State v. Brown ( 2020 )

NOT DESIGNATED FOR PUBLICATION
No. 120,590
IN THE COURT OF APPEALS OF THE STATE OF KANSAS
STATE OF KANSAS,
Appellee,
v.
MAURICE A. BROWN,
Appellant.
MEMORANDUM OPINION
Appeal from Sedgwick District Court; JOHN J. KISNER, JR., judge. Opinion filed April 17, 2020.
Affirmed in part, vacated in part, and remanded with directions.
Sam Schirer, of Kansas Appellate Defender Office, for appellant.
Matt J. Maloney, assistant district attorney, Marc Bennett, district attorney, and Derek Schmidt,
attorney general, for appellee.
Before BRUNS, P.J., MALONE and GARDNER, JJ.
PER CURIAM: Following a four-day jury trial, Maurice A. Brown was convicted of
two counts of aggravated robbery and eight counts of kidnapping. On appeal, Brown
contends that the district court erred by denying his Batson challenge to the striking of
five minority jurors. In addition, he contends the district court erred by characterizing a
prior juvenile adjudication in Michigan for armed robbery as a person felony at
sentencing. Brown also attempts to raise two additional constitutional issues for the first
time on appeal. For the reasons set forth in this opinion, we affirm Brown's convictions
1
and the order of restitution. However, we vacate Brown's prison sentence and remand this
case to the district court for resentencing consistent with this opinion.
FACTS
On January 30, 2015, two armed men robbed a Red Sky Wireless phone store in
Wichita. In so doing, the men bound the arms and legs of two store employees with zip
ties and duct tape. The robbers escaped with cash and cell phones. Two months later, on
March 29, 2015, two armed men robbed another Red Sky Wireless store in Wichita.
Similar to the previous robbery, the men bound the arms and legs of six people in the
store. Again, the robbers escaped with cash and cell phones.
The State charged Maurice A. Brown—an African-American male—with 5 counts
of aggravated robbery and 14 counts of kidnapping. Subsequently, following a
preliminary hearing, the complaint was amended to two counts of aggravated robbery and
eight counts of kidnapping. After several delays, the district court commenced a four-day
jury trial on October 23, 2018.
During voir dire, Brown raised a challenge pursuant to Batson v. Kentucky, 476
U.S. 79, 106 S. Ct. 1712, 90 L. Ed. 2d 69 (1986). In doing so, Brown noted that the State
had used five of its eight peremptory challenges to strike four African-American jurors
and one multi-ethnic juror from the panel. In response, the State offered several race-
neutral explanations for the strikes. In addition, the State noted that three Hispanic jurors
remained on the panel and that the alternate juror was African-American. The district
court accepted the State's explanations as supported by the statements and actions of the
potential jurors and denied the Batson challenge.
After deliberation, the jury found Brown guilty of all the charges. Later, the State
presented the district court with a presentencing report that showed Brown's criminal
2
history score to be a "D" and classifying a prior juvenile adjudication in Michigan for
armed robbery as a person felony. Prior to sentencing, the district court overruled
Brown's objection to this classification. The district court then imposed a presumptive
200-month prison sentence. In addition, the district court additionally ordered—without
objection—that Brown pay restitution. Thereafter, Brown timely filed a notice of appeal.
ANALYSIS
On appeal, Brown raises four issues. First, whether the district court erred in
denying his Batson challenge. Second, whether the district court erred by classifying his
prior juvenile adjudication in Michigan for armed robbery as a person felony. Third,
whether the district court violated section 5 of the Kansas Constitution Bill of Rights at
sentencing. Fourth, whether the district court violated his constitutional rights by ordering
restitution. In response, the State contends that the district court did not err and that
Brown's convictions as well as his sentence should be affirmed.
Batson Challenge
The Equal Protection Clause of the Fourteenth Amendment to the United States
Constitution applies to the State's privilege to strike prospective jurors through
peremptory challenges. State v. Kettler, 299 Kan. 448, 461, 325 P.3d 1075 (2014). Under
Batson v. Kentucky, we use a three-step analysis in considering whether the State
exercised its peremptory strikes based on purposeful racial discrimination. Batson, 476
U.S. at 93-98; Kettler, 299 Kan. at 461-62. Ultimately, we must determine if the State
exercised the peremptory strike, whether it did so for legitimate or discriminatory ends.
State v. Dupree, 304 Kan. 43, 60, 371 P.3d 862 (2016).
The first step of the analysis requires the defendant to make a prima facie showing
that the prosecutor's challenge was made on the basis of race; this step raises a question
3
of law, and appellate review of this issue is unlimited. State v. Gonzalez-Sandoval, 309
Kan. 113, 121, 413 P.3d 850 (2018); Dupree, 304 Kan. at 57. Here, the parties do not
contest that Brown made a prima facie showing that the State exercised preemptory
challenges based on race. The district court allotted each party eight preemptory strikes to
use on a pool of 28 jurors. In addition, the parties selected an alternate juror. The
prosecution used five of its eight peremptory challenges on four African-American jurors
and one multi-ethnic juror. Thus, we agree with the district court that Brown met his
initial burden of establishing a prima facie case. See State v. Pham, 281 Kan. 1227, 1237-
38, 136 P.3d 919 (2006) (finding a prima facie case when a minority defendant
demonstrated that the State struck multiple minority jurors).
Once a prima facie showing is made, the second step of the analysis shifts the
burden to the State to articulate a legitimate—race-neutral—reason for using peremptory
challenges to strike the minority jurors. The reason offered will be deemed race-neutral
unless a discriminatory intent is inherent in the explanation. Gonzalez-Sandoval, 309
Kan. at 122; Dupree, 304 Kan. at 58. As the United States Supreme Court has held, what
is meant "by a 'legitimate reason' is not a reason that makes sense, but a reason that does
not deny equal protection." Purkett v. Elem, 514 U.S. 765, 769, 115 S. Ct. 1769, 131 L.
Ed. 2d 834 (1995). Indeed, the Kansas Supreme Court has held that the State "carries a
relatively low burden to provide a race-neutral reason for a strike—the justification must
be facially valid, but it need not necessarily be plausible or persuasive." Dupree, 304
Kan. at 59.
A review of the record reveals that the State articulated race-neutral reasons for
striking the African-American and multi-ethnic jurors. In fact, Brown does not contend
that the State failed to articulate race-neutral reasons for striking four of the five jurors.
Instead, Brown argues that the State articulated a discriminatory reason for striking
J.N.—who was the multi-ethnic member of the jury panel. Thus, we will focus our
attention on those portions of the trial transcript that set out the statements made by J.N.
4
during voir dire as well as on the reasons given by the State in striking her from the jury
panel.
On the second day of voir dire, Brown's attorney asked whether any prospective
jurors had concerns about the possibility of finding an innocent person to be guilty of a
crime. In response, J.N. stated:
"With the way we are in America right now, I have a great fear of that. You hear about
people . . . being in prison and then it is was a case of mistaken identity. It was a
coincidence, the wrong place at the wrong time, maybe not following up with all of the
evidence or whatever it was. At this time it is so important to do follow up and look at all
of the evidence. And we as our responsibility to look at everything. That's why I am in
fear of putting an innocent person away for . . . no offense or whatever . . . people of
color especially right now. And my mom is—I am of mixed race and so that is so
important to me that we get everything right.
"Do it right because we want to follow the steps and do everything by the book as we
should. And if that is what it takes, then that's how we should do it because putting an
innocent person away is the worst thing that can happen to that person. Think of the time
they spend in jail, the years they have. It is like it will make them seek revenge if they
want to and it will be a vicious cycle. So, in doing the right thing and doing it like we
should, look at all of the evidence and . . . there is nothing else involved other than the
evidence, that's how we should do it."
After Brown asserted his Batson challenge, the State provided multiple reasons for
striking J.N. In particular, the State noted J.N.'s concerns about "locking up" people and
her "microscopic view" of the criminal justice system. In addition, the State noted that
J.N. had failed to fully disclose her employment status on her juror information card; had
smiled when Brown's attorney talked; and had expressed an interest in legal drama
television shows. Further, the State noted that J.N. had self-identified as "mixed race" and
suggested that she had indicated "biases" or a "preference" toward African-Americans.
5
Brown objects to the State's last reason, arguing that it is sufficient to show the
prosecutor's discriminatory intent in striking J.N. from the jury panel. Specifically,
Brown argues that the prosecutor assumed that Brown had a bias towards a specific
minority group. However, in response, the State notes that J.N. brought up her own ethnic
or racial identity when articulating her views on wrongful incarceration.
Equal protection principles preclude the State from striking jurors who share the
racial identity of the defendant based on assumptions that those jurors will be biased
towards their own race. Flowers v. Mississippi, 588 U.S. __, 139 S. Ct. 2228, 2241-42,
204 L. Ed. 2d 638 (2019); see also Batson, 476 U.S. at 97-98. In Flowers, the United
States Supreme Court found:
"In some of the most critical sentences in the Batson opinion, the Court emphasized that a
prosecutor may not rebut a claim of discrimination 'by stating merely that he challenged
jurors of the defendant's race on the assumption—or his intuitive judgment—that they
would be partial to the defendant because of their shared race.' . . .'The core guarantee of
equal protection, ensuring citizens that their State will not discriminate on account of
race, would be meaningless were we to approve the exclusion of jurors on the basis of
such assumptions, which arise solely from the jurors' race.'" (Emphases added.) Flowers,
130 S. Ct. at 2241 (quoting Batson, 476 U.S. at 97-98).
Although it appears that the State may have misinterpreted J.N.'s heartfelt
statement regarding the wrongful incarceration of African-Americans, we do not find that
the State relied on assumptions based purely on her ethnicity. Instead, the State offered an
explanation grounded upon J.N.'s own statements. Although we do not necessarily find
the State's explanation for striking J.N. to be persuasive, we find that the reasons given
for exercising a peremptory challenge provide a facially valid and race-neutral reason to
justify the strike.
6
Finally, the third step in the analysis is whether the objecting party carried his
burden of proving purposeful discrimination. This decision often hinges on credibility
determinations and weighing the evidence—matters that the district court is in a better
position to decide than an appellate court looking at a cold record. Accordingly, we
review the district court's decisions regarding whether Brown has shown purposeful
discrimination on the part of the State under an abuse of discretion standard. Gonzalez-
Sandoval, 309 Kan. at 126; Dupree, 304 Kan. at 58.
Judicial discretion is only abused when the district court's action was arbitrary,
fanciful, or unreasonable. In other words, when no reasonable person would agree with
the district court's decision or it made an error of law or fact. State v. Schaal, 305 Kan.
445, 449, 383 P.3d 1284 (2016); see State v. Brown, 51 Kan. App. 2d 876, 879-80, 357
P.3d 296 (2015). The party asserting an abuse of discretion—in this case Brown—bears
the burden of establishing such abuse. Schaal, 305 Kan. at 449.
Brown points to the fact that five of the eight peremptory challenges exercised by
the State were used to strike African-American and multi-ethnic jurors. Specifically,
Brown suggests that "the sheer number of the prosecution's minority strikes, itself, served
as evidence of its discriminatory intent." Although statistical evidence is one factor to
consider, our Supreme Court has warned against placing determining emphasis on any
one factor. Rather, when evaluating for purposeful discriminatory intent, district courts
must look at the circumstances and subjectively evaluate the credibility of the
prosecutor's reasons for each challenged strike. State v. Trotter, 280 Kan. 800, 812-13,
127 P.3d 972 (2006).
In this case, the record reveals that the State offered several race-neutral
explanations for striking each of the African-American and multi-ethnic jurors. The
district court found these explanations to be supported by the prospective jurors'
statements and actions. As a result, the district court concluded that there was no
7
purposeful discrimination for any of the State's strikes. Giving deference to the district
court's findings—which it was uniquely positioned to make—we find no abuse of
discretion. Rather, we conclude that the district court's determination that there had not
been purposeful discrimination was reasonable and was not based on either a mistake of
law or fact.
Classification of Prior Juvenile Adjudication
Next, Brown contends that his sentence was illegal because the district court
classified his prior juvenile adjudication in Michigan for armed robbery as a person
felony. Brown argues that, because the elements of Michigan armed robbery are broader
than the Kansas robbery or aggravated robbery statutes, the Michigan adjudication must
be scored as a nonperson felony for sentencing purposes. As a result, he suggests that his
criminal history score should be "G" instead of "D" as used by the district court at
sentencing.
Whether the district court properly classified Brown's prior convictions as person
or nonperson crimes for criminal history purposes involves interpretation of the Kansas
Sentencing Guidelines Act (KSGA), K.S.A. 2019 Supp. 21-6801, et seq. Because
statutory interpretation presents a question of law, our review is unlimited. State v.
Wetrich, 307 Kan. 552, 555, 412 P.3d 984 (2018). To classify an out-of-state conviction
or juvenile adjudication for criminal history purposes, Kansas courts have been instructed
to follow two steps. First, we must categorize the prior conviction or juvenile
adjudication as a misdemeanor or a felony by deferring to the convicting jurisdiction's
classification of the crime. Second, we must determine whether the prior conviction or
juvenile adjudication is a person or nonperson offense. K.S.A. 2019 Supp. 21-6811(e);
see Wetrich, 307 Kan. at 556.
8
Here, Brown only challenges the second step of the classification process so we
will move to that step in our analysis. To determine whether a prior conviction or juvenile
adjudication is a person or nonperson offense, we must look to a comparable offense or
offenses in Kansas in effect at the time the defendant committed the current crime of
conviction. K.S.A. 2019 Supp. 21-6811(e)(3). If Kansas has no comparable offenses, the
out-of-state conviction or juvenile adjudication must be classified as a nonperson crime—
even when such crime is inherently a person crime. Wetrich, 307 Kan. at 561-62.
In Wetrich, 307 Kan. at 561-62, the Kansas Supreme Court explained:
"[I]interpreting 'comparable offenses' in K.S.A. 2017 Supp. 21-6811(e)(3) to mean that
the out-of-state crime cannot have broader elements than the Kansas reference offense—
that is, using the identical-or-narrower rule—furthers the KSGA's goal of an even-
handed, predictable, and consistent application of the law across jurisdictional lines. Cf.
Johnson, 135 S. Ct. at 2562-63 (discussing goal of doctrine of stare decisis to effect even-
handed, predictable, and consistent application of the law). Accordingly, we hereby adopt
that interpretation. For an out-of-state conviction to be comparable to an offense under
the Kansas criminal code, the elements of the out-of-state crime cannot be broader than
the elements of the Kansas crime. In other words, the elements of the out-of-state crime
must be identical to, or narrower than, the elements of the Kansas crime to which it is
being referenced."
In making the comparison between an out-of-state offense and a comparable
Kansas crime, we are to consider not only the plain language of the statute, but we are
also to consider relevant statutory definitions and the interpretation of the statutory
elements. See State v. Gensler, 308 Kan. 674, 680-81, 423 P.3d 488 (2018). If Kansas
does not have a comparable offense in effect on the date the current crime of conviction
was committed, the out-of-state crime must be classified as a nonperson crime. Likewise,
if the elements of the out-of-state crime are broader than the comparable Kansas offense,
it must be classified as a nonperson crime regardless of the plain statutory language.
Wetrich, 307 Kan. 552, Syl. ¶¶ 2-3.
9
Because there is no dispute that Brown's prior offense in Michigan was a felony,
we turn to the question of whether it should be classified as a person or nonperson felony
for the purposes of determining his criminal history score. Here, Brown contends that his
prior Michigan juvenile adjudication for armed robbery is not comparable to a Kansas
offense because Michigan's armed robbery statute is broader than Kansas' robbery and
aggravated robbery statutes. The parties agree that Mich. Comp. Laws § 750.529,
§ 750.530, and § 750.357 define the crime committed by Brown in Michigan. These
statutes provide:
"Sec. 529. A person who engages in conduct proscribed under section 530 and
who in the course of engaging in that conduct, possesses a dangerous weapon or an
article used or fashioned in a manner to lead any person present to reasonably believe the
article is a dangerous weapon, or who represents orally or otherwise that he or she is in
possession of a dangerous weapon, is guilty of a felony punishable by imprisonment for
life or for any term of years. If an aggravated assault or serious injury is inflicted by any
person while violating this section, the person shall be sentenced to a minimum term of
imprisonment of not less than 2 years." Mich. Comp. Laws § 750.529.
"Sec. 530. (1) A person who, in the course of committing a larceny of any money
or other property that may be the subject of larceny, uses force or violence against any
person who is present, or who assaults or puts the person in fear, is guilty of a felony
punishable by imprisonment for not more than 15 years.
"(2) As used in this section, 'in the course of committing a larceny' includes acts
that occur in an attempt to commit the larceny, or during commission of the larceny, or in
flight or attempted flight after the commission of the larceny, or in an attempt to retain
possession of the property." Mich. Comp. Laws § 750.530.
"Sec. 357. LARCENY FROM THE PERSON—Any person who shall commit
the offense of larceny by stealing from the person of another shall be guilty of a felony,
punishable by imprisonment in the state prison not more than 10 years." Mich. Comp.
Laws § 750.357.
10
In contrast, at the time Brown committed his current crimes of conviction, the
Kansas robbery statutes stated:
"(a) Robbery is knowingly taking property from the person or presence of
another by force or by threat of bodily harm to any person.
"(b) Aggravated robbery is robbery, as defined in subsection (a), when
committed by a person who:
(1) Is armed with a dangerous weapon; or
(2) inflicts bodily harm upon any person in the course of such robbery.
"(c) (1) Robbery is a severity level 5, person felony.
(2) Aggravated robbery is a severity level 3, person felony." K.S.A. 2014 Supp.
21-5420.
First, Brown contends that the Michigan statutes are broader because placing
another in fear is sufficient to commit the crime of robbery. See People v. Hearn, 159
Mich. App. 275, 281, 406 N.W.2d 211 (1987). Although Brown contends that the same is
not true of the Kansas robbery statutes, our Supreme Court has found that robbery can be
committed merely by placing another person in fear. See State v. Moore, 269 Kan. 27, 33,
4 P.3d 1141 (2000) (finding that the charge of aggravated robbery was properly
submitted to the jury when the "defendant orchestrated a situation intended to intimidate
the young woman into surrendering her car keys"). Hence, we do not find the Michigan
statutes to be broader than the Kansas statutes for this reason.
Second, Brown contends that the Michigan robbery statutes are broader than the
Kansas robbery statutes because a person can be convicted of robbery based on using
force to accomplish an escape. See People v. Letham, No. 269789, 2007 WL 1687468, at
*1 (Mich. App. 2007) (unpublished opinion) (Mich. Comp. Laws § 750.530[2] defines
the crime of robbery to include "'in flight or attempted flight after the commission of the
larceny.'"). In contrast, the Kansas robbery statutes do not permit a conviction based on
acts which occur after the taking of property. See State v. Plummer, 295 Kan. 156, Syl.
11
¶ 3, 165, 283 P.3d 202 (2012) (When violence is used to retain property to effectuate an
escape, such an act is a theft rather than robbery.).
As the State candidly recognizes, a panel of this court has previously decided a
similar issue in State v. Heard, No. 118,569, 2018 WL 6580497 (Kan. App. 2018)
(unpublished opinion), rev. denied September 11, 2019. In Heard, the panel found that
the Arkansas robbery statute was broader than the Kansas robbery statute because the
Arkansas statute allows a person to be convicted of robbery based on acts occurring after
the taking of property to support a robbery conviction. 2018 WL 6580497, at *3. Because
the panel concluded that because the Arkansas robbery statute was broader than the
Kansas robbery statute, it found that they were not comparable for the purposes of
determining the defendant's criminal history score. 2018 WL 6580497, at *4, 6. Although
we recognize that Heard is not binding authority, we do find it to be persuasive regarding
the current status of Kansas law.
We agree with the State that there are incidences where it is appropriate to
compare an out-of-state criminal conviction or juvenile adjudication to more than one
Kansas offense. See State v. Williams, No. 114,778, 2019 WL 406296 (Kan. App. 2019)
(unpublished opinion). Moreover, it seems logical to conclude that certain offenses—like
homicide, rape, and robbery—are inherently person crimes. However, we must follow the
precedent of our Supreme Court unless there is some indication that the court is departing
from its previous position. State v. Rodriguez, 305 Kan. 1139, 1144, 390 P.3d 903 (2017).
Although we are hopeful that our Supreme Court might recognize that some offenses are
inherently person crimes, we do not have any indication that it is departing from Wetrich
at this point in time. Thus, because this is a direct appeal, we must follow Wetrich.
Applying Wetrich to this case, we find that the Michigan robbery statutes are
broader than the Kansas robbery statutes. As a result, we conclude that the district court
was compelled under Wetrich to classify Brown's prior juvenile adjudication for armed
12
robbery in Michigan as a nonperson crime. 307 Kan. at 561-62. Accordingly, we vacate
Brown's sentence and remand this matter for resentencing after recalculating his criminal
score in a manner consistent with this opinion.
Judicial Findings of Prior Criminal History
Next, Brown contends that the district court's determination of his criminal history
score and the resulting sentence violated his constitutional right to a jury trial under
section 5 of the Kansas Constitution Bill of Rights. It is undisputed that Brown did not
present this issue to the district court. Instead, he presents it for the first time on appeal.
So, we must first determine whether this issue is properly before us.
Whether an issue has been properly preserved for appeal is a question of law that
this court reviews de novo. State v. Haberlein, 296 Kan. 195, 203, 290 P.3d 640 (2012).
As a general rule, unless an issue is first presented to the district court, it is not preserved
for appeal. State v. Cheffen, 297 Kan. 689, 696, 303 P.3d 1261 (2013). There are three
exceptions to the general rule that a party cannot raise a constitutional claim for the first
time on appeal. An appellate court may consider the new claim if: (1) it involves a pure
legal question arising on proved or admitted facts that's finally determinative of the case,
(2) considering it is necessary to serve the ends of justice or prevent the denial of
fundamental rights, or (3) the district court was right for the wrong reason. State v.
Godfrey, 301 Kan. 1041, 1043, 350 P.3d 1068 (2015).
The right to a jury trial is a fundamental right under section 5 of the Kansas
Constitution Bill of Rights. State v. Rizo, 304 Kan. 974, 979-80, 377 P.3d 419 (2016).
This constitutional right is codified in K.S.A. 22-3403(1), which requires that all felony
cases be tried to a jury unless the defendant and prosecuting attorney—with the consent
of the district court—submit the matter to a bench trial. Here, although Brown did not
raise this issue before the district court, we may consider it nonetheless because it
13
implicates a claim to the fundamental right to a trial by a jury. See State v. Beaman, 295
Kan. 853, 856-58, 286 P.3d 876 (2012). Therefore, we find that a decision on the merits
would serve the ends of justice.
Turning to the merits, Brown suggests that "prior to Kansas' statehood, American
common law required any fact which increased the permissive penalty for a crime—
inclusive of an offender's prior criminal convictions—to be proven to a jury beyond a
reasonable doubt." As such, he argues that "the sentencing scheme set out by the
KSGA—in which judicial findings of criminal history elevate a defendant's presumptive
prison sentence—is unconstitutional." Nevertheless, as the parties recognize, an identical
argument was raised and rejected by a panel of this court in State v. Valentine, No.
119,164, 2019 WL 2306626, at *6 (Kan. App. 2019) (unpublished opinion), rev. denied
December 17, 2019.
We do not agree with Brown that Valentine was wrongly decided. Moreover, we
note that our Supreme Court had the opportunity to review the issue in Valentine but
chose to deny the petition for review filed in that case. Further, a similar argument has
been rejected by the United States Supreme Court with respect to the United States
Constitution in Apprendi v. New Jersey, 530 U.S. 466, 490, 120 S. Ct. 2348, 147 L. Ed.
2d 435 (2000). Likewise, the Kansas Supreme Court has rejected the argument that the
KSGA violates the Sixth and Fourteenth Amendments to the United States Constitution.
See State v. Ivory, 273 Kan 44, 45-48, 41 P.3d 781 (2002).
Similar to Valentine, Brown has failed to provide authority establishing that
section 5 of the Kansas Constitution Bill of Rights requires jury findings regarding prior
criminal convictions that the Sixth Amendment does not provide. Instead, "[t]his court is
duty bound to follow Kansas Supreme Court precedent absent some indication that the
court is departing from its previous position." State v. Meyer, 51 Kan. App. 2d 1066,
1072, 360 P.3d 467 (2015). Thus, we find Brown's argument that section 5 of the Kansas
14
Constitution Bill of Rights should be interpreted to provide a greater right than set forth
in the Sixth Amendment to the United States Constitution to be unpersuasive.
Judicial Order of Restitution
Finally, Brown contends that the district court violated his constitutional right to a
jury trial by imposing restitution under K.S.A. 2019 Supp. 21-6604(b)(1). Specifically,
Brown argues that the statute allowing judicially determined restitution in criminal cases
violates a criminal defendant's common-law right to a jury trial under section 5 of the
Kansas Constitution. In the alternative, he argues that the determination of the amount
ordered by a judge violates the Sixth Amendment to the United States Constitution.
Again, Brown failed to raise this issue with the district court. As such, we could
refuse to consider this issue for lack of preservation. See Godfrey, 301 Kan. at 1043.
Nevertheless, as we did with the previous issue, we find that a decision on the merits
would serve the ends of justice because Brown is asserting a violation of his fundamental
right to a jury. See Beaman, 295 Kan. at 856-58. Therefore, we find that a decision on the
merits would serve the ends of justice.
Like any constitutional claim, the question of whether K.S.A. 2019 Supp. 21-
6604(b)(1) violates "[t]he right of trial by jury" as provided in section 5 of the Kansas
Constitution Bill of Rights is a legal question subject to unlimited review. See Hilburn v.
Enerpipe Ltd., 309 Kan. 1127, 1132-33, 442 P.3d 509 (2019). It is undisputed that section
5 preserves the common-law right to a jury trial as it existed in 1859 when the Kansas
Constitution was ratified. So, section 5 applies only if a jury would have decided the
issue in Kansas in 1859.
For some issues, it is clear that section 5 applies. For example, it applies to fact
questions involving "liability and actual damages in civil cases and guilt in criminal
15
cases," because a jury in Kansas would have decided those issues in 1859. State v. Love,
305 Kan. 716, 735-36, 387 P.3d 820 (2017). But it is less clear that section 5 applies to
restitution. Brown offers two alternative reasons why he believes restitution implicates
the right to a jury trial under section 5 of the Kansas Constitution Bill of Rights.
However, we find neither of these reasons to be persuasive.
As our Supreme Court has held, "[r]estitution ordered in criminal proceedings and
civil damages are separate and independent remedies under Kansas Law." State v.
Applegate, 266 Kan. 1072, 1078, 976 P.2d 936 (1999). Consequently, because restitution
is not a civil remedy, Brown's analogies to juries historically deciding damages in civil
tort cases are misplaced. Thus, we conclude that the determination of the amount of
restitution in a criminal case is not subject to the right to a jury trial under section 5 of the
Kansas Constitution Bill of Rights.
In addition, we find Brown's alternative argument that the Sixth Amendment to the
United States Constitution requires that a jury determine the amount of restitution in a
criminal case to be similarly unconvincing. In support of his argument, Brown cites
Apprendi, which holds that "any fact (other than a prior conviction) that increases the
maximum penalty for a crime must be charged in an indictment, submitted to a jury, and
proven beyond a reasonable doubt." 530 U.S. at 476. In addition, he cites Alleyne v.
United States, 570 U.S. 99, 103, 133 S. Ct. 2151, 186 L. Ed. 2d 314 (2013), which holds
that facts that increase a mandatory minimum penalty must be submitted to the jury.
A similar argument was made by the defendant in the case of State v. Huff, 50
Kan. App. 2d 1094, 336 P.3d 897 (2014), rev. denied 302 Kan. 1015 (2015). In Huff, a
panel of our court held:
16
"Restitution, although part of a defendant's sentence, is not punishment; even if
restitution were considered punishment, it does not exceed the statutory maximum of a
defendant's sentence." 50 Kan. App. 2d at 1099 (collecting additional cases).
Similarly, in State v. Arnett, another panel of our court reached the same
conclusion, holding:
"[R]estitution is not considered a punishment in the same way incarceration or a
find paid to the State would be. Rather, it is a rehabilitative and compensatory tool
designed to aid both convicted criminals and their victims. . . . Even if restitution were
considered punitive and, thus, punishment . . . [t]he Kansas statutes governing restitution
impose neither mandatory minimum amounts nor maximum amounts. . . . So even if
restitution were punitive, the scheme does not entail mandatory minimums or maximums
triggering the protections set out in . . . Apprendi." No. 112,572, 2018 WL 2072804, at *2
(Kan. App. 2018) (unpublished opinion), rev. granted 308 Kan. 1596 (2018).
We agree with our court's prior rulings regarding this issue. While it is undisputed
that restitution is part of a defendant's sentence, this does not mean that restitution is
punishment. See State v. McDaniel, 292 Kan. 443, 446, 254 P.3d 534 (2011); State v.
Hall, 45 Kan. App. 2d 290, 298, 247 P.3d 1050 (2011), aff'd 297 Kan. 709, 304 P.3d 677
(2013). Instead, by definition, restitution is a form of restorative justice intended to return
the victim of a crime—to the extent possible to do so—back in the position that he or she
was in prior to the commission of the criminal act. See Black's Law Dictionary 1571
(11th ed. 2019) (defining restitution, in part, as: "Return or restoration of some specific
thing to its rightful owner or status. 4. Compensation for loss, esp., full or partial
compensation paid by a criminal to a victim, not awarded in a civil trial for tort, but
ordered as part of a criminal sentence or as a condition of probation."). Unlike a criminal
fine, restitution benefits—and flows to—the victim of the crime who suffered the injury
and not to the government. See Applegate, 266 Kan. at 1076 (noting that, while
restitution may serve a rehabilitative or deterrence function, it is distinguishable from
17
criminal fines—which are punitive in nature.) (citing State v. Iniguez, 169 Ariz. 533, 537,
821 P.2d 194 [1991]).
Although district courts have some discretion in imposing restitution, it may only
be awarded up to "the amount that reimburses the victim for the actual loss suffered." 266
Kan. at 1079. Moreover, a district court has the discretion to award less than the actual
amount of loss if the plan of restitution is found to be unworkable. Specifically, K.S.A.
2019 Supp. 21-6604(b)(1) provides that a district court "shall order the defendant to pay
restitution, which shall include, but not be limited to, damage or loss caused by the
defendant's crime, unless the court finds compelling circumstances that would render a
plan of restitution unworkable."
Even if we were to agree that restitution constitutes punishment or a criminal
penalty, we find that the imposition of restitution does not increase a defendant's
maximum or minimum sentence. As indicated above, a district court's discretion in
awarding restitution to a victim is limited to the actual amount of loss or a lower amount
if the plan of restitution is unworkable. Thus, we do not find that the Kansas restitution
statutes violate a defendant's Sixth Amendment right to a jury trial and we conclude that
the district court did not err in imposing restitution in this case.
We, therefore, affirm Brown's convictions as well as the restitution order entered
by the district court, and we vacate Brown's prison sentence and remand this case for
resentencing consistent with this opinion.
Affirmed in part, vacated in part, and remanded with directions.
18