Laura Johns v. Kentucky Parole Board ( 2022 )

RENDERED: MARCH 18, 2022; 10:00 A.M.
TO BE PUBLISHED
Commonwealth of Kentucky
Court of Appeals
NO. 2020-CA-1151-MR
LAURA JOHNS; CHRISTINE
STRAZZABOSCO; DUSTIN
RUSSELL; TIMOTHY SHANE; AND
ZACHARY SCHOOLAR APPELLANTS
APPEAL FROM FRANKLIN CIRCUIT COURT
v. HONORABLE THOMAS D. WINGATE, JUDGE
ACTION NO. 20-CI-00381
KENTUCKY PAROLE BOARD AND
KENTUCKY DEPARTMENT OF
CORRECTIONS APPELLEES
OPINION
AFFIRMING
** ** ** ** **
BEFORE: ACREE, CETRULO, AND TAYLOR, JUDGES.
ACREE, JUDGE: Appellants appeal the Franklin Circuit Court order denying
both their petition for immediate release from state custody and reinstatement to
supervised parole and their motion for class certification pursuant to CR1 23. After
reviewing the record, we affirm the circuit court’s order.
BACKGROUND
Each Appellant was convicted of a crime but subsequently paroled
under supervision and subject to certain conditions. Each was charged later with
violating the terms of supervised parole, each was found at a hearing to have
violated those terms, each had their parole revoked, and each was reincarcerated.
This seems routine until one considers Appellee Kentucky Parole
Board is subject to a statute governing when the revocation hearing must be
conducted. In its entirety, the applicable version of the statute says: “Any prisoner
returned to prison for violation of his release shall be heard by the board within
thirty (30) days on the propriety of his rerelease.” KRS2 439.440 (1956).3
Appellants argue the Parole Board failed to comply with the statute as to each
Appellant.4 No party disputes the COVID-19 pandemic played a role in the delays.
1
Kentucky Rules of Civil Procedure.
2
Kentucky Revised Statutes.
3
The statute was amended, effective July 15, 2020, and now reads: “Any prisoner returned to
state custody for violation of his or her release shall be heard by the board within sixty (60) days
on the propriety of his or her rerelease.” KRS 439.440 (emphasis added showing change).
4
Each Appellant alleges he or she remained in state custody longer than the period within which
their revocation hearing was required to be conducted. The Parole Board made its parole
revocation determination regarding Appellant Strazzabosco 125 days after being returned to state
custody, regarding Appellant Russell in 108 days, regarding Appellant Shane in 146 days,
regarding Appellant Schooler in 157 days, and regarding Appellant Johns in 114 days.
-2-
Appellants and others5 filed a petition with the circuit court pursuant
to KRS 418.040 for declaratory and injunctive relief. They also moved the circuit
court pursuant to CR 23 to certify, as classes, three distinct but similarly situated
groups of parolees.
Appellants claimed the Parole Board violated KRS 439.440 by failing
to conduct timely hearings. The remedy they seek is the immediate release from
state custody and return to supervised parole status of each of the Appellants and
other petitioners and, presuming class certification, each member of each class
certified. They argue such relief should be granted notwithstanding the merits of
any claim they violated the conditions of their parole.
Appellees disputed the claims and eventually moved the circuit court
for summary judgment. They presented three arguments to the circuit court.
First, Appellees said the parolees’ cases are moot because the Parole
Board held hearings in each case.
Second, Appellees argued the petitioners, including Appellants here,
were in local or county jails and remained there. Therefore, they were not
“prisoner[s] returned to prison[.]” KRS 439.440 (emphasis added). Consequently,
the 30-day time period for conducting a revocation hearing never began.
5
In addition to Appellants, the petitioners in the circuit court action were Shaun Haley, Robby
Dudley, Jeffrey Hearington, Jeremiah Kelly, Jeremy Kirksey, Curtis Wilkerson, and William
Johnson.
-3-
Third, Appellees argued the only remedy available for an untimely
revocation hearing is a writ of mandamus compelling the Parole Board to conduct
the hearing; their petition for any other relief should be denied.
The circuit court found for Appellants on the Appellees’ first two
claimed grounds for summary judgment, holding: (1) although the cases were
moot, they were capable of repetition, yet evading review, thereby authorizing
adjudication; and (2) there was no meaningful distinction between returning a
parolee to prison and any other form of reincarceration by the state.
However, the circuit court agreed with Appellees the only remedy
available when the Parole Board misses the deadline imposed by KRS 439.440 is a
writ of mandamus to compel the requisite hearing. Because those hearings were
already conducted, Appellants have their remedy and are entitled to no more.
ANALYSIS
We cannot yet decide whether the circuit court was correct in
determining whether Appellants were entitled to the specific remedy they sought.
Necessarily, we must first address the question of mootness, not only as
determined by the circuit court, but as a question of our own subject matter
jurisdiction. Kentucky Bd. of Nursing v. Sullivan Univ. Sys., Inc., 433 S.W.3d 341,
343 (Ky. 2014) (citing Veith v. City of Louisville, 355 S.W.2d 295, 297-98 (Ky.
1962)) (“Appellate courts lack subject matter jurisdiction to decide cases that have
-4-
become moot.”).6 This Court may not proceed at all unless we determine either the
issue before us is not moot or an exception to mootness applies.
Interpretation of the phrase “return[] to prison” in KRS 439.440
(1956) has been briefed by both parties. Our review does not require deciding this
question. The circuit court ruled in Appellants’ favor and Appellees have not
challenged the ruling with a cross-appeal. Additionally, the statute has been
revised to eliminate the dispute. Therefore, we will not address it.
6
We question Kentucky Board of Nursing’s association of mootness with subject matter
jurisdiction. If that case, or Appellants’ cases in this appeal, had been brought before becoming
moot, no one could doubt the circuit court’s subject matter jurisdiction. We believe mootness,
like other forms of non-justiciable cases, deprives a court of particular case jurisdiction, not
subject matter jurisdiction, as shown in the cases Kentucky Board of Nursing cites. Analysis in
Kentucky Board of Nursing is predicated on the reasoning of Veith v. City of Louisville, 355
S.W.2d 295 (Ky. 1962), which, in turn, relies upon Elrod v. Willis, 303 Ky. 724, 198 S.W.2d 967(1946), Commonwealth ex rel. Watkins v. Winchester Water Works Company, 303 Ky. 420, 197
S.W.2d 771 (1946), and Revis v. Daugherty, 215 Ky. 823, 287 S.W. 28 (1926). Not one of these
cases mentions subject matter jurisdiction. In fact, the question in Veith is not even mootness,
but a different category of non-justiciable cases, ripeness. Veith, 355 S.W.2d at 297 (“[T]he
possible development of a legal issue sometime in the future is too remote to constitute a real
controversy.”); see Nordike v. Nordike, 231 S.W.3d 733, 738 (Ky. 2007) (citation omitted)
(“Jurisdiction over a particular case . . . includes, or at least relates to, concepts such as ripeness
. . . .”). Elrod contains no form of the word “moot” for good reason; it was not moot, but simply
did not present a justiciable issue because “appellant has no right w[hich] is affected by the
provision he has attacked in his petition.” 303 Ky. at 727, 198 S.W.2d at 969. In Watkins, the
Winchester Water Works based its petition on its “fear or expectation” that the Department of
Highways might “take action which would necessitate the removal or relocation of the pipe lines
. . . in the future.” 303 Ky. at 422, 197 S.W.2d at 772. The Department never engaged in
conduct “to turn the academic question into a justiciable one . . . .” Id. at 423, 197 S.W.2d at
773. Clearly, this case is about ripeness. Like most of these other cases, Revis never mentions
the word “moot” or its forms, but simply says a “justiciable plaintiff should aver his legal rights”
and also aver the defendant acted to “impair, thwart, obstruct, or defeat plaintiff in his rights.
Nothing of the kind is averred as against the alleged defendant . . . .” 215 Ky. at 825-26, 287
S.W. at 29. In each case, and others, mootness and other forms of non-justiciability affect a
court’s authority to adjudicate the particular case over which the court clearly has jurisdiction of
its subject matter.
-5-
Mootness Question
“[M]ootness is a threshold matter for a reviewing court to resolve.”
Kentucky Bd. of Nursing, 433 S.W.3d at 343 (citing Kentucky High Sch. Athletic
Ass’n v. Edwards, 256 S.W.3d 1, 4 (Ky. 2008)). “[A]n appellate court is required
to dismiss an appeal when a change in circumstance renders that court unable to
grant meaningful relief to either party.” Med. Vision Grp., P.S.C. v. Philpot, 261
S.W.3d 485, 491 (Ky. 2008); see Kentucky Bd. of Nursing, 433 S.W.3d at 344.
Appellants are reincarcerated parolees who violated conditions of
their parole. The meaningful relief they seek is release from incarceration and
return to supervised parole, disregarding whether they violated their parole
conditions. If the circuit court was authorized to provide such relief, the issue
Appellants ask this Court to review is not moot because, on this record, the
Appellants remain imprisoned. Our review could continue.
Because mootness would deprive this Court of authority to do
anything but dismiss the appeal, we must presume, without yet deciding the
correctness of the circuit court’s ruling, that the Appellants were only entitled to a
hearing, which already occurred – making the issue moot. Commonwealth v.
Hughes, 873 S.W.2d 828, 830 (Ky. 1994) (ordering what has already occurred is
meaningless and, therefore, moot because there is no grievance to resolve). If
moot, we cannot proceed unless an exception to the mootness doctrine applies.
-6-
The circuit court found the “capable of repetition, yet evading review”
exception applies. We disagree.
“Capable of repetition, yet evading review” exception does not apply.
The circuit court ruled the Appellants’ claims, though moot, could be
adjudicated because the issues involved in the case are capable of repetition, and
yet they evade review. This exception does not apply.
“The exception for cases ‘capable of repetition, yet evading review,’
has two elements: (1) the challenged action must be too short in duration to be
fully litigated prior to its cessation or expiration, and (2) there must be a reasonable
expectation that the same complaining party will be subjected to the same action
again.” Morgan v. Getter, 441 S.W.3d 94, 100 (Ky. 2014) (citation omitted). The
second element of this exception is not present here.
For purposes of our analysis, we presume the first element is satisfied
because there is a short duration for the Parole Board to conduct a revocation
hearing compared to the protractions of litigation to compel it.7 The second
element is more problematic.
Because each Appellant remains in state custody and under
supervision of the Parole Board, he or she might again be paroled, be subsequently
7
Of course, the remedy of a writ of mandamus eliminates the relevance of this element and
therefore the mootness itself.
-7-
accused of violating parole, and thereby be entitled to another KRS 439.440
hearing that the Parole Board might be tardy in providing. These circumstances
are not beyond possibility. But possibility is not enough.
Under the second element, “there must be a reasonable expectation
that the same complaining party will be subjected to the same action again.”
Morgan, 441 S.W.3d at 100 (emphasis added). This Court concludes any such
expectation would be unreasonable. Not only would an Appellant have to be
granted parole again, he or she would have to be accused of violating parole again.
If an Appellant’s behavior after reincarceration is such as to justify a second
parole, he or she, surely, will have learned from this first experience not to repeat
it. That makes a repeat of these circumstances unlikely to occur before the
Commonwealth is beyond the disruption of government administration visited
upon us by a pandemic.
Furthermore, the statute has been amended to give the Parole Board
twice as long to conduct the hearings. We cannot conclude there is a reasonable
expectation that any of these Appellants will be subjected again to an untimely
KRS 439.440 hearing. The second element of this exception is not satisfied.
Therefore, this exception to mootness cannot apply.
-8-
“Public interest” exception to mootness applies.
We believe the public interest exception does apply. “To apply the
‘public interest’ exception to mootness the reviewing court must find three
elements present: (1) a question involving a public nature; (2) a need for an
authoritative determination for the future guidance of public officers; and (3) a
likelihood of future reoccurrence of the question.” Commonwealth v.
Collinsworth, 628 S.W.3d 82, 87 (Ky. 2021).
Whether the criminally convicted are released from incarceration is a
question of public interest, and we believe no more need be said. See, e.g., Wilfong
v. Commonwealth, 175 S.W.3d 84, 103 (Ky. App. 2004) (“[A]n appropriate
condition of probation . . . serve[s] the goals of rehabilitating the probationers and
protecting the public.”). We move on to the second element.
The Appellants’ goal in this case is to be released from incarceration.
The public officers involved, to include the members of the Parole Board and the
Department of Corrections, have a need to know whether a potential consequence
of an untimely KRS 439.440 hearing is the parolee’s release regardless of whether
he or she violated parole. That leaves only the third element.
Is the Parole Board’s failure to comply with the statutory time
restriction likely to occur again? Although a future reoccurrence of a delayed
hearing for these specific Appellants is not something we should reasonably
-9-
expect, a greater likelihood exists for first-time parolees, such as Appellants once
were. A likelihood remains that even the new sixty-day limit will, from time to
time, pose a challenge for the Parole Board, even after the pandemic is no longer a
factor in the calculus. The logistics of prisoner participation in hearings, requiring
coordination and cooperation among independent offices and officers, including
possible prisoner transport, will remain an inherent obstacle to a timely hearing.
Therefore, we conclude a reoccurrence of an untimely hearing is likely, whether in
a solitary instance or occasionally.
This Court can now review the merits. If we conclude the circuit
court is correct that Appellants’ only remedy is a writ of mandamus to compel
hearings that already occurred, we will not be exceeding our jurisdiction because,
although moot, the question is reviewable pursuant to the public interest exception.
Mandamus is sole remedy for failure to conduct timely KRS 439.440 hearing.
Long ago, a parolee, reincarcerated for violating terms of his parole,
brought a habeas corpus action claiming he was “illegally restrained by the . . .
Parole Board, because his parole from the prison was revoked and he was
reincarcerated without any hearing . . . .” Shepherd v. Wingo, 471 S.W.2d 718,
719 (Ky. 1971). Rejecting habeas corpus as his remedy, the Shepherd Court cited
the now century old case of Board of Prison Commissioners v. Crumbaugh, which
says:
-10-
If the [Parole B]oard should in any case abuse its authority
in rearresting a convict, the remedy is by a proceeding in
the circuit court . . . to obtain a writ of mandamus requiring
the board to proceed properly, and in that judicial
proceeding the facts may all be shown, and either party
aggrieved by the decision may appeal to this court.
161 Ky. 540, 170 S.W. 1187, 1188 (1914) (emphasis added).
In a subsequent opinion a few years later, the former Court of Appeals
laid out the reasoning more clearly. “A prisoner . . . at liberty under the parole . . .
is subject to the control of the board as he was before the parole was granted.”
Commonwealth v. Crumbaugh, 176 Ky. 720, 197 S.W. 401, 402 (1917);
Muhammad v. Kentucky Parole Bd., 468 S.W.3d 331, 345 n.15 (Ky. 2015)
(parolee in revocation hearing is not seeking release from custody, “but the
exchange of one form of custody for another.”). Hence, once convicted, and until
he serves out his sentence, a parolee is lawfully in state custody whether
incarcerated or not. See KRS 439.346; KRS 439.348. Habeas is not his remedy.
Thirty or so years after the Crumbaugh cases, our highest Court
reiterated this most consistent ruling that if “the [Parole B]oard should abuse its
authority . . . , the remedy is . . . to obtain a writ of mandamus requiring the
[B]oard to proceed properly.” Mahan v. Buchanan, 310 Ky. 832, 836, 221 S.W.2d
945, 947 (1949). That is the sole remedy the circuit court identified in the instant
case.
-11-
The bottom line is that each Appellant’s complaint and concomitant
remedy is indistinguishable from those in Allen v. Wingo, 472 S.W.2d 688 (Ky.
1971). In that case, the parolee claimed “revocation of parole . . . was invalid
because he had not been given a hearing as required by KRS 439.440 until 40 days
after his return to prison, whereas the statute directs that the hearing be had within
30 days . . . .” Id. at 688. Chief Justice Palmore, writing for Kentucky’s highest
Court said: “For the reasons set forth in Mahan v. Buchanan . . . and its supporting
authorities, mandamus is the only proper remedy for an abuse of authority by the
parole board . . . .” Id.Reading Mahan and Allen together makes it clear – Appellants were
entitled to no relief other than a writ of mandamus compelling the Parole Board to
conduct the KRS 439.440 hearing. The record shows each Appellant has had the
benefit of such a hearing and they are entitled to no further relief.
Our decision makes the question of class certification moot and we
decline to address it.
CONCLUSION
For the foregoing reasons, the Franklin Circuit Court’s order is
affirmed.
ALL CONCUR.
-12-
BRIEFS AND ORAL ARGUMENT BRIEF AND ORAL ARGUMENT
FOR APPELLANTS: FOR APPELLEE KENTUCKY
PAROLE BOARD:
Timothy G. Arnold
Frankfort, Kentucky Angela T. Dunham
Frankfort, Kentucky
BRIEF FOR APPELLEE
KENTUCKY DEPARTMENT OF
CORRECTIONS:
Allison R. Brown
Frankfort, Kentucky
ORAL ARGUMENT FOR
APPELLEE KENTUCKY
DEPARTMENT OF
CORRECTIONS:
Robert Chaney
-13-