property, Ross cycled the gun, told Liban to “look out,”
    and fired the gun in the direction of the vehicle. Ellis ran into the
    street and fired five shots at the vehicle, and Ross ran down the alley,
    firing six more times at the car. The bullet that killed Roundtree was
    later matched to the .40 caliber handgun Ross had used.
    State v. Ross, No. 14-1717, 
    2016 WL 1677181
    , at *1–2 (Iowa Ct. App. Apr. 27,
    2016) (footnote omitted).
    The State charged Ross with various offenses, and following a bench trial,
    the district court found him guilty of all counts except for the charge of conspiracy
    to commit a forcible felony.    This court affirmed Ross’s convictions on direct
    appeal, rejecting his challenges to the sufficiency of the evidence and the district
    court’s denial of his counsel’s motions to withdraw and failure to allow Ross to
    proceed pro se. 
    Id.
     at *3–7.
    Ross filed an application for postconviction relief (PCR). Following trial, the
    court entered an order denying Ross’s application. Ross appealed. Facts specific
    to his claims on appeal will be set forth below.
    4
    II.    Standard of Review
    “Generally, an appeal from a denial of an application for postconviction relief
    is reviewed for correction of errors at law.” Nguyen v. State, 
    878 N.W.2d 744
    , 750
    (Iowa 2016) (citation omitted). However, “ineffective-assistance-of-counsel claims
    are reviewed de novo.” 
    Id.
    III.   Ineffective Assistance of Counsel
    Ross contends his trial counsel was ineffective in (A) failing to file “a motion
    to suppress evidence of Ross’s police interview” “after he said he was done
    answering questions,” and (B) failing to call “a firearm expert witness at trial on the
    issue of the gun accidentally firing as Ross explained to the police.” To prevail on
    his claims, Ross must show “(1) counsel failed to perform an essential duty; and
    (2) prejudice resulted.” State v. Maxwell, 
    743 N.W.2d 185
    , 195 (Iowa 2008) (citing
    Strickland v. Washington, 
    466 U.S. 668
    , 687 (1984)). An ineffective-assistance-
    of-counsel claim fails if either element is lacking. See State v. Clay, 
    824 N.W.2d 488
    , 495 (Iowa 2012).
    A.     Failure to File Motion to Suppress
    Ross claims his counsel breached an essential duty by failing to seek
    suppression of his statements after he invoked his right to remain silent, which
    included his “statement that he shot the gun,” and that he was prejudiced by this
    omission because had his statements been suppressed, he “would not have had
    to testify at the criminal trial” and “[t]he only evidence that [he] fired a gun would
    have been the conflicting statements of the other people present at the party.”
    5
    Police are required to inform a suspect of the right to remain silent and the
    right to counsel during a custodial interrogation. See U.S. Const. amends. V, VI,
    XIV (ensuring a criminal defendant, among other things, the right to remain silent
    during custodial interrogation); Iowa Const. art. 1, § 9 (affording similar protections
    under Iowa Constitution); Miranda v. Arizona, 
    384 U.S. 436
    , 478 (1966). Absent
    Miranda warnings and a valid waiver of those rights, statements made during a
    custodial interrogation are inadmissible. 
    384 U.S. at 479
    ; State v. Harris, 
    741 N.W.2d 1
    , 5 (Iowa 2007). “If the individual indicates in any manner, at any time
    prior to or during questioning, that he wishes to remain silent, the interrogation
    must cease.” State v. Palmer, 
    791 N.W.2d 840
    , 846 (Iowa 2010) (quoting Miranda,
    
    384 U.S. at
    473–74); State v. Prentiss, No. 02-0043, 
    2003 WL 21360908
    , at *5
    (Iowa Ct. App. June 13, 2003) (“This right to cut off questioning must be
    scrupulously honored.”).
    A suspect, having expressed a desire to remain silent, “is not subject to
    further     interrogation . . . ,   unless   the   accused   himself   initiates   further
    communication, exchanges, or conversations with the police.” Harris, 
    741 N.W.2d at 6
     (quoting Edwards v. Arizona, 
    451 U.S. 477
    , 484–85 (1981)). “A valid waiver
    under these circumstances requires the individual to ‘evince[ ] a willingness and a
    desire for a generalized discussion about the investigation.’” 
    Id.
     (quoting Oregon
    v. Bradshaw, 
    462 U.S. 1039
    , 1045–46 (1983)).
    In this case, Ross was subjected to two separate sessions of custodial
    interrogation, the first of which took place approximately one week after the
    incident, during which Ross denied any involvement in the shooting and denied
    6
    having a gun. The second interview took place several months later, and Ross
    again denied having a gun or any involvement in the shooting. Ross then stated,
    “I want to go back home,” to which the police responded, “You can’t go anywhere
    today, so you’re going to stay with us.” Ross stated, “I want to call my mom” and
    that he did not understand why he had to stay there “all day” but no one else
    involved in the incident had. The police then left the room. They returned, and
    Ross stated, “I’m not talking.” An officer then said, “You’re going over to jail today.”
    Ross continued to deny involvement in the shooting and asked what the charges
    against him were. The police then left the room again; when they returned, they
    began reading Ross the charges against him. When Ross heard the murder
    charge, he became very upset and said, “[Is it] because I’m not telling you all
    exactly what happened? So if I tell you all exactly what happened, from my story,
    would you all know the difference—” An officer responded, “If you told us exactly
    what happened, we’d know the truth.” Ross then said, “Alright, I’ll tell you all the
    truth right now, come on, everybody sit down, close the door.”
    Ross’s statement that he did not want to talk was sufficient to invoke his
    right to remain silent.   But Ross arguably reinitiated communication with the
    officers when he asked if he was being charged with murder because he was “not
    telling . . . exactly what happened,” and he told the officers to “sit down” and “close
    the door” so he could tell them “the truth.” We could find Ross’s statements
    demonstrated “a willingness and a desire for a generalized discussion about the
    investigation,” see Bradshaw, 
    462 U.S. at
    1045–46; accord State v. Johnson,
    No. 08-0320, 
    2009 WL 4842480
    , at *4–5 (Iowa Ct. App. Dec. 17, 2009), and
    7
    therefore the officers’ “decision to proceed with the interrogation was not
    improper,” Johnson, 
    2009 WL 4842480
    , at *5. The interview continued, and Ross
    subsequently admitted he fired the gun in the direction of McConnell’s car, but that
    he shot “in the air” and hit Roundtree accidentally.
    In any event, we concur with the PCR court’s finding that trial counsel did
    not fail to perform an essential duty given the circumstances in this case. 1 As the
    court noted:
    [I]n evaluating the objective reasonableness of trial counsel’s
    conduct in failing to file a motion to suppress, the Court examines all
    of the circumstances to consider whether acts or omissions were
    outside the wide range of professionally competent assistance.
    Strickland, 
    466 U.S. at 690
    . The circumstances here include the
    testimony of [defense counsel,] Mr. Weimer, which the Court found
    to be credible and which was unchallenged by Mr. Ross, that Mr.
    Ross was not always forthcoming in cooperation with his counsel.
    Mr. Weimer testified that Mr. Ross was not always helpful in assisting
    with his defense and at times was working at odds with his counsel
    to present a defense. Mr. Weimer’s testimony is also supported by
    other information in the record, including Mr. Ross’s earlier
    unsuccessful attempts at self-representation, including his failure “to
    respond to the majority of the court’s questions,” his continual refusal
    “to give meaningful answers,” his “disjointed and rambling
    statements” and other pretrial actions of Mr. Ross reflecting conflicts
    with his counsel, detailed in the decision of the Court of Appeals.
    Ross, No. 14-1717, 
    2016 WL 1677181
    , at *3, *4, *5. The conduct
    and “strategy” of Mr. Ross in preparation for and presentation of
    evidence at trial clearly complicated the ability of counsel to formulate
    1 In light of this conclusion, there is no need to address the State’s assertion the
    failure to file a motion to suppress was due to trial strategy of defense counsel.
    But we observe that defense counsel testified he did not believe a motion to
    suppress would have been meritorious because Ross initiated further
    communication. Specifically, defense counsel stated they “considered” filing a
    motion to suppress Ross’s statements but “because of the reengagement that he
    was involved in, we did not file that.” Defense counsel further explained, “After he
    was read the complaints, he asked if it was because he wasn’t telling them what
    had happened, and he asked them to sit down and said that he was telling them
    the truth. He reengaged them. . . . He reengaged them before they reengaged
    him.”
    8
    strategies and decisions related to defenses, including whether or
    not to present evidence that Mr. Ross fired the gun accidentally or
    without intent to shoot at the passing car. In the end, Mr. Ross chose
    to testify at trial and offered testimony that he intended to fire the gun
    above the car as a warning, but the gun accidentally discharged
    prematurely. Such testimony of Mr. Ross was generally consistent
    with statements to the police by Mr. Ross. The Court finds and
    concludes counsel properly made “[s]trategic choices . . . after a
    thorough investigation of law and facts relevant to plausible options,”
    and that counsel was not ineffective in not seeking to suppress such
    evidence and in presenting such evidence at trial. Strickland, 
    466 U.S. at
    690–91.
    In summary, in evaluating the objective reasonableness of
    trial counsel’s conduct, it appears Mr. Ross’s actions and
    communications with his counsel may have, intentionally or not,
    sabotaged his own defense. The Court finds and concludes that the
    conduct of Mr. Ross in failing to cooperate with his counsel in
    preparing for and presenting a defense at trial, which he now urges
    should have been presented, should not form the basis for a claim
    that counsel was ineffective, entitling Mr. Ross to a new trial.
    Otherwise, any defendant could sabotage its defense at a first trial,
    thereby getting a preview or rehearsal of the trial, and later obtain a
    second trial based on allegations of ineffective assistance of counsel.
    Mr. Ross now apparently contends that ineffective assistance of his
    trial counsel resulted in his being required to testify at trial and
    resulted in his failure to present credible testimony. Under the
    circumstances here, it is not surprising that Mr. Ross’s testimony at
    trial did not go well or that the fact finder found his testimony not to
    be credible. The failure to seek exclusion of his prior statements to
    police, however, did not require Mr. Ross either to testify or to
    present at trial testimony which was not credible and which was at
    odds with the other evidence in the case. Moreover, as noted below,
    the lengthy and detailed findings and conclusions of the court in
    reaching verdicts against Mr. Ross did not rely heavily, if at all, on
    the statements made by Mr. Ross to the police.
    Moreover, to meet the prejudice prong of his ineffective-assistance claim,
    Ross must prove a reasonable probability that, but for his counsel’s failure, the
    result of the proceeding would have been different. Maxwell, 
    743 N.W.2d at 196
    ;
    Ledezma v. State, 
    626 N.W.2d 134
    , 143 (Iowa 2001) (“A reasonable probability is
    a probability sufficient to undermine confidence in the outcome.” (quoting
    9
    Strickland, 
    466 U.S. at 694
    )). Here, there was substantial evidence of Ross’s guilt
    without regard to his own statements during the interview. As this court previously
    found:
    Ross and the others were aware of a potential threat, and when they
    saw the first car—a green vehicle—drive past, they armed
    themselves in response. Ross retained control over the .40 caliber
    handgun, following an argument between him and Yasin over who
    was going to use it. Then, when McConnell’s white car drove past
    the house, Ross proceeded to cycle his gun and fire at the car a
    number of times. Viewing the evidence in the light most favorable to
    the State, and making all legitimate inferences in favor thereof, this
    did not amount to an accidental shooting.
    Ross, 
    2016 WL 1677181
    , at *5. And as the PCR court further noted:
    The Court finds and concludes here that Mr. Ross has not met
    his burden of establishing prejudice by the actions of his counsel as
    required in the case law. Had Mr. Ross successfully urged a motion
    to suppress and declined to testify, the evidence offered by the State,
    including testimony by witnesses as to actions and statements by Mr.
    Ross surrounding the crime, would have gone largely unchallenged.
    Moreover, the lengthy and detailed findings and conclusions of the
    court placed little or no significance on the statements made by Mr.
    Ross to the police. Rather, the court relied upon the eyewitness
    accounts of actions and statements by Mr. Ross, notwithstanding
    that the witnesses to such conduct themselves had credibility issues.
    Such testimony included witnesses who saw Mr. Ross specifically
    pointing the gun toward the car and who heard Mr. Ross telling one
    of the witnesses to “look out” just before a shot is heard. . . .
    In summary, despite any errors of counsel alleged by Mr.
    Ross, the Court finds and concludes that Mr. Ross has failed to
    establish sufficient evidence to establish that, but for counsel’s
    errors, the result of the proceeding would have been different.
    Upon our review of the facts of this case, we conclude defense counsel did
    not breach an essential duty in failing to file a motion to suppress.2 And even if we
    2 Ross also contends the PCR court erred “in not considering the audio and visual
    recording of Ross’ police interview in making its ruling on whether a Motion to
    Suppress should have been filed.” We observe the court’s statement that “[n]either
    an audio recording nor transcript of the interrogation was offered at the time of trial
    10
    assume there is merit to his claim, Ross has failed to show resulting prejudice.
    See Ledezma, 
    626 N.W.2d at 142
     (“If the claim lacks prejudice, it can be decided
    on that ground alone without deciding whether the attorney performed
    deficiently.”).    Ross’s ineffective-assistance-of-counsel claim on this basis is
    unpersuasive.
    B.         Failure to Call Firearms Expert
    Ross next contends his trial counsel was ineffective “in not using an expert
    in firearms witness at the trial.” Ross acknowledges “the State’s firearms expert
    testified that the bullet that caused the death came from the gun that Ross fired,”
    but he alleges the State’s expert “did not testify about crime scene reconstruction
    or the human aspects of the use of a firearm.” According to Ross, because his
    defense “was that the gun accidentally fired, it was essential to that defense to
    have a witness explain how the gun potentially could have accidentally fired too
    soon (before Ross aimed over the car).”
    of this matter” indicates Ross failed to seek review of this specific piece of
    evidence, despite the fact it was included in the record. Cf. 
    Iowa Code § 822
    .6A
    (“The underlying trial court record containing the conviction for which an applicant
    seeks postconviction relief . . . shall automatically become part of the record in a
    claim for postconviction relief under this chapter.”). Accordingly, there is nothing
    for us to review. See Meier v. Senecaut, 
    641 N.W.2d 532
    , 537 (Iowa 2002); see
    also Stammeyer v. Div. of Narcotics Enforcement, 
    721 N.W.2d 541
    , 548 (Iowa
    2006) (finding an argument not preserved for appeal when there was “nothing
    indicating the court ruled upon or even considered [it]”). The proper procedure to
    preserve error was to file a motion raising the court’s failure to consider the
    evidence prior to appealing. See Lamasters v. State, 
    821 N.W.2d 856
    , 863 (Iowa
    2012).
    In any event, the PCR court quoted from Ross’s own recitation of the
    interview and the police report in addressing and rejecting his claim. And, under
    our de novo review, we have reviewed the evidence upon which Ross bases this
    challenge, and we reject this claim.
    11
    Ross presented testimony from Wayne Hill, a firearms expert, at the PCR
    trial. Hill stated a shooter could fire a gun prematurely if “[h]e’s not paying attention
    to what he’s doing” or “to the pressure he’s putting on the trigger.” Hill further
    stated that “6 pounds is not that heavy,” meaning it does not take much pressure
    to pull the trigger to fire the gun. Hill opined that “an untrained person with a firearm
    can definitely have an unintentional discharge,” but “there’s no physical evidence
    for me to hang my hat on” to determine whether it was an accidental discharge in
    Ross’s case. Hill did not testify at Ross’s criminal trial, which according to Ross,
    prevented the court from learning “that only 6.25 pounds of pressure are required
    to fire the gun” and “that under stress and excitement an inexperienced person in
    the use of firearms is more likely to accidentally fire a gun.”
    With regard to the decision not to call a firearms expert, trial counsel
    testified:
    In this case we didn’t feel an expert on those—those issues was
    necessary because we had the information, at least, that the State’s
    own witness would have conceded that an accidental discharge was
    a possibility. Wouldn’t necessarily agree that’s what happened in
    this case, but that they had conceded at some point that there was
    the possibility of an accidental discharge.
    Trial counsel testified the defense strategy was to argue that Ross brought
    the gun up and it fired accidentally; i.e., “that he fired over the top of the vehicle.”
    Trial counsel furthered this strategy at Ross’s criminal trial in his questioning of
    Iowa Department of Criminal Investigations firearms expert, Victor Murillo. Trial
    counsel asked Murillo about whether the gun had “an external safety,” whether “a
    person of normal health or normal condition” would be able to fire the gun, and
    whether the “rate of the fall of the projectile” would vary if the gun was fired from
    12
    certain distances away. Trial counsel also elicited testimony from Murillo that “[i]t
    takes six and a quarter pounds of pressure rearward on that trigger to cock and
    release the striker.” We do not find trial counsel breached a duty in failing to call
    a witness to testify to the same evidence already presented to the court.
    We conclude counsel’s trial strategy, tactical decisions, and accompanying
    investigation were reasonable under these circumstances. See Ledezma, 
    626 N.W.2d at 143
    . We further note trial counsel’s testimony that various witnesses
    had different perspectives on what happened, and Ross was “not particularly
    forthcoming with a lot of information.” It appears trial counsel’s strategy was
    effective, as the district court noted it is “possible” that Ross’s alleged accidental
    discharge of the gun led to Roundtree’s death, but ultimately the court concluded,
    “Considering all of the evidence in this case, I do not find this explanation to be
    believable”; “the likelihood is so remote as to make the explanation unreasonable.”
    Ross’s ineffective-assistance-of-counsel claim on this basis fails.
    IV.    Consideration of Pro Se Filing
    Ross argues this court “should consider the matters discussed in [his] pro
    se brief,” despite Iowa Code section 822.3A(1) (Supp. 2019), which provides: “An
    applicant seeking relief under section 822.2 who is currently represented by
    counsel shall not file any pro se document, including an application, brief, reply
    brief, or motion, in any Iowa court. The court shall not consider, and opposing
    counsel shall not respond to, such pro se filings.” (Emphasis added.) Section
    822.3A became effective on July 1, 2019, prior to the PCR court’s October 2019
    order denying Ross’s PCR application, and therefore precludes this court from
    13
    considering Ross’s pro se supplemental brief. See Hrbek v. State, 
    958 N.W.2d 779
    , 782–89 (Iowa 2021) (rejecting various challenges to section 822.3A and
    directing the clerk of the supreme court “to strike [the applicant]’s pro se
    supplemental briefs”); Haywood v. State, No. 18-1476, 
    2020 WL 1551137
    , at *1
    n.1 (Iowa Ct. App. Apr. 1, 2020) (acknowledging that Iowa Code section 822.3A(1)
    precludes appellate court consideration of pro se materials filed after July 1, 2019).
    We affirm the denial of Ross’s application for postconviction relief.
    AFFIRMED.