Commonwealth of Kentucky, Transportation Cabinet, Department of Highways v. Crystal McFarland Caldwell as Administratrix of the Estate of Bertha Roseann Wilson ( 2009 )

IMPORTANT NOTICE
NOT TO BE PUBLISHED OPINION
THIS OPINION IS DESIGNATED "NOT TO BE PUBLISHED ."
PURSUANT TO THE RULES OF CIVIL PROCEDURE
PROMULGATED BY THE SUPREME COURT, CR 76 .28(4)(C),
THIS OPINION IS NOT TO BE PUBLISHED AND SHALL NOT BE
CITED OR USED AS BINDING PRECEDENT IN ANY OTHER
CASE IN ANY COURT OF THIS STATE; HOWEVER,
UNPUBLISHED KENTUCKY APPELLATE DECISIONS,
RENDERED AFTER JANUARY 1, 2003, MAY BE CITED FOR
CONSIDERATION BY THE COURT IF THERE IS NO PUBLISHED
OPINION THAT WOULD ADEQUATELY ADDRESS THE ISSUE
BEFORE THE COURT. OPINIONS CITED FOR CONSIDERATION
BY THE COURT SHALL BE SET OUT AS AN UNPUBLISHED
DECISION IN THE FILED DOCUMENT AND A COPY OF THE
ENTIRE DECISION SHALL BE TENDERED ALONG WITH THE
DOCUMENT TO THE COURT AND ALL PARTIES TO THE
ACTION.
AS M()f)IFIED: 1W('1.W 3EP 1, 2009
R11,'NI)ERED : N()VF',MBER 25, 2009
N _P X 'D
uyrrmr 6T
V-1 of
2007--SC .1)00350-MR
DEREK RENE EDMONDS
ON APPEAL FROM JEFFERSON CIRCUIT COURT
V. HONORABLE JUDITH M('1_)()NALIJ-BURKMAN,,JCJI)(-F,
NOS . 04-CR-001 179-001 AND 04. -Cl~-0024, 45-001
COMMONWEALTH OF KENTUCKY APPELLEE
AND _ 2007-SC-000359-MR
TYREESE HALL APPELLANT
ON APPEAL FROM JEFFERSON CIRCUIT COURT
V. HONORABLE JUDITH MCDONALD-BURKMAN,JUDGE
NOS . 04-CR-001179-002 AND 04-CR-002445-003
COMMONWEALTH OF KENTUCKY APPELLEE
MEMORANDUM OPINION OF THE COURT
AFFIRMING IN PART AND REVERSING IN PART
I. INTRODUCTION
At a jury trial, Appellants Derek Rene Edmonds and Tyreese Hall were
convicted of murder, first-degree sodomy, and first-degree robbery . Upon
review of the record and Appellants' arguments, we affirm their convictions .
However, with respect to Appellant. Derek Edmonds, we reverse and remand for
the limited purpose of entry of an amended judgment on his sodomy
conviction.
II. BACKGROUND
Early in the morning of April 6, 2004, Clifton Agnew, a homeless man
sleeping outside near the Salvation Array in Louisville, Kentucky, was beaten,
hit with a crock pot, stabbed in the leg, and robbed . While unconscious, he
was sodomized with a bottle and two sticks, which were shoved up his rectum,
into his abdomen, and through his organs. A police officer saw someone flee
the scene, but was unable to catch the suspect. Two police officers then
discovered the victim bleeding from his head and rectum. He was barely alive,
and EMS took him to the hospital, where he remained unresponsive and in a
coma until his death. i
A twenty-seven-inch stick and a smaller fifteen-inch stick were recovered
from the alley where the attack occurred ; both sticks were covered in the
victim's blood . A broken beer bottle with blood around the neck and a knife
were also found, and police recovered a crock pot, which was dented, broken,
and bloody.
Both Appellants were arrested that day. Hall had a swollen hand and
blood spatters on his pants . Edmonds had blood-soaked pants and boots .
i After a few weeks, the victim was moved to a nursing home, but he never awakened
from his coma.
DNA from the blood on both Appellants' clothing matched the DNA profile of
the victim.
Hall gave a statement to police that day, claiming to have hit the victim
on the leg with the crock pot and admitting t o punching him and stabbing him
in the leg with a knife . This statement was recorded and later played at trial .
At another time, Hall signed a statement confessing that he alone robbed
and sodomized the victim, stating that Edmonds had only kicked the victim
and then run away. He later testified that Edmonds pressured him to take the
blame, which is why his original written statement only implicated himself.
Hall later gave a second statement to a detective over the phone wherein
he implicated Edmonds' brother Dewayne in the violence . (He testified at trial
that he did this only to get back at Edmonds, who he believed had gotten him
arrested, and that the brother had not attacked the victim .) While on the
phone, he also admitted to throwing the crock .pot, hitting the victim's head,
and claimed that Edmonds had sodomized the victim with a glass bottle. This
statement was also recorded and played at trial.
Hall also testified at the trial, providing details of the attack. He claimed
that Edmonds had been discussing robbing someone that day. Hall, Edmonds,
and Edmonds' brother were walking down an alley on the day of the crime
when a homeless man awoke and rose up. Hall testified that the man was
reaching for something, so he attacked, punching the man in the face and
knocking him down. He claimed he kicked the man and then picked up a
crock pot and threw it down on the victim's leg so hard that the crock pot
broke. Edmonds' brother picked up the victim's wallet, threw it. down, and
then left the alley. Edmonds then started punching and kicking the victim.
Hall testified that he walked away and came back several times, eventually
asking Edmonds to stop . At that point, the victim was unconscious. Hall
claimed he then saw Edmonds . drag the unconscious victim through the gate in
a fence, beat him some more, and that he heard Edmonds say, "I'm going to do
him like they did our people back in the day," which Hall claimed referred "to
racial stuff. "2 He testified that Edmonds then repeatedly sodomized the victim
with a stick for about two minutes.
Edmonds denied having anything to do with harming Clifton Agnew
when interrogated by police. He did not testify at trial, but did present multiple
witnesses in his defense . Mark Murray and James Ford testified they heard
Hall admit committing the crimes, specifically to robbing Agnew, sodomizing
him with a bottle and stick, and hitting him with the crock pot. Another
witness, Jeffrey Bryant, who had shared a holding cell with Hall, testified that
all Hall claimed that Edmonds had done was come to Hall's rescue after the
victim grabbed Hall, kicking the victim several times to get him off Hall. Yet
another holding-cellmate testified that Hall had impliedly admitted to
sodomizing the victim with a stick and hitting him in the head with the crock
pot.
2 Both Appellants are African-Americans, and the victim was Caucasian.
At trial, the victim's doctor and the medical examiner testified about his
injuries. Dr. Bill Smock treated the victim in the emergency room, and he
testified that the victim was bleeding from several sites on his head, had two
stab wounds in his leg, and had "very significant infra-abdominal injuries" and
a large amount of blood coming from his rectum. He testified, "Some object
had been inserted forcefully into the rectum and beyond that into the
abdominal cavity and beyond that up into the left lung area." He said that an
object had been inserted into the victim's rectum at least twice . He used a
chart to describe the injuries and he demonstrated with a prosecutor how long
the stick was in comparison to a person's back. He identified eight
photographs of the victim taken at the hospital the day he was admitted
showing injuries to his face, eyes, ear, and anus .
Dr. Amy Burrows-Beckham performed the victim's autopsy. She testified
that the cause of death was "the head injury he sustained when he was
assaulted," with a contributing factor of loss of blood due to the extensive
injuries to his abdomen and chest.
Appellants were convicted after a jury trial. Edmonds was sentenced to
life without the benefit of parole or probation on the murder, life without parole
on the sodomy, 3 and twenty years on the robbery. Hall was sentenced to life
without the benefit of parole or probation for twenty-five years on the murder,
twenty-five years on the sodomy, and twenty years on the robbery. Their
appeals to this Court, therefore, are a matter of right. Ky. Const. § 110(2)(b) .
3 The sentence for sodomy was an error and is addressed below.
III. ANALYSIS
The Appellants were tried together and took their appeals together .
Because several issues are common to both their cases, their appeals are
addressed in a single opinion. Individual issues are addressed separately .
A. Issues Raised by Both Appellants
1. Humanizing/Victim Impact Evidence During Guilt Phase
Appellants claim they were prejudiced by the testimony of Kaye Thomas,
who visited a comatose Clifton Agnew in the hospital after hearing about his
case on the news, and eventually became his legal guardian . Before trial, the
prosecutors indicated they were going to call Thomas as their traditional
"humanizing" witness as allowed under McQueen v. Commonwealth , 669
S.W .2d 519 (Ky. 1984) . Appellants made written pretrial motions in limine to
exclude Thomas's testimony, arguing it would be mostly irrelevant and highly
prejudicial, and any probative value would be substantially outweighed by the
prejudicial effect . See KRE 403. Appellants' motions in limine were denied .
Before Thomas was called by the Commonwealth at trial, Appellants
renewed their objections to the entirety of her testimony, and specifically
objected to any testimony about Thomas's "card campaign," an e-mail
campaign asking everyone who received it to send a card to the victim's
hospital room and to forward the e-mail to their friends. Defense counsel
conceded that traditional humanizing testimony would be permissible. The
Commonwealth agreed that the cards and letters Thomas solicited on the
victim's behalf should not. be admitted into evidence, bt_at argued Thomas
should be able to testify about them.
The court ruled that the fact that Thomas read letters to the victim would
be allowed, but that she would not be permitted to testify that this case
garnered national attention or that people from around the nation sent letters
to the victim. Specifically, the court said, "her testifying that this was national,
and that everybody in the nation sent letters, that is where I'm gonna have to
stop you ." The Commonwealth then asked for the court to give it- "a couple
seconds just to tell [Thomas] where your cutoff is."
The defense further objected to any discussion of the quantity of the
cards the victim received . The court concluded Thomas could testify about her
observations of the victim's injuries and pain and suffering as a lay person
could, and that she could testify about what she did with him, but she could
not testify about what others did for him, including her card campaign and the
number of cards the victim received.
Thomas began by describing how she came to hear about the attack on
Clifton Agnew on the news, and how she decided to visit him in the hospital.
She described the fact that his organs were still swollen outside of his body,
and covered with clear surgical plastic.
The Commonwealth asked Thomas, "After you got back from the hospital
that [first] day, what did you do?" She testified that she went home and e-
mailed her friends, telling them of the "horrific thing" she had just seen, and
that the victim was a vegetable. tier e-mail requested her friends to send the
victim a card for two reasons : First, "as an act of protest against the violence
that had been done to him," and second, "as an act of kindness to show a man
that probably had not had a lot of kindness in his life ."
The Commonwealth then asked Thomas whether any of her friends who
received her e-mail sent cards, and she responded that all twenty of them did.
She continued by testifying that the following day he was sent seventy-five
cards, and then 120, and so on. She testified that on one day, the victim
received 666 cards, so she bought an extra card because she "thought he'd
already met the devil once and he didn't need to meet him again." She then
described how her initial e-mail was forwarded from her friends to their friends
until the victim had received thousands of cards from all over the world, which
she said she read to hire one at a time.
While holding his hand, she "read to him these wonderful, magical cards
that were all filled with love and compassion and hope and inspiration to
someone who probably hadn't gotten a lot of cards in his life." She thought
that as she read those cards to him, somehow there would be a connection
between the sender of the letter and the victim, and that "somehow
miraculously there would be some hope and maybe he would get better ."
Directly contrary to the court's restriction on Thomas's testimony, the
Commonwealth specifically asked, "How many cards did Clifton get after you
sent out that first e-mail," and Thomas responded that he eventually received
6,286 cards. She described how the University of Louisville baseball team sent
him a baseball, and how RCA Records, the Secretary of State of New Jersey,
and a Native American tribe all sent him cards . She said that she found out
that Agnew liked Elvis, and played Elvis music for him .
The Commonwealth then moved on and asked Thomas to describe the
physical condition of the victim during the fifty-six days he was in a coma
before dying. She replied that "there was never any reaction" from the victim,
and also described his partial paralysis. She then testified that she became
Agnew's legal guardian after he had been in a coma for over a month, and he
was moved to a nursing home that volunteered to house him even though he
was indigent. She found out where the victim was born, and located his ex-
wife. Thomas described how Agnew had lost a tremendous amount of weight
"because he had lost three-quarters of his stomach," and was on a feeding
tube.
Thomas then specifically discussed the day the victim died in the nursing
home, a day which she at first felt may have had "hope." She talked about how
"for the very first time his eyes were opened, and they were opened just like my
eyes are open right now." During all of her visits to see the victim, his eyes had
always been brown when she peeled his eyelids open, but "on this day his eyes
were sky blue" and she thought this was a good sign. She said she "really had
hope that day," but nevertheless Agnew passed away that evening. Thomas
testified for approximately eighteen minutes, and cried softly several times .
The Appellants made no objections during Thomas's heartfelt, testimony.
After she testified on direct examination, defense counsel moved for a mistrial.
The court declined to make a "finding that the Commonwealth elicited the
numbers and the extent" of the card campaign, and denied the motion for a
mistrial, finding that because the physical condition and injuries of the victim
were not in dispute, there was no prejudice from this testimony.
The Commonwealth argues that Thomas's testimony was appropriate as
"humanizing" evidence, and to provide information about the victim's condition
from the time he was attacked until the day he died . McQueen v.
Commonwealth permits the prosecution to provide a humanizing witness, in
order to show that the "victim was a living person, more than just a nameless
void left somewhere on the face of the community" and more than just "a
statistic." 669 S .W.2d at 523. See also Ernst v. Commonwealth, 160 S .W.3d
744, 763 (Ky. 2005) (quoting Sussell v. Commonwealth, 882 S.W .2d 111, 113
(Ky. 1994)) ("[A] certain amount of background evidence regarding the victim is
relevant to understanding the nature of the crime.") . This testimony has
generally included basic background information about the victim. See , ej~. ,
Hilbert v. Commonwealth, 162 S.W.3d 921, 926 (Ky. 2005) (mothers of victims
briefly described dates of birth, number and sex of siblings, and the fact that
one victim had a nine-year-old son); Hodge v. Commonwealth, 17 S.W.3d 824,
847 (Ky. 2000) (victims' sons testified that victims were elderly and infirm, that
they worked hard to accumulate what was stolen, and that they attended
church on the day they were killed) ; Tanlnic v. Commonwealth, 973 S . W.2d 13,
35 (Ky. 1998) (mothers of victims introduced life photos of sons) .
While humanizing evidence generally comes from family members, there
is no rule limiting it to family members, nor should there be . Such a rule
would limit humanizing evidence to those with families . This Court recognizes
that, for victims with no family or friends, humanizing evidence may need to be
presented differently. The fact that. Mr. Agnew had no family does not make
him any less entitled to evidence that. he was more than just. a statistic.
However, much of Thomas's testimony was evidence of the effect of the
crime on others, and not mere victim background evidence. Such testimony
exceeds the scope of what is allowed during the guilt phase:
[While the Commonwealth is entitled to show the jury that the
victim was not a mere statistic, buts a living person . . . we have
expressed disapproval of the introduction of victim impact evidence
during the guilt phase of a trial . . . . The reason, of course, is that.
such evidence is generally intended to arouse sympathy for the
I -~illies of the victims, which, cilthol ..i``ii relevant t% file issue of'
penalty, is largely irrelevant to the issue of guilt or innocence. We
reiterate that this type of evidence should be reserved for t:he
penalty phase of the trial.
Bennett v. Commonwealth, 978 S.W.2d 322, 325-26 (Ky. 1998) (citations
omitted).
Much of Thomas's testimony was not about the victim, but was instead
about her reaction and the community's response to his plight, i.e. more akin
to victim impact testimony. It is error to introduce victim impact evidence
during the guilt phase of a criminal trial. See Ernst, 160 S.W.3d at 763 . The
portions of Thomas's testimony dial exceeded permissible litirminizirig evidence
were error.
The question then becomes whether this error was harmless . RCr 9.24 .
A non-constitutional evidentiary error must, have a substantial influence on the
jury's verdict to require reversal. Winstead v. Commonwealth, 283 S.W.3d 678,
688-89 (Ky. 2009) (citing Kotteakos v. United States, 328 U .S. 750 (1946)) .
Under the circumstances of this case, Thomas's testimony was harmless
error. There is overwhelming evidence of the Appellants' guilt, including blood
on the Appellants' clothing, DNA evidence linking the blood to Clifton Agnew,
Hall's confession, and Hall's testimony at trial implicating both himself and
Edmonds .
With regard to Thomas's testimony about Agnew's injuries, far more
graphic evidence of these injuries was introduced through medical testimony
and photographs shown to the jury. Upon consideration of the whole case, the
improper victim impact-type testimony did not have a substantial influence on
the jury's verdict. Those portions of Thomas's testimony that were error were
therefore harmless error.
2. Hearsay Testimony and Photo Array Identification
Larry Milligan was an eyewitness to the attack who did not testify at trial.
He was homeless and it was believed he had left the state. On the morning of
the attack, however, he gave a taped statement to Detective Jeff Wheeler and
he identified Hall from a photo array. He then disappeared and was never
found. Because he failed to identify Edmonds, Edmonds sought to have tile
statements introduced as exculpatory evidence while Hall sought to keep the
inculpatory hearsay identification out. The trial court granted Hall's written
pretrial motion in limine to exclude any evidence about Milligan's statements
because it was hearsay and violated his right to confront and cross-examine
witnesses against him.
However, over Hall's objection, the trial court allowed Milligan to be
discussed first in Dewayne Edmonds' opening statement ., 4 saying that he saw
two black men and identified Hall from a photo . Over Hall's renewed objection,
the trial court later allowed Detective Gary Williamson and Detective Wheeler to
repeat Milligan's hearsay statements about the men he saw in the alley,
including Milligan's identification of Hall, and it allowed Detective Wheeler to
say Milligan picked Hall out of a photo array (although the trial court did keep
the actual array out) . Additionally, Williamson testified as to double hearsay
when he said he was told by other officers that Milligan was an eyewitness who
had seen two men in the alley and that he had picked Hall out of a photo array.
testified
He also stated that he to the gland jury about what Milligan had said.
An objection to the last comment on the grounds of hearsay was sustained by
the trial court. At the close of the trial, Milligan had not been called to testify
and Hall moved for a mistrial, which was denied .
4Dewayne Edmonds, the brother of Appellant Derek Edmonds, was a third co-
defendant at this trial who pled guilty to second-degree robbery as the trial was
ongoing, and thus he is not a party to this appeal.
13
The Commonwealth concedes theses st_atemelits were hearsay. However,
because Hall had confessed in multiple statements that he was present at. the
crime, though claiming varying degrees of involvement, there is no reasonable
basis to believe that the statements 'had a substantial effect on the verdict
against Hall, since they did little more than place him at the scene . The
statements were actually favorable to Edmonds, who had wanted them
admitted. Though error, it was harmless .
3. Limitations on Individual Voir Dire
Appellants allege error in the trial court's limitation of the individual voir
dire required in death penalty cases. Specifically, Appellants claim the trial
judge abused her discretion by limiting their voir dire questioning of each
prospective juror to two minutes each for the Commonwealth and the three
defendants (before Dewayne Edmonds was dismissed), by limiting questions
about possible mitigation evidence, and by limiting leading questions, thus
denying their rights to a fair trial under the Sixth and Fourteenth Amendments
to the United States Constitution . Contrary to Appellants' claims, however, the
trial court properly exercised its discretion in conducting individual voir dire.
First, the voir dire questioning of the first juror took over twenty minutes.
The trial court realized there were over one hundred prospective jurors
remaining, and thus limited each party's questioning to two minutes . The
jurors had already been shown a six-minute video presentation explaining the
guilt and penalty phases of the trial, the penalty ranges for each defendant,
the
and aggravating and mitigating factors . Additionally, trial court. began
individual voir dire by asking each prospective juror whether he or she had
seen any media coverage or formed an opinion about the case . The judge then
referenced a chart showing the range of possible penalties and asked each '' -
juror whether he or she could consider the full range of penalties if selected to
serve and deliberate in the penalty phase, including the twenty-year minimum
penalty and the maximum penalty of death. The Appellants also had each
juror's response to the death penalty qualification questionnaire . Therefore,
before Appellants even began their questioning, the primary issues for
individual voir dire had already been addressed and the Appellants already had
a response by each juror to key issues . Given the multitude of information the
Appellants already had for each juror, the trial court's two-minute limitation
was permissible. "The mere fact that more detailed questioning might have
somehow helped the accused in exercising peremptory challenges does not
suffice to show abuse of the discretion in conducting the examination ."
Wbodall v . Commonwealth, 63 S .W.3d 104, 116 (Ky . 2001) .
Appellants do not cite a case in which a two-minute limit in individual
voir dire was error. The authority from other jurisdictions cited in Appellants'
reply briefs is readily distinguishable . Several of those cases involved excessive
limits on overall voir dire, 5 where no such limit existed in this case, or
5 See State v. Strange, 619 So. 2d 817 (La. CLApp. 1993) (error to limit overall voir dire
to ten minutes) ; McCarter v. State , 837 S.W.2d 117 (Tex. Crim. App. 1992) (error to
limit overall voir dire to 30 minutes) .
15
limitations that were not even enforced ." The other cases involve limits on
individual voir dire .? 'Those cases, however, involved much more stringent
limits than here. Ultimately, the voir dire of each juror here, which, counting
the video and questioning, was at. least 14 minutes per juror, was far greater
than that found wanting in other jurisdictions . Additionally, Appellants' cited
authority is not binding in Kentucky, and this Court concludes that the two-
minute-per-defendant limit in individual voir dire was not an abuse of
discretion under the facts of this case.
Second, the trial judge only permitted a generalized inquiry into
mitigation. Under Woodall, however, this was also a permissible exercise of the
trial court's discretion . In that case, "[Appellant] Woodall sought to question
the jury about. specific mitigating circumstances rather than a generalized
inquiry as allowed by the trial judge ." Woodall, 63 S.W .3d at 116. This Court,
held that because "[t]he judge permitted Woodall to question jurors extensively
regarding mitigating circumstances so long as the questions were general and
did not inquire into specific mitigation," the trial court in that case did not
abuse its discretion . Id . In this case, after the Commonwealth objected to
defense counsel's attempt to ask questions about specific mitigating
6 See People v. Odle , 754 P.2d 184 (Cal. 1988) . Sine the limit in that case was not
enforced, it is unclear why Appellants even cite it .
7 See Clemments v. State, 940 S.W.2d 207 (Tex. Ct.App . 1996) (one-hour overall limit
on voir dire was unreasonable where 30 minutes was used to question entire panel,
leaving approximately 30 seconds per juror to individually question 60 venire
members) ; O'Hara v. State , 642 So. 2d 592 (Fla. Dist. Ct.App. 1994) (abuse of
discretion to limit voir dire of 24 jurors to 40 minutes) ; State v. Williams, 860 P.2d
860, 863 (Or. Ct. App. 1993) (error to limit voir dire of 25 jurors to 40 minutes, about
96 seconds per panel member) .
16
circumstances, the judge gave counsel a mitigation definition that they could
tell the jurors, and she reminded counsel that. her video presentation had
explained to the jurors what mitigation evidence was. As in Woodall, because
Appellants were allowed to ask about mitigation generally, "lilt was not. an
abuse of discretion by the trial judge to restrict the voir dire . . . concerning
specific mitigation evidence which [they] planned to present." Id . Not only did
the judge not abuse her discretion, but what the Appellants' counsel asked to
do has been held to be impermissible : "[A]sking potential jurors how they
would weigh specific mitigating circumstances would ignore well-settled
precedent that it is impermissible to ask voir dire questions designed to commit
jurors to certain theories ." Sherroan v. Commonwealth, 142 S.W.3d 7, 14 (Ky.
2004) .
Finally, the trial court restricted Appellants' leading questions. Defense
counsel, however, was attempting to use hypothetical scenarios to pin down
jurors on a specific penalty phase decision, without referencing any specific
evidence . This sort of questioning violates the proscription against. questions
designed to commit jurors to certain theories, as noted in Sherroan . Moreover,
this Court has recognized :
"It is well (sic) to remember that the lay persons on the panel may
never have been subjected to the type of leading questions and
cross-examination tactics that frequently are employed .
Prospective jurors represent a cross section of the community, and
their education and experience vary widely . Also, unlike witnesses,
prospective jurors have had no briefing by lawyers prior to taking
the stand . . . . ..
Penman v. Commonwealth, 194 S.W.3d 237, 251 (Ky. 2006) (qt.iofhig Patton v.
Yount, 467 U.S. 1025, 1039 (1984)) . Due to defense counsels' attempts to have
jurors commit to specific penalties when given hypothetical scenarios, "[t]he
trial court correctly limited defense counsel's questioning when it became clear
that jurors found the inquiry confusing." Furnish v. Commonwealth, 95
S.W.3d 34, 44 (Ky. 2002) .
Therefore, the individual voir dire in this case fits within the well-
established rule that "[tihe trial judge has broad discretion in the area of
questioning on voir dire." Ward v. Commonwealth, 695 S.W.2d 404, 407 (Ky.
1985) .
4. For-Cause Challenges to Jurors
Appellants claim the trial court erred in denying several for-cause
challenges to jurors and in improperly striking some jurors for cause . "The
Appellants exhausted their peremptory challenges and thus this issue is
preserved . See Shane v. Commonwealth, 243 S.W.3d 336, 340-41 (Ky. 2007)
(" `When a defendant does exhaust all of his peremptory challenges, he has
been denied the full use of his peremptory challenges by having been required
to use peremptory challenges on jurors who should have been excused for
cause.' " (quoting Thomas v. Commonwealth, 864 S.W.2d 252, 259 (Ky. 1993))).
This Court reviews a trial court's determination regarding the exclusion
of a juror for cause for an abuse of discretion . Fugett v. Commonwealth, 250
8Several jurors' responses have been attacked on multiple grounds, requiring more
than one for-cause analysis for each, thus these responses are discussed more than
once below.
S .W.3d 604, 613 (Ky . 2008) . "[']he decision to exclude a juror for cause is
based on the totality of the circumstances, not in response to any one
question." Id. "The test for determining whether a juror should be stricken for
cause is `whether, after having heard all of the evidence, the prospective juror
can conform his views to the requirements of the law and render a fair and
impartial verdict.'" Thompson v. Commonwealth, 147 S.W.3d 22, 51 (Ky .
2004) (quoting Mabe v. Commonwealth, 884 S.W.2d 668, 671 (Ky. 1994)) ; see
also RCr 9 .36(1) .
Juror 160394 said that on the morning of her voir dire she had seen part
of a television report about the case, but that she had not formed any firm
opinions on the case, though she noted during her lengthy individual voir dire
(lasting over twenty minutes)9 that her initial opinion was that the Appellants
were probably guilty . When she said, "If the police found enough evidence to
bring them to trial then I would assume that it would be likely" that they are
guilty, she was essentially describing what amounted to a layperson's (largely
correct) understanding of probable cause to bring charges . Moreover, she
repeatedly asserted that she could put any previous opinions aside and would
have to first consider the evidence before making a final decision, and she
responded that she could consider the entire range of penalties .
" `[I]n order to merit disqualification of a juror, the media reports must
engender a predisposition or bias that cannot be put aside, requiring the juror
9 The length ofJuror 160394's individual voir dire prompted the trial judge to impose
the two-minute limitation .
to decide a case one way or the other . . . . The Coristifution does not require
ignorant or uninformed jurors ; it requires impartial jurors.'" Furnish, 95
S.W.3d at 45 (quoting McQueen v. Scrod, 99 F.3d 1302, 1319-20 (6th Cir.
1997)). The trial court did not abuse its discretion when it found Juror 160394
was able to set aside any impression she may have had from the news report.
Jurors 155059, 152182, 155132, 146941, 153474, 156261, 148992,
150450, 161976, and 162784, in response to hypothetical scenarios posited by
the defense, responded that they could not consider lesser penalties such as
twenty years under the specific scenarios . The trial judge, however, did not
strike these jurors because she found that from the totality of their answers
they could in fact consider the full range of penalties . "The trial judge properly
may choose to believe those statements that were the most fully articulated or
that appeared to have been least influenced by leading." Mabe , 884 S .W.2d at
671 . Disqualification of these jurors was not warranted .
Jurors 146941 and 161305 both said they could consider the full range
of penalties, even though they said they were more likely to impose a harsher
punishment . "[Elxcusal for cause is not required merely because the juror
favors severe penalties, so long as he or she will consider the full range of
penalties." Id. at 119. Disqualification of these jurors was not warranted .
During the voir dire of Jurors 153641, 145910, 146941, 149216, and
163414, the defense attempted to ask questions regarding specific types of
mitigation . Again, "asking potential jurors how they would weigh specific
mitigating circumstances would ignore well-settled precedent, that it is
impermissible to ask voir dire questions designed to commit jurors to certain
theories ." Sherroan, 142 S-W.3d at 13-14 . Disqualification was not warranted.
,. . Juror 149359 had previously worked in the United States Attorney's",
Office, was married to a. Louisville Metro Police Department officer, and she
currently worked for a law firm. "[Tjhe party alleging bias bears the burden of
proving that bias and the resulting prejudice." Cook v. Commonwealth, 129
S.W.3d 351, 357 (Ky. 2004) . Once this is shown, "(t)he court rmust weigh the
probability of bias or prejudice based on the entirety of the juror's responses
and demeanor." Shane, 243 S.W.3d at 338. This juror's previous employment,
her husband's employment, and her current employment, standing alone, are
connections too tenuous to constitute the "close relationship" required to
presume bias or prejudice. Montgomery v. Commonwealth, 819 S.W.2d 713
(Ky. 1991) ; but see Marsch v. Commonwealth, 743 S.W.2d 830, 833 (Ky. 1987)
(close relationship existed where two potential jurors were married to victim's
second and third cousins, visited funeral home to express condolences to
victim's family, and one juror had known victim since he was a . teenager and
worked with him in church) . Because the close relationship was not
established, Juror 149359 could be qualified, and disqualification was not
warranted .
Jurors 161911 and 151644 said they could not impose the death
penalty. As a result, the judge struck them, which Appellants claim was
improper . However, "[dleath qualification ofjurors is not unconstitutional ."
Caudill v. Commonwealth, 120 S .W.3d 635, 678 (Ky. 2003) . "These jurors were
properly disqualified .
B. Issues Raised Solely by Derek Edmonds
1. Comparison to Jesus in Guilt Phase Closing Argument and
Examples of Worse Cases in Penalty Phase Closing Argument
Edmonds claims it was error for the trial court to sustain objections to
his attempts to compare himself to Jesus being put to deatti on the cross and
to "worse" cases like Jack the Ripper, Jeffrey Dahmer, and John Wayne Gacy .
As to the comparison to Jesus, Edmonds claims his First Amendment
right to free exercise of religion was violated . Yet, given the direction his
attorney was headed, and the fact that this was a closing arguriicnt rather than
a church service, it is clear that he did not wish to engage in any sort of
religious worship or ceremony, and thus this was clearly not an issue of the
free exercise of religion .
Generally, "(iit is unquestionably the rule in Kentucky that counsel has
wide latitude in making opening or closing statements ." Brewer v.
Commonwealth , 206 S.W.3d 343, 350 (Ky. 2006) . However, trial courts retain
the sound discretion to limit closing arguments when necessary. While it may
not have been necessary to restrict Edmonds' counsel as to these topics, there
is also little conceivable benefit to Edmonds from such comparisons. Certainly,
it is not likely that their omissions had a substantial effect on the verdict. If
error, it was harmless.
2. Full Access to Hall's Psychiatric Condition
Edmonds claims that he was improperly denied full access to Hall's
psychiatric records and an independent psychiatric examination, and that he
therefore could not adequately impeach Hall with his own psychiatric history.
Even though many of Hall's psychiatric records were contained in juvenile
records that the trial court ruled were discoverable by the co-defendants,
Edmonds objects that lie was not permitted to delve even further into Hall's
psychiatric history. However, after a review of Hall's records that Edmonds did
have, this Court finds it would have been unnecessary to compel the disclosure
of additional records.
Kentucky follows the majority rule that "a criminal defendant, upon a
preliminary showing that the records likely contain exculpatory evidence, is
entitled to some form of pretrial discovery of a prosecution witness's mental
health treatment records that would otherwise be subject to an `absolute'
privilege ." Co mmonwealth v. Barroso, 122 S.W.3d 554, 561 (Ky. 2003) .
If the psychotherapy records of a crucial prosecution witness
contain evidence probative of the witness's ability to recall,
comprehend, and accurately relate the subject matter of the
testimony, the defendant's right to compulsory process must
prevail over the witness's psychotherapist-patient privilege . Upon
a preliminary showing . . . the witness's psychotherapy records are
subject to production for an in camera inspection to determine
whether the records contain exculpatory evidence, including
evidence relevant to the witness's credibility.
Id. at 563 .
In Barroso , however, this Court was cognizant. that a "more restrictive
test is required to preclude `fishing expedition[s] to see what may turn up.'"
(quoting Bowman Dairy Co. v. United States , 341 U .S . 214, 221 (1951)) .
Therefore, an " in camera review of a witness's psychotherapy records is
authorized only upon receipt of evidence sufficient to establish a reasonable
belief that the records contain exculpatory evidence ." Id . at 564. After
examining Hall's juvenile records in camera-which contained some of his
psychiatric records that were five to ten years old-the trial judge found that. an
in camera review of the rest of his records was not warranted. The judge
specifically found that the information in Hall's juvenile file from years before
the current case was not sufficient evidence under Barroso to establish the
required reasonable belief that the records contain exculpatory evidence .
A person's credibility is not in question merely because he or she is
receiving treatment for a mental health problem. To subject every
witness in a criminal prosecution to an in camera review of their
psyciiotii%rapis is records vvould be the invasion of privacy which
the psychotherapist-privilege is intended to prevent.
Id. at 563 (quotation marks and citations omitted) . Under these
circumstances, the trial judge did not abuse her discretion .
As to Edmonds' request for an independent psychiatric examination of
Hall pursuant to CR 35.01-made applicable to criminal proceedings by RCr
13 .04, St. Clair, 140 S.W.3d at 542-"good cause" must be shown to warrant
such an examination. For the same reasons that the trial judge did not find
the required reasonable belief that Hall's psychiatric records contained
exculpatory evidence, the trial judge did not . abuse her discretion by declining
to order an independent. psychiatric examination .
3. Competency to Stand Trial and Serious Mental Retardation
Edmonds also claims that he should have been found incompetent to
stand trial and found to be mentally retarded so as to exclude the possibility of
the death penalty. Before the trial in this case, the trial court conducted a
competency hearing. Dr. Peter Schilling testified for the defense and Dr.
Steven Simon testified after conducting a competency evaluation at the
Kentucky Correctional Psychiatric Center ("KCPC") at the court's request.
Dr. Schilling conceded that Edmonds recorded a full-scale I .Q. score of
71 on the test he administered, and that he had previously scored 71 and 73.
He also conceded that Edmonds achieved scores indicative of malingering.
Dr. Simon testified that Edmonds scored 66 on the test administered at
KCPC but that he once again achieved scores indicative of malingering.
"RCr 8 .06 and KRS 504.100 set out the legal duty to order a competency
hearing once reasonable grounds are presented which call competency into
question." Alley v. Commonwealth , 160 S.W.3d 736, 739 (Ky. 2005) . The trial
judge did this. At this hearing, however, "[t]he burden is on the defense to
prove a defendant incompetent by a preponderance of the evidence ." Id. "In
Kentucky, the standard of competency is whether the defendant has a
substantial capacity to comprehend the nature and consequences of the
proceedings against him and to participate rationally in his defense." Id. ; see
 also KRS 504 .060. The trial judge noted this standard in reaching her
decision.
"The mere fact that the trial judge accepted the testimony of one of the
doctors as more credible than-the other, has been found to be permissible and
allows the judge to make a finding regarding competency ." Alley, 160 S .W.3d
at 739 . The situation here is on point with Alley, where
the trial judge had the authority to accept the medical evidence
that he believed was most credible and convincing . He made
extensive findings of fact with regard to the evidence and
determined that. Alley had failed to provide sufficient evidence to
demonstrate that he was incompetent: to stand trial in light of the
evidence to the contrary. Our review of the record indicates that
the decision of the trial judge was supported by substantial
evidence and was not clearly erroneous.
Id . Here, the trial judge weighed the two evaluations acid found that Edmonds
had been malingering . She did not abuse her discretion by finding him
competent to stand trial at that time .
Additivliaiiy, EdliVlld~ argues he should hwr- been found mentally
retarded and thus been exempt from the death penalty under Atkins v.
Vir mia, 536 U.S. 304 (2002), and KRS 532 .140. Because Edmonds did not
receive the death penalty, this issue is moot.
4. Improper Sentence for First-Degree Sodomy
The trial court's Judgment of Conviction and Sentence lists Edmonds'
sentence for first-degree sodomy as life without benefit of parole. The jury,
however, recommended a sentence of life, which is also reflected in the
Judgment on Jury Trial entered just after the trial but before final sentencing .
The Judgment of Conviction and Sentence gives Edmonds an impermissible
sentence for first-degree sodomy . In this case, the sodomy was a Class A
--felony, KRS 510 .070, the penalty range for which is 20 to 50 years' or life
imprisonment, KRS 532 .060(2) . This issue was not, raised by Appellant, but
has been revealed in review of the record . To the extent that the final
Judgment reflects an impermissible sentence, it must be reversed and
remanded to the trial court, for entry of an amended judgment reflecting the life
sentence fixed by the jury and contained in the trial judgment .
C. Issues Raised Solely by Tyreese Hall
1. Initial Confession and Failure to Readvise of Miranda Rights
Hall claims his two statements to police confessing to the attack should
have been suppressed . Hall gave his first statement to police on April 6, 2004,
the day of the attack, after he signed a waiver of his Miranda rights. On April
16, 2004, he was arraigned and appointed counsel, who then, as he describes
in his brief, "asserted" his Miranda rights
Three and one-half months later, Hall initiated telephone contact with
the police and gave a second statement . Detective Wflliamson told Hall, "When
I originally brought you in, I advised you of your rights. Do you remember
that?" Hall said, "Yes ." Detective Williamson then said, "So you're waiving
those rights and the right to an attorney, and you've been arraigned on this
assault charge, right." Hall again answered, "Yes."
However, the trial court entered an order finding that Hall was "a
seriously mentally retarded defendant as defined by KRS 543 .130 and . . .
meets the criteria for a retarded person tinder Atkins v. Virginia," and that he,
was excluded from the death penalty.
As for his first statement to police, Hall argues that under the totality of
the circumstances approach, his serious mental retardation rendered his initial
confession involuntary and it should have been suppressed . "The Due Process
Clause of the Fourteenth Amendment prohibits the admission of involuntary
confessions : `[if the defendant's] will has been overborne and his capacity for
self-determination critically impaired, the use of [the] confession offends due
process.' " Bate _ y Commonwealth, 1. 94 S.W.3d 296, 300 (Ky. 2006) (quoting
Schneckloth v. Bustamonte, 412 U.S. 218, 225-26 (1973)) (alterations in
original) . "The voluntariness of a confession is assessed based on the totality of
the circumstances surrounding the making of the confession ." Mills v.
Commonwealth , 996 S .W.2d 473, 481 (Ky. 1999).
The Commonwealth bears the burden of establishing voluntariness by a
preponderance of the evidence . Bailey, 194 S.W .3d at 300. Voluntariness first
turns on the presence or absence of coercion by police . See id. (" `[C]oercive
police activity is a necessary predicate to the finding that a confession is not
"voluntary" within the meaning of the Due Process Clause of the Fourteenth
Amendment.'") (quoting Colorado v. Connellv, 479 U.S. 157, 167 (1986)) . But
the " `ultimate test' of the voluntariness of a confession" is whether " `the
confession [is] the product. of an essentially free and unconstrained choice by
its maker[ .Y" Bailey, 194 S.W.3d at 300 (quoting Schneckloth, 412 U .S. at
225) .
In undertaking the voluntariness assessment, " `both the characteristics
of the accused and the details of the interrogation are considered.' " Bailey,
194 S.W.3d at 300 (quoting Schneckloth, 41 2 U .S . at 226) .
When examining the characteristics of the accused, reviewing
courts consider such factors as age, education, intelligence, and
linguistic ability. . . . Factors relevant to a characterization of the
interrogation include the length of the detention, the lack of any
advice to the accused concerning his constitutional rights, the
repeated or prolonged nature of the questioning, and the use of
overtly coercive techniques such as the deprivation of food or sleep,
or the use of humiliating tactics.
Bailey, 194 S.W.3d at 300-301 (citation omitted).
Finally, "[t]his Court has succinctly summarized the relevant inquiry to
determine voluntariness as follows: `(1) whether the police activity was
110jeltivelId. at 301 (quoting Henson v. Commonwealth, 20 S .W.3d 466, 469 (Ky. 1999)) .
Hall's interrogation with police began less than an hour after he was
arrested, and it lasted just over an hour. Hall was also read his Miranda rights
and signed a waiver form. He almost immediately confessed. He was not
deprived of food, sleep, or medical attention . While he was found to be
mentally retarded, his recorded IQ scores were higher than those of the
defendant in Bailey . Hall also reads at a second-grade level, attended special
education (lasses into the eleventh grade, and had prior contact with law
enforcement . He was found to be competent t.o stand trial.
"Appellant's mental retardation is a factor to consider in assessing the
voluntariness of a confession, but `the mere existence of a mental condition, by
itself and apart from its relation to police coercion, does not make a statement
constitutionally involuntary.'" Ropers v . Commonwealth, 86 S .W.3d 29, 37
(Ky. 2002) (quoting Lewis v. Commonwealth, 42 S .W.3d 605, 612 (Ky. 2001)) .
Early in Hall's interrogation, Detective Williamson asked him, "[D]o you feel
deep down in your soul that there's something you need to talk to me about?"
Hall told him that he did not know how it all happened, and he then admitted
he swung and hit the victim and that was why his hand was swollen . This was
the initial confession, and as the interrogation went on, the record
demonstrates that the detective did in fact take special care not to be overly
solicitous of further incriminating statements . While the detective did go on to
tell Hall, I know already," presumably a ruse to convince Hall that he already
knew all the details of the crime, Hall had already confessed to many of those
details . "Mhe `employment of a rose, or "strategic deception," does not render
a confession involuntary so long as the ploy does not rise to the level of
compulsion or coercion .'" Eq&rs, 86 S .W.3d at 37 (quoting Springer v.
Commonwealth, 998 S.W.2d 439, 447 (Q. 1999)) . For the most part, the
detective proceeded by pulling Hall along and asking him to just go one step
further and to tell him some more.
Under "the totality of the circumstances surrounding the making of the
confession," Mills, - 996,, S .W.2d at 481, including Hall's mental retardation, this
Court finds there was nothing "inherently or objectively coercive about the
interrogation in this case," Bg ers, 86 S .W.3d at. 37, and that his initial
statement was made voluntarily. Therefore, the trial court. properly denied
Hall's motion to suppress this statement .
Hall also argues the second statement he gave to Detective Williamson
should have been excluded . Hall initiated telephone contact with Detective
Hall
Williamson, who asked if he remembered his rights from the first
interrogation three and one-half months before, and specifically his right to
counsel, and whether he was again waiving them. Hall said he was .
The Supreme Court "has never indicated that the `rigidity' of Miranda
extends to the precise formulation of the warnings given a criminal defendant
. . . Quite the contrary, Miranda itself indicated that no talismanic incantation
was required to satisfy its strictures ." California v. Prysock, 453 U.S. 355, 359
(1981) . "Reviewing courts therefore need not examine Miranda warnings as if
construing a will or defining the terms of an easement . The inquiry is simply
whether the warnings reasonably `conve[y] to [a suspect] his rights as required
by Miranda.' " Duckworth Y Eagan, 492 U.S. 195, 203 (1989) (quoting
Plysock, 453 U.S. at 361) (alterations in original). Detective Williamson's
asking Hall if he remembered his rights from when t.liey were read to him
before, specifically his right to counsel, and whether he was again waiving
them, did not render his statement involuntary under Miranda. Even though
the second statement was three and one-half months after his initial
interrogation and reading of his Miranda rights, under the circumstances-
given that Hall initiated contact with the detective and told him he remembered
his rights, specifically his right to counsel, and that he was once again waiving
his rights-the trial court properly denied Hall's motion to suppress this
statement as well.
2. Admission of Gruesome Photos of Victim's Injuries
Hall claims the eight photos of the victim identified by Dr. Bill Smock,
emergency room physician at the University of Louisville, should have been
excluded. He also claims it was error to allow Dr. Smock to use a chart to
describe the victim's injuries and for him to demonstrate with one of the
prosecutors the length of the stick used in the sodomy in relation to a person's
back.
The photos at issue and the exhibition by the doctor were admissible .
" `The rule prohibiting the exhibition of inflammatory evidence to a jury does
not preclude the revelation of the true facts surrounding the commission of a
crime when these facts are relevant and necessary.'" Adkins v.
Commonwealth , 96 S.W.3d 779, 794 (Ky. 2003) (quoting Salisbury v.
Commonwealth , 417 S.W.2d 244, 246 (Ky. 1967)) . "The general rule is that a
photograph, otherwise admissible, does not become inadmissible simply
because it is gruesome and the crime is heinous." Funk v. Commonwealth,
842 S.W.2d 476, 479 (Ky. 1992) . "Were the rule otherwise, the state would be
precluded from proving the commission of a crime that is by nature heinous
and repulsive." Adkins, 96 S.W.3d at 794 (quoting Salisbury, 417 S.W.2d at.
246) . Even though the defense did not contest that the victim suffered terrible
injuries, "the prosecution is permitted to prove its case by competent evidence
of its own choosing, and the defendant may not stipulate away the parts of the
case that he does not want. the jury to see ." Barnett v. Commonwealth, 979
S .W.2d 98, 103 (Ky. 1998) . The number of photos was not excessive, they were
not unduly redundant, and admission of these photos and the exhibition by
the doctor were not error.
3. Joint Trial and Penalty Phase
Hall claims he should have received a separate trial without a death-
qualified jury, since the trial judge ruled he was ineligible for the death penalty
due to his serious mental retardation . However, "[i)n a joint trial for capital
murder where the death penalty is sought against one defendant, but not the
other, the impaneling of a death-qualified jury does not deprive the defendant
of the right to a trial by a fair and impartial jury selected from a fair cross-
section of the community." Buchanan v. Commonwealth, 691 S.W.2d 210, 211
(Ky. 1985) . In Buchanan, this Court rejected the specific argument raised by
Hall:
[The] contention that death qualification excludes a cognizable
group from the jury panel so as to make it, unrepresentative of a
fair cross-section of the community is also unconvincing . Persons
who are unalterably opposed to capital punishment do not
constitute a cognizable group for the purpose of the fair cross-
section requirement . Such persons have diverse attitudes which
defy classifications and have not-been singled out by the public for
special treatment, . They do not meet the criteria for making a
cognizable class . . . . It was not reversible error to death-qualify
the jury.
Id. at 212 .
More generally, "[t]he trial judge has broad discretion in determining
whether to grant separate trials and his/her decision in that regard will not be
overturned absent a showing of prejudice to the defendant and a clear abuse of
discretion by the judge ." Taylor v. Commonwealth, 995 S.W.2d 355, 360 (Ky .
1999) . Given the clear state of the law on joint. trials in death penalty cases,
the trial judge did not, abuse her discretion by declining to order separate trials .
Additionally, Hall argues that the trial court: should have ordered
..separate
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Commonwealth sought the death penalty, would have prejudiced Hall. In
making this claim he relies on Foster v. Commonwealth, 827 S.W.2d 670 (Ky.
1991), where this Court held that the mitigation evidence as to Foster's co-
defendant, Powell, was so prejudicial to Foster as to require reversal of her
sentence . Specifically, Powell claimed "duress and domination" by Foster and
introduced evidence that Foster threatened her and that Foster had said that
she had to kill one of the victims because Powell was a "weak bitch" d "not
capable of finishing the work." Id. at. 681 . Additionally, Powell and Foster had
a long-term lesbian relationship, and Powell testified that she had been beaten
by Foster and that Foster had perpetrated other acts of violence against
members of her own family. Id. Powell also introduced expert testimony that.
her relationship with Foster had "similar characteristics" to "battered spouse
syndrome" because she had "learned helplessness" toward Foster . Id . at 683 .
In this case, however, Edmonds' four mitigation witnesses did not even
mention Hall. Edmonds did not testify in the penalty phase, and he offered no
evidence of prior misconduct by Hall . A separate penalty phase for Hall was
not required, and the trial judge did not abuse her discretion.
4. Jury Instructions
a. Extreme Emotional Disturbance
Hall claims that he was entitled to an instruction on extreme emotional
disturbance ("EED") as another route to the lesser-included offense of first-
degree manslaughter . The evidence simply did not support an EED
instruction.
Extreme emotional disturbance is a temporary state of mind so
enraged, inflamed, or disturbed as to overcome one's judgment,
and to cause one to act uncontrollably from the impelling force of
the extreme emotional disturbance rather than from evil or
malicious purposes . It is not a mental disease in itself, and an
enraged, inflamed, or disturbed emotional state does not constitute
an extreme emotional disturbance unless there is a reasonable
explanation or excuse therefore, the reasonableness of which is to
be determined from the viewpoint of a person in the defendant's
situation under circumstances as defendant believed them to be.
McClellan v. Commonwealth, 715 S.W.2d 464, 468-69 (Ky. 1986) .
Hall testified he was startled when the victim in this case rose up in a
dark alley. He did not testify that he was so enraged, inflamed, or disturbed as
to be uncontrollable, and being merely startled was not a reasonable
explanation or excuse for killing the victim in this case . No other evidence
showed such a response in him. Therefore, the trial court did not err in failing
to give an instruction on EED.
b. Second-Degree Manslaughter
Hall also claims that he was entitled to a jury instruction on second-
degree manslaughter. At trial, Hall tendered a proposed instruction on second-
degree manslaughter, based in part on the proposed murder instruction which
allowed a finding of guilty on either intentional or wanton murder. The trial
judge denied the motion, finding no reasonable basis for the instruction
because she believed the evidence showed at least a clear intent to injure, and
thus the only possible lesser-included offense was first-degree manslaughter.
The Penal Code commentary illustrates the difference between wanton
murder and second-degree manslaughter :
The two offenses described by these provisions, [wanton] murder
by KRS 507.020(1)(b) and manslaughter in the second degree by
KRS 507.040, have three elements in common: the conduct in
question must have involved a substantial and unjustifiable risk of
death to human life; the defendant, in causing the death in
question, must have consciously disregarded that risk, and his
disregard must have constituted "a gross deviation from the
standard of conduct that a reasonable person would [have
observed] in the situation ." Taken together, these three elements
constitute the culpable mental state defined in KRS 501 .020 as
"wantonness," and without more, will suffice for a conviction ofd
manslaughter in the second degree . If accompanied by a fourth
element, i.e., "circumstances manifesting extreme indifference to
human life," they are sufficient for a conviction of [wanton] murder .
KRS 507.020 cmt. 1
"An instruction on a lesser-included offense is required only if,
considering the totality of the evidence, the jury could have a reasonable doubt
as to the defendant's guilt of the greater offense, and yet believe beyond a
reasonable doubt. that. he is guilty of the lesser offense." Baker v.
Commonwealth , 130 S .W.3d 90, 94 (Ky. 2003) (citing Clifford v.
Commonwealth , 7 S.W.3d 371, 377-78 (Ky. 1999) ; Bills v. Commonwealth , 851
S.W.2d 466 (Ky. 1993)) .
In most cases involving wanton killings, the evidence is such that. a jury
could reasonably find wantonness with or without extreme indifference, and a.
wanton murder instruction should be accompanied by an second-degree
1 . . .-tL.f-.... inst.il.lctior
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(Ky. 2007) (defendant opened fire into a car) ; Ward v. Commonwealth, 695
S .W.2d 404 (Ky. 1985) (testimony in murder trial that the plan was only to
shoot out victim's tires, and defendant shouted that the gun got away from
to A defendant is guilty of wanton murder when, "under circumstances manifesting
extreme indifference to human life, he wantonly engages in conduct which creates a
grave risk of death to another person and thereby causes the death of another
person ." KRS 507
.
.020(1)(b)
A person acts wantonly "when he is aware of and consciously disregards a substantial
and unjustifiable risk that the result will occur or that the circumstance exists . The
risk must be of such nature and degree that disregard thereof constitutes a gross
deviation from the standard of conduct that a reasonable person would observe in the
situation." KRS 501 .020(3) .
37
him) . However, this case presents the rare situation where the attack was so
incredibly brutal that, if the jury believes the facts presented, the act must be
either intentional, or wanton with extreme indifference to human life (i.e.
aggravated wantonness, supporting a wanton murder conviction) .
Based on Hall's own testimony, Hall was present for the entirety of the
attack, beginning with the kicking and hitting of the victim with a crock pot,
and continuing through sodomizing hire with a 27-inch stick that extended
into his lungs . Hall either impaled Clifton Agnew with a stick and bottle, or
watched as Edmonds did. At the very least, Hall stood idly by while an
unconscious man was beaten further and brutally sodomized. As a principal
and/or complicitor, Hall is responsible for the ultimate act, and the attack
must be judged as a whole. Under these circumstances, there was no error in
refusing to instruct the jury on second-degree manslaughter . See Cecil v.
Commonwealth , 888 S.W.2d 669, 674 (Ky. 1994) (no error in instructing on
wanton murder but not second-degree manslaughter when defendant shot
victim at point blank range, even though defendant claimed the gun "went off') ;
Crane, 833 S.W.2d at 817-18 (no error in instructing on wanton murder but
not second-degree manslaughter when defendant shot store clerk at close
range, even though defendant claimed he shot "straight up in the air") .
c. Complicity
Hall argues that the trial court gave an erroneous complicity instruction.
KRS 502 .020 creates two types of complicity : complicity to the act under
subsection (1), and complicity to the result under subsection (2) :
When causing a particular result is an element of an offense, a
person who acts with the kind of culpability with respect to the
result that is sufficient for the commission of the offense is guilty
of that offense when he :
(a) Solicits or engages in a conspiracy with another person to
engage in the conduct causing such result; or
(b) Aids, counsels, or attempts to aid another person in planning,
or engaging in the conduct causing such result; or
(c) Having a legal duty to prevent the conduct causing the result,
fails to make a proper effort to do so .
KRS 502.020(2) (emphasis added) .
The Definitions section of Hall's jury instructions defined each type of
complicity separately. Hall argues that the "Complicity as to a Criminal Result"
definition should have included the mental state of "intentional." This Court
held in Harper v. Commonwealth that "subsection (2) complicity liability is not
limited to non-intentional mental states." 43 S.W .3d 261, 267 (Ky. 2001) .
Therefore, an intentional mental state could have been included as a possible
mental state for conviction of subsection (2) complicity, but it was not
necessary, because Hall was also charged with wanton murder.
d. First-Degree Sodomy
Hall claims the jury was improperly instructed that it could convict Hall
of sodomy only if it believed that he, acting alone or in complicity, engaged in
deviate sexual intercourse with the victim in this case. Hall bases his
argument on the definition of deviate sexual intercourse provided in the
instructions, which was consistent with the definition provided in KRS
510 .010(1) : " `Deviate sexual intercourse' means any act of sexual gratification
involving the sex organs of one person and the mouth or anus of another; or
penetration of the anus of one person by a foreign object: manipulated by
another person ." hall asserts that there was no act of sexual gratification, and
he contends that. "act of sexual gratification" modifies both parts of this
definition. However, it is clear from the plain language of the statute that
contrary to Hall's assertion, the two phrases are separated by the word
and that the second phrase, "penetration of the anus of one person by a foreign
object manipulated by another person," need not, be done for sexual
gratification. The instruction was proper.
e. Penalty Phase Instructions
Hall's final claims are that his verdict form directed a verdict of life
without the benefit of probation or parole for twenty-five years, and that the
aggravating circumstances instruction was improper.
In support of his first claim, Hall points to Verdict Form Nos . 1 through
3, which arguably imply that if the jury found Hall guilty of an aggravator, then
they could only fix his punishment at life without the benefit of probation or
parole for twenty-five years. However, Hall conveniently failed to cite
Instruction No . 6, which specifically says "You do not have to sentence the
Defendant, TYREESE HALL, to a term of imprisonment for life without benefit
of probation or parole until he has served a minimum of 25 years of his
sentence even if you find the aggravating circumstances stated in these
Instructions were proven beyond a reasonable doubt." (Emphasis added) . After
a review of the instructions contained in the record, Hall's attempt to mislead
the Court fails. This argument is without merit .
However, the judge also gave the following instruction during the penalty
phase :
In fixing a sentence for the Defendant, "fYREESE HALL, for the
offenses of the Murder, Robbery in the First Degree, and Sodomy
in the First Degree of Clifton Agnew, you shall consider the
following aggravating circumstances which you may believe from
the evidence beyond a reasonable doubt to be true . . . .
Such an instruction improperly includes Robbery in the First Degree and
Sodomy in the First Degree as offenses for which aggravating circumstances
instructions may be found, thus Appellants argue that the jury might enhance
the punishment for the robbery and sodomy, as well as the murder, under the
aggravating circumstances in death penalty cases statute, KRS 532 .025(2)(x) .
As to whether this taints Hall's sentences for robbery and first-degree
sodomy, the Court concludes that any error was harmless . Though those
offenses were improperly included under the general aggravator instruction,
the specific penalty instructions and verdict forms for those crimes include no
room for the use of aggravating factors, listing instead only the statutory
penalty ranges (10 to 20 years for the robbery, 20 to 50 years or life for the
first-degree sodomy) . Aggravating factors only go to whether the death penalty,
life without benefit of probation or parole, or life without benefit of probation or
parole for 25 years are options, and the instrt-ictions informed the jury tli206
S.W.3d 313, 324-25 (Ky. 2006) ; Taylor v. Commonwealth , 175 S.W.3d 68, 72
(Ky. 2005); Abernathy v. Commonwealth , 439 S.W.2d 949, 952 (Ky. 1969) . In
other cases, we have looked at whether the error had any effect on, or
11The standard for constitutional errors has been set by the United States Supreme
Court. See Chapman v. California , 386 U.S. 18 (1967). Because such errors are
always serious business, the bar for such errors to be found harmless is set rather
high, "requiring the beneficiary of a constitutional error to prove beyond a reasonable
doubt that the error complained of did not contribute to the verdict obtained." Id. at
23-24. The "beneficiary" in criminal cases will almost inevitably be the
Commonwealth . The error here, however, does not have a constitutional dimension,
as it is an evidentiary error.
43
contributed to, the verdict returned by the jury. See Morgan v.
Commonwealth , 189 S .W.3d 99, 108 n.27 (Ky. 2006) ; Jarvis v. Commonwealth,
960 S .W.2d 466, 471 (Ky . 1998) .
In recent years, the debate, at least as to the larger issue of "different
result" versus "effect on the verdict," appears to have been settled, with the
effect-on-the-verdict test being the correct standard. See Harp v.
Commonwealth , 266 S .W.3d 8 13, 818 (Ky. 2008), Monroe v. Commonwealth ,
244 S.W.3d 69, 78 (Ky. 2008) ; Emerson v. Commonwealth, 230 S.W.3d 563,
570 (Ky. 2007) ; Vau hn v. Commonwealth, 230 S.W.3d 559, 561 (Ky. 2007) .
The weight of critical opinion supports this shift. See, e.g. , Harry T. Edwards,
To Err is Human, But Not Always Harmless : When Should Legal Error Be
Tolerated? , 70 N.Y. U. L. Rev. 1 167 (1995) (arguing in favor of an effect-on-the
verdict test) ; Roger J . Traynor, The Riddle of Harmless Error (1970) (same) .
Deciding on "effect on the verdict" over "different result" alone does not
answer all questions related to the harmless error doctrine, however. For
example, how much effect must the error have had on the verdict before the
error is sufficiently prejudicial to require reversal? Is any effect enough or
must there be a substantial effect? These are difficult questions to which we
have unfortunately provided inconsistent answers. Though the general focus
on effects on the verdict has been steady in our recent decisions, the exact
formulations of the standard to be applied have differed, sometimes
substantially. See Harp, 266 S.W.3d at 818 (explaining the test as simply
whether an error affected the verdict.) ; Monroe, 244 S.W.3d at 78 (describing
the test as whether an error had a "reasonable probability" affecting the
verdict) ; Emerson, 230 S.W.3d at 570 (applying a test of whether there was a
"reasonable possibility, that [the error] affected the verdict") ; Vau -hn, 230
S.W.3d at 561 (employing a test of whether the error "possibl[y] . . . had an
effect on the verdict"). Though these "tests" arguably differ little, and despite a
proper core concern for the impact of an error on a jury's verdict, they are
inconsistent.
Rather than continuing to muddle through the muck and trying to invent
the wheel anew, our most recent cases have sought guidance from the federal
courts . Specifically ; we have adopted the harmless-error standard announced
in Kotteakos v. United States, 328 U.S. 750 (1946) . See Crossland v.
Commonwealth , 291 S.W.3d 223, 233 (Ky. 2009) (applying Kotteakos as the
harmless error standard for non-constitutional errors) ; Winstead v.
Commonwealth , 283 S.W.3d 678, 689 (Ky. 2009) ("The Kotteakos standard is
the appropriate standard for non-constitutional errors.") . The standard
articulated by the United States Supreme Court in that case requires that a
non-constitutional error have a substantial effect on the verdict before reversal
is merited:
If, when all is said and done, the conviction is sure that the error
did not influence the jury, or had but very slight effect, the verdict
and the judgment should stand . . . . But if one cannot say, with
fair assurance, after pondering all that happened without stripping
the erroneous action from the whole, that the judgment was not
substantially swayed by the error, it is impossible to conclude that
substantial rights were not aff(,(-.I(--(I- `Ilic i ot be increlv
whether there was etjough. to sul?j)ort tl'w__tLesult_, apart from the.
phase yQd by the error . _IL_ i s nat 1-1 11 ct li e r t 1.ip e, rrol-
itself had substantial influence . 11'so, or it` ow'. is left ill grave
doubt, the conviction cannot. stand .
Id. at 764-65 (1946) (emphasis added) . Restated if) sim' .P'l(,st- terms, a v 60H_
constitutional evidentiary error must fmvc 11,'Id 'I SUbstai-itial effect, on the
verdict actually returned by the jury or the _J udgmcn t entered by the court. i n
order to require reversal .
Though we have finally, adopted what . I consider to he the proper
standard for evaluating harmless error, we still have not engaged in a
thoughtful discussion of why it is the correct standard in a published decision, .
having instead simply declared it to be the appropriate standard, despite the
fact that it represents a clear departure from some of our earlier precedent.
And even as the articulation of the rule has changed, we have failed even to
admit in a published decision that the rule has changed or that the various
standards we have articulated are different. Yet, that this new standard is
different and how it is different are important going forward, as the harmless
error standard goes to the heart of what. we do when we review a criminal jury
trial. Because the standard is different, it means that the results in some
cases will be different, meaning that we cannot simply plug the correct
standard into- an opinion -without demonstrating how it applies-or doesnt-
which is what the majority has failed to do here. The inescapable conclusion is
that the standard and the policy behind it matter. We must still think long and
hard on the issue of harmless error so that we can properly apply the new
standard .
Ultimately, I think that the majority is wrong in its harmless error
determination in this case . Why this is the case, however, requires
a candid discussion about harmless error that acknowledges it is a difficult
and subtle proposition, and not just a rule to preserve convictions for heinous
crimes in the face of error. In explaining why I disagree with the majority's
application, I hope to focus on what must: be considered .
To begin with, I agree with our decisions designating Kotteakos as the
appropriate standard for non-constitutional errors. Such errors are likely to be
less serious than constitutional errors, and by their very nature, they rarely
touch on those fundamental concerns and guarantees that lie at the heart of
the criminal justice system and are more likely to be merely technical or
relatively minor. This distinction between the various types of errors is
anticipated by the harmless error rule itself, which focuses on "substantial
justice" and "the substantial rights of the parties." RCr 9 .24 . Kotteakos , by
offering a lesser standard than that required for constitutional errors, also
recognizes the distinction .
My foremost concern is that the majority, in focusing on whether the
properly admitted evidence in this case was overwhelming, has effectively
applied the old different-result approach to harmless error rather than the
effect-on-the-verdict approach under Kotteakos.
The different-result approach required that an appellate court. look at all
the evidence, minus that which was improperly admitted, and determine
whether a jury would have returned a guilty verdict. This is different from a
situation where an appellate court looks at sufficiency of the evidence and
must determine whether the evidence is such that. a reasonable jury could
return a guilty verdict. This latter analysis is a way of looking at what the jury
in the case actually did and evaluating whether it was reasonable. The former
requires postulating a new, entirely hypothetical verdict, one that was not
returned by the jury that actually heard the case, since that jury heard the
improper evidence . Looking at the evidence and deciding a different result
would not have occurred is tantamount to directing a verdict for the
Commonwealth after the fact. Thus, the policy underlying the different-result
approach is a dangerous one that threatens to undermine our rules concerning
who gets to find the facts in a case .
Beyond the policy concerns, however, are substantial constitutional
concerns about the different-result approach . "Here, special concern exists
that judicial toleration of harmless error is not a. license for judicial invasion of
the issue-resolving province constitutionally reserved for the jury." Henry P.
Monaghan, Harmless Error and the Valid Rule Requirement, 1989 Sup . Ct.
Rev. 196, 200 (1989) . The postulation of a non-existent jury verdict absent the
error lies at the heart of the different-result test. As the United States Supreme
Court has stated, such an approach runs afoul of the Sixth Amendment's jury
trial guarantee:
Consistent with the jury-trial guarantee, . . .the reviewing court [is]
to consider . . . not. what effect the . . . error might generally be
expected to have upon a reasonable jury, but rather what effect it.
had upon the guilty verdict in the case at hand . Harmless-error
review looks, we have said, to the basis on which the jury actually
rested its verdict. The inquiry, in other words, is not whether, in a
trial that occurred without the error, a guilty verdict would surely
have been rendered, but whether the guilty verdict actually
rendered in this trial was surely unattributable to the error. That
must be so, because to hypothesize a guilty verdict that was never
in fact rendered-no matter how inescapable the findings to
support: that verdict might. be-would violate the jury-trial
guarantee.
. . . The Sixth Amendment requires more than appellate
speculation about a hypothetical jury's action, or else directed
verdicts for the State would be sustainable on appeal . . . .
Sullivan v. Louisiana, 508 U.S. 275, 279-80 (1993) (emphasis added, quotation
marks and citations omitted) .
Any approach to harmless error that focuses on whether the result, would
have been different, including whether the other evidence in the case was
ovenwdlelnling, is suspect for these reasons.
-
_ _ r ~. ~_ _ _ _ r
11L
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114 1,.
substantial, even overwhelming, evidence of guilt in a case, and yet a piece of
improper evidence could also have been admitted that substantially influenced
the jury. This is, in fact, what I think happened in this case. Instead of looking
at whether the other evidence was overwhelming, we should instead focus on
what effect the erroneous testimony had on jury's verdict in this case.
Otherwise, we return to the old standard, albeit under a different name.
Having said my piece about the harmless error standard, the remaining
task is to apply it to the facts of this case. When the effect-on-the-verdict, test
is applied to this case, I conclude that the introduction of Kaye Thomas's
testimony could not be harmless .
Most of Ms. Thomas's testimony was not about the victim's life, but. was
instead about her and the community's reaction to his attack. While Thomas's
testimony was no doubt heartfelt and motivated by a desire to do good, it was
particularly prejudicial to the appellants. Thomas was emotional on the stand,
breaking into tears at one point. She was condemnatory of the appellants,
testifying that she started her card campaign to "protest against the violence
that had been done" to the victim and stated that he had "met the devil."
Ultimately, Thomas served as a proxy for the entire community to express
outrage against the appellants . I can only conclude that such testimony, as
emotional and echoing with community anger as it was, had a substant=ial
effect on the guilty verdict in this case .
Moreover, we have consistently disapproved of "evidence which serves
little or no legitimate evidentiary purpose other than to engender sympathy for
the victim ." Coulthard v. Commonwealth, 230 S.W.3d 572, 578 (Ky. 2007) ; Ice
v. Commonwealth , 667 S.W .2d 671, 676 (Ky. 1984) ("Evidence to engender
sympathy for the victim . . .violate[s] the rule excluding evidence where its
probative value is slight and far outweighed by its inflammatory nature.") . As
the majority notes, Thomas's testimony was not the sort of humanizing
evidence allowed by Kentucky law; instead, it was "akin to victim impact
testimony." "[T]he introduction of victim impact. evidence during the guilt.
phase is reversible error." Ernst, 160 S.W.3d at 763 (emphasis added) ; see also
Sanborn v. Commonwealth, 754 S.W.2d 534, 542 (Ky. 1988), overruled on
other grounds by Hudson V. Commonwealth, 202 S .W.3d 17 (Ky. 2006) ("[I]t is
improper for the jury to base its decision on guilt or innocence, or on the
appropriate punishment, on who is the victim.").
I have no doubt that the crime in this case is among the most heinous
and barbaric ever committed. I have no doubt that Ms. Thomas is a loving,
humanitarian person, who acted only with best of intentions and an innocent
heart in testifying on behalf of the victim . But I also have no doubt that her
inflammatory testimony was improper under the law of this Commonwealth
and that it laid an inexorable taint on the jury's verdict.
II. Second-Degree Manslaughter Instruction
The majority concludes that the appellants were not entitled to an
instruction on second-degree manslaughter as a lesser-included offense of
murder. I cannot join this conclusion either.
In reaching this conclusion, the majority reviews the evidence and finds
that in this case the attack was so brutal that a jury could return a guilty
verdict only under the theory that the act was intentional or wanton with
extreme indifference to human life (i.e., aggravated wantonness) . In essence,
the majority finds that the evidence was such that it could never support a
finding of mere wantonness . The problem with this finding is that it is not one
that can be made by a judge, or a collection of ji-idges; it involves a pure
question of fact that is reserved for the trier of fact, in this case, the jury.
As noted in the commentary to the Penal Code, there is only one
difference between wanton murder and second-degree manslaughtm7-the lack
of circumstances manifesting extreme indifference to human life. KRS 507.020
cmt. In essence, the basic wanton homicide is second-degree manslaughter ; if
a defendant acts wantonly but with the added element of circumstances
manifesting extreme indifference to human life, then the crime is the higher
offense of wanton murder . As Justice Cooper and Mr. Cetr-ulo have
characterized it, "Wanton Murder is nothing more than Second-Degree
Manslaughter with the increased culpability of `circumstances manifesting
extreme indifference to human life"' I William S. Cooper & Donald P. Cetrulo,
Kentucky Instructions to Juries, Criminal § 3 .23 (5th ed . 2007) (June 2008
supp.) .
That this is a subtle distinction is important when it comes to instructing
juries because it demonstrates the necessity of giving an instruction on both
offenses. As the commentary to KRS 507 .040 notes, whether wantonness is
aggravated cannot be answered as a matter of law and must instead be left to
the trier of fact. It is interesting that in reaching its decision, the majority
cites the commentary to KRS 507.020, but fails to address the commentary to
KRS 507.040, which plainly undercuts its decision.
This Court has repeatedly followed the commentary to KRS 507.040 to
hold, "`Whether wantonness is so extreme that, it demonstrates [st_ich]
indifference is not a question that . . . can be further clarified; it must. be left
directly to the trier of the facts. If wantonness exists but is not so extreme, the
homicide is manslaughter ."' Nichols v. -Commonwealth , 657 S.W .2d 932,
935 (Ky. 1983) (quoting KRS 507.040 cmt.) (original brackets omitted,
emphasis added) ; see also Walden v. Commonwealth, 805 S.W.2d 102, 105 (Ky.
1991) ("Whether the evidence proved wanton murder or second-degree
manslaughter was a question of fact . . . whether wantonness is so extreme
that it demonstrates such indifference to human life as to qualify as the
culpable equivalent of intentional murder `is not a question that, in our view,
can be further clarified; it must [be] left directly to the trier of the facts."') .
This Court has repeatedly reversed convictions for a failure to instruct on
second-degree manslaughter when the evidence would support a mental state
of wantonness, because the fine distinction between wanton murder and
second-degree manslaughter is for the jury to make . See Parker v.
Commonwealth , 241 S.W.3d 805, 811 (Ky. 2007) ("Having found that both
states of mind were supported in the evidence, the trial court usurped the role
of the jury in determining that the evidence did not support a manslaughter
second degree instruction. . . . [The jury was] not given the opportunity to
consider a lesser state of wanton culpability. It is possible the jury would have
found wanton murder anyway ; however, it is also possible for a finding of lesser
wanton behavior, even though unlikely. The point is that this was a question
for the jury, not. the trial court."); Ro ers v. Commonwealth, 86 S .W.3 d 29,
45 (Ky. 2002) ; Ward v. Commonwealth, 695 S.W.2d 404 (Ky. 1985) ; cf.
Commonwealth v. Wolford, 4 S:W.3d 534 (Ky. 1999) (finding it was proper to
instruct on second-degree manslaughter) ; Hudson v. Commonwealth, 979
S.W .2d 106, 110 (Ky. 1998) ("Once the facts of a killing are established,
whether the act itself is murder depends upon the mind of the killer . The state
of that mind at the time of the killing is almost never clear, not even to the
defendant himself.") .
In fact, Justice Cooper and Mr. Cetrulo have gone so far as to say,
In some instances, the `whole law' principle requires an instruction
on a lesser included offense simply because the provable elements
of the primary and lesser included offenses are the same. Thus,
second-degree manslaughter is automatically a lesser included
offense of wanton murder, the only distinction between the two
being that in the latter offense, the degree of wantonness is more
severe.
Cooper and Cetrulo, supra, § 1 .05[B] (emphasis added) ; see id. § 3.20 ("in any
instance in which Wanton Murder is instructed upon, it is probably necessary
to include instructions on the lesser offense of Second Degree Manslaughter") .
Instead of relying on this voluminous case law and commentary on the
statutes, the majority has based its decision on two older cases, Crane v.
Commonwealth , 833 S.W.2d 813 (Ky. 1992), and Cecil v. Commonwealth , 888
S .W.2d 668 (Ky. 1994). In both cases, the Court held that the evidence did not
support the giving of an instruction on second-degree manslaughter despite the
trial court's having instructed on wanton murder. Crane went so far as to say
had
that extreme indifference t.0 hUnlan life been shown "as armatter ref law."
833 S.W.2d at 817.
Crane and Cecil are problematic for a number of reasons, however.
First, they come dangerously close to declaring a directed verdict against the
defendant on the element of "circumstances manifesting extreme indifference to
human life." Second, they require the court to evaluate and choose between
conflicting evidence, a function reserved for the jury. In fact, Professors
Lawson and Fortune have criticized Crane's holding that aggravated
wantonness was shown "as a matter of law" for exactly this reason, stating that
"[i]n so ruling, the Court seemed to judge the defendant's testimony unworthy
of belief, a function normally left to the jury." Robert G . Lawson and William H.
Fortune, Kentucky Criminal L § 8-4(b), at 347 (1998) . Third, they ignore the
precedent that "no matter how preposterous, any [instruction] which is
supported by the evidence must be submitted to the jury. `It is the privilege of
the jury to believe the unbelievable if the jury so wishes ."' TIaylor v.
Commonwealth, 995 S.W.2d 355, 361 (Ky. 1999) (quoting Mishler v .
Commonwealth, 556 S.W.2d 676, 680 (Ky . 1977)) . Professors Lawson and
Fortune further criticize Crane (and implicitly Cecil along these lines by noting,
"the Court may have departed from this sound position when it declared as a
matter of law that the defendant manifested extreme indifference to the value of
human life ." Lawson & Fortune, supra, § 8-4(b), at 347 n .163 .
Crane and Cecil only make sense if, under the evidence in those cases, a
conviction for manslaughter would riot- have beeii valid had the requested
instruction been given . Yet, such a result is unimaginable, as any reasonable
court would uphold such a verdict, deferring to the jury's weighing of the
evidence. Clearly, then, Crane and Cecil are outliers and depart, both from
reason and logic and from the majority of this Court's jurisprudence
concerning lesser-included offenses, specifically second-degree manslaughter
as a lesser-included offense of wanton murder . In fact, it appears to me that
Crane and Cecil have been implicitly overruled already, since this Court has
more recently decided Parker v. Commonwealth, which stated that whether a
crime was wanton murder or second-degree manslaughter "was a question for
the jury, not the trial court." 241 S.W.3d. at 811
By his own admission, Hall physically attacked the victim in this case,
but the extent of his involvement and state of mind are disputable given the
evidence. Multiple versions of his story were presented through his various
statements and the testimony of several witnesses, ranging from that he simply
punched the victim and threw the Crock Pot on his leg to that he struck the
victim in the head with the Crock Pot (possibly the fatal blow) and that he,
rather than Edmonds, sodomized the victim with sticks . The blood spatters on
his pants, compared to the blood-soaked clothing of Edmonds, also raise
questions as to the degree of his participation.
Regardless of the level of his participation, most important is the fact
that Hall's state of mind is not obvious from the nature of the attack. "The
state of that. inind at. the lime of the killing is alniost, never clear, not even to
the defendant himself." Hudson, 979 &VW.2d at, 110 . It is possible that. Hall
simply undertook a vicious attack with a wanton state of mind, meaning he
was aware of and consciously disregarded a substantial and unjustifiable risk
of death and that the risk was of such nature and degree that disregarding it
constituted a gross deviation from the reasonable standard of conduct. The
additional element of extreme indifference to the value of human life, while
certainly plausible, was not proven as a matter of law.
Rather than being conclusive proof of his state of mind, the conflicting
testimony simply raised a host of questions : Did he intend to kill Clifton
him
Agnew? Did he intend to cause serious physical injury? Or, did he act
and
without any specific intent as to death or injury and instead was aware of
consciously disregarding a substantial and unjustifiable risk that death would
occur? If the latter is true, did Hall act under circumstances manifesting
extreme indifference to human life? The evidence could be construed to reflect
all of these circumstances, especially since, as noted above, the distinction
between the aggravated wantonness required to reach murder and the "mere"
wantonness required for second-degree manslaughter is such a fine one that it
inevitably must be left up to the jury. Regardless of how unlikely a finding on
the lesser crime is, an instruction on second-degree manslaughter should have
been given as to Hall. Parker, 241 S.W.3d at 811 ("When the evidence is
subject to different interpretations by the jury, even though the trial court
Could find the requisite state of mind for
might believe it unlikely that the jury
a lesser included offense, it is nonetheless required to instruct on the lesser-
included offense if such an interpretation is possible .") .
The jury instructions regarding Hall were sufficiently flawed by their
failure to instruct on second-degree manslaughter so as to require reversal of
his murder conviction, as such an error cannot be harmless . Commonwealth
v. Swift, 237 S.W.3d 193, 196 (Ky. 2007) ("Furthermore, the trial court's failure
to give a necessary lesser included offense instruction cannot be deemed a
harmless error.") ; see also Cooper and Cetrulo, supra, § 1 .05[B] ("Cases holding
that if the defendant was convicted of the primary offense, a failure to instruct,
on a lesser included offense, or giving an erroneous instruction thereon, was
harmless error probably have no present validity ." (footnotes omitted)) .
Whether Edmunds' conviction should be reversed is a more difficult
question because he did not raise the failure to instruct the jury on second-
degree manslaughter in his appeal, though he did join in Hall's request for the
instruction at trial. I would address his claim of error under the palpable error
rule, RCr 10.26, which focuses on manifest injustice . "To discover manifest
injustice, a reviewing court must plumb the depths of the proceeding . . . to
determine whether the defect in the proceeding was shocking or
jurisprudentially intolerable." Martin v. Commonwealth, 207 S.W.3d 1, 4 (Ky.
2006) .
Failure to give an instruction on a lesser-included offense is not always
palpable error, see Clifford v . Comnlonwcaltlr , 7 S.W.3d 371, 376 (Ky. 1999)
("[W]e are unaware of any authority holding it. to be palpable error to fail to
instruct on a lesser included offense of that charged in the indictment."), but in
"plumb[ing] the depths" of this proceeding, I think that the Martin standard
has been met in this case. As with Hall, if there were an error in the
instructions, then Edmonds was denied a possible defense to the charge of
murder. Clearly, then, given the result as to Hall, and assuming for now
entitlement to the instruction, had Edmonds' attorney raised the issue on
appeal, reversal would be required. This is not a case where we are left to flail
about simply to frame an issue, much less to discover the relevant case law:
the issue in question has been fully explored and argued, albeit by Hall's
counsel and the Commonwealth . It makes little sense not to address the issue
and would be fundamentally unfair to grant relief to Hall but not Edmonds
simply because his counsel raised different: issues.
The question then is whether Edmonds was entitled to the instruction .
Ultimately, the question as it relates to Edmonds goes solely to whether the
evidence could support a finding that he acted with mere wantonness. Based
on the evidence presented at trial, Edmonds' level of participation was either
minimal (based on evidence of only slight involvement) or total (Hall claimed he
was the principal attacker). Like with Hall, if the jury believed his account that
he was only slightly involved, it easily could have found he acted wantonly but
without extreme indifference to the value of human life. Thus, just as with
Hall, Edmunds was entitled to a second-degree manslaughter instruction .
III. Conclusion
Consequently, I must dissent from the majority opinion as it applies the
harmless error standard, and from what I believe is clear error in failing to
properly instruct the jury.
Minton, CA, joins this dissenting opinion .
COUNSEL FOR APPELLANT, DEREK RENE EDMONDS :
Susan Jackson Balliet
Assistant Public Advocate
Department of Public Advocacy
100 Fair Oaks Lane, Suite 302
Frankfort, Kentucky 40601
COUNSEL FOR APPELLANT, TYREESE HALL:
Kathleen Kallaher Schmidt
Appeals Branch Manager
Department of Public Advocacy
100 Fair Oaks Lane, Suite 301
Frankfort, Kentucky 40601-1109
COUNSEL FOR APPELLEE :
Jack Conway
Attorney General
Samuel J. Floyd, Jr.
Assistant Attorney General
Of_fire of _Attorney General
Office of Criminal Appeals
1024 Capital Center Drive
Frankfort, Kentucky 40601-8204
6*ixyrrzrc-r C~Ourf of )firufurhv
2007--SC 000350 M R
DEREK RENE EDMONDS APPELLANT
ON APPEAL FROM JEFFERSON (CRCUIT C()URT
V. HONORABLE JUDITI--I MCI)()NAI.I)-13UI~KMAN, .JUDG E
NOS . 04-CR-001 179-001 AND 04 -CR-0024 4 5 -001
COMMONWEALTH OF KENTUCKY APPELLEE
AND 2007-SC-000359-MR
TYREESE HALL APPELLANT
ON APPEAL FROM JEFFERSON CIRCUIT COURT
V. HONORABLE JUDITH MCDONALD-BURKMAN, .JUDGE
NOS . 04-CR-001 179-002 AND 04-CR-002445-003
COMMONWEALTH OF KENTUCKY APPELLEE
ORDER
On the Court's own motion, the Memorandum Opinion of the Court
rendered November 25, 2009 in the above styled case shall be modified by the
substitution of new pages 1 and 46 of the opinion as attached hereto . Said
modification does not affect the holding, and is made only to reflect
modification on page 46, line 13, by changing the word `appropriates' to
`appropriate .'
Entered: December 1, 2009 .