State v. Roeder , 300 Kan. 901 ( 2014 )

IN THE SUPREME COURT OF THE STATE OF KANSAS
No. 104,520
STATE OF KANSAS,
Appellee,
v.
SCOTT P. ROEDER,
Appellant.
SYLLABUS BY THE COURT
1.
A defendant requesting a change of venue based upon pretrial publicity must
satisfy the district court that there exists in the county where the prosecution is pending
so great a prejudice against the defendant that he or she cannot obtain a fair and impartial
trial in that county. The defendant bears the burden to show prejudice exists in the
community as a matter of demonstrable reality and to show that the level of prejudice
makes it reasonably certain that the defendant cannot obtain a fair trial.
2.
Both our federal and state constitutions entitle a criminal defendant to present
evidence in support of his or her theory of defense, but a trial court does not err by
excluding evidence that is not relevant to a legally sufficient theory of defense.
3.
Regardless of whether Kansas courts can recognize a necessity defense as a matter
of common law and regardless of the formulation of the defense that might be adopted,
the necessity defense would never be available to a defendant who commits premeditated
first-degree murder of a doctor in order to prevent that doctor from performing an
1
abortion sometime in the future, even if the defendant is convinced that the doctor will
fail to comply with all the administrative rules and regulations applicable to abortion
providers.
4.
The crime of imperfect defense-of-others voluntary manslaughter is defined as the
intentional killing of a human being committed upon an unreasonable but honest belief
that circumstances existed that justified deadly force under K.S.A. 21-3211. Under
K.S.A. 21-3211, a person is justified in the use of deadly force against another's use of
unlawful force when the person reasonably believes deadly force is necessary to prevent
the imminent death or great bodily harm to a third person.
5.
An unreasonable but honest belief that circumstances existed that justified deadly
force will not support a claim of imperfect defense-of-others unless the circumstances, if
reasonably believed, would have supported a claim of perfect defense-of-others under
K.S.A. 21-3211.
6.
If, as a matter of law, the circumstances that the defendant honestly believed
existed would not have supported a claim of imperfect defense-of-others, the trial court
does not err in refusing to admit the defendant's proffered evidence to corroborate the
honesty of the defendant's belief.
7.
A prosecutor's improper comment or argument during closing argument can be
prejudicial, even if the misconduct was extemporaneous and made under the stress of
2
rebutting defense counsel's arguments. The extemporaneous, rebuttal nature of a
prosecutor's comment or argument is merely a factor that may be considered on appeal.
8.
Where there is no reasonable possibility that a prosecutor's improper comment or
argument during closing argument contributed to the jury's verdict, the error will not
result in a reversal of the defendant's conviction.
9.
Where the defendant testified that he intentionally killed a specific person after
having premeditated the murder for approximately 16 years, any error by the district
court in refusing to give a lesser included offense instruction on second-degree murder
based upon the killing being an instantaneous act was harmless beyond a reasonable
doubt.
10.
A perfect defense-of-others claim is not objectively reasonable where the
perceived harm to be prevented will not occur until sometime in the future, i.e., where the
other's unlawful use of force against a third person is not imminent.
11.
The test for cumulative error is whether the trial errors, which were not singularly
reversible, nevertheless combined in such a way as to deny the defendant his or her right
to a fair trial.
12.
Kansas' statutory procedure for imposing a hard 50 sentence as provided in K.S.A.
21-4635 violates the Sixth Amendment to the United States Constitution as interpreted in
3
Alleyne v. United States, 570 U.S. ___, 133 S. Ct. 2151, 2155, 2160-63, 186 L. Ed. 2d
314 (2013), because it permits a judge to find by a preponderance of the evidence the
existence of one or more aggravating factors necessary to impose an increased mandatory
minimum sentence, rather than requiring a jury to find the existence of the aggravating
factors beyond a reasonable doubt.
13.
The propriety of retroactively applying the hard 50 sentencing scheme set forth in
K.S.A. 2013 Supp. 21-6620 after an appellate court vacates a hard 50 sentence imposed
pursuant to K.S.A. 21-4635 will not be ripe for appellate review until a prosecutor
chooses to pursue such a sentence upon remand for resentencing.
Appeal from Sedgwick District Court; WARREN M. WILBERT, judge. Opinion filed October 24,
2014. Convictions affirmed, hard 50 sentence vacated, and case remanded with directions.
Rachel L. Pickering, of Kansas Appellate Defender Office, argued the cause, and Michelle A.
Davis, of the same office, was with her on the briefs for appellant, and Scott P. Roeder, appellant pro se,
was on the supplemental briefs.
Boyd K. Isherwood, chief appellate attorney, argued the cause, and Nola Tedesco Foulston,
district attorney, and Derek Schmidt, attorney general, were with him on the brief for appellee.
Stephen Douglas Bonney, of ACLU of Kansas & Western Missouri, of Kansas City, Missouri,
and Alexa Kolbi-Molinas and Talcott Camp, of counsel, ACLU Foundation, of New York, New York,
were on the brief for amici curiae National Abortion Federation, American Civil Liberties Union, and
ACLU of Kansas & Western Missouri.
4
The opinion of the court was delivered by
JOHNSON, J.: On May 31, 2009, Scott Roeder executed his years-old plan to kill
Dr. George Tiller to prevent the Wichita, Kansas, doctor from performing any further
abortions. After fatally shooting the doctor from point blank range during church services
while the doctor served as an usher, Roeder hastily fled the premises. During his
getaway, Roeder threatened to shoot two other ushers who had pursued him outside the
church. Roeder did not deny committing the physical acts underlying a premeditated
first-degree murder charge and two counts of aggravated assault, and the jury convicted
him of those offenses.
On appeal, Roeder challenges both his convictions and his hard 50 life sentence.
With respect to his convictions, Roeder raised numerous issues, some of which overlap,
to-wit: (1) The district court erroneously denied his requested instruction on voluntary
manslaughter based upon an imperfect defense-of-others; (2) the district court violated
his due process right to present a defense of voluntary manslaughter based upon an
imperfect defense of another; (3) the district court erroneously denied the defense motion
for a change of venue; (4) the prosecutor committed reversible misconduct during closing
argument; (5) the district court violated his due process right by excluding evidence to
support a necessity defense and by failing to instruct on the necessity defense; (6) the
district court erroneously denied his requested second-degree murder instruction; (7) the
district court erroneously denied his requested defense-of-others instruction; and (8) the
cumulative effect of trial errors denied him a fair trial. Finding that Roeder was not
denied a fair trial, we affirm his convictions.
With respect to Roeder's sentence, our determination that the sentencing scheme in
K.S.A. 21-4635 violates the Sixth Amendment to the United States Constitution requires
5
that we vacate Roeder's hard 50 sentence and remand for resentencing. Therefore, we will
not address Roeder's other sentencing issues.
FACTUAL AND PROCEDURAL BACKGROUND
Because Roeder did not deny that he intentionally shot Dr. Tiller in the head with
the premeditated intent to kill him or that he intentionally threatened to shoot the two
ushers to prevent their pursuit as he ran away from the church, a good deal of the
evidence at trial dealt with Roeder's religious beliefs and their manifestation into his
perceived need to kill Dr. Tiller.
Roeder testified about his 1992 conversion to Christianity, which ultimately led to
a strong opposition to abortion. He testified that he believed that "[f]rom conception
forward, [abortion] is murder" because "[i]t is not man's job to take life." As his feelings
against abortion intensified, Roeder became actively involved in the anti-abortion
movement, often demonstrating at abortion clinics, including Dr. Tiller's, in an attempt to
convince patients not to have abortions. Roeder focused on Dr. Tiller because the doctor
"was one of the three late-term abortionists in the country," and Roeder believed late-
term abortions "are definitely wrong." Roeder encouraged women arriving at Dr. Tiller's
clinic to instead seek counseling next door at the Crisis Pregnancy Center. Roeder related
that some of the women with whom he spoke outside Dr. Tiller's clinic ultimately
decided not to have abortions, and he therefore deemed his interventions to be successes
in his fight against abortion.
Roeder was also allowed to testify about the criminal charges that had been
brought against Dr. Tiller and Roeder's frustration with the results of those cases. He
related that in 2006, the Attorney General at that time filed felony charges in Sedgwick
County alleging that Dr. Tiller had unlawfully performed late-term abortions but that
6
those charges were dismissed the next day at the insistence of the Sedgwick County
District Attorney. In 2009, an assistant attorney general prosecuted Dr. Tiller on 19
misdemeanor counts of failing to follow the correct procedure in performing late-term
abortions, but a jury acquitted Dr. Tiller on all 19 counts. Roeder testified that the
acquittal caused him to believe that
"[t]here was nothing being done and the legal process had been exhausted and these
babies were dying every day, and I felt that if someone did not do something, he was
going to continue aborting children, and so I felt that I needed to act and quickly for those
children."
Roeder was further permitted to discuss previous attempts to "stop" Dr. Tiller by
other anti-abortion criminals. For instance, Dr. Tiller's clinic was bombed in 1986, but the
clinic was functioning again a few days later. In 1993, a woman shot Dr. Tiller once in
each arm, but he was back at work the next day. Accordingly, in 1993, Roeder began
exploring the possibility of personally using physical force against abortion providers in
general and Dr. Tiller in particular. Roeder even admitted that he initially thought about
cutting Dr. Tiller's hands off with a sword but ultimately decided that he needed to kill
Dr. Tiller.
Roeder explained that he abandoned his initial plans to commit the murder at Dr.
Tiller's home or clinic because of the security measures the doctor had put in place. That
circumstance led Roeder to the realization that the only place he could get close enough
to Dr. Tiller was in the doctor's church. From the record, one cannot discern whether
Roeder grasped the irony of his testimony, i.e., the only way that Roeder could kill the
doctor in the name of his own God was to commit the murder in the house of Dr. Tiller's
God. Roeder took affirmative steps toward accomplishing the goal of his new plan as
7
early as 2002 when he made his first visit to the doctor's church and gathered information
about the premises.
Some years later, in 2008, Roeder again attended the services at Dr. Tiller's
church, this time armed with a 9mm weapon with which to shoot the doctor. That attempt
was thwarted by the doctor's absence from that particular service.
On May 18, 2009, Roeder bought a Taurus PT .22 caliber semi-automatic handgun
from a pawn shop in Lawrence, Kansas. Roeder's federal background check was held up,
delaying delivery of the weapon to Roeder until May 23, 2009. The next day, Roeder
took that weapon to Dr. Tiller's church, but again, the doctor was not attending the
service. Six days later, Roeder returned to the pawn shop to buy two boxes of
ammunition, which he took to his brother's home in a rural area near Topeka, Kansas, to
test fire his gun. After experiencing problems with the weapon, Roeder and his brother
went to a gun shop in Topeka and purchased a different type of ammunition before
Roeder headed to Wichita to "deal with Dr. Tiller." During his drive to Wichita, Roeder
pulled over in rural areas and test-fired the weapon with the new ammunition.
After arriving in Wichita, Roeder attended the Saturday evening service, but again,
the doctor was not in attendance. After staying the night in a Wichita hotel, Roeder
returned to Dr. Tiller's church. He backed his car into a stall as close as possible to the
church doors to facilitate a hasty exit. Roeder entered the church and took a seat in the
sanctuary until he spotted Dr. Tiller in the church foyer. Then, he approached the doctor
and, without warning, placed the gun to Dr. Tiller's forehead and pulled the trigger.
Roeder immediately fled the scene of the crime, running from the church foyer to his
parking spot and then driving away in his vehicle.
8
Two men who were serving as ushers with Dr. Tiller that Sunday, Gary Hoepner
and Keith Martin, separately chased after Roeder. At different points along his escape
route, Roeder separately pointed his weapon at Hoepner and Martin, threatening to shoot
each of them. Hoepner was able to report the shooting to a 911 operator, and another
church member relayed Roeder's vehicle license plate number.
After leaving the church parking lot, Roeder drove towards his Kansas City home.
Along the way, he disposed of his weapon in Burlington, Kansas. A deputy spotted
Roeder's vehicle on I-35 and pulled him over near Gardner, Kansas, at approximately
1:25 p.m. Roeder made no attempt to resist arrest.
Roeder testified that he killed Dr. Tiller because if someone did not stop Dr. Tiller,
"he was going to continue [performing abortions] as he had done for 36 years." More
specifically, Roeder believed that if he did not kill Dr. Tiller, unborn children were going
to die 22 hours later because Dr. Tiller had abortions scheduled at his clinic the next day.
The jury convicted Roeder of premeditated first-degree murder and two counts of
aggravated assault. The district court found aggravating circumstances to impose a hard
50 life sentence on Roeder's first-degree murder conviction, as will be discussed below,
and further imposed 12 months' imprisonment on each of the aggravated assault
convictions; all sentences were imposed consecutively.
Roeder timely appeals his convictions and hard 50 sentence. We take the liberty of
addressing Roeder's issues in a different order than he presented them, beginning with his
change of venue request, the disposition of which could render the remaining issues on
appeal moot.
9
CHANGE OF VENUE
Prior to trial, Roeder's counsel filed a motion for change of venue based on the
long history of public conflict and controversy surrounding the abortion portion of Dr.
Tiller's medical practice and, more particularly, based on the publicity surrounding this
homicide case. At the motion hearing, defense counsel proffered into evidence 32
exhibits which detailed the reporting of the case by The Wichita Eagle, the community's
major daily newspaper. Defense counsel "stipulate[d] that part of the pretrial publicity
[was Roeder's] own doing" but argued that fact did not change the district court's inquiry
into whether pretrial publicity had tainted the jury pool. The defense asked the judge to
either rule that the pretrial publicity, standing alone, mandated moving the trial to a new
venue or to keep an open mind throughout jury selection because defense counsel, if
necessary, planned to make a renewed motion after attempting to impanel a jury.
The district court initially held that it would be premature to rule on a change of
venue until the court had attempted to impanel a jury. Jury selection began with 140
venire persons, who had all completed a questionnaire prepared by the district court to be
utilized during jury selection. The court split the potential jurors into three panels, and the
parties conducted an individual voir dire of the first panel of 61 persons. Jury selection
proceeded smoothly, and the district court was able to impanel a jury that it declared to
be fair and impartial without going beyond the first panel of potential jurors. The district
court then denied Roeder's renewed motion for a change of venue. On appeal, Roeder
contends that the district court abused its discretion in refusing to change venue because
the prior history of turmoil surrounding the abortion clinic in Wichita, coupled with the
pretrial publicity in this case, resulted in the Wichita community being prejudiced against
Roeder. We disagree.
10
Standard of Review
Roeder's appellate counsel acknowledges that, pursuant to State v. Higgenbotham,
271 Kan. 582, 591, 23 P.3d 874 (2001), this issue would be reviewed for an abuse of
discretion and that the defendant would carry the burden to show prejudice. Recently, in
State v. Carr, 300 Kan. ___, 331 P.3d 544, 596 (2014), we clarified that a change of
venue challenge under the Sixth Amendment to the United States Constitution based on
pretrial publicity is viewed through two different lenses:
"'The first context occurs where the pretrial publicity is so pervasive and
prejudicial that we cannot expect to find an unbiased jury pool in the community. We
"presume prejudice" before trial in those cases, and a venue change is necessary.' [Goss v.
Nelson,] 439 F.3d [621,] 628 [10th Cir. 2006]. 'In such cases, a trial court is permitted to
transfer venue without conducting voir dire of prospective jurors.' House v. Hatch, 527
F.3d 1010, 1023-24 (10th Cir. 2008).
"The second context, 'actual prejudice,' occurs 'where the effect of pretrial
publicity manifested at jury selection is so substantial as to taint the entire jury pool.'
Goss, 439 F.3d at 628; see Gardner v. Galetka, 568 F.3d 862, 888 (10th Cir. 2009). 'In
cases of actual prejudice, "the voir dire testimony and the record of publicity [must]
reveal the kind of wave of public passion that would have made a fair trial unlikely by the
jury that was impaneled as a whole." [Citation omitted.]' Hatch, 527 F.3d at 1024."
A presumed prejudice challenge is subject to a mixed standard of review. The
court first looks for substantial competent evidence in the record to support the factors
that must be considered to determine presumed prejudice. See Carr, 300 Kan. at ___, 331
P.3d at 599-603 (discussing Skilling v. United States, 561 U.S. 358, 130 S. Ct. 2896, 177
L. Ed. 2d 619 [2010] factors). But the overall weighing of the Skilling factors results in a
conclusion of law that is subject to a de novo standard. Carr, 300 Kan. at ___, 331 P.3d
at 599. On the other hand, the actual prejudice analysis is reviewed for an abuse of
discretion. 300 Kan. at ___, 331 P.3d at 605.
11
Analysis
The Kansas statute governing a change of venue calls for the defendant to
establish a high level of prejudice, to-wit:
"In any prosecution, the court upon motion of the defendant shall order that the
case be transferred as to him [or her] to another county or district if the court is satisfied
that there exists in the county where the prosecution is pending so great a prejudice
against the defendant that he [or she] cannot obtain a fair and impartial trial in that
county." K.S.A. 22-2616(1).
Our caselaw confirms that a defendant seeking reversal of a denied motion to
change venue is facing a steeply uphill battle. "The determination of whether to change
venue is entrusted to the sound discretion of the trial court, and its decision will not be
disturbed on appeal absent a showing of prejudice to the substantial rights of the
defendant. State v. Cravatt, 267 Kan. 314, 336, 979 P.2d 679 (1999)." Higgenbotham,
271 Kan. at 591. The defendant bears the burden "to show prejudice exists in the
community, not as a matter of speculation but as a demonstrable reality. The defendant
must show that such prejudice exists in the community that it was reasonably certain he
or she could not have obtained a fair trial. 267 Kan. at 336." 271 Kan. at 591-92.
Roeder does not make a constitutional presumed prejudice challenge. His brief
quotes Higgenbotham for the factors to consider when determining whether the statutory
grounds for a change of venue exist:
"In determining whether the atmosphere is such that a defendant's right to a fair
trial would be jeopardized, courts have looked at such factors as the particular degree to
which the publicity circulated throughout the community; the degree to which the
publicity or that of a like nature circulated to other areas to which venue could be
12
changed; the length of time which elapsed from the dissemination of the publicity to the
date of trial; the care exercised and the ease encountered in the selection of the jury; the
familiarity with the publicity complained of and its resultant effects, if any, upon the
prospective jurors or the trial jurors; the challenges exercised by the defendant in the
selection of the jury, both peremptory and for cause; the connection of government
officials with the release of the publicity; the severity of the offense charged; and the
particular size of the area from which the venire is drawn." 271 Kan. at 592.
Roeder does not segregate the factors for individual consideration, rather he
focuses on the general facts that Dr. Tiller was at the center of a decades-long conflict
with anti-abortionists and that there was "'massive pretrial publicity'" about Dr. Tiller's
death. Certainly, there is plenty of evidence in the record from which one could find that
the particular degree to which the publicity circulated throughout the Wichita community
was much greater than for most other homicides. For instance, the day after Dr. Tiller's
death, June 1, 2009, The Wichita Eagle printed seven articles—three on the paper's front
page—which contained multiple statements from anti-abortion and abortion rights
groups, together with an opinion piece and letters to the editor relating to Dr. Tiller and
the homicide investigation. Several articles identified Roeder as the suspect in Dr. Tiller's
murder, including a front page article headlined: "Suspect is linked to anti-government
group," which included Roeder's photograph and information on his past anti-abortion
activities. The Wichita Eagle continued to carry articles related to Dr. Tiller and/or the
homicide investigation each day through June 10, 2009, and, thereafter, the paper ran
relevant articles on the following dates in 2009: June 13, 14, 17, 19, 20, 21; July 26, 29;
August 10, 30, 31; October 23, 25, 30; November 10, 11, 13, 14, and 24. Letters to the
editor and opinions regarding Dr. Tiller's death were also prevalent. Several of the
articles contained information the media received from Roeder and his counsel. For
example, one article discussed Roeder's interview with The Kansas City Star where
Roeder admitted killing Dr. Tiller and discussed his trial strategy.
13
But Roeder has not met his burden by simply establishing the existence of a large
amount of pretrial publicity. This court has opined that "media publicity alone never
establishes prejudice." (Emphasis added.) State v. Verge, 272 Kan. 501, 508, 34 P.3d 449
(2001); see also Higgenbotham, 271 Kan. at 593 (quoting State v. Ruebke, 240 Kan. 493,
500, 731 P.2d 842, cert. denied 483 U.S. 1024 [1987]; "'[m]edia publicity alone has never
established prejudice per se'"). Moreover, although we are not aware of any precedent
that would preclude a defendant from intentionally creating the publicity upon which the
defendant later relies to establish the requisite prejudice to support a change of venue,
such a ploy should be unavailing.
Notwithstanding the notion of gamesmanship, one can imagine that there is a
sound basis for refraining from exclusive reliance on the degree to which publicity
circulated throughout the community when considering whether to change the venue of a
trial. For one thing, there must be some place to which the trial could be moved that
would not be subject to the same degree of prejudice as the original community. Thus,
the second factor addresses the degree to which the publicity or that of a like nature has
circulated to those other areas to which venue could be changed.
Roeder did not present evidence on this factor, in stark contrast to the defendant in
Higgenbotham, who presented a survey conducted by a litigation consulting firm. The
Higgenbotham survey revealed that a high percentage of the people residing in Harvey
County, the trial community, believed that the defendant was guilty. In comparison, the
survey revealed that the residents of Ellis County, with a similar makeup as Harvey
County, did not suffer "the same problems with regard to publicity and knowledge of the
case." Higgenbotham, 271 Kan. at 593. In contrast to that comparative information,
Roeder's own pretrial motion alleged that Dr. Tiller was known on a national scale and
that the national media "including network television, national daily publications, and
major internet news sources ran stories detailing the events of the killing with utmost
14
priority." That argument actually counseled against changing venue because a move to
another Kansas judicial district would still leave the trial susceptible to the prejudice
created by such pervasive national publicity.
The factor addressing the amount of time that elapsed between the most intense
publicity and the date of trial does not appear to be particularly compelling for either side.
The majority of the coverage about which Roeder complains, especially the coverage not
spurred by Roeder himself, occurred months before the trial. Some prospective jurors
noted during individual voir dire that they had heard about the case when it first
happened but that they had thereafter not followed or heard much about the case. Others
mentioned that a lot of time had passed between the crime and the voir dire.
With respect to the next Higgenbotham factor, the record reveals that the district
court exercised a great deal of care in selecting the jury. On January 6, 2010,
approximately 140 jurors were summoned to court to complete the questionnaire. On
January 11, 2010, at the request of the State and defense, the district court issued an order
closing jury voir dire "to insure the defendant a fair and impartial jury to decide this
trial." Further, based on the answers given by the potential jurors in the questionnaires,
the court granted the State and defense's request for "individual voir dire of each juror to
explore any challenges for cause, outside of the presence of [the] entire venire, so that
any individual answers [would not] taint the entire panel." As previously noted, the court
impaneled a jury from the first group of 61 persons.
Not surprisingly, given the amount of initial publicity, all of the selected jurors
had experienced some degree of media exposure about the case prior to trial. But as
Roeder acknowledges, all of the selected jurors indicated that they could be fair and
impartial and base their decision on the evidence presented in court, rather than what they
had previously heard or read. Moreover, the history of abortion as a hot button issue in
15
Wichita, together with the pretrial publicity, cut both ways. A number of potential jurors
participating in the individual voir dire had negative things to say about Dr. Tiller,
suggesting that in some instances the publicity was detrimental to the State, rather than
the defense.
The juror challenges exercised by the defense, both peremptory and for cause, do
not suggest that the defense was saddled with an unduly prejudiced venire. The defense
challenged nine jurors for cause, and the trial court only overruled three of those
challenges, none of whom sat on the jury. The defense had a total of 14 peremptory
challenges to exercise. Five of the prospective jurors passed for cause did not need to be
considered to obtain the 14 persons needed, with two alternates.
Roeder does argue that the next factor—the connection of government officials
with the release of publicity—cut in his favor because the district attorney was "widely
quoted" in the media as claiming that Dr. Tiller's death was "'an American act of
terrorism.'" But that quote was not given directly to the media by the district attorney.
Rather, the comment was made in a telephone conversation with the district court
concerning Roeder's bond which was released to the media. Further, the quote only
appeared in the newspaper one time. Moreover, the label of "terrorism" has commonly
been attached to facts which replicate those that Roeder proudly admitted, i.e., the cold-
blooded murder of an unarmed and defenseless person in a place of worship for the sole
reason that the victim refused to abandon his or her own beliefs in favor of those of the
killer and to thereby send a message to all who might similarly sin in the future.
The factor of the severity of the charged offense—premeditated first-degree
murder—favors Roeder, albeit he was not charged with capital murder. Countering that
factor is the size of the area from which the venire is drawn. Sedgwick County is a large
metropolitan area, which would diffuse the effects of the publicity.
16
Reviewing all of the factors articulated in Higgenbotham, taken together, we
cannot discern that the district court abused its discretion in denying Roeder's motion for
a change of venue. Perhaps most importantly, here, like in Higgenbotham, "there was no
undue difficult[y] in [i]mpaneling a jury," 271 Kan. at 594, and, therefore, Roeder's
substantial rights were not prejudiced.
NECESSITY DEFENSE
Next, we consider Roeder's challenge to the district court's ruling that he could not
present a necessity defense and, correspondingly, that he could not have the jury
instructed on that defense. Prior to voir dire and apparently in response to Roeder's
lengthy pro se brief in support of a necessity defense, the State sought a ruling that
Kansas does not acknowledge the necessity defense. Relying on City of Wichita v. Tilson,
253 Kan. 285, 855 P.2d 911 (1993), and a Florida case, the State argued that "abortion is
not a harm that can be used to invoke the necessity defense." The district court ruled in
favor of the State. Roeder contends on appeal that the disallowance of his necessity
defense violated his due process right to present evidence in support of his theory of
defense.
Standard of Review
The issues of whether the necessity defense is recognized by Kansas law and
whether the defense was applicable to Roeder's criminal acts are questions of law subject
to unlimited appellate review. See 253 Kan. at 288.
17
Analysis
Roeder points out that this court has recognized that both our state and federal
constitutions entitle a criminal defendant to present the theory of his or her defense. See
State v. Evans, 275 Kan. 95, 102, 62 P.3d 220 (2003). But it is not error for the trial court
to exclude evidence that is not relevant to a legally sufficient theory of defense. Cf. State
v. Pennington, 281 Kan. 426, Syl. ¶ 2, 132 P.3d 902 (2006) (no error to exclude
psychologist's expert testimony proffered in furtherance of theory of defense when
evidence irrelevant to mens rea defense). For instance, a defendant is not constitutionally
entitled to present evidence that he or she did not know that his or her actions were
unlawful because ignorance of the law is not a legally sufficient theory of defense. See
State v. Young, 228 Kan. 355, 360, 614 P.2d 441 (1980) (all persons presumed to know
general public laws of state where they reside, as well as legal effects of their actions).
Accordingly, Roeder's constitutional challenge hinges upon whether necessity can be a
legally recognized theory of defense under the facts of his case.
Roeder acknowledges this court's rejection of the necessity defense in Tilson.
There, the district court had acquitted Tilson despite her admission that she violated the
City of Wichita's criminal trespass law by blocking the entrance to an abortion clinic. The
lower court ruled that the necessity defense absolved Tilson of criminal responsibility
because the expressed purpose of her actions was to prevent the evils she perceived to be
associated with an abortion. Initially discussing the background of the necessity defense,
Tilson explained:
"Necessity is a common-law defense recognized in some jurisdictions, while in others it
has been adopted by statute. Several states which have no statute on the defense have not
determined whether the common-law defense will be recognized. It has been referred to
by various terms, including 'justification,' 'choice of evils,' or 'competing harms.'
18
Depending upon the jurisdiction, various elements must be proven in order for a
defendant to establish the defense." 253 Kan. at 288.
The Tilson court then opined that "[r]egardless of what name is attached to the
defense . . . one thing is clear: The harm or evil which a defendant, who asserts the
necessity defense, seeks to prevent must be a legal harm or evil as opposed to a moral or
ethical belief of the individual defendant." 253 Kan. at 289-90. In that vein, the court
noted that "[e]very appellate court to date which has considered the issue has held that
abortion clinic protesters, or 'rescuers' as they prefer to be called, are precluded, as a
matter of law, from raising a necessity defense when charged with trespass. [Citations
omitted.]" 253 Kan. at 292. The rationale utilized by "[t]he majority of courts. . . [was]
that because abortion is a lawful, constitutionally protected act, it is not a legally
recognized harm which can justify illegal conduct." 253 Kan. at 293; see also Hill v.
State, 688 So. 2d 901, 906 (Fla. 1996) (rejecting the necessity defense to charges of first-
degree murder for killing an abortion clinic physician and a volunteer and stating that
harm component of its inquiry cannot be met by legal abortions as a matter of law), cert.
denied 522 U.S. 907 (1997). Moreover, the Tilson court concurred with cases cited from
other states that held:
"To allow the personal, ethical, moral, or religious beliefs of a person, no matter how
sincere or well-intended, as a justification for criminal activity aimed at preventing a law-
abiding citizen from exercising her legal and constitutional rights would not only lead to
chaos but would be tantamount to sanctioning anarchy." 253 Kan. at 296.
But Tilson was careful to note that "the necessity defense, except as codified in
statutes such as those relating to self-defense and compulsion, has not been adopted or
recognized in Kansas." 253 Kan. at 291. Tilson did not resolve that question of whether
the necessity defense could ever be used in another circumstance. Instead, the court
simply chose to hold that, even if necessity can be a legally sufficient theory of defense in
19
this state under some scenarios, it would not apply to trespass prosecutions involving
abortion clinics. 253 Kan. at 296; see also State v. Hunt, No. 106,296, 2012 WL 3966535,
at *3 (Kan. App. 2012) (unpublished opinion), rev. denied 297 Kan. 1251 (2013)
(refusing to find that common-law defense of necessity was abolished by statute, but
finding necessity defense not applicable to facts of that case).
More recently, our Court of Appeals had occasion to consider whether the
necessity defense could be utilized to defend against a trespass charge when the
defendant claimed that illegal abortions were being performed on the premises. City of
Wichita v. Holick, No. 95,340, 2007 WL 518988 (Kan. App. 2007) (unpublished
opinion). In that case, the defendant was convicted of trespass in violation of the Wichita
City Code for protesting at Dr. Tiller's clinic despite the defendant's assertion of the
necessity defense based upon his allegations that the clinic was performing illegal
abortions "on minors, coerced women, and women with viable late-term pregnancies."
2007 WL 518988, at *3.
The Holick panel held that, to invoke the necessity defense, Holick had to show an
imminent harm or evil which he sought to prevent by his actions and that "'under Kansas
law the harm must be something more than the performance of an abortion.'" 2007 WL
518988, at *3. The panel was unconvinced by Holick's allegations that the "something
more" was present in his case because unlawful abortions were occurring at the clinic.
First, the panel found that Holick had failed to establish that partial birth abortions were
scheduled on the day of the protest, "let alone that such procedures were planned without
compliance with the requirements of K.S.A. 65-6721(a)(1) and (a)(2)." 2007 WL 518988,
at *4. Perhaps more importantly, the Court of Appeals found that Holick's principal
purpose in trespassing was to prevent all abortions, not just illegal abortions. 2007 WL
518988, at *5.
20
En route to its decision, the Holick panel noted that the district court had utilized
the Tenth Circuit Court of Appeals' formulation of the necessity defense, which requires
a defendant to show "(1) that the defendant was faced with a choice of evils and chose the
lesser evil, (2) the defendant acted to prevent imminent harm, (3) the defendant
reasonably anticipated a direct causal relationship between his conduct and the harm to
be averted, and (4) the defendant had no legal alternatives to violating the law." Holick,
2007 WL 518988, at *3 (citing United States v. Turner, 44 F.3d 900, 902 [10th Cir.
1995]). Roeder used that formulation in his requested jury instruction on the necessity
defense, the refusal of which he now appeals. Even under Roeder's own proffered
elements of necessity, the defense was simply not applicable to the facts of this case.
Before considering whether Roeder chose the lesser of two evils, we must clarify
the evils subject to comparison. On one side of the ledger, Roeder's admitted evil act was
the premeditated intentional murder of a human being who was legally recognized as a
person in all respects. Arguably, only capital murder would be a greater legal harm.
On Roeder's side of the ledger, the evil he sought to prevent was Dr. Tiller's failure
to comply with all of the rules and regulations applicable to abortion providers, i.e.,
administrative or procedural irregularities. Roeder wants to argue that the doctor was
murdering babies, but that is his religious and moral view, rather than the legal view in
this state. As noted above, Tilson declared that "[t]he harm or evil which a defendant,
who asserts the necessity defense, seeks to prevent must be a legal harm or evil as
opposed to a moral or ethical belief of the individual defendant." 253 Kan. at 289-90.
Indeed, one need look no further than Dr. Tiller's criminal trial upon which Roeder relies
to establish his belief that illegal abortions were occurring at the clinic. The doctor was
not charged with murder, but rather that trial was about misdemeanor violations for
failing to follow the proper procedure.
21
Once the choice of evils is clarified to be the premeditated intentional murder of a
human being versus the violation of administrative procedures governing an otherwise
legal abortion, the answer is crystal clear. By analogy, no one would find it necessary to
kill an over-the-road trucker for failing to maintain an up-to-date log book. Roeder cannot
clear the first hurdle of the necessity defense because he did not choose the lesser evil
when he killed Dr. Tiller in cold blood.
Likewise, Roeder fails the second test, i.e., that he acted to prevent imminent
harm. Roeder acknowledges that Dr. Tiller was not going to cause the harm of which he
complains until the next day. Obviously, there were not going to be any abortions
performed at the church while the doctor was ushering for a Sunday morning service.
Roeder argues that the potential that the doctor would perform an abortion some 22 hours
after the shooting qualified as imminent harm. We disagree. The shooting occurred at the
church because it made the assassination easier to accomplish, not because the perceived
harm was imminent. Moreover, Roeder testified that he first determined that it would be
necessary to kill Dr. Tiller in about 1993, that he formulated the plan to kill the doctor at
his church in 2002, and that he attended the doctor's church in 2008 with the intent to kill
the doctor before he actually effected his plan in May 2009. That timeline belies the
notion that Roeder sincerely believed that the harm to be prevented was imminent; one
does not wait over a decade to prevent an imminent harm.
The causal relationship requirement was arguably met because Roeder's killing of
the doctor would avert the perceived harm that the doctor would fail to follow proper
administrative protocol in performing abortions. But the final requirement for necessity—
that the defendant had no legal alternatives to violating the law—is belied by Roeder's
own testimony. He boasted of being successful in getting potential patients to change
their minds about having an abortion. Moreover, Holick referred to additional legal
means of educating women on abortion, including door-to-door discussions, distributing
22
literature on abortion, or continuing lawful protests. 2007 WL 518988, at *7 (quoting
Turner, 44 F.3d at 902). Even for Roeder's professed purpose of stopping all abortions,
not just illegal abortions, the Draconian measure of murder was not the only alternative.
As in Tilson, we decline to definitively state whether the necessity defense has any
life in this state under other circumstances. We do hold, however, that the facts of this
case unequivocally preclude the application of the necessity defense, and the district
court did not err in refusing to allow Roeder to rely on that defense or to instruct the jury
on the necessity defense.
VOLUNTARY MANSLAUGHTER—IMPERFECT DEFENSE-OF-OTHERS
Next, we consider Roeder's argument that the district court erred in denying his
requested lesser included offense instruction on voluntary manslaughter based upon
imperfect defense-of-others. See State v. Harris, 293 Kan. 798, 803, 269 P.3d 820 (2012)
("Imperfect [defense-of-others] may trigger a lesser degree of homicide, but it is not a
defense to criminal liability."). The instruction that Roeder proffered was based on PIK
Crim. 3d 56.05 and provided:
"If you do not agree that the defendant is guilty of First Degree Murder, you
should then consider the lesser included offense of Voluntary Manslaughter[.]
"To establish this charge, each of the following claims must be proved:
1. That the defendant intentionally killed George Tiller;
2. That it was done upon an unreasonable but honest belief that circumstances
existed that justified deadly force in defense of a person[;]
3. That this act occurred on or about the 31st day of March, 2009, in Sedgwick
County, Kansas."
23
Defense counsel argued that Roeder's testimony established that he honestly
believed that he had to kill Dr. Tiller when he did it to protect the unborn children that
were in danger of imminent harm because of the abortions scheduled for the following
day. The district court denied the instruction because the doctor was not engaging in any
unlawful conduct at his abortion clinic and because "there [was] no imminence of danger
on a Sunday morning in the back of a church." Moreover, the district court found that the
subjective part of the analysis related to the "unreasonable but honest belief" language of
K.S.A. 21-3403 but that "[w]hen we return to the statutory elements under K.S.A. 21-
3211, those become objective." We agree.
Standard of Review
We recently clarified our standard of review for jury instruction issues:
"(1) First, the appellate court should consider the reviewability of the issue from both
jurisdiction and preservation viewpoints, exercising an unlimited standard of review; (2)
next, the court should use an unlimited review to determine whether the instruction was
legally appropriate; (3) then, the court should determine whether there was sufficient
evidence, viewed in the light most favorable to the defendant or the requesting party, that
would have supported the instruction; and (4) finally, if the district court erred, the
appellate court must determine whether the error was harmless, utilizing the test and
degree of certainty set forth in State v. Ward, 292 Kan. 541, 256 P.3d 801 (2011), cert.
denied 132 S. Ct. 1594 (2012)." State v. Plummer, 295 Kan. 156, Syl. ¶ 1, 283 P.3d 202
(2012).
Analysis
Roeder properly preserved this issue for appellate review by requesting a
voluntary manslaughter instruction and distinctly stating the grounds for its inclusion. See
K.S.A. 22-3414(3) (establishing preservation rule for lesser included crime instructions).
24
Furthermore, Roeder's requested instruction was legally appropriate, as our caselaw "has
long held that voluntary manslaughter is a lesser included offense of first-degree
premeditated murder under K.S.A. 21-3107(2)(a)." State v. Qualls, 297 Kan. 61, 69, 298
P.3d 311 (2013).
The controlling question here is whether the instruction, viewed in the light most
favorable to Roeder, was factually appropriate. Qualls, 297 Kan. at 69. "District courts
have a duty to issue instructions on any lesser included offense established by the
evidence . . . ." State v. Nelson, 291 Kan. 475, 480, 243 P.3d 343 (2010) (citing K.S.A.
22-3414[3], which requires an instruction "'where there is some evidence which would
reasonably justify a conviction of some lesser included crime'").
The statutory definition of the requested version of voluntary manslaughter is
found in K.S.A. 21-3403(b), which requires an "intentional killing of a human being
committed . . . (b) upon an unreasonable but honest belief that circumstances existed that
justified deadly force under K.S.A. 21-3211, 21-3212 or 21-3213 and amendments
thereto." Two of the referenced statutes, K.S.A. 21-3212 and K.S.A. 21-3213, deal with
the use of force in defense of property, and, consequently, they have no bearing on our
inquiry in this case. The self-defense statute referenced in the definition of voluntary
manslaughter that is applicable here is K.S.A. 21-3211, the relevant portions of which
state:
"(a) A person is justified in the use of force against another when and to the
extent it appears to such person and such person reasonably believes that such force is
necessary to defend . . . a third person against such other's imminent use of unlawful
force.
"(b) A person is justified in the use of deadly force under the circumstances
described in subsection (a) if such person reasonably believes deadly force is necessary to
prevent imminent death or great bodily harm to . . . a third person."
25
Roeder suggests that his actions fit within the parameters of an imperfect defense-
of-others voluntary manslaughter because of his honestly held religious belief that an
abortion kills a person. In other words, Roeder contends that his subjective belief that he
was saving others' lives by killing Dr. Tiller was all that mattered, even if that belief was
objectively unreasonable in all respects and even if the belief was contrary to the law.
Roeder reads the definition of imperfect defense-of-others voluntary manslaughter too
broadly.
Granted, Roeder can point to expansive language in State v. Ordway, 261 Kan.
776, 934 P.2d 94 (1997), to support the notion that the only consideration under K.S.A.
21-3403(b) is whether the defendant honestly believed his action was necessary to defend
others, regardless of the circumstances. Ordway killed his parents because voices in his
head told him he needed to do so to save his sons from being killed by the parents. The
Ordway court declared that "[b]oth elements in the offense of voluntary manslaughter as
defined in [K.S.A.] 21-3403(b) are subjective" and that "the 'objective elements' of
[K.S.A.] 21-3211 [(Ensley)]—an aggressor, imminence, and unlawful force—would not
come in for consideration." 261 Kan. at 787.
Black's Law Dictionary currently defines "subjective" as: "1. Based on an
individual's perceptions, feelings, or intentions, as opposed to externally verifiable
phenomena . . . . 2. Personal; individual . . . ." Black's Law Dictionary 1652 (10th ed.
2014). In that vein, Ordway's stated interpretation of K.S.A. 21-3403(b) would mean that
a defendant's personal and individual perception or feeling that deadly force was
necessary to defend others, standing alone, would meet the definition of imperfect
defense-of-others voluntary manslaughter without regard to the externally verifiable
phenomena surrounding the crime. That interpretation would negate the fundamental
notion that everyone is presumed to know the law and one cannot use as a defense his or
26
her subjective belief that the law is or should be something different. See State ex rel.
Murray v. Palmgren, 231 Kan. 524, 536, 646 P.2d 1091 (1982) (stating the "ancient
maxim, 'Ignorance of the law is no excuse'"). Carried to the extreme, one could argue
that, based purely on subjective belief, the Islamic terrorists who killed Americans on
September 11, 2001, would fit within the definition of those entitled to claim imperfect
defense-of-others, as would a death penalty opponent who might kill the warden at the
Huntsville Prison in Texas to prevent further prisoner executions.
Yet, even Ordway does not appear to have applied that sweeping principle of pure
subjectivity when reaching its ultimate holding; Ordway affirmed the district court's
refusal to give a lesser included offense instruction on voluntary manslaughter. In
reaching that decision, the Ordway court did not focus on what the defendant personally
and individually perceived or felt, but rather it fashioned a rule based upon the underlying
reason that the defendant subjectively believed deadly force was necessary. Specifically,
Ordway's penultimate ruling was that "the 'unreasonable but honest belief' necessary to
support the 'imperfect right to self-defense manslaughter' cannot be based upon a
psychotic delusion." 261 Kan. at 790. The opinion did not explain why excluding those
whose subjective belief derived from a psychotic delusion is not, in essence, the
application of an objective criterion to narrow the class of persons entitled to the
voluntary manslaughter instruction. Moreover, we can only speculate whether Ordway
intended for the constraint on subjectivity to apply to others whose belief may have been
the product of aberrant mental processes, e.g., brainwashed cult members or religiously
indoctrinated terrorists.
More importantly, the purely subjective interpretation does not comport with the
statutory language of K.S.A. 21-3403(b). If the legislature had intended to allow a
defendant to make up his or her own version of the law based upon the defendant's
declaration of an honest belief, the statute could have simply defined the crime as an
27
intentional killing of a human being committed upon an unreasonable but honest belief
that circumstances existed that justified deadly force. But the statute adds something; it
requires that the honest belief has to be "that circumstances existed that justified deadly
force under K.S.A. 21-3211, 21-3212 or 21-3213 and amendments thereto." (Emphasis
added.) K.S.A. 21-3403(b).
The statutory reference to the perfect defense statutes has to mean something
because we do not interpret statutes in such a manner as to render portions superfluous or
meaningless. See State v. Van Hoet, 277 Kan. 815, 826-27, 89 P.3d 606 (2004) ("The
court should avoid interpreting a statute in such a way that part of it becomes
surplusage."). The logical interpretation is that the circumstances which the defendant
honestly believed to exist must have been such as would have supported a claim of
perfect self-defense or defense-of-others, if true. Accord People v. Enraca, 53 Cal. 4th
735, 761, 137 Cal. Rptr. 3d 117, 269 P.3d 543 ("'To make the observation in In re
Christian S.[, 7 Cal. 4th 768, 773 n.1, 30 Cal. Rptr. 2d 33, 872 P.2d 574 (1994),] more
general, not every unreasonable belief will support a claim of imperfect self-defense but
only one that, if reasonable, would support a claim of perfect self-defense.'"), cert. denied
133 S. Ct. 225 (2012).
Subsequently, in State v. White, 284 Kan. 333, 161 P.3d 208 (2007), this court did
not follow Ordway's suggestion to completely disregard the objective element of
imminence when considering imperfect defense-of-others voluntary manslaughter. There,
White believed that his son-in-law was sexually abusing White's grandson, so he shot and
killed the son-in-law in the Wal-Mart while the son-in-law was working. White asserted
imperfect defense-of-others, and the State countered that White presented no evidence
that the grandson was in imminent danger from the son-in-law at the time of the shooting.
This court agreed with the State, reasoning:
28
"[T]he evidence relied upon by White explains why he might have believed that B.A.W.
had previously been abused or would be abused in the future. But White did not provide
any evidence that he believed B.A.W. was in imminent danger at the time of the
shooting. At that time, Aaron, the purported abuser, was not in the presence of B.A.W.,
the purported victim. Indeed, because White went to Aaron's Wal-Mart work-place, it
would be quite difficult for him to present evidence that he honestly believed his 5-year-
old grandson was there and that abuse was imminent." 284 Kan. at 353.
White looked to California caselaw for guidance on imperfect defense-of-self-or-
others. Specifically, we referred to In re Christian S., where the California Supreme
Court "held that '[f]ear of future harm—no matter how great the fear and no matter how
great the likelihood of the harm—will not suffice.' 7 Cal. 4th at 783. It concluded that 'the
trier of fact must find an actual fear of an imminent harm. . . .' 7 Cal. 4th at 783." 284
Kan. at 352. As noted above, the Enraca court extrapolated from Christian S. the general
rule that an imperfect self-defense claim is only available where the unreasonable beliefs
would have supported a perfect self-defense claim if they had been reasonable beliefs. 53
Cal. 4th at 761.
White also discussed Menendez v. Terhune, 422 F.3d 1012 (9th Cir. 2005), where
the Menendez brothers, Erik and Lyle, were convicted in California state court of two
counts each of first-degree murder for shooting their defenseless parents with numerous
shotgun blasts. The brothers' petitions for writs of habeas corpus to the Ninth Circuit
Court of Appeals alleged, inter alia, that the decision not to instruct the jury on imperfect
self-defense violated the brothers' rights to due process. The state trial and appellate
courts found that an imperfect self-defense instruction was not warranted because the
brothers were unable to show a belief that danger was imminent. 422 F.3d at 1028-29.
In denying relief, the Ninth Circuit discussed the brothers' evidence establishing
that they were repeatedly abused by their father and that their mother had acquiesced in
29
the abuse. But the court found that this focus on past abuse was unpersuasive because it
fell short of establishing that "at the moment [Erik] shotgunned his parents to death, he
feared he was in imminent peril." 422 F.3d at 1030. The court found that even Erik's
belief that "his parents would kill him when they exited the room [was] insufficient to
support the instruction" because, assuming this testimony was true, the killings were
preemptive strikes. 422 F.3d at 1030.
Recently, we reached a different result in Qualls, where we found that the district
court's failure to give an imperfect self-defense instruction created reversible error. Qualls
admitted shooting the victim in a bar fight but argued for a voluntary manslaughter
instruction based on his honest but unreasonable belief that lethal force was justified.
Specifically, Qualls testified that he saw the victim reach for his waist; that he saw
something that he believed was a gun; and that he responded by shooting the victim in
self-defense. Qualls held that the district court should not have applied an objective
standard to determine that the victim's hand at his waist did not warrant an imperfect self-
defense instruction, but rather the question was "whether there was evidence of Qualls'
subjective belief that unlawful force was imminent when that evidence is viewed in the
light most favorable to Qualls." 297 Kan. at 70. In that case, pursuant to the rationale in
the Enraca case described above, the voluntary manslaughter instruction was factually
appropriate because the defendant's honest belief that the victim was drawing a gun from
his waistband would have fit the statutory requirements for a perfect self-defense set forth
in K.S.A. 21-3211 if the belief had been reasonable, i.e., if the circumstances believed to
exist were true.
In contrast to Qualls, here, even if the circumstances that Roeder believed existed
had been true—that Dr. Tiller would be performing abortions the following day—those
circumstances would not have supported a claim of perfect defense-of-others. For that
defense to apply under K.S.A. 21-3211(a), Roeder had to be defending against Dr.
30
Tiller's "imminent use of unlawful force" against a third person. Even ignoring the
question of whether a fetus is a third person, the defense could not stand.
As the trial court aptly noted, no use of force was imminent in the church foyer
that Sunday morning. Moreover, the facts belie the notion that Roeder committed the
crime when and where he did because of an honest belief in the imminence of harm. To
the contrary, he coldly calculated the time and place that gave him the best odds of
successfully completing his planned murder. Additionally, given that abortions are
lawful, Roeder could not have been defending against unlawful force, as required for
perfect defense-of-others. Even if the doctor had failed to comply with all of the rules and
regulations governing abortions, the use of the force required to accomplish the abortion
would not have been unlawful.
Finally, we would note that Roeder's argument that he honestly believed that Dr.
Tiller was performing unlawful abortions based upon the attorney general investigations
and allegations that the doctor was violating administrative protocol is simply
disingenuous. Roeder testified that he formed the belief that he needed to kill Dr. Tiller
over a decade prior to any attorney general investigation. Further, he clearly testified that
he sought to stop all abortions, including those that were legal under the law.
Consequently, we affirm the district court's denial of Roeder's request for an
imperfect defense-of-others voluntary manslaughter instruction.
RIGHT TO PRESENT A DEFENSE
Closely related to his argument that the district court erred in denying his
requested lesser included offense instruction on voluntary manslaughter—imperfect
31
defense-of-others, Roeder argues that the district court violated his due process right to
present this defense.
Standard of Review
"When a criminal defendant claims that a district judge has interfered with his or
her constitutional right to present a defense, we review the issue de novo." State v.
Carter, 284 Kan. 312, 318-19, 160 P.3d 457 (2007) (citing State v. Kleypas, 272 Kan.
894, 921-22, 40 P.3d 139 [2001], cert. denied 537 U.S. 834 [2002]).
Analysis
A defendant has a right to present his or her theory of defense, but that right is
subject to some constraints, to-wit:
"Under our state and federal constitutions, a defendant is entitled to present the
theory of his or her defense. State v. Evans, 275 Kan. 95, 102, 62 P.3d 220 (2003). The
defendant's fundamental right to a fair trial is violated if relevant, admissible, and
noncumulative evidence which is an integral part of the theory of the defense is excluded.
See State v. Mays, 254 Kan. 479, 487, 866 P.2d 1037 (1994).
"However, the right to present a defense is subject to statutory rules and case law
interpretation of the rules of evidence and procedure. State v. Thomas, 252 Kan. 564, 573,
847 P.2d 1219 (1993). An appellate court's first consideration when examining a
challenge to a district court's admission of evidence is relevance. Once relevance is
established, evidentiary rules governing admission and exclusion may be applied either as
a matter of law or in the exercise of the district judge's discretion, depending on the
contours of the rule in question. State v. Carter, 278 Kan. 74, Syl. ¶ 1, 91 P.3d 1162
(2004)." State v. Patton, 280 Kan. 146, 156, 120 P.3d 760 (2005), disapproved on other
grounds by State v. Gunby, 282 Kan. 39, 55-56, 144 P.3d 647 (2006).
32
Roeder argues that the district court interfered with his right to present a voluntary
manslaughter defense when the court: (1) quashed Barry Disney's subpoena; (2)
excluded Disney and Phill Kline from testifying in Roeder's defense; (3) ordered the
defense to proffer Roeder's and Kline's testimony; (4) denied Roeder's motion to take
judicial notice and instruct the jury of the two criminal cases against Dr. Tiller; and (5)
limited Roeder's testimony during direct examination.
Quashing Disney's Subpoena
After the district court granted the motion to quash the subpoena issued to Deputy
Attorney General Barry Disney, Roeder's counsel made the following proffer:
"As to Barry Disney, we believe Mr. Disney, if he had been allowed to testify,
would have indicated he is a licensed attorney. He is employed by the Attorney General's
office, working out of Topeka, Kansas. He became the lead prosecutor in the case State v.
Tiller, captioned 07 CR 2112. He prosecuted in front of a jury a 19-count Complaint
alleging—the gist of the allegations were all the same, that he failed to, at least on 19
occasions, obtain an independent second opinion relative to the patient on whom he had
performed an abortion. Furthermore, we anticipate that he would have testified that Dr.
Tiller was acquitted on all 19 charges."
Roeder argues that the district court erroneously applied K.S.A. 60-245(c)(3)(A),
which provides:
"(3) (A) On timely motion, the court by which a subpoena was issued shall quash
or modify the subpoena if it:
(i) Fails to allow reasonable time for compliance;
(ii) requires a resident of this state who is not a party or an officer of a party to
travel to a place more than 100 miles from the place where that person resides, is
employed or regularly transacts business in person or requires a nonresident who is not a
33
party or an officer of a party to travel to a place more than 100 miles from the place
where the nonresident was served with the subpoena, is employed or regularly transacts
business, except that, subject to the provisions of subsection (c)(3)(B)(iii), such a
nonparty may in order to attend trial be commanded to travel to the place of trial;
(iii) requires disclosure of privileged or other protected matter and no exception
or waiver applies; or
(iv) subjects a person to undue burden."
Roeder argues that the facts of this case did not meet any of the four provisions in
K.S.A. 60-245(c)(3)(A). But we have also recognized the "well-established principle that
district courts have the authority, independent of a statutory privilege, to prevent or limit
the power of compulsory process when necessary to prevent abuse, harassment, undue
burden or expense, to manage litigation, to prevent violation of constitutionally protected
interests, and to protect confidential matters." State v. Gonzalez, 290 Kan. 747, 767, 234
P.3d 1 (2010). Pertinent here, our caselaw provides that "[s]ubpoenas in aid of civil or
criminal litigation are subject to stringent relevancy requirements." 290 Kan. at 767
(citing State ex rel. Stephan v. Clark, 243 Kan. 561, 568, 759 P.2d 119 [1988]); see also
98 C.J.S., Witnesses § 25 ("In a proper case, the prosecution may seek to quash a
defendant's subpoena where the testimony that is sought is neither relevant nor material
to the issues involved.").
Roeder contends that Disney's testimony was relevant to show the jury that Roeder
had a basis in fact to believe that Dr. Tiller was not complying with the law when
performing abortions. The district court ruled that establishing Disney's good faith in
prosecuting Dr. Tiller was "unnecessary" and that any questioning in that regard would
invade Disney's mental impressions. The district court also noted that it would be
redundant for Disney to testify that he had a good faith basis to prosecute Dr. Tiller,
given that the law and a prosecutor's professional ethics require that good faith. The court
further reasoned that "Roeder is not going to be able to corroborate or validate his beliefs
34
by bringing in collateral sources, be it Mr. Disney, Mr. Phill Kline, or anybody else's
opinion on the legality or illegality of what Dr. Tiller was doing."
Given that we have held in the foregoing issue that Dr. Tiller's failure to comply
with some administrative or procedural requirement would not transform the actual
abortion into an unlawful use of force within the meaning of the defense-of-others statute,
Disney's testimony was no more relevant to these proceedings than the price of wheat in
Kansas. Accordingly, the district court made the correct decision. See State v. Bryant,
272 Kan. 1204, 1210, 38 P.3d 661 (2002) (district court's correct decision may be upheld
even where rationale not articulated).
Excluding Disney and Kline from Testifying in Roeder's Defense
Roeder also argues that the district court erred by excluding Disney's and Kline's
testimony. In addition to quashing Disney's subpoena, the district court, over Roeder's
objection, required Roeder to proffer Kline's testimony. Kline's proffered testimony
discussed his investigation into Dr. Tiller's abortion practice while Kline served as the
Kansas Attorney General. Kline testified that the investigation involved potential
criminal late-term abortions and failure to report sexual abuse of children. He also
testified that he came to a good faith conclusion that Dr. Tiller was performing unlawful
abortions and discussed the criminal charges he filed against Dr. Tiller on December 21,
2006. But Kline clarified that he thought Roeder was not justified in killing Dr. Tiller and
that Roeder's actions were unreasonable.
The district court ruled that Kline could not testify. The court first noted that
portions of Kline's testimony were irrelevant and immaterial because the testimony
discussed private inquisitions and records. The court then found that Kline's testimony
regarding the charges made public involved Kline's legal theories, which were not
35
matters for jurors as factfinders to consider. The district court ruled that Roeder could
testify regarding how the dismissal and acquittal impacted him. But the district court
found that Disney and Kline had no insight into how their legal maneuvers impacted
Roeder.
Roeder argues that the district court erred in excluding Disney and Kline from
testifying in his defense because the evidence was relevant to Roeder's subjective beliefs.
Again, we disagree and find Roeder's citation to the Maryland decision in Simmons v.
State, 313 Md. 33, 542 A.2d 1258 (1988), to be inapposite here. Simmons involved the
exclusion of the expert testimony of a psychiatrist on the issue of Simmons' asserted
subjective belief. Yet, Roeder does not even attempt to argue that either Disney or Kline
would have had the expertise to discuss Roeder's psychological profile.
In a pro se supplemental brief, Roeder makes the argument that Kline's testimony
would have been relevant to show the reasonableness of Roeder's beliefs for the perfect
defense-of-others under K.S.A. 21-3211. But Roeder fails to connect the dots between
Kline's failed pursuit of technical abortion statute violations against Dr. Tiller and
whether a rational, objective person would commit premeditated murder of a person with
whom that person had theological disagreements. In other words, the proffered testimony
had no relevance on any issue before the jury in this prosecution.
Ordering Defense to Proffer Kline's and Roeder's Testimony
Roeder also argues that the district court infringed on his constitutional rights and
failed to ensure his right to a fair trial by ordering defense counsel to proffer his
testimony before the State had rested its case. The district court explained:
36
"If he chooses to testify, there is going to be a proffer made by counsel, because he is not
going to get up there and get to just blurt out whatever he wants to say. I agree. It has to
be relevant and material. But until I hear the proffer, I can't even judge if it's irrelevant or
immaterial, nor can I do that on Phill Kline."
Roeder argues that the proffer under these circumstances was improper and any
objections to his testimony should have been done during direct examination. Roeder
argues that the State gained an advantage because the State was able to "'preview'"
Roeder's direct examination, allowing the State to make numerous timely objections to
his testimony.
Roeder's argument that he should not have been required to proffer a summary of
his or his witness' testimony before the State had rested its case-in-chief has merit. "The
purpose of a proffer is to make an adequate record of the evidence to be introduced" in
order to preserve the issue for appeal. State v. Evans, 275 Kan. 95, 99, 62 P.3d 220
(2003). Here, the district court erred in requiring Roeder to proffer his testimony before
the testimony was presented.
Nevertheless, given that the testimony of both Kline and Roeder on this issue was
irrelevant on the imperfect defense-of-others defense, the error was harmless. There was
no reasonable possibility that the error contributed to the verdict. See State v. Ward, 292
Kan. 541, Syl. ¶ 6, 256 P.3d 801 (2011), cert. denied 132 S. Ct. 1594 (2012).
Denying Roeder's Motion to Take Judicial Notice and Instruct the Jury on the Two
Criminal Cases Against Dr. Tiller
Roeder next argues that the district court erred in denying his motion to take
judicial notice of the two criminal cases filed against Dr. Tiller. Instead of taking judicial
notice, the district court allowed Roeder to testify to the facts surrounding Dr. Tiller's
37
prior trials and "how those facts affected his thinking process and ultimately his decision
to act the way he did." We discern that the district court permitted more evidence to be
introduced on the imperfect defense-of-others issue than was warranted by the concept of
relevancy. The court did not err in refusing the requested judicial notice.
Limiting Roeder's Testimony During Direct Examination
Roeder points to several instances during his direct examination where the district
court limited his discussion of Dr. Tiller's abortion practices. Roeder argues that the
district court should have followed its earlier ruling that Roeder could testify regarding
"his personally-held beliefs just in general about abortion, whether it is harmful, whether
it terminates a viable baby."
A review of Roeder's testimony shows that the district court allowed Roeder to
testify on each of the issues identified in the district court's earlier ruling and only limited
Roeder's testimony when Roeder attempted to discuss matters we have deemed irrelevant
and completely off-base. The trial court's patience is applauded, and we find no error in
the court controlling the trial by limiting testimony, where necessary.
PROSECUTORIAL MISCONDUCT
Roeder claims that the prosecutor committed misconduct during the rebuttal
portion of closing argument by (1) appealing to the passion and prejudice of the jury, and
(2) encouraging the jury to consider factors outside of the evidence. We find that the
majority of the prosecutor's comments were not outside the wide latitude a prosecutor is
allowed and, therefore, did not constitute misconduct. To the extent the prosecutor's
comments exceeded this wide latitude, the comments were unequivocally harmless.
38
Standard of Review/Applicable Tests
A claim of prosecutorial misconduct based on comments made during closing
argument will be reviewed on appeal, even where, as in this case, there was no
contemporaneous objection. See State v. King, 288 Kan. 333, 349, 204 P.3d 585 (2009).
Such review involves a two-step process. First, we decide whether the comments were
outside the wide latitude that a prosecutor is allowed in discussing the evidence. State v.
Marshall, 294 Kan. 850, 856, 281 P.3d 1112 (2012). If the comments were improper and
constituted misconduct, we then determine whether the comments prejudiced the jury
against the defendant and denied the defendant a fair trial. 294 Kan. at 856. Under this
second step, we consider three factors. First, was the misconduct gross and flagrant?
Second, was the misconduct motivated by ill will? Third, was the evidence of such a
direct and overwhelming nature that the misconduct would have had little weight in the
mind of a juror? State v. Bridges, 297 Kan. 989, Syl. ¶ 15, 306 P.3d 244 (2013). None of
the three factors is individually controlling. State v. Adams, 292 Kan. 60, 66, 253 P.3d 5
(2011).
Finally, in considering the third factor, this court requires that the prosecutorial
misconduct error meets the "dual standard" of both constitutional and statutory
harmlessness in order to uphold a conviction. State v. Tosh, 278 Kan. 83, 97, 91 P.3d
1204 (2004). The State bears the burden of demonstrating harmlessness under both
standards. However, if the State meets the higher constitutional harmless error standard,
the State necessarily meets the lower statutory standard under K.S.A. 2013 Supp. 60-261.
See Bridges, 297 Kan. at 1012-13, 1015. The constitutional, or Chapman v. California,
386 U.S. 18, 87 S. Ct. 824, 17 L. Ed. 2d 705, reh. denied 386 U.S. 987 (1967), harmless
error standard provides that
39
"error may be declared harmless where the party benefitting from the error proves beyond
a reasonable doubt that the error complained of will not or did not affect the outcome of
the trial in light of the entire record, i.e., where there is no reasonable possibility that the
error contributed to the verdict." Ward, 292 Kan. 541, Syl. ¶ 6 (citing Chapman, 386 U.S.
18).
Analysis
Roeder challenges the rebuttal portion of the State's closing argument. The State
argues that the comments Roeder now challenges were made in response to defense
counsel's closing argument; therefore, to the extent that any portion of the prosecutor's
rebuttal was suspect, the prosecutor was attempting to redirect the jury back to its duties
and counter the defendant's plea to the jury to base its decision on passion. To support
this argument, the State cites to State v. Murray, 285 Kan. 503, 517, 174 P.3d 407 (2008),
where we stated: "[N]o prejudicial error occurs—including prosecutorial misconduct—
where the questionable statements are provoked and made in response to prior arguments
or statements by defense counsel."
Shortly after the State filed its brief, we noted two disparate lines of reasoning
regarding the "open-the-door" rule in prosecutorial misconduct cases and reaffirmed that
"[t]he open-the-door rule does not insulate a prosecutor from a finding of misconduct."
Marshall, 294 Kan. at 860. Therefore, "a prosecutor's improper comment or argument
can be prejudicial, even if the misconduct was extemporaneous and made under the stress
of rebutting arguments made by defense counsel. The extemporaneous, rebuttal nature of
a prosecutor's argument is merely a factor to be considered by an appellate court." 294
Kan. at 861; see also State v. Stimec, 297 Kan. 126, 130, 298 P.3d 354 (2013) ("In short,
defendants do not open the door to prosecutorial misconduct.").
40
Although not determinative of this issue, the rebuttal nature of the prosecutor's
argument is still a factor we consider. In Roeder's closing argument, defense counsel
argued that after the trial, the abortion debate "will rage on." He discussed some of
history's tragedies including the inhumane treatment of Native Americans, Stalin's
"purges in Mother Russia," and Hitler's "incomprehensible slaughter of 6 million Jews."
He noted that we "remember and we celebrate individuals who stood up and made the
world a better place" such as Dr. Martin Luther King, Jr. Defense counsel concluded his
argument by stating:
"Wichita changed on May 31st, 2009. I think that can't be disputed. We are going
to ask you to all collectively fulfill your duties, and in your verdict represent our little
part of the nation well. The State as well as Scott Roeder provided to you that he killed
Dr. George Tiller, but only you collectively can determine if he murdered George Tiller.
No defendant should ever be convicted based upon his convictions. We ask you not to
convict the defendant. We are going to ask you to acquit Scott Roeder of first degree
murder."
Roeder challenges the italicized portion of the State's rebuttal argument:
"On May 31st, that quiet Sunday, Wichita did change. It changed from a quiet community
celebrating their Sabbath to a community terrorized. We are a society of laws. We each
rely on it every day. We rely on judges, we rely on legislators, and we rely on jurors
taking an oath to follow the law, as each of you have done.
"But on that day and the days before, when Scott Roeder contemplated taking the
law into his own hands, he took it from the rest of us. . . .
....
"And while Gary Hoepner lives, as you saw even today, with the guilt of failing to
stop the man, the killer, the defendant feels relieved at his success. And while in this
courtroom the defendant[] pick[s] through the State's case at the various witnesses and
act[s] incredulous after answers, the defendant is preparing his testimony, where he can
41
proudly in a public forum take credit for his murder. And while he does so, it sends chills
down the backs of conscientious people." (Emphasis added.)
Roeder argues that the prosecutor's argument, "while Gary Hoepner lives, as you
saw even today, with the guilt of failing to stop the man, the killer, the defendant feels
relieved at his success," was not commentary on the evidence but was a judgment
designed to arouse jurors' anger. We disagree and find these comments were based upon
evidence presented at trial. During Hoepner's examination, the prosecutor read a portion
of Hoepner's interview with investigators where Hoepner said, "'I wanted to apprehend
the guy myself. I really felt bad that I couldn't have.'" During Roeder's testimony, Roeder
admitted that he felt "[a] sense of relief" that Dr. Tiller's clinic was shut down. Roeder
also testified that he did not regret what he did. Therefore, we find this challenged portion
of the prosecutor's closing argument was within the wide latitude a prosecutor is allowed
to discuss the evidence presented at trial.
Roeder also takes issue with the prosecutor's statement, "[W]hile in this courtroom
the defendant[] pick[s] through the State's case at the various witnesses and act[s]
incredulous after answers, the defendant is preparing his testimony, where he can proudly
in a public forum take credit for his murder." We find this portion of the State's closing
argument is comparable to State v. Finley, 273 Kan. 237, 244, 42 P.3d 723 (2002), where
Finley argued that the prosecutor improperly appealed to community interests by arguing,
"'He's not accepting responsibility for what he did. And his behaviors are exactly why we
have this felony murder rule. He cannot expect to get away with this killing.'" As we
found in Finley, the prosecutor's comments were "based on a fair inference drawn from
the evidence." 273 Kan. at 244.
Two of the prosecutor's comments arguably appealed to the jurors' passion and
prejudice and encouraged the jury to consider factors outside of the evidence. The
42
prosecutor argued that Wichita was "terrorized" by Roeder's actions. The prosecutor also
argued that Roeder's conduct "sends chills down the backs of conscientious people."
Roeder argues that these statements distracted the jury from its role as factfinder and
were designed to elicit anger and resentment in the jury. We have "repeatedly
emphasized that it is improper for a prosecutor to comment on facts not in evidence, to
divert the jury's attention from its role as factfinder, or to make comments that serve no
purpose other than to inflame the passions and prejudices of the jury." Stimec, 297 Kan.
at 128-29.
In Stimec, we found that a prosecutor's comments during the rebuttal portion of
closing argument were improper for a number of reasons, including that they appealed to
the passions of the jury and diverted the jury's attention from the case. There, the State
presented evidence that Stimec's 6-year-old son, J.S., spent every other weekend with
Stimec. One weekend, when J.S. returned to his mother's house, J.S. told her that he and
Stimec put lotion on each other, including each other's private parts. In his defense,
Stimec asserted that he put lotion on his son but never in inappropriate places and argued
consistent with this assertion during his closing argument. In rebuttal, the State argued:
"'It is not illegal to put lotion on a child's back. It is not illegal to put it on their ankles,
knees, shoulders, head, anywhere else. None of that is a crime, absolutely, but it is a
crime to stroke your son's penis with lotion. I mean, let's just call it what it is, okay, that's
a crime. You know what, feel free to take a poll in the jury room when you go to
deliberate, take a poll. If there is one member of this panel who has stroked their son's
penis with lotion, then by all means, find that way. I suspect that won't be the case.'" 297
Kan. at 128.
This court found that the prosecutor's suggestion to the jury to take a poll in the
jury room was inappropriate and in error. 297 Kan. at 129.
43
Obviously, the prosecutor's statements in Stimec were exponentially more
egregious than the prosecutor's statements in this case. Nevertheless, in the abstract, one
could question the prosecutor's reference to a "community terrorized" or to the
characterization of Roeder's cavalier attitude as "[sending] chills down the backs of
conscientious people." But, cutting to the bottom line, there is no possibility whatsoever
that the relatively innocuous comments by the prosecutor in an emotionally charged trial
had any effect on the trial's outcome given that the defendant not only admitted killing
Dr. Tiller, but also essentially bragged about committing the crime.
SECOND-DEGREE MURDER LESSER INCLUDED OFFENSE INSTRUCTION
Roeder argues that the district court erred in failing to give his requested second-
degree murder lesser included offense instruction. Because Roeder requested the
instruction, this issue is preserved for review. Furthermore, second-degree intentional
murder is a lesser included offense of premeditated first-degree murder; therefore, the
instruction would have been legally appropriate. See State v. Haberlein, 296 Kan. 195,
204, 290 P.3d 640 (2012), cert. denied 134 S. Ct. 148 (2013). The State questions
whether the second-degree murder instruction was factually appropriate. See State v.
Plummer, 295 Kan. 156, Syl. ¶ 1, 283 P.3d 202 (2012).
Although Roeder makes the unintelligible argument that the right to a jury trial in
serious criminal cases is part of the State's obligation under due process of the law, we
fail to discern how the instructional challenge rises to the level of a constitutional error.
But we need not get bogged down debating the propriety of giving a second-degree
murder lesser included offense instruction in this case. If the district court erred in failing
to give the requested second-degree murder instruction, it was harmless beyond all
possible doubt.
44
Roeder testified that he had planned on killing Dr. Tiller since 1993. A defendant's
own testimony that he or she contemplated and planned to kill a specific person for
approximately 16 years is irrefutable evidence that the defendant thought the matter over
beforehand, i.e., that the defendant committed premeditated murder, rather than
instantaneous murder. Roeder's defense was that he was justified in committing the
murder. A jury either had to convict of premeditated murder or acquit based upon jury
nullification. No reversal here. See Ward, 292 Kan. 541, Syl. ¶ 6.
DEFENSE-OF-OTHERS INSTRUCTION
Roeder also argues that the district court erred in failing to give his requested
perfect defense-of-others instruction. Roeder's requested instruction was based on PIK
Crim. 3d 54.17 and stated:
"Scott Roeder claims his use of force was permitted as the defense of another
person(s).
"Scott Roeder is permitted to use force against another person when and to the
extent that is appears to him and he reasonably believes such force is necessary to defend
someone else against the other person's imminent use of unlawful force. Reasonable
belief requires both a belief by defendant and the existence of facts that would persuade a
reasonable person to that belief.
"When use of force is permitted [in] defense of someone else, there is no
requirement to retreat."
Because Roeder requested the instruction, this issue is preserved for review. We
next turn to whether the instruction was legally appropriate. Plummer, 295 Kan. 156, Syl.
¶ 1. We conclude that it was not. As previously stated, K.S.A. 21-3211 sets out a two-part
test:
45
"'The first is subjective and requires a showing that [Roeder] sincerely and
honestly believed it was necessary to kill to defend [himself] or others. The second prong
is an objective standard and requires a showing that a reasonable person in [Roeder's]
circumstances would have perceived the use of deadly force in self-defense as necessary.
[Citation omitted.]' (Emphasis added.)" State v. Friday, 297 Kan. 1023, 1037, 306 P.3d
265 (2013) (quoting State v. McCullough, 293 Kan. 970, 975, 270 P.3d 1142 [2012]).
Roeder recognizes that the defense-of-others requires both a subjective and a
reasonable belief that the use of force is necessary; however, he argues that viewing the
evidence in a light most favorable to him, a rational factfinder could find that he
reasonably (objectively) believed that his use of force was necessary. Stepping out of the
delusional world in which Roeder apparently resides, no rational person would
reasonably believe that deadly force was needed against an imminent use of unlawful
force in this case.
In State v. Hernandez, 253 Kan. 705, 713, 861 P.2d 814 (1993), we found that a
defense-of-others instruction was not warranted when Hernandez asserted he shot a man
to protect his sister from the victim. Hernandez established a history of domestic violence
between his sister and the victim. We rejected a finding of imminence even though
Hernandez presented evidence that the victim had threatened to kill his sister at 11 a.m.
on the day Hernandez shot the victim and that his sister was working in the adjoining
factory when the shooting took place.
Here, even viewing the evidence in a light most favorable to Roeder, the harm he
sought to prevent was 22 hours away. This danger was remote when compared to the
Hernandez circumstances, which we found were not sufficient to establish imminence.
We need not recount the other reasons that the requested defense-of-others instruction
was not legally appropriate. This was not a close call.
46
CUMULATIVE ERROR
Alternatively, Roeder claims that even if none of the singular errors addressed
above warrant reversal, their cumulative effect requires reversal. The State counters that
Roeder failed to establish any trial error and that the evidence overwhelmingly
established his guilt. Our findings that the prosecutor committed misconduct during the
rebuttal portion of her closing argument and that the district court might have erred in
failing to instruct the jury on second-degree murder refute the State's claim of no trial
error. Nevertheless, we find that the cumulative effect of those errors did not prejudice
Roeder to the point of denying him a fair trial and decline to reverse on that basis.
Standard of Review
We utilize a de novo standard when determining whether the totality of
circumstances substantially prejudiced a defendant and denied the defendant a fair trial
based on cumulative error. State v. Cruz, 297 Kan. 1048, 1073-74, 307 P.3d 199 (2013).
We recognize the cumulative error analysis is somewhat subjective. 297 Kan. at 1074.
Our task is to determine whether the cumulative effect of both of the errors is such that
collectively they cannot be determined to be harmless. "In other words, was the
defendant's right to a fair trial violated because the combined errors affected the outcome
of the trial?" State v. Tully, 293 Kan. 176, 205, 262 P.3d 314 (2011).
Analysis
As discussed above, the prosecutor's statements, although arguably misconduct,
were very mild and were made in response to defense counsel's argument. Further, the
abundant evidence of premeditation made any error in failing to provide a second-degree
murder instruction harmless beyond a reasonable doubt. Consequently, especially in light
47
of the overwhelming evidence, we conclude that cumulative error did not affect the trial's
outcome and did not deny Roeder a fair trial.
HARD 50 SENTENCE
Roeder argues that the district court erred in finding multiple aggravating
circumstances that justified the imposition of a hard 50 sentence. Premeditated first-
degree murder carries a life sentence with a mandatory minimum of 25 years before the
defendant becomes parole eligible unless the State establishes that the defendant qualifies
for an enhanced minimum sentence, here 50 years. State v. Nelson, 291 Kan. 475, 486,
243 P.3d 343 (2010) (citing K.S.A. 21-4635; K.S.A. 22-3717[b][1]). At the time Roeder
was sentenced, the district court had to find by a preponderance of the evidence that one
or more of the aggravated circumstances enumerated in K.S.A. 21-4636 existed and that
they were not outweighed by any mitigating factors in order to enhance the minimum
sentence. K.S.A. 21-4635(d); Nelson, 291 Kan. at 486-88.
Since Roeder's sentencing, we have held that a hard 50 sentence based upon a
judge's own preponderance-of-the-evidence determination that an aggravating factor
existed is unconstitutional and must be vacated. Specifically, in State v. Soto, 299 Kan.
102, Syl. ¶ 9, 322 P.3d 334 (2014), we held:
"Kansas' statutory procedure for imposing a hard 50 sentence as provided in
K.S.A. 21-4635 violates the Sixth Amendment to the United States Constitution as
interpreted in Alleyne v. United States, 570 U.S. ___, 133 S. Ct. 2151, 2155, 2160-63,
186 L. Ed. 2d 314 (2013), because it permits a judge to find by a preponderance of the
evidence the existence of one or more aggravating factors necessary to impose an
increased mandatory minimum sentence, rather than requiring a jury to find the existence
of the aggravating factors beyond a reasonable doubt."
48
In accord with Soto, Roeder's hard 50 sentence was unconstitutionally imposed by
the district court in violation of Roeder's Sixth Amendment right to a jury trial.
Soto considered, but did not definitively resolve, "whether a modified harmless
error standard can apply to a hard 50 [Sixth Amendment] error." 299 Kan. at 128. Soto
opined that "because Kansas' hard 50 scheme requires the sentencing court to not only
find aggravating and mitigating circumstances, but to weigh any mitigating
circumstances against aggravating circumstances, only in a rare instance could a hard
50/Alleyne error be harmless." 299 Kan. at 127. Like Soto, this case is not one of those
rare cases where we can declare that the district court's utilization of an unconstitutional
sentencing scheme was harmless as a matter of law. Accordingly, we must vacate
Roeder's hard 50 sentence and remand for resentencing.
In Soto, we acknowledged that in response to Alleyne, at a September 2013 special
session, the Kansas Legislature amended the hard 50 sentencing scheme to assign the
applicable fact-finding to a jury utilizing the beyond a reasonable doubt burden of proof.
299 Kan. at 128; see L. 2013, ch. 1, sec. 1 (Special Session). That special legislation
contained a retroactivity provision, to-wit:
"'[F]or all cases on appeal on or after the effective date of this act, if a sentence imposed
under . . . K.S.A. 21-4635, prior to its repeal, is vacated for any reason other than
sufficiency of the evidence as to all aggravating circumstances, resentencing shall be
required under this section, as amended by this act, unless the prosecuting attorney
chooses not to pursue such a sentence.'" 299 Kan. at 128.
The Soto parties presented arguments on whether retroactive application of the
special session hard 50 sentencing scheme would violate the Ex Post Facto Clause of the
United States Constitution, albeit both parties conceded that the question would not be
ripe until the State sought to apply the new scheme to Soto. The prosecutor could decide
49
not to pursue a hard 50 sentence on remand. Accordingly, Soto refrained from issuing an
advisory opinion on the unripe ex post facto issue. 299 Kan. at 128-29.
Nevertheless, Soto chose to address the question of whether sufficient evidence
supported the aggravating factor in that case, even though utilizing the new statute on
remand would require evidence of the aggravating factor to be presented anew to a jury,
i.e., the evidence on resentencing could be different than in the current appeal. The reason
given for that advisory opinion was that "[sub]section (e) of K.S.A. 2013 Supp. 21-6620
suggests the State would be precluded from pursuing a hard 50 sentence if this court had
vacated Soto's sentence for lack of sufficient evidence to support the aggravating
circumstance." 299 Kan. at 129. Later, the opinion intimated that resentencing under the
new statute cannot occur if even one of the reasons for vacating a K.S.A. 21-4635 hard
50 sentence is the insufficiency of the evidence of the aggravating factor. See 299 Kan. at
130 ("Consequently, the sole reason we are vacating Soto's sentence is because it was
imposed in violation of his Sixth Amendment right to a jury trial, as interpreted in
Alleyne.").
Arguably, Soto went farther than was necessary in the appeal before it. Once the
court determined that Soto's sentence had to be vacated because of the unconstitutional
sentencing scheme, the question of whether sufficient evidence existed to meet the
requirements of the unconstitutional statute was rendered moot. The sufficiency of the
evidence of any aggravating factor described in the new statute, K.S.A. 2013 Supp. 21-
6620, will only be germane when, or if, the prosecutor elects to seek resentencing under
the new statute's retroactive provision in subsection (e).
Moreover, the retroactive provision speaks to applying the new statute where a
sentence under the old statute has been "vacated for any reason other than sufficiency of
the evidence as to all aggravating circumstances." (Emphasis added.) K.S.A. 2013 Supp.
50
21-6620(e). The Sixth Amendment violation that requires us to vacate Roeder's hard 50
sentence would fit within the category of "any reason other than sufficiency of the
evidence." In other words, the plain language of the provision purports to apply the new
sentencing scheme to this case because the old sentence is being vacated for a reason
other than the insufficiency of the aggravating circumstances evidence. Whether the
sentence might also have been subject to being vacated based upon an insufficiency of
the evidence if the sentencing scheme had not been found unconstitutional is an academic
question we need not answer.
In making this determination, we are not unmindful of Soto's progeny, in which
we opined on the sufficiency of the evidence to support the aggravating factors used to
impose hard 50 sentences, even though we had vacated those sentences for the same
Sixth Amendment violation. See State v. Hayes, 299 Kan. ___, 327 P.3d 414, 420 (2014);
State v. Lloyd, 299 Kan. 620, 644-45, 325 P.3d 1122 (2014); State v. DeAnda, 299 Kan.
594, 603-05, 324 P.3d 1115 (2014); State v. Astorga, 299 Kan. 395, 402-04, 324 P.3d
1046 (2014); State v. Hilt, 299 Kan. 176, 204-05, 322 P.3d 367 (2014). Nevertheless,
here, we simply vacate the hard 50 sentence under K.S.A. 21-4635 and remand for
resentencing without further directions.
Roeder's convictions are affirmed, the hard 50 sentence for the first-degree
premeditated murder conviction is vacated, and the matter is remanded for resentencing.
MORITZ, J., not participating.
51