State v. Davey ( 2017 )

IN THE SUPREME COURT OF THE STATE OF KANSAS
No. 111,774
STATE OF KANSAS,
Appellee,
v.
DENISE DAVEY,
Appellant.
SYLLABUS BY THE COURT
1.
Generally, evidence of a statement which is made other than by a witness while
testifying at the hearing, offered to prove the truth of the matter stated, is hearsay
evidence and inadmissible, albeit that hearsay rule is subject to certain statutorily created
exceptions.
2. K.S.A. 2016 Supp. 60-460(i)(2) creates an exception to the hearsay rule for an out-
of-court statement that would otherwise be admissible if made by the declarant at the
hearing, if the hearsay is offered against a party and "the party and the declarant were
participating in a plan to commit a crime or a civil wrong and the statement was relevant
to the plan or its subject matter and was made while the plan was in existence and before
its complete execution or other termination."
3.
The coconspirator exception to the hearsay rule, based upon K.S.A. 2016 Supp.
60-460(i)(2), does not require that the coconspirator's statement be offered to the court by
a third person who is not a participant in the conspiracy. The third person requirement for
the application of the coconspirator exception to the hearsay rule, as declared in State v.
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Bird, 238 Kan. 160, 176, 708 P.2d 946 (1985), and its progeny, is hereby disapproved
and overruled.
Review of the judgment of the Court of Appeals in an unpublished opinion filed January
8, 2016. Appeal from Johnson District Court; BRENDA M. CAMERON, judge. Opinion filed July
21, 2017. Judgment of the Court of Appeals affirming the district court is affirmed. Judgment of
the district court is affirmed.
Ryan J. Eddinger, of Kansas Appellate Defender Office, argued the cause and was on the brief
for appellant.
Shawn E. Minihan, assistant district attorney, argued the cause, and Daniel G. Obermeier, legal
intern, Steven J. Obermeier, senior deputy district attorney, Stephen M. Howe, district attorney, and Derek
Schmidt, attorney general, were with him on the briefs for appellee.
The opinion of the court was delivered by
JOHNSON, J.: Denise Davey (Davey) seeks review of the Court of Appeals
decision that affirmed her convictions and resulting sentence for attempted first-degree
murder and conspiracy to commit first-degree murder of her husband, Dennis Davey
(Dennis). The State prosecuted Davey, in part, on the theory that she conspired with her
daughter, her daughter's boyfriend, and the boyfriend's sister to kill Dennis. At trial, the
State introduced several hearsay statements that were made among the conspirators. The
issue for our review is whether the coconspirator exception to the hearsay rule, as gleaned
from the vicarious liability exception set forth in K.S.A. 2016 Supp. 60-460(i)(2), can
apply when the hearsay is offered at trial by a coconspirator, rather than a third party. We
find the exception applicable in such a case and affirm the Court of Appeals and the trial
court.
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FACTUAL AND PROCEDURAL OVERVIEW
Davey's convictions emanated from her attempts to kill her husband, Dennis, or to
hire others to kill him, in order to get his money and life insurance proceeds. The State's
evidence included testimony that Davey put mercury from a thermometer onto Dennis'
sandwich, believing it would act as an untraceable poison. Later, in the early morning
hours of June 26, 2013, three people brutally attacked Dennis in his bedroom as he slept,
intending to kill him by hitting him in the head with a baseball bat and suffocating him
with a garbage bag taped over his head. Those assailants were Davey's daughter, Nicole
Carter (Nicole); Nicole's boyfriend, Adam Hersh (Adam); and Adam's sister, Whitney
Hersh (Whitney). The assailants were caught and arrested while fleeing Dennis' house
after he fought off their attack.
The Court of Appeals opinion sets forth a detailed factual statement, describing
each participant's version of events leading up to and surrounding the attack, all of which
implicate Davey in the murderous scheme. State v. Davey, No. 111,774, 2016 WL 97847
(Kan. App. 2016) (unpublished opinion). Nicole's and Adam's respective stories were
presented to the jury by reading their preliminary hearing testimony, because they
invoked their Fifth Amendment right against self-incrimination at trial and refused to
testify. Whitney and Dennis testified at trial.
We discern that a detailed factual recitation is unnecessary to resolve the issue
presented to us. It is sufficient to know that, on more than one occasion, Davey gave
money to Adam to hire someone else to kill Dennis. When the hire-a-killer plan failed
because Adam either spent the money on methamphetamine or hired a nonperformer,
Davey ultimately conspired with and paid money to Nicole, Adam, and Whitney to do the
killing. The final plan was for the trio to kill Dennis in his bedroom, as he slept, while
Davey was visiting her mother in another town.
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The State obtained and presented to the jury evidence that the coconspirators made
statements, sent texts, and talked on the telephone to each other about matters the State
claimed to be relevant to the plot to kill Dennis. Davey claims that statements attributable
to her, Adam, and Nicole should not have been admitted, because they were inadmissible
hearsay.
Specifically, the State offered Whitney's testimony that she heard Nicole say on
the telephone, "'No, Mom, I'm not going to kill you too.'" Defense counsel interposed a
timely "hearsay" objection to any testimony about what Whitney heard Nicole say to
Davey. The trial court overruled the objection, noting, "It is hearsay, but at this point
there is an exception to that." Defense counsel then argued that the statement was not in
furtherance of a conspiracy and that Davey was denied her right to cross-examine Nicole
because Nicole was unavailable. The trial court rejected that argument, ruling that the
statement was relevant to the conspiracy and that a prima facie case had been made that
there was a conspiracy.
At the outset of the third day of trial, defense counsel informed the district court
that he intended to raise hearsay objections to certain text messages sent among Adam,
Nicole, and Davey that the State intended to introduce. Defense counsel related one
example was a text Davey allegedly sent Adam a week before the attack, saying: "'I got
home last night and the goons never showed up. I want my money back.'" Another text
message, from Adam to Nicole, said, "You need to stop talking about your stepdad, and,
no, I won't help you kill him." Defense counsel argued that the text messages were not
statements in furtherance of the conspiracy and that the defense did not have the
opportunity to cross-examine Adam. The trial court ruled that it would allow the text
messages to be admitted into evidence as statements by coconspirators and noted Davey's
continuing objection to the text messages.
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Defense counsel renewed his objection when the State moved to admit the text
messages between Adam and Davey. Davey subsequently filed a motion for new trial,
arguing, in part, that the trial court "erred in allowing the State to submit hearsay
statements from non-testifying co-defendants, Adam Hersh and Nicole Carter." The trial
court denied the motion.
Defense counsel also objected to the State's admission of recordings of phone calls
Nicole made from jail to Davey, on the grounds that the conspiracy was over at the time
the calls were made and that Nicole was unavailable for cross-examination. The trial
court overruled the objection. During deliberations, the jury asked to review the jail call
during which someone made a statement that no one would be covering for Davey
anymore and Davey states, "'Damn.'"
Before the Court of Appeals, Davey claimed that Nicole's statements through the
testimony of Whitney; the text messages sent among Adam, Nicole, and Davey; and the
recorded jail telephone calls from Nicole to Davey were inadmissible hearsay under the
coconspirator hearsay exception found in K.S.A. 2016 Supp. 60-460(i)(2). Citing State v.
Sharp, 289 Kan. 72, 210 P.3d 590 (2009), Davey argued that the out-of-court statements
did not meet the requirement that "the person testifying must be a third party," or that the
statements must be admitted through a third party who was not a member of the
conspiracy.
As part of its responsive brief, the State claimed that the defense was asserting a
different objection to the evidence on appeal than it had asserted at trial. Specifically, the
State pointed out that defense counsel had argued to the trial court that Nicole's statement
to Davey, as related by Whitney, was "not a statement in furtherance of any conspiracy."
But on appeal, Davey argues that the hearsay does not fit the coconspirator exception
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because it was offered by a coconspirator, rather than a third party. The State asserts that
the change in the defense objection means that the evidentiary issue was not preserved for
appeal under K.S.A. 60-404.
The panel did not address the State's preservation issue. Rather it proceeded to
decide the case on its merits. It concluded that sufficient evidence supported a factual
basis for the hearsay exception and that the hearsay evidence was admissible under the
coconspirator exception. The panel opined that the plain language of K.S.A. 2016 Supp.
60-460(i)(2) did not support this court's requirement that a coconspirator's out-of-court
statement must come from a "third party" to be admissible. Davey, 2016 WL 97847, at
*8. The panel noted that in Sharp, 289 Kan. at 103, this court disapproved of a different
court-made requirement for the applicability of K.S.A. 2016 Supp. 60-460(i)(2), because
the statutory language did not support the requirement. Davey, 2016 WL 97847, at *8.
The same rationale applied to the third-party requirement at issue here. The panel also
noted that this court had not consistently followed the third-party rule, citing to State v.
Jackson, 280 Kan. 16, 33-35, 118 P.3d 1238 (2005), cert. denied 546 U.S. 1184 (2006),
where this court allowed hearsay statements under K.S.A. 60-460(i)(2) introduced at trial
through the testimony of a coconspirator. Davey, 2016 WL 97847, at *8.
With respect to Davey's complaint about the jail-recorded telephone calls from
Nicole to Davey, the panel noted that Davey had not included the recordings in the record
on appeal. 2016 WL 97847, at *7. Finally, the panel rejected Davey's second issue on
appeal that challenged the trial court's instructions to the jury. 2016 WL 97847, at *8-9.
In her petition for review to this court, Davey does not challenge the panel's ruling
on the instruction issue. See Supreme Court Rule 8.03(h)(1) (2017 Kan. S. Ct. R. 53)
(issues before Supreme Court include all issues which petition for review alleges were
decided erroneously by the Court of Appeals). The sole contention in Davey's petition for
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review is that the statements attributed to Nicole; the text messages among Adam, Nicole,
and Davey; and the jail-recorded telephone calls "were inadmissible hearsay, unfairly
prejudicial, and contributed to the outcome at trial." Davey summarized her argument as
to why the hearsay was inadmissible as follows:
"The trial court erred in admitting the statements of Nicole Carter through the
testimony of Whitney Hersh as coconspirator exceptions to the hearsay rule because
Whitney Hersh was an alleged participant in the conspiracy, rather than a 'third party' as
required by the coconspirator exception. The trial court made the same error with respect
to all the text messages sent between Adam Hersh, Nicole Carter, and Denise Davey. The
text messages were not introduced through third parties, but rather as direct statements of
persons accused of being part of the conspiracy to kill Mr. Davey. The same argument
applies to the jail calls Denise [Davey] made or received from other members of the
alleged conspiracy."
We will limit our discussion to the precise issue upon which Davey seeks review,
i.e., whether the coconspirator exception to the hearsay rule is applicable where the State
offers the hearsay through a coconspirator. Likewise, we would note that the State has not
challenged—either through a cross-petition for review or in its supplemental brief to this
court—the Court of Appeals' implied ruling in favor of Davey on the State's
nonpreservation claim. See State v. Keenan, 304 Kan. 986, Syl. ¶ 1, 377 P.3d 439 (2016)
(failure of State to cross-petition adverse ruling on preservation claim precludes
consideration of whether the Court of Appeals erred on that point).
COCONSPIRATOR EXCEPTION TO HEARSAY RULE
Subject to stated exceptions, "[e]vidence of a statement which is made other than
by a witness while testifying at the hearing, offered to prove the truth of the matter stated,
is hearsay evidence and inadmissible." K.S.A. 2016 Supp. 60-460. We commonly refer to
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that evidentiary proscription as the hearsay rule. The trial judge specifically found that
Whitney's testimony as to what Nicole said to Davey was hearsay, and the State does not
challenge that ruling. Moreover, the State does not argue that any of the challenged
evidence is not hearsay, as statutorily defined.
Instead, the State relies on an exception to the hearsay rule referred to as the
coconspirator exception, which emanates from the "vicarious admissions" exception in
K.S.A. 2016 Supp. 60-460(i). Specifically, the description of the coconspirator exception
is set forth in subsection K.S.A. 2016 Supp. 60-460(i)(2), which states:
"As against a party, a statement which would be admissible if made by the declarant at
the hearing if . . . the party and the declarant were participating in a plan to commit a
crime or a civil wrong and the statement was relevant to the plan or its subject matter and
was made while the plan was in existence and before its complete execution or other
termination."
Davey challenges the trial court's determination that the hearsay fit within the
coconspirator exception to the hearsay rule.
Standard of Review
Generally, this court reviews a trial court's determination of hearsay admissibility
for an abuse of discretion. State v. Betancourt, 301 Kan. 282, 297, 342 P.3d 916 (2015).
But discretion may be abused in different ways. A judicial action constitutes an abuse of
discretion if (1) no reasonable person would take the view adopted by the trial court; (2)
the action is based on an error of law; or (3) the action is based on an error of fact. State
v. Collins, 303 Kan. 472, 477, 362 P.3d 1098 (2015). To the extent that the legal basis of
the trial court's action requires us to interpret K.S.A. 2016 Supp. 60-460(i)(2), our review
is unlimited. 303 Kan. at 473-74.
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Analysis
Ordinarily, an appellate court endeavors to construe a statute to effect legislative
intent, where that intent can be ascertained. See State v. Jordan, 303 Kan. 1017, 1019,
370 P.3d 417 (2016) (most fundamental rule of statutory construction is that legislative
intent governs where ascertainable). The first step in that process is to look at the
statutory language employed by the legislature, giving common words their ordinary
meanings, and refraining from reading something into the statute that is not readily found
in its words. State v. Barlow, 303 Kan. 804, 813, 368 P.3d 331 (2016).
Notwithstanding those rules of construction, court-made elements of the
coconspirator exception began to emerge. See State v. Roberts, 223 Kan. 49, 59, 574 P.2d
164 (1977) (statement of coconspirator must have been made outside the presence of the
accused), disapproved of by Sharp, 289 Kan. 72; State v. Moody, 223 Kan. 699, Syl. ¶ 1,
576 P.2d 637, cert. denied 439 U.S. 894 (1978) (K.S.A. 60-460[i] applies when
defendant and coconspirator involved in plan to commit crime and third person called to
testify as to coconspirator's statements made outside the presence of defendant).
Ultimately, the court in State v. Bird, 238 Kan. 160, 175-76, 708 P.2d 946 (1985),
disapproved of by Sharp, 289 Kan. 72, laid down a five-part test to determine whether the
coconspirator hearsay exception applies, to-wit:
"(1) [T]he person testifying must be a third party; (2) the out-of-court statement about
which the person will testify must have been made by one of the coconspirators; (3) the
statement of the coconspirator must have been outside the presence of the accused; (4)
the statement of the coconspirator must have been made while the conspiracy was in
progress; and (5) the statement must be relevant to the plan or its subject matter."
Recently, this court has adhered more closely to the "principle that an appellate
court must give effect only to express statutory language, rather than speculating what the
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law should or should not be, and that [an appellate court] will not add something to a
statute not readily found in it." Bergstrom v. Spears Manufacturing Co., 289 Kan. 605,
610, 214 P.3d 676 (2009). In that vein, the Sharp court reexamined the five-part test from
Bird, ultimately disapproving of the third part of the test requiring that the hearsay
statement must have been made outside the presence of the accused. Sharp could find no
statutory language in K.S.A. 60-460(i)(2) to support that requirement. Sharp, 289 Kan. at
102-03.
In reaching its decision, the Sharp court noted that Bird had cited no authority for
its third requirement and that Roberts' use of the same language had not been based upon
any supporting authority. Sharp, 289 Kan. at 102-03. In addition to manufacturing
unsupported requirements for applying the statutory exception, the Roberts court also
relied on the doctrine of res gestae, which has been put to rest in this context. See State v.
Bryant, 272 Kan. 1204, 1210, 38 P.3d 661 (2002) (Six, J., concurring) ("Res gestae, as an
independent evidentiary concept, deserves a proper burial."). Sharp also noted that all
parts of the Bird test have not always been followed, citing to State v. Jackson, 280 Kan.
16, 33-35, 118 P.3d 1238 (2005), cert. denied 546 U.S. 1184 (2006). Sharp, 289 Kan. at
103; see also State v. Dewberry, No. 106,701, 2013 WL 2321039, at *21-23 (Kan. App.
2013) (unpublished opinion) (utilizing only the statutory language). Recently, the
Betancourt court affirmed the admission of a coconspirator's out-of-court statements
under K.S.A. 60-460(i)(2) through the testimony of another coconspirator, in
contravention of Bird's third-party rule. 301 Kan. at 297-300.
The Court of Appeals in this case correctly viewed the Sharp decision as signaling
a departure from those parts of the Bird test that are not supported by the language of
K.S.A. 2016 Supp. 60-460(i)(2). Accordingly, we now expressly disapprove of the
requirement that the coconspirator exception requires that the person testifying must be a
third person and not a coconspirator. Rather, the language of K.S.A. 2016 Supp. 60-
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460(i)(2) sets up just three requirements for the coconspirator exception to the hearsay
rule to apply: (1) the out-of-court statement must have been made by one of the
coconspirators; (2) the statement of the coconspirator must have been made while the
conspiracy was in progress; and (3) the statement must be relevant to the plan or its
subject matter.
Davey does not dispute that there is substantial competent evidence in the record
to support the factual requirements for the application of K.S.A. 2016 Supp. 60-460(i)(2),
or argue that K.S.A. 2016 Supp. 60-460(i)(2) does not apply under the three remaining
valid requirements of the test. Consequently, the trial court did not err in admitting the
evidence and the Court of Appeals properly affirmed the district court.
Affirmed.
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