Commonwealth of Kentucky, Cabinet for Health and Family Services, Ex Rel. Child Support Enforcement v. B.N.T. ( 2022 )

RENDERED: APRIL 28, 2022
TO BE PUBLISHED
Supreme Court of Kentucky
2021-SC-0287-DGE
COMMONWEALTH OF KENTUCKY, APPELLANT
CABINET FOR HEALTH AND FAMILY
SERVICES EX REL. CHILD SUPPORT
ENFORCEMENT
ON REVIEW FROM COURT OF APPEALS
V. NO. 2020-CA-1529
CLARK FAMILY COURT NO. 16-J-00311
B.N.T.; APPELLEES
AND K.S.
OPINION OF THE COURT BY JUSTICE LAMBERT
REVERSING AND REMANDING
This appeal arises from an order of the Clark Family Court denying the
motion of the Commonwealth of Kentucky, Cabinet for Health and Family
Services, ex rel. Child Support Enforcement (“the Cabinet”) to set aside an
agreed judgment regarding the paternity of a child born out of wedlock. The
Cabinet argued that the agreed judgment was void and entered due to fraud
and should be set aside pursuant to Kentucky Rules of Civil Procedure (CR)
60.02.1 The family court determined that because the motion was not brought
1 CR 60.02 states in relevant part:
On motion a court may, upon such terms as are just, relieve a party or
his legal representative from its final judgment, order, or proceeding
upon the following grounds: [. . .] (e) the judgment is void, or has been
satisfied, released, or discharged, or a prior judgment upon which it is
based has been reversed or otherwise vacated, or it is no longer equitable
within a reasonable time, it must deny the motion. The Cabinet appealed. The
Court of Appeals affirmed. After careful review, we reverse and remand for
further proceedings.
I. FACTUAL AND PROCEDURAL BACKGROUND
In 2016, K.S. (“mother”) gave birth to a child. The mother and B.N.T.
(“putative father”) had an intimate relationship while the putative father was
married to another woman and was, at the time, the Clark County Attorney.
One of his official duties was to represent the Cabinet and individuals to
establish paternity. Because of his intimate contact with the mother during
the relevant time periods, the putative father wished to file a petition to
determine whether he was the father of the child. Given the obvious ethical
conflict of filing and handling the paternity action for himself through his own
office, the putative father contacted the Cabinet’s main child support office in
Frankfort to ascertain the best method to file the paternity action. He was
instructed to engage a neighboring county attorney’s office to represent him.
At the putative father’s request, the Cabinet, via the Montgomery County
Attorney, filed a paternity complaint asserting that B.N.T. was the father of the
child in Clark County in October 2016. The mother was served with the
that the judgment should have prospective application; or (f) any other
reason of an extraordinary nature justifying relief. The motion shall be
made within a reasonable time, and on grounds (a), (b), and (c) not more
than one year after the judgment, order, or proceeding was entered or
taken.
2
complaint and did not respond. The office of the Montgomery County Attorney
contacted the mother and informed her of the proceedings and her options.
During her ongoing conversations with the Montgomery County Attorney’s
office, the mother informed the office that the putative father was not the father
of the child but that her fiancé was the father. However, the fiancé has
remained unnamed and enigmatic throughout the years of litigation in this
case. The mother agreed to sign an order that the putative father was not the
biological father of the child, but she refused to name the fiancé or produce
him for genetic testing or to otherwise establish his paternity of the child. Both
the putative father and the mother signed the agreed judgment before a notary.
To underscore the mystery of the fiancé as father, in his letter of transmittal of
the agreed order to Special Judge Lisa Morgan, Montgomery County Attorney
Kevin Cockrell stated: “The father/fiancé’s name was at no time made known to
my staff.”
On December 27, 2016, the Clark County Family Court entered an
agreed judgment which stated:
FINDINGS OF FACT
[1] That all parties are properly before the Court.
[2] That the Defendant is the natural and biological
mother of the minor child, [. . .] born on May 17, 2016
(hereinafter referred to as the “minor child”) and has
advised that the minor child is not the natural and
biological child of the Plaintiff but said child is the
natural and biological child of the Defendant's fiancé.
[3] That the Plaintiff, [B.N.T.], is not the natural and
biological father of the minor child.
3
[4] That the parties hereby waive any further genetic
testing to determine the paternity of the minor child
and understand the impact of waiving said testing.
[5] The parties are executing this document freely and
voluntarily with no undue constraint, under no duress
and being fully informed of the effect of this document.
CONCLUSIONS OF LAW
[1] That the Court has jurisdiction over the parties and
the subject matter.
[2] That the Plaintiff, [B.N.T.], is not the natural and
biological father of the minor child.
[3] That the Defendant's fiancé is the natural and
biological father of the minor child.
[4] No further action is required for any further genetic
testing and said genetic testing is hereby voluntary
waived by the parties.
Based upon the foregoing Findings of Fact and
Conclusions of Law, IT IS THEREFORE AGREED,
ORDERED AND ADJUDGED as follows:
[1] That the Plaintiff, [B.N.T.], is not the natural and
biological father of the minor child of the Defendant
born on May 17, 2016.
[2] Pursuant to the Kentucky Rules of Civil Procedure
and all other applicable law, there is no just reason for
delay and this is a final and appealable judgment.2
On May 12, 2020, the mother, then receiving public benefits for the
child, filed an application for Child Support Services. She claimed that the
2 It is not lost on this Court that the agreed judgment, while generically naming
a “phantom” father once, takes three opportunities to affirmatively state that B.N.T is
not the father.
4
putative father was the biological parent of the child. This application
prompted the Cabinet, through the newly elected Clark County Attorney, to
initiate child support and paternity actions against the putative father. Three
days later, after discovering the irregularity of the “non-paternity” agreed
judgment and suspecting that fraud had been perpetrated by either the
mother, the putative father, or both to acquire the 2016 agreed judgment, the
Cabinet filed a motion to set it aside pursuant to CR 60.02. The motion also
requested genetic testing to establish paternity and child support. Specifically,
the Cabinet stated in its pretrial memorandum that:
the Commonwealth who cannot itself walk into a courtroom, must
rely on persons to execute its responsibilities. The lack of candor
of child support litigants, confidential informants and the like are
not party representatives of the Commonwealth such that when
inaccurate representations have been made the Commonwealth
becomes bound and unable to correct a fraudulent record. In fact,
such as here, it is the Commonwealth whose interests were
extinguished by the fraud. If, none other, the Commonwealth and
its agents have a responsibility to justice and the courts to stand
ready to present matters it discovers to have occurred at the hands
of litigants. Here upon receiving a statement under oath that a
fraud had been perpetrated on the interests of the Commonwealth
to collect child support benefits a motion to hold the judgement
(sic) in abeyance was made.
The Clark Family Court heard argument on the Cabinet’s motion in
October 2020. Counsel for the putative father argued that the motion to set
aside the judgment was untimely under CR 60.02, as the child was then forty-
one months old. The Clark Family Court agreed and denied the motion in
November 2020. The court found that while the agreed judgment might have
been based on perjured or falsified evidence—specifically, the statements made
5
to the Cabinet and sworn to in the agreed judgment by the mother that the
putative father was not the natural parent of the child—CR 60.02(c) mandated
that a motion to set it aside must have been brought within one year.
Additionally, the court found that the agreed judgment could not be set aside
pursuant to CR 60.02(d) and (f) because a motion brought under those sections
must be filed within a reasonable time. Because the three- and a-half year
period between the entry of the judgment and the filing of the motion was not
reasonable, and because the mother knew that the putative father was the
actual father from the beginning, the court found the motion to also be
untimely under CR 60.02 (d) and (f).
The Cabinet appealed. The Court of Appeals affirmed and held that the
trial court did not abuse its discretion in finding that the period between the
agreed judgment and the motion was unreasonable. As to the Cabinet’s
argument that the action was a ruse to establish that the putative father was
not the father, the Court of Appeals concluded that the issue was waived
because the Cabinet did not request additional findings.
We discuss additional facts as necessary below.
II. ANALYSIS
A. The Clark County Family Court acted outside its statutory authority in
adjudicating non-paternity without a corollary determination of
paternity as to an identified father.
Kentucky Revised Statute (KRS) 406.021(1) governs subject matter
jurisdiction and standing in paternity cases. The Clark Family Court, had
jurisdiction to hear this paternity action by way of KRS 23A.100(2)(b). KRS
6
406.021(1) empowers “the mother, the putative father, child, or agency
substantially contributing to the support of the child” to file a complaint in
district court where “paternity may be determined.” The clause “the mother,
the putative father, child, or agency substantially contributing to
the support of the child” dictates standing in a paternity action, i.e., who may
make a request upon the “county attorney or . . . the Cabinet for Health and
Family Services or its designee” to initiate the action.3 The clause “paternity
may be determined” dictates what, precisely, the court hearing the action is
empowered to do, which means that this clause establishes subject matter
jurisdiction.
As always, we apply our general rules of statutory interpretation, which
state that when
interpreting a statute, we have a duty to accord to
words of a statute their literal meaning unless to do so
would lead to an absurd or wholly unreasonable
conclusion. As such, we must look first to the plain
language of a statute and, if the language is clear, our
inquiry ends. We hold fast to the rule of construction
that the plain meaning of the statutory language is
presumed to be what the legislature intended, and if
the meaning is plain, then the court cannot base its
interpretation on any other method or source. In other
words, we assume that the Legislature meant exactly
what it said, and said exactly what it meant.4
These statutory interpretation principles lead us to the conclusion that the
language of the statute, that “paternity may be determined,” is not sufficiently
3 KRS 406.021.
4 Commonwealth v. Moore, 545 S.W.3d 848, 851 (Ky. 2018) (internal citation
omitted).
7
broad to shoehorn a determination of non-paternity for one putative father
without a corollary, affirmative determination of paternity for a different
putative father. “Paternity” means “[t]he quality, state, or condition of being a
father, esp. a biological one.”5 This is an affirmative quality or state, not a
negative one. In other words, had the legislature meant for courts to make a
determination that someone is not a biological father absent a finding that
someone else is a biological father, then it would have used the word “non-
paternity,” rather than “paternity.” It did not. Therefore, an order only
adjudicating non-paternity lacks any support from the statute that empowers
courts to hear paternity actions, generally.
KRS 406.021(2) states the procedure by which a trial court must make
that affirmative determination of paternity:
(2) Paternity may be determined by the District Court when the
mother and father of the child, either:
(a) Submit affidavits in which the mother states the
name and Social Security number of the child's
father and the father admits paternity of the child;
or
(b) Give testimony before the District Court in which
the mother states the name and Social Security
number of the child's father and the father admits
paternity of the child.
5 Black’s Law Dictionary (11th ed. 2019).
8
As part of this procedure, KRS 406.081 states that “[t]he court, upon request of
a party or on its own motion, shall order the mother, child, and putative father
to submit to genetic tests.”6 “May,” of course, is permissive, whereas “shall” is
mandatory.7 In the instant case, the Clark Family Court did not follow the
mandate of either section of KRS 406.021(2). The order did not name the
father or his social security number, and no affidavits by the mother or the
unidentified fiancé were offered to prove his status as the father of the child.
Nor did the Court order genetic testing to disprove or confirm that the putative
father was not the father before entering such an irregular order. When a
putative father files a petition to establish paternity, unless paternity is
established in another pursuant to KRS 406.021(6), the court must conduct
genetic testing prior to dismissing the putative father.
Because the order was to establish non-paternity, the Clark Family Court
lacked the “inherent power” to enter it without some additional factual-finding
(i.e. through DNA testing) to affirmatively establish the child’s actual biological
father and dismiss the putative father’s petition.8 Had the Clark Family Court
simply dismissed the suit instead, then “the mother, the putative father, child,
or agency substantially contributing to the support of the child” could cause
the “county attorney or . . . the Cabinet for Health and Family Services or its
designee” to affirmatively determine the father of the child by separate action.
6 Emphasis added.
7 KRS 446.010.
8 Puckett, 621 S.W.3d. 402 at 410 (quoting Evans v. Corporate Servs., 565
N.E.2d 724, 727 (1990)).
9
Because the Clark Family Court entered only an order of non-paternity when it
lacked “the inherent power to enter the particular judgment or order,” and
thereby acted without subject matter jurisdiction, that judgment is void.9 It is
a wholly unenforceable paternity judgment. The unnamed fiancé is not a party
to the action and there is no person named from whom to collect child support
owed to either the mother or to the Cabinet.
It is important to note that, generally, a district or family court does have
the ability to adjudicate paternity actions. However, whether this case began
as an attempt to establish or to obscure the paternity of the child, the agreed
judgment cannot stand.
B. Because the judgment is void, CR 60.02(e) mandates that it must be
set aside.
Though the trial court found that perjury or falsified evidence may have
been offered and may have been determinative of the judgment from which the
Cabinet sought relief, it determined that its ability to act was limited by the
timing of the motion. Because the one-year period had lapsed, and the motion
was not brought within a reasonable time, the trial court denied the Cabinet’s
motion.
Several principles typically guide this Court’s review of a trial court’s
denial of a CR 60.02 motion. Ultimately, “CR 60.02, is a safety valve, error
correcting device for trial courts.”10 It is firmly within the “sound discretion of
9 Id.10 Kurtsinger v. Bd. of Trs. of Ky. Ret. Sys., 90 S.W.3d 454, 456 (Ky. 2002).
10
the [trial] court” whether to grant relief pursuant to CR 60.02 (a)-(d) and (f),
“and the exercise of that discretion will not be disturbed on appeal except for
abuse.”11 “The test for abuse of discretion is whether the trial judge’s decision
was arbitrary, unreasonable, unfair, or unsupported by sound legal
principles.”12 However, a “void judgment is a legal nullity, and a court has no
discretion in determining whether it should be set aside.”13 Put another way,
“[w]hile trial courts are afforded discretion to address what constitutes a
reasonable time under CR 60.02, the law is clear that void judgments are ‘not
entitled to any respect or deference by the courts.’”14 This is the case, because
“[a] void judgment cannot gain validity simply” due to the passage of time.15
In the instant case, the trial court used its discretion to determine that
the judgment could not be set aside because it had not been filed within a
reasonable time. Because we hold that the judgment was void ab initio on
subject matter jurisdiction grounds, we need not address the other subsections
of CR 60.02 relief.
Though it is not necessary to this decision, this Court finds it prudent to
address one additional point. This case, at its core, has been an impermissible
11Brown v. Commonwealth, 932 S.W.2d 359, 362 (Ky. 1996) (quoting
Richardson v. Brunner, 327 S.W.2d 572, 574 (Ky. 1959)).
12 Foley v. Commonwealth, 425 S.W.3d 880, 886 (Ky. 2014) (citing
Commonwealth v. English, 993 S.W.2d 941, 945 (Ky. 1999) (internal citations
omitted)).
13 Foremost Ins. Co. v. Whitaker, 892 S.W.2d 607, 610 (Ky. App. 1995).
Phon v. Commonwealth, 545 S.W.3d 284, 306–07 (Ky. 2018) (quoting Soileau
14
v. Bowman, 382 S.W.3d 888, 890 (Ky. App. 2012)).
15 Phon, 545 S.W.3d at 307.
11
use of the court system and the services that the Cabinet provides to mothers
and children who are entitled to support from a child’s biological father. These
services are provided at the expense of the taxpayer for the support of the
families of Kentucky, so that all children in the Commonwealth have the
benefit of fair financial contributions from two parents, rather than financial
support from one parent and the taxpayer. The import of this case, generally,
is underscored by the public policy determinations of the legislature,
enumerated through statute, that ultimately guide our decision.
The Court of Appeals, faced with an analogous, but opposite, situation
where a man who was not the biological father as determined by genetic testing
was adjudicated to be the child’s father, artfully articulated this point in
Crowder v. Commonwealth ex rel. Gregory, stating:
Justice is the court's constant destination, relentlessly
pursued.
[. . .]
That an injustice such as this, if allowed, would have
great potential for proliferation is self-evident. H.G.
would have a legal claim to a portion of Crowder’s
estate under our laws of descent and distribution,
which could unjustly diminish the inheritance of
Crowder's true children. H.G. could attempt to draw
benefits from Crowder's social security account equally
with Crowder's true children. The mother of H.G. has
been receiving public assistance for his support. Yet
the Commonwealth could never seek reimbursement
legally due from H.G.'s father because a stranger to
H.G. would be deemed his father, and he would be
relieved from payment of support. It is not the least
among our concerns that it would be unfair to H.G., in
this case vis a vis an adoption, to decree a man to be
his father who bears no relation to him. These are but
a few of the considerations which make the continued
12
application of the paternity judgment against Crowder
unacceptable.16
The same public policy concerns permeate this case. If a biological
father were able to bring an action for non-paternity and acquire an order
stating as much absent the evidence mandated by statute, then an
innumerable number of children born in the Commonwealth would not be
entitled to inherit, receive benefits from social security, or know who their
genetic relatives were. Further, the Commonwealth would not be able to seek
reimbursement legally due from a child’s true biological father, because the
order adjudicating the child’s true father as not-the-father would be preclusive
to him. So, not only do the law and the Rules of Civil Procedure mandate that
the judgment be void, but that mandate is supported by the strong public
policy of the Commonwealth that children are entitled to the support of both
parents, rather than one parent and the taxpayers vis-à-vis the Cabinet.
In all cases in family court, the paramount consideration should be the
child. “The welfare of a child, its life, health, and moral and intellectual being,
should be, and are, kept well in view by the courts in determining its legal
disposition in litigations over it.”17 The putative father and the mother have
done a disservice to this child by taking the path they chose in this litigation.
Keeping the child’s welfare central to our consideration, we cannot strongly
enough underscore how her interest in knowing both of her biological parents
16 745 S.W.2d 149, 151 (Ky. App. 1988).
17 Stapleton v. Poynter, 62 S.W. 730, 731 (Ky. 1901).
13
has been disregarded. Respecting that innate interest, we remand to the Clark
Family Court with instruction to complete genetic testing forthwith. Should
“the paternity index, as calculated by the experts qualified as examiners of
genetic markers” indicate “that the putative father is not the father of the child,
the question of paternity shall be resolved accordingly,” and this matter should
be dismissed.18 The putative father has previously averred that he is the father
and with current genetic testing that question can and should be answered
once and for all time.
III. CONCLUSION
Based on the foregoing, we reverse the Court of Appeals, and hold that the
underlying judgment in this action is void for lack of subject matter jurisdiction.
We reverse and remand with instruction to resume the proceedings in a manner
consistent with this opinion.
All sitting. All concur.
COUNSEL FOR APPELLANT:
William D. Elkins
Clark County Attorney
COUNSEL FOR APPELLEE:
Anita M. Britton
Britton Johnson, PLLC
18 KRS 406.111.
14