Minges v. Kansas Behavioral Sciences Regulatory Bd. ( 2020 )


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  •                           NOT DESIGNATED FOR PUBLICATION
    No. 121,644
    IN THE COURT OF APPEALS OF THE STATE OF KANSAS
    SARA MINGES,
    Appellant,
    v.
    KANSAS BEHAVIORAL SCIENCES REGULATORY BOARD,
    Appellee.
    MEMORANDUM OPINION
    Appeal from Shawnee District Court; MARY E. CHRISTOPHER, judge. Opinion filed May 29,
    2020. Affirmed.
    John G. Schultz, of Franke Schultz & Mullen, P.C., of Kansas City, Missouri, for appellant.
    Jane E. Weiler, assistant attorney general, and Derek Schmidt, attorney general, for appellee.
    Before STANDRIDGE, P.J., ATCHESON, J., and BURGESS, S.J.
    PER CURIAM: Sara Minges appeals from the district court's decision affirming the
    final order issued by the Kansas Behavioral Sciences Regulatory Board (Board), which
    upheld the administrative law judge's decision to suspend Minges' license to practice as a
    Licensed Professional Counselor (LPC). Minges argues that the Board's findings of
    unprofessional conduct under K.A.R. 102-3-12a(b) were not supported by substantial
    evidence in light of the record as a whole and were otherwise unreasonable, arbitrary, and
    capricious. We disagree and, for the reasons stated below, affirm the Board's decision.
    1
    FACTS
    Minges earned a bachelor of arts degree in psychology from the University of
    Tennessee and a master of science degree in counseling psychology from Avila
    University. In 2008, Minges completed a play therapy certification program from the
    Kansas City Play Therapy Institute. Play therapy involves art, music, and meditation for
    children, teens, and adults who suffer from mental health issues. That same year, Minges
    was licensed as an LPC in Kansas. An LPC is not licensed to practice independently but
    is required to practice under the direction of a clinical level professional. See K.S.A. 65-
    5802(g). In 2009, Minges opened a private practice named Playful Awareness. Minges
    was the owner and sole employee; she personally handled all billing and communication
    with clients.
    In 2011, the Board filed a petition in discipline against Minges' license to practice.
    The matter was resolved through a consent agreement and order.
    In 2012, the Board received three complaints against Minges. The Board
    ultimately dismissed the complaints but issued a formal censure against Minges that
    recommended "more professional collaboration with colleagues to achieve less conflict in
    future professional relationships."
    The Board received four additional complaints against Minges in 2014 and 2015.
    After the Board filed a petition in discipline against Minges, she requested a formal
    hearing before the Board. An administrative law judge (ALJ) was designated to preside
    over the formal hearing. See K.S.A. 77-514(a) (presiding officer may be agency head,
    one or more members of agency head, an administrative law judge assigned by office of
    administrative hearings, or, unless prohibited by K.S.A. 77-551, one or more persons
    designated by agency head). Following the hearing, the ALJ issued an initial order
    concluding that Minges' actions constituted unprofessional conduct as defined by the
    2
    Kansas Professional Counselors Licensure Act, K.S.A. 65-5801 et seq. See K.A.R. 102-
    3-12a(b). Minges requested review of the ALJ's initial order by the Board. The Board
    affirmed the ALJ's findings that Minges had committed unprofessional conduct under
    K.A.R. 102-3-12a(b)(10), (b)(14), (b)(38), and (b)(52) in four separate complaints. The
    Board reversed the ALJ's findings of unprofessional conduct under several other
    subsections because that specific conduct had not been charged in the petition in
    discipline.
    Minges appealed the Board's decision to the district court. After hearing oral
    argument from the parties, the district court affirmed the Board's ruling in part, finding
    that substantial evidence supported a finding that Minges had demonstrated
    unprofessional conduct as alleged in three of the four complaints filed against her.
    Minges timely appeals.
    ANALYSIS
    The Board is an administrative agency, so we review its decisions based on the
    standards set out in the Kansas Judicial Review Act (KJRA), K.S.A. 77-601 et seq. See
    K.S.A. 2019 Supp. 74-5310. The KJRA provides eight bases for a court to grant relief
    from an agency's action, but Minges only alleges that two of them apply here. See K.S.A.
    77-621(c).
    First, Minges contends the Board's conclusions are not adequately supported by
    evidence that is substantial when viewed in light of the record as a whole. See K.S.A. 77-
    621(c)(7). "[I]n light of the record as a whole" is defined to include the evidence both
    supporting and detracting from an agency's finding. K.S.A. 77-621(d); see Sierra Club v.
    Moser, 
    298 Kan. 22
    , 62, 
    310 P.3d 360
    (2013) (courts must now determine whether
    evidence supporting agency's factual findings is substantial when considered in light of
    all the evidence). Substantial evidence refers to legal and relevant evidence that a
    3
    reasonable person could accept as being adequate to support a conclusion. Geer v. Eby,
    
    309 Kan. 182
    , 190, 
    432 P.3d 1001
    (2019). In reviewing the evidence in light of the record
    as a whole, courts shall not reweigh the evidence or engage in de novo review. K.S.A.
    77-621(d).
    Second, Minges argues that the Board's actions were arbitrary, capricious, or
    otherwise unreasonable. See K.S.A. 77-621(c)(8). The arbitrary and capricious test of
    K.S.A. 77-621(c)(8) relates to whether a particular action should have been taken or is
    justified, such as the reasonableness of an agency's exercise of discretion in reaching a
    determination or whether the agency's action is without foundation in fact. Kansas Dept.
    of Revenue v. Powell, 
    290 Kan. 564
    , 569, 
    232 P.3d 856
    (2010).
    An appellate court exercises the same statutorily limited review of the agency's
    action as the district court. It is as though the appeal had been made directly to the
    appellate court. In re Tax Appeal of Fleet, 
    293 Kan. 768
    , 776, 
    272 P.3d 583
    (2012);
    Carlson Auction Service, Inc. v. Kansas Corporation Comm'n, 
    55 Kan. App. 2d 345
    , 349,
    
    413 P.3d 448
    (2018). Minges, as the party asserting the invalidity of the Board's actions,
    bears the burden of proving invalidity. See K.S.A. 77-621(a)(1); Golden Rule Ins. Co. v.
    Tomlinson, 
    300 Kan. 944
    , 953, 
    335 P.3d 1178
    (2014).
    The Kansas Legislature has charged the Board with the duty to ensure the
    continuing competence of its licensees for the protection, safety, and well-being of the
    public. See K.S.A. 65-5801 et seq. To carry out this duty, the Board necessarily has
    authority over persons engaged in the practice of professional counseling in Kansas. See
    K.S.A. 74-7507(a)(1); K.S.A. 65-5803. By statute, the Board has authority to "condition,
    limit, revoke or suspend a license, [to] publicly or privately censure a licensee or [to]
    impose a fine not to exceed $1,000 per violation . . ." if a licensee is "found to have
    engaged in unprofessional conduct as defined by applicable rules and regulations adopted
    by the board." K.S.A. 65-5809(a)(9).
    4
    The Board's regulations define unprofessional conduct in several ways. See
    K.A.R. 102-3-12a(b)(1)-(56). Relevant to this appeal, the district court affirmed the
    Board's findings that Minges engaged in the following unprofessional conduct:
    • K.A.R. 102-3-12a(b)(10): "[O]ffering to perform or performing professional
    counseling, assessments, consultations, or referrals clearly inconsistent or
    incommensurate with one's training, education or experience or with accepted
    professional standards";
    • K.A.R. 102-3-12a(b)(14): "[F]ailing to provide each client with a description of
    what the client can expect in the way of services, consultation, reports, fees,
    billing, and therapeutic regimen or schedule, or failing to reasonably comply with
    the description"; and
    • K.A.R. 102-3-12a(b)(38): "[M]aking or filing a report that one knows to be false,
    distorted, erroneous, incomplete, or misleading."
    The district court also affirmed the Board's finding that Minges' conduct was
    unprofessional under K.A.R. 102-3-12a(b)(52) by "practicing professional counseling or
    clinical professional counseling in an incompetent manner." But Minges does not
    challenge this finding on appeal, so we need not consider it. See In re Marriage of
    Williams, 
    307 Kan. 960
    , 977, 
    417 P.3d 1033
    (2018) (issue not briefed is deemed waived
    or abandoned).
    The unprofessional conduct at issue relates to three of the four complaints filed
    against Minges in 2014 and 2015. The names of the individuals who filed the complaints
    are subject to a protective order, so the district court referred to them using these
    identifiers: (1) Sierra (case No. 15-PC-0006), (2) Papa (case No. 15-PC-0101), and (3)
    Whiskey (case No. 16-PC-0054). We address each complaint separately.
    5
    1. Sierra complaint
    M. Sierra (Mother) filed a complaint against Minges in 2014. The relevant
    portions of Mother's complaint include the following facts. In January 2014, Mother
    hired Minges to work with her three-year-old daughter, who was having behavioral issues
    at daycare. Mother had several concerns about her early interactions with Minges and felt
    that if her daughter continued to see Minges, Mother's relationship with her ex-husband
    (Father) could become contentious. On February 20, 2014, Mother told Minges that
    Mother wanted to terminate Minges' services because Mother and Minges did not
    communicate well. Minges advised Mother that it was impossible for Mother to terminate
    without Father's agreement, so Mother agreed to have her daughter participate in six
    sessions. During a meeting with Mother, Father, and their parent coordinator, Minges
    announced to the group that Minges had diagnosed Mother with borderline personality
    disorder. Minges gave Father a book for spouses of individuals with borderline
    personality disorder. When Mother would ask how her daughter was doing in therapy,
    Minges advised that this information was confidential and could not be shared. At
    Father's request, Minges later issued a "'Medical Necessity Report'" diagnosing the
    daughter with mixed disorder of emotional expressiveness. Minges advised that she had
    to provide a diagnosis if a third-party payor—like an insurance company—financially
    contributed to the fees she charged for providing services to a patient. Mother expressed
    concern that Minges improperly labeled her daughter with a disorder solely for the
    purpose of obtaining insurance payments.
    The Board found, and the district court agreed, that Minges' actions as detailed
    above established unprofessional conduct in violation of K.A.R. 102-3-12a(b)(10) and
    (b)(38). On appeal, Minges argues that the Board's findings of unprofessional conduct
    under K.A.R. 102-3-12a(b)(10) and (b)(38) are not supported by substantial evidence in
    light of the record as a whole and are otherwise unreasonable, arbitrary, and capricious.
    6
    a. K.A.R. 102-3-12a(b)(10)
    K.A.R. 102-3-12a(b)(10) defines unprofessional conduct as "offering to perform
    or performing professional counseling, assessments, consultations, or referrals clearly
    inconsistent or incommensurate with one's training, education or experience or with
    accepted professional standards." After hearing all the testimony and considering all the
    evidence presented at the administrative hearing, the ALJ concluded, in relevant part, that
    Minges had violated K.A.R. 102-3-12a(b)(10) by rendering a diagnosis of borderline
    personality disorder as to Mother, who was not her client, without administering any
    tests. The Board adopted and incorporated the ALJ's conclusion and discussion into the
    final order.
    Relying on her own testimony at the administrative hearing, Minges argues there
    is substantial evidence to support a conclusion that she did not render a formal diagnosis
    as to Mother. Minges complains that the ALJ gave more weight to Mother's testimony
    than to hers. Minges also claims the Board's finding that she rendered a diagnosis as to
    Mother was unreasonable, arbitrary, and capricious because Mother was not Minges'
    client, Minges did not provide any treatment or administer any tests to Mother, and
    Minges denied making such a diagnosis.
    Under K.S.A. 77-621(d), we must consider the evidence both supporting and
    detracting from an agency's finding in determining whether the evidence supporting the
    agency's factual findings is substantial. Sierra 
    Club, 298 Kan. at 62
    . To that end, we
    consider testimony from both Minges and Mother.
    Minges testified at the hearing that the Sierra case was challenging, and that
    Mother had trouble regulating her emotions. According to Minges, the discussion about
    borderline personality disorder arose after Mother said that another therapist had
    diagnosed her with narcissistic personality disorder. Minges characterized the discussion
    7
    with Mother about borderline personality disorder as merely explaining the symptoms
    that Minges had observed:
    "I prefaced it by saying, I'm not saying that you have this condition, but I am saying I am
    noticing several things that I feel like it would be helpful for you to meet with an
    individual therapist for a thorough evaluation to determine if that's actually what could
    help explain these things that I had noticed."
    Minges testified that she believed Mother's condition was impacting their working
    relationship, as well as Mother's relationship with her daughter. Minges also testified that
    she made clear to Mother that she was not rendering a formal diagnosis and that Mother
    was not her client. The ALJ asked Minges if she had used the term "'borderline
    personality disorder'" with Mother. Minges replied, "I said that . . . some of the symptoms
    I noticed were also symptoms of that condition." Minges admitted to giving Father a
    book for spouses of individuals with borderline personality disorders as a resource to help
    with the "challenges that he had in needing to coparent with [Mother]." But Minges
    claimed that she was "in no way saying [Mother] has this condition" and denied that she
    had ever treated Mother.
    Mother recounted an entirely different interpretation of the facts. Mother testified
    that before their meeting with Father and the parent coordinator, Minges called to give
    Mother a "heads-up." Mother thought that they would talk about her daughter; instead,
    during the 45-minute phone call, Minges "diagnosed [Mother] with having borderline
    personality disorder" and advised her to find a counselor to talk to. Minges later repeated
    this diagnosis during their meeting with Father and the parent coordinator. Mother denied
    that she was a patient of Minges', that she ever intended to be Minges' patient, or that
    Minges had ever conducted any testing on her before giving the diagnosis. Mother also
    testified that Minges gave Father a book for spouses of individuals with borderline
    personality disorder.
    8
    Minges complains that the ALJ gave more weight to Mother's testimony than hers.
    Under the KJRA, we must consider all relevant evidence but cannot reweigh the evidence
    or engage in de novo review. See K.S.A. 77-621(d). The ALJ observed both Minges and
    Mother at the administrative hearing, considered and weighed their conflicting testimony,
    and ultimately rejected Minges' denial that she did not render a formal diagnosis as to
    Mother.
    Substantial evidence supports the Board's conclusion that, without administering
    any tests, Minges rendered a diagnosis of borderline personality disorder as to Mother,
    who was not her client. As a result, the Board properly determined that Minges exceeded
    the scope of her license and violated K.A.R. 102-3-12a(b)(10) by performing professional
    counseling services inconsistent with her training, education, experience, or outside the
    scope of professional standards. Because there is substantial evidence to support the
    Board's finding of unprofessional conduct under K.A.R. 102-3-12a(b)(10), the Board did
    not act in an unreasonable, arbitrary, or capricious manner.
    b. K.A.R. 102-3-12a(b)(38)
    K.A.R. 102-3-12a(b)(38) defines unprofessional conduct as "making or filing a
    report that one knows to be false, distorted, erroneous, incomplete, or misleading." The
    ALJ found that Minges violated K.A.R. 102-3-12a(b)(38) by preparing a "false, baseless,
    and erroneous diagnosis of [the Sierras' child] when requested by one parent merely for
    an insurance medical necessity finding despite being retained to provide private p[l]ay
    therapy for the child." The Board adopted and incorporated the ALJ's conclusion and
    discussion into the final order.
    Minges argues that the Board's finding is not supported by substantial evidence
    because there is no evidence to show that she filed a report she knew to be false or
    misleading. Minges notes that the district court placed great weight on the fact that she
    9
    rendered a diagnosis of the Sierras' child without consultation with a clinical supervisor.
    But Minges suggests that the court erroneously conflated issues relating to the scope of
    her licensure with filing a false report, claiming that nothing in the report was false.
    At the administrative hearing, Mother testified that Minges refused to respond to
    her requests for information about her daughter's progress in therapy. After Father and his
    attorney asked Minges to prepare a report on the child's progress, Minges issued a
    medical necessity report that diagnosed the child with "mixed disorder of emotional
    expressiveness." According to Mother, Minges explained that she had given the child a
    diagnosis because one was required for insurance. Mother asked if Minges would give a
    diagnosis solely for insurance, even if the diagnosis was not deserved. Minges responded
    that she had given the diagnosis because Father had requested it for insurance purposes.
    Mother testified that she did not authorize Minges to run a full battery of tests on her
    daughter and did not believe that she ever authorized Minges to make a diagnosis.
    Minges did not testify about the medical necessity report or otherwise dispute
    Mother's testimony about her reason for issuing the report. Minges also did not claim to
    have tested the Sierras' child in order to render a diagnosis. Minges did, however, testify
    that she was familiar with the regulations and statutes relating to her profession as an
    LPC, including the requirement that she was not allowed to practice independently
    without the supervision of a clinical level professional. See K.S.A. 65-5802(g) (defining
    an LPC as person engaging in practice of professional counseling "only under the
    direction of a licensed clinical professional counselor, a licensed psychologist, a person
    licensed to practice medicine and surgery or a person licensed to provide mental health
    services as an independent practitioner and whose licensure allows for the diagnosis and
    treatment of mental disorders"). Minges' claim that she did not knowingly provide false
    information in the report is disingenuous given her responsibility to know the scope of
    her licensure. Minges does not allege that the report at issue was made under the
    supervision of a clinical level professional, nor is there any indication in the record that it
    10
    was. Because Minges included a diagnosis in her report that she was not qualified to
    make and was made with no relevant testing, substantial evidence supports the Board's
    finding that Minges knowingly made or filed a report containing false, distorted,
    erroneous, or misleading information under K.A.R. 102-3-12a(b)(38).
    Minges also claims that the Board's finding in this regard was unreasonable,
    arbitrary, and capricious. Minges notes that the district court, in support of its conclusion
    that she violated K.A.R. 102-3-12a(b)(38), cited to the ALJ's statement that Minges had
    violated K.A.R. 102-3-12a(b)(1), a subsection of the regulation that she was not charged
    with violating.
    Minges' argument is misplaced. The district court did cite to the ALJ's statement
    that Minges had "blatantly failed to practice under the direction of a clinical level
    supervisor as required by K.A.R. 102-3-12a(b)(1)." But it appears that the ALJ's
    reference to K.A.R. 102-3-12a(b)(1) was in error. See K.A.R. 102-3-12a(b)(1) (defining
    unprofessional conduct under this subsection as "[o]btaining or attempting to obtain a
    license or registration for oneself or another by means of fraud, bribery, deceit,
    misrepresentation, or concealment of a material fact"). Instead, the ALJ presumably was
    referring to K.A.R. 102-3-12a(b)(10), a subsection of the regulation that Minges was
    charged with violating. This interpretation is supported by the fact that Minges was never
    charged with violating, or found to have violated, K.A.R. 102-3-12a(b)(1). The Board's
    petition in discipline alleged four violations of unprofessional conduct under K.A.R. 102-
    3-12a(b)(10), (b)(14), (b)(38), and (b)(52). Following the administrative hearing, the ALJ
    found that Minges had violated these provisions, in addition to K.A.R. 102-3-12a(b)(9),
    (b)(11), (b)(23), (b)(27), (b)(34), (b)(36), and (b)(45). The Board affirmed the ALJ's
    findings of unprofessional conduct under K.A.R. 102-3-12a(b)(10), (b)(14), (b)(38), and
    (b)(52), but reversed the ALJ's findings as to the additional provisions because those
    violations were not charged in the petition in discipline. The district court later affirmed a
    11
    majority of the Board's findings under K.A.R. 102-3-12a(b)(10), (b)(14), (b)(38), and
    (b)(52).
    As earlier stated, Minges was not allowed to practice independently without the
    supervision of a clinical level professional. See K.S.A. 65-5802(g). There is no indication
    that she filed the report at issue in consultation with, or under the supervision of, a
    clinical level professional. Therefore, the district court's citation to the ALJ's finding that
    Minges had "blatantly failed to practice under the direction of a clinical level supervisor"
    to support the conclusion that Minges had knowingly made or filed a report containing
    false, distorted, erroneous, or misleading information under K.A.R. 102-3-12a(b)(38) was
    not unreasonable, arbitrary, or capricious.
    2. Papa complaint
    G. Papa (Father) filed a complaint against Minges in 2015. Father alleged, in
    relevant part, that Minges had agreed to provide his daughter with an assessment
    followed by eight weekly group therapy sessions. According to Father, Minges cancelled
    all but one session during a two-month period, and the one group session his daughter
    attended included only one other participant. Father also complained that Minges refused
    to provide a refund for the remaining seven sessions.
    The Board found, and the district court agreed, that Minges' actions detailed above
    established unprofessional conduct in violation of K.A.R. 102-3-12a(b)(10) and (b)(14).
    On appeal, Minges argues that the Board's finding of unprofessional conduct under
    K.A.R. 102-3-12a(b)(14) is not supported by substantial evidence in light of the record as
    a whole and that the Board's finding of unprofessional conduct under K.A.R. 102-3-
    12a(b)(10) was unreasonable, arbitrary, and capricious.
    12
    a. K.A.R. 102-3-12a(b)(14)
    K.A.R. 102-3-12a(b)(14) defines unprofessional conduct as "failing to provide
    each client with a description of what the client can expect in the way of services,
    consultation, reports, fees, billing, and therapeutic regimen or schedule, or failing to
    reasonably comply with the description." The ALJ concluded that Minges violated
    K.A.R. 102-3-12a(b)(14) by "failing to provide the client with an accurate description of
    what the client could expect in the way of service and then failing to comply with the
    description." The Board adopted and incorporated the ALJ's conclusion and discussion
    into the final order.
    At the administrative hearing, Father testified that his 17-year-old daughter, M.P.,
    suffered from depression and had attempted suicide in September 2014. Following her
    suicide attempt, M.P. completed a 60-day stay at a residential treatment facility and upon
    discharge needed to follow-up with both group and individual therapy. In November
    2014, M. Papa (Mother) contacted Minges about providing group therapy for M.P.
    According to Father, Minges told Mother that she had a group therapy session for
    teenagers. Minges explained that except for holiday weeks, there would be weekly
    "group sessions with multiple participants and that there would be some skills training as
    part of the group therapy." Father testified that Minges never told them exactly how many
    individuals would be in the group sessions, but that they "were led to believe that there
    would be multiple people." The Papas paid Minges $320 in advance for the eight group
    sessions, or $40 for each session.
    Father testified that M.P. was scheduled to start her first therapy session in early
    December 2014, but Minges cancelled the session with less than 24 hours' notice because
    the other participant could not attend. No other group sessions were scheduled in
    December, including the week of Christmas. Minges scheduled a group session for
    January 6, 2015, but later cancelled it due to inclement weather. Minges held the first
    13
    group session on January 13, 2015. The group consisted of M.P. and only one other
    individual. Father expressed disappointment that they had waited six weeks for a group
    session that included only two individuals, one of them being his daughter. The next
    group session was planned for January 20, 2015, but Minges cancelled the session due to
    illness. At that point, the Papas terminated Minges' services. Father testified, "[I]t was my
    belief we were never going to get the therapy that we were promised from Sara Minges
    and my daughter came off of a life-threatening mental illness incident. We needed more
    immediate care than Sara had promised and not provided." Minges refused to reimburse
    the Papas for the remaining seven sessions for which they had paid.
    Minges testified that when Mother first contacted her about providing group
    therapy for M.P., she responded that she did not have any groups active at that time. Soon
    after, Minges received another request for teen group therapy. Minges said that her
    groups tended to be very small, consisting of only two to five individuals, so she
    contacted Mother to complete an intake assessment for M.P. Minges claimed that as part
    of the intake assessment, she discussed with Mother her billing and cancellation policies
    and that Mother understood them.
    When Mother asked how many people were signed up for M.P.'s group, Minges
    said she advised that one other individual had signed up and that she was actively
    recruiting others. Minges said that while she could not guarantee how many people would
    be in the group, "several other people" had requested to join the group and planned to
    attend. Minges testified, "I think there was an email correspondence between myself and
    [Father] where I did say that several other people have requested to join the group at that
    time." According to Minges, the one group session attended by M.P. on January 13,
    2015, went "really well." Minges said that she had remained willing to provide additional
    group therapy for M.P. and to recruit additional members for the group, but she was
    unable to do so because Father chose to terminate her services.
    14
    Minges argues that the Board's finding of unprofessional conduct under K.A.R.
    102-3-12a(b)(14) is not supported by substantial evidence. Minges claims that she
    provided Mother with a description of her services and notes that three of the four
    scheduled therapy sessions were cancelled due to other participants cancelling, inclement
    weather, and illness. Minges also asserts that there is no foundation for Father's belief
    that more than two people would participate in group therapy because she never spoke to
    him.
    In light of the record as a whole, substantial evidence supports a finding that
    Minges told the Papas that they could expect for M.P. to receive group therapy and skills
    training that included multiple participants and that Minges did not reasonably comply
    with this description of her services. After M.P. was released from 60 days of residential
    treatment following a suicide attempt, the Papas sought immediate follow-up group
    therapy for M.P. in November 2014. Although Minges was aware of M.P.'s vulnerable
    state, there was a six-week delay from the time Minges agreed to provide group therapy
    to when the first group therapy session was held in January 2015. And Minges offered
    group therapy to M.P. without disclosing to the Papas that no actual group had been
    formed. Minges testified that her groups tended to be small and included anywhere from
    two to five individuals, but she also admitted to telling the Papas that she was recruiting
    others to join the group therapy sessions and to e-mailing Father that "several other
    people" had requested to join them. Minges' representations to the Papas about "group"
    therapy were, at best, misleading. The Board's finding of unprofessional conduct under
    K.A.R. 102-3-12a(b)(14) is supported by substantial evidence.
    b. K.A.R. 102-3-12a(b)(10)
    K.A.R. 102-3-12a(b)(10) defines unprofessional conduct as "offering to perform
    or performing professional counseling, assessments, consultations, or referrals clearly
    inconsistent or incommensurate with one's training, education or experience or with
    15
    accepted professional standards." The ALJ concluded, in relevant part, that Minges had
    violated K.A.R. 102-3-12a(b)(10) by "offering to perform professional counseling and
    then performing in a manner clearly inconsistent with one's training, education,
    experience, and accepted professional standards." In support of this conclusion, the ALJ
    noted that Minges had "contracted to provide eight peer group therapy sessions for a
    prepayment of $320. Eight weeks later, she had provided only one session with one other
    teenage girl. She never provided a group therapy session but refused to refund the
    unearned payment, even to the date of the hearing." The Board adopted and incorporated
    the ALJ's conclusion and discussion into the final order.
    Minges contends that the Board's finding of unprofessional conduct under K.A.R.
    102-3-12a(b)(10) was unreasonable, arbitrary, and capricious. Minges claims that in
    affirming the Board's finding, the district court erroneously deferred to the Board and that
    the ALJ, the Board, and the district court failed to consider all the relevant evidence.
    Specifically, Minges asserts they failed to consider that (1) Father never met or talked to
    Minges before testifying at the administrative hearing, (2) the $320 advance payment was
    nonrefundable, (3) Mother did not tell Father that prepayment was required for group
    therapy, (4) Mother acknowledged in an e-mail that she agreed to pay for the therapy
    sessions in advance, (5) Mother understood Minges' cancellation policy, (6) the one
    group session M.P. attended "went very well," (7) Father, not Minges, terminated her
    services and refused to allow M.P. to participate in any additional group therapy sessions,
    and (8) Minges responded to Father's complaint in a timely manner.
    In affirming the Board's determination that Minges' conduct was unprofessional
    under K.A.R. 102-3-12a(b)(10), the district court cited the Board's conclusion that
    "Minges' services were performed in a manner clearly inconsistent with the training,
    education, experience and accepted professional standards of a Licensed Professional
    Counselor." The court noted that the Board was an expert in matters involving the
    standard of care of its licensees. The court stated:
    16
    "In deciding whether Ms. Minges committed unprofessional conduct, the [ALJ] would
    have had to evaluate Minges' interactions with the Papa's as compared to the usual and
    customary standard practice used by a reasonable and prudent LPC. . . .
    ....
    ". . . [G]iven the nature of the [Board]'s expertise in matters involving the
    standard of care of its license[e]s, this Court finds deference should be given to the
    [Board]'s determination. . . .
    ....
    ". . . The [ALJ] clearly did not believe Ms. Minges' conduct complied with
    accepted professional standards expected of a Licensed Professional Counselor. The
    [ALJ] also found Ms. Minges' conduct did not meet the accepted standard of practice for
    a Licensed Professional Counselor as to fair and appropriate restitution/reimbursement
    for fees paid but not earned."
    Contrary to Minges' assertion, the district court's analysis did not end there. The
    court also cited the scope of review under the KJRA, including the definition of "in light
    of the record as a whole." See K.S.A. 77-621(d) (defining "in light of the record as a
    whole" to include evidence both supporting and detracting from agency's finding). The
    court then viewed the evidence in light of the record as a whole and determined that
    substantial evidence supported the Board's conclusion that Minges' conduct was
    unprofessional under K.A.R. 102-3-12a(b)(10).
    Minges' claim that the ALJ, the Board, and the district court ignored or failed to
    consider all the relevant evidence is not supported by the record. Moreover, this argument
    is essentially an invitation to reweigh the evidence, which we cannot do. See K.S.A. 77-
    621(d). Minges has failed to show that the Board's finding of unprofessional conduct
    under K.A.R. 102-3-12a(b)(10) was unreasonable, arbitrary, or capricious. Minges' claim
    of error on this point necessarily fails.
    17
    3. Whiskey complaint
    K. Whiskey, a provisionally licensed marriage and family therapist in Missouri,
    filed a complaint against Minges in December 2015. Whiskey said that she had
    professional concerns about Minges based on a personal experience. Whiskey explained
    that she had attended an emergency court hearing in Ottawa, Kansas, in support of her
    sister, who was involved in a child custody case. The hearing related to whether
    supervised visitation should continue between Whiskey's niece (the child) and the child's
    father (Father), due to Father's behavior. Father hired Minges to testify on his behalf at
    the hearing. Whiskey alleged that Minges had never met Father in person before
    testifying at the hearing and, as a result, lacked sufficient information to make any
    recommendations. According to Whiskey, Minges reported to the court that Father had
    hired her as the child's therapist. Whiskey advised that Father did not have custodial
    rights to the child, so Minges could not be hired as a therapist without permission from
    the child's mother (Mother). Whiskey reported that Mother had not granted this
    permission. Whiskey said that Minges had, at Father's request, left a message for Mother
    in an attempt to initiate therapy services for the child. At the time, Father was under a
    court order not to have any contact with Mother. Finally, Whiskey advised that Minges
    had testified at the hearing that it was "'crucial'" for supervised visitation between Father
    and the child to continue. Whiskey expressed concern that Minges lacked sufficient
    information to make this recommendation yet had presented herself as an expert witness.
    The Board found that Minges' actions detailed above established unprofessional
    conduct in violation of K.A.R. 102-3-12a(b)(10) and (b)(38). The district court reversed
    the Board's finding that Minges' conduct was unprofessional under K.A.R. 102-3-
    12a(b)(10) but affirmed the Board's finding under K.A.R. 102-3-12a(b)(38).
    On appeal, Minges argues that the Board's findings of unprofessional conduct
    under K.A.R. 102-3-12a(b)(10) and (b)(38) are not supported by substantial evidence and
    18
    are otherwise arbitrary, capricious, and unreasonable. But the district court reversed the
    Board's finding of unprofessional conduct under K.A.R. 102-3-12a(b)(10). As a result,
    we need only address Minges' arguments as they relate to K.A.R. 102-3-12a(b)(38).
    K.A.R. 102-3-12a(b)(38) defines unprofessional conduct as "making or filing a
    report that one knows to be false, distorted, erroneous, incomplete, or misleading." The
    ALJ found that Minges had violated K.A.R. 102-3-12a(b)(38) as follows:
    "[Minges] had no basis upon which to form an opinion as to visitation or custody and was
    incompetent to provide forensic testimony on that subject under oath to the court. She
    learned the day of the hearing that the child's father who had hired her had alcohol and
    anger management problems and there was a restraining order against him by the child's
    mother on behalf of the mother and child. Nevertheless, [Minges] proceeded to opine on
    her recommendation for weekly visitation in violation of the court order. [Minges]
    testified in court and provided a recommendation for supervised visitation of a child
    without conducting even the most minimal assessment of the child's needs. Therefore,
    [Minges] provided a false, distorted, erroneous, incomplete, and misleading report, under
    oath."
    The Board adopted and incorporated the ALJ's conclusion and discussion into the final
    order.
    The Franklin County hearing at issue was held in December 2015. Minges
    testified about her credentials as an LPC and her experience as a play therapist. Minges
    explained that she worked with both children and adults and identified herself as a trauma
    and relationship expert. Minges said that Father had contacted her to provide services for
    his daughter and that during the previous 10 months, she had provided e-mail and phone
    support to Father for his stress and emotions. Minges testified that during that time, she
    had about 10 phone conversations with Father, in addition to extensive e-mail
    communication.
    19
    When asked about Father's behavior, Minges testified that she had reviewed
    Father's medical reports and supported the findings in those reports that Father had
    "features of narcissism." Minges explained that this diagnosis included "difficulties in
    managing your emotions appropriately" and involved "extreme anger, irritability."
    Minges also testified that Father loved his daughter very much and was angry over not
    having contact with her. Minges said that she had discussed with Father the importance
    of learning different ways to cope with his stress. Minges recommended that Father see
    an individual therapist to help him process his feelings of frustration over not seeing his
    daughter, as well attend a skills training group to learn and receive feedback about
    conflict resolution and different ways to cope and manage his intense emotional
    responses to certain situations. Minges also recommended that Father have visitation with
    the child. Minges noted that while she had not yet met the child, it was "extremely
    crucial" that children of that age have "regular consistent contact" with both parents. To
    that end, Minges stated that while she would not recommend unsupervised visitation
    between Father and the child,
    "[w]hat I believe would be helpful for [the child] would be able to have regular weekly
    one hour visits between [the child and Father], and when he can demonstrate that he's
    following through with therapy recommendations and he can demonstrate that he is
    improving his ability to manage stress and to manage his emotions in an appropriate
    manner to increase the length of time of those visits."
    Minges suggested that she had been hired to work with the child and testified that
    she was "uniquely trained" to supervise visitations and to help the child have "good
    positive relationships with both parents." When asked whether Father should attend
    therapy before beginning visitation, Minges replied,
    "No. I think she could have supervised visits with him right now. It's been so
    long since they've had that I'd like to see that continue but I would like to see that in
    supervised situation and for one hour a week because I want to make sure we're
    20
    maintaining because it can take a while to repair attachment relationships. So since those
    visits have started I think it would be great if we could still do those, supervised
    visitation."
    Minges argues no evidence supports the Board's finding that her testimony at the
    Franklin County hearing was false, distorted, incomplete, or misleading. Minges
    specifically challenges the Board's finding that she had no basis to form an opinion about
    visitation, noting that she had participated in approximately 10 phone calls with Father
    and that the Franklin County judge had allowed her to testify at the hearing, over the
    objection of Mother's attorney. Minges also disputes that she presented herself as an
    expert at the hearing, claiming the Franklin County judge specifically found that she was
    not an expert witness. And Minges asserts that she was never aware of the restraining
    order against Father.
    Minges' arguments are unpersuasive and unsupported by the record. That the
    Franklin County judge allowed Minges to testify at the hearing is hardly evidence of her
    competence to do so. Moreover, the judge's determination that she was not qualified to
    present expert testimony did not stop Minges from holding herself out as one. Indeed,
    Minges testified that she was "uniquely trained" to supervise visitations and to help the
    child have "good positive relationships with both parents" because of her experience as a
    foster care worker and skills training facilitator. And despite never meeting the child or
    observing any interactions between Father and the child, Minges expressed her belief that
    one-hour weekly visits with Father would benefit the child. Minges testified at the
    administrative hearing that it was not her intent to give a recommendation about
    visitation between Father and the child; instead, she claimed that she was speaking
    generally to the benefits of a child that age having a positive healthy relationship with
    both parents. But Minges admitted she could see how it might appear that she was giving
    a recommendation and agreed that when she was asked for her recommendation, she
    responded that Father and the child should have weekly one-hour visits. Minges further
    21
    admitted that when she gave this recommendation, she knew that Father had issues with
    substance abuse and anger management and that he had a protective order in place
    against him. Viewed in light of the record as a whole, substantial evidence supports the
    Board's finding that Minges' testimony constituted unprofessional conduct under K.A.R.
    102-3-12a(b)(38).
    Minges asserts that the Board's finding under K.A.R. 102-3-12a(b)(38) was
    otherwise unreasonable, arbitrary, and capricious because it was based on a false
    allegation that Minges had never met Father in person and an erroneous conclusion that
    she had provided expert testimony at the Franklin County hearing. Minges also notes that
    the complaint had nothing to do with her treatment of Father, who was her client.
    But the Board's finding was not based on the fact that Minges had not met Father
    in person or that Minges had provided expert testimony at the Franklin County hearing.
    Rather, the Board's finding was based on Minges' testimony that recommended
    supervised visitation between Father and the child (1) without conducting any assessment
    of the child's needs and (2) despite knowing that Father had issues with substance abuse
    and anger management and had a protective order in place against him. Moreover, a
    finding of unprofessional conduct under K.A.R. 102-3-12a(b)(38) is not limited to an
    LPC's treatment of a client. Minges' testimony at the Franklin County hearing certainly
    qualifies as making a false, distorted, erroneous, incomplete, or misleading report. See
    K.A.R. 102-3-12a(b)(38). The Board's finding in this respect was not unreasonable,
    arbitrary, or capricious.
    Affirmed.
    22
    

Document Info

Docket Number: 121644

Filed Date: 5/29/2020

Precedential Status: Non-Precedential

Modified Date: 5/29/2020